13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 8,481 holding rows worth $141,241,546,000.
- Accession
- 0000950123-15-011853
- Filer
- CIK 1610520
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 14,899 entries on the cover page, a total value of $141,241,546,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $141,241,616,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 30,161 | $447,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,000 | $446,000 | thousands by filing date | put |
| SUPERVALU INC | 868536103 | COM | 61,757 | $444,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 199,247 | $444,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 33,745 | $442,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 27,623 | $442,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 47,698 | $442,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 7,365 | $441,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 15,672 | $440,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 19,650 | $440,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 6,066 | $439,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 26,204 | $439,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 20,500 | $439,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 14,859 | $438,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 20,170 | $438,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 16,199 | $437,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 6,551 | $437,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 7,733 | $437,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 15,170 | $436,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 14,975 | $436,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 124,000 | $436,000 | thousands by filing date | put |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 12,559 | $435,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 14,562 | $434,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 10,100 | $433,000 | thousands by filing date | put |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 32,825 | $432,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 24,922 | $432,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 9,536 | $431,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 53,105 | $431,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 14,358 | $431,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 35,300 | $430,000 | thousands by filing date | call |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 13,699 | $430,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 13,724 | $430,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 21,041 | $429,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 28,854 | $429,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 4,992 | $428,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 12,441 | $427,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,372,033 | $426,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 28,017 | $426,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 8,980 | $425,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 38,479 | $425,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 9,186 | $425,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 16,290 | $424,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 308,400 | $423,000 | thousands by filing date | call |
| SUNOPTA INC | 8676EP108 | COM | 86,910 | $423,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 36,457 | $423,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 10,300 | $422,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 15,846 | $422,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 112,112 | $421,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 43,742 | $421,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 9,639 | $421,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 31,521 | $421,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 8,797 | $420,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 27,500 | $420,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 12,234 | $420,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 43,233 | $419,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 27,617 | $419,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 22,760 | $419,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 5,428 | $417,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 42,542 | $417,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 54,076 | $417,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 10,445 | $416,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 4,300 | $416,000 | thousands by filing date | call |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 36,176 | $416,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 16,756 | $416,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 10,500 | $415,000 | thousands by filing date | call |
| BOYDGAMINGCORP | 103304101 | STOK | 25,459 | $415,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 135 | $415,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 22,800 | $415,000 | thousands by filing date | call |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 8,256 | $415,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 8,656 | $415,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 23,827 | $415,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 5,583 | $414,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 41,554 | $413,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 29,014 | $412,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 7,770 | $412,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 37,440 | $411,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 18,268 | $410,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 50,000 | $410,000 | thousands by filing date | put |
| CELADON GROUP INC | 150838100 | COM | 25,556 | $410,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 16,670 | $409,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 9,911 | $409,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 18,297 | $407,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 9,762 | $406,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 29,425 | $406,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 12,654 | $405,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 23,001 | $405,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 11,200 | $404,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 31,800 | $404,000 | thousands by filing date | put |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 24,092 | $403,000 | thousands by filing date | |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 14,589 | $403,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 10,700 | $403,000 | thousands by filing date | call |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 31,526 | $402,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 106,445 | $402,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 30,478 | $400,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 37,195 | $399,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 30,550 | $399,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 8,400 | $396,000 | thousands by filing date | put |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 5,608 | $396,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 9,087 | $396,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 15,902 | $395,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 34,053 | $395,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 4,981 | $395,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 28,805 | $394,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 16,834 | $393,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 15,033 | $392,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 5,989 | $392,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 6,600 | $391,000 | thousands by filing date | put |
| HOLLYFRONTIER CORP | 436106108 | COM | 8,000 | $391,000 | thousands by filing date | put |
| MULTI-COLOR | 625383104 | COM | 5,102 | $390,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 9,000 | $390,000 | thousands by filing date | call |
| EROS INTL PLC | G3788M114 | SHS NEW | 14,335 | $390,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 145,000 | $390,000 | thousands by filing date | call |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 4,567 | $388,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 8,796 | $388,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 4,443 | $387,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 12,700 | $386,000 | thousands by filing date | put |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 17,240 | $386,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 7,434 | $385,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 17,781 | $385,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 10,230 | $385,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 6,448 | $384,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 26,472 | $384,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 7,223 | $383,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 16,175 | $383,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 142,391 | $383,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 9,248 | $383,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 25,317 | $382,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 62,387 | $381,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 33,010 | $380,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 5,150 | $379,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 62,300 | $378,000 | thousands by filing date | call |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 28,424 | $378,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 9,619 | $378,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 29,001 | $378,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 28,050 | $377,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 6,917 | $377,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 142,870 | $376,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC COM NEW | 38489R605 | REIT | 18,090 | $376,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 4,663 | $375,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 42,961 | $375,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 60,023 | $374,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 25,796 | $374,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 8,400 | $373,000 | thousands by filing date | put |
| SPARTANNASH CO | 847215100 | COM | 14,393 | $372,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 27,271 | $372,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 24,377 | $371,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 61,711 | $369,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 30,786 | $369,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 6,276 | $368,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 30,999 | $368,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y181 | SML CP BULL 2X | 14,141 | $368,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 7,674 | $367,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 29,092 | $367,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 17,713 | $366,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 23,544 | $366,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 7,300 | $365,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 2,723 | $365,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 9,024 | $365,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 49,721 | $365,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,700 | $364,000 | thousands by filing date | put |
| SanDisk Corporation | 80004C101 | COM | 6,700 | $364,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 214,583 | $364,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 58,955 | $363,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 36,683 | $363,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 7,300 | $362,000 | thousands by filing date | call |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 15,891 | $362,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 12,955 | $361,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 7,855 | $361,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 4,541 | $361,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 5,000 | $360,000 | thousands by filing date | put |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 3,158 | $359,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 8,314 | $359,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 269 | $359,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 10,459 | $359,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 14,693 | $358,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 10,274 | $357,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 10,598 | $357,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 51,318 | $357,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 11,185 | $357,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 15,310 | $355,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 41,418 | $355,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 15,804 | $355,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 11,572 | $354,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 28,105 | $354,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 11,844 | $353,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 11,853 | $353,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 237,500 | $352,000 | thousands by filing date | call |
| HRG GROUP INC COM | 40434J100 | Stock | 30,040 | $352,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 11,700 | $351,000 | thousands by filing date | call |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 59,182 | $350,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 9,075 | $349,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 11,485 | $349,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 346,743 | $347,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 23,039 | $346,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 19,574 | $346,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 98,200 | $346,000 | thousands by filing date | put |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 8,500 | $346,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 3,347 | $345,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,100 | $345,000 | thousands by filing date | call |
| CHATHAM LODGING TR | 16208T102 | COM | 16,063 | $345,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 27,461 | $344,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 35,000 | $343,000 | thousands by filing date | put |
| LAKELAND FINL CORP | 511656100 | COM | 7,604 | $343,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 14,150 | $342,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 45,000 | $342,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 19,653 | $341,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 892,129 | $341,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 6,174 | $341,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 21,084 | $341,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 7,624 | $339,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 14,408 | $339,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 21,136 | $337,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 7,586 | $336,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 8,100 | $336,000 | thousands by filing date | put |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 38,744 | $334,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 10,800 | $333,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 4,118 | $333,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 22,239 | $333,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 15,600 | $333,000 | thousands by filing date | call |
| PHI INC | 69336T106 | COM VTG | 16,998 | $333,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,600 | $332,000 | thousands by filing date | call |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 73,007 | $332,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 7,518 | $331,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 22,175 | $331,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 623,504 | $331,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 100,000 | $331,000 | thousands by filing date | put |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 30,390 | $331,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 10,215 | $330,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 8,800 | $330,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 25,100 | $330,000 | thousands by filing date | put |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 34,949 | $330,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 43,099 | $330,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 11,790 | $329,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 165,358 | $329,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 13,597 | $328,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 11,500 | $328,000 | thousands by filing date | call |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 10,414 | $328,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 10,121 | $328,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 71,927 | $328,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 29,000 | $327,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 17,112 | $327,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 14,516 | $326,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 18,157 | $326,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 3,282 | $326,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 16,700 | $325,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 25,000 | $323,000 | thousands by filing date | call |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 27,675 | $323,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 6,200 | $323,000 | thousands by filing date | call |
| CORVEL CORP COM | 221006109 | Stock | 9,965 | $322,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 3,600 | $322,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 11,728 | $321,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 16,502 | $321,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 4,323 | $320,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 19,762 | $320,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 14,000 | $319,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,300 | $319,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 33,049 | $319,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 51,367 | $319,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 230,800 | $319,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 31,205 | $319,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 4,648 | $318,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 21,630 | $318,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 10,892 | $318,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 18,286 | $318,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 9,796 | $317,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 24,797 | $317,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 21,104 | $317,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 40,469 | $317,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 6,377 | $317,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 34,826 | $316,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 3,611 | $316,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 4,672 | $316,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 12,761 | $316,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 10,187 | $315,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,200 | $314,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 4,800 | $314,000 | thousands by filing date | call |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 16,441 | $314,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 12,902 | $313,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 7,239 | $313,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 191,256 | $312,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,500 | $311,000 | thousands by filing date | put |
| NATUS MEDICAL INC | 639050103 | COM | 7,818 | $309,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 6,359 | $309,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 2,720 | $309,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 83,602 | $308,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 8,714 | $308,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 68,378 | $308,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 111,209 | $307,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 5,154 | $307,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 22,847 | $307,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 18,128 | $306,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 49,500 | $306,000 | thousands by filing date | put |
| BROWN & BROWN INC COM | 115236101 | Stock | 9,808 | $304,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 13,091 | $304,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 4,200 | $302,000 | thousands by filing date | call |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 3,484 | $302,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 5,915 | $302,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 40,411 | $302,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 12,165 | $302,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,100 | $301,000 | thousands by filing date | put |
| UMB FINL CORP | 902788108 | COM | 5,933 | $301,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 38,720 | $301,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 16,100 | $301,000 | thousands by filing date | put |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 15,982 | $301,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 22,777 | $301,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 4,543 | $301,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 14,895 | $301,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 38,664 | $301,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 24,764 | $300,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 13,786 | $300,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 19,282 | $300,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 3,115 | $300,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 22,700 | $300,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 45,000 | $298,000 | thousands by filing date | put |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 17,551 | $298,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 31,382 | $297,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 182,100 | $297,000 | thousands by filing date | put |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 56,287 | $297,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 14,409 | $296,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 15,533 | $296,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 13,791 | $296,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 22,500 | $296,000 | thousands by filing date | put |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 21,517 | $296,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 23,102 | $295,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 4,496 | $295,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 5,445 | $294,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 11,643 | $294,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 10,000 | $294,000 | thousands by filing date | put |
| CUBIC CORP | 229669106 | COM | 6,984 | $293,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 12,449 | $293,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 120,322 | $293,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 85,500 | $293,000 | thousands by filing date | put |
| FABRINET SHS | G3323L100 | Stock | 15,946 | $292,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 24,167 | $292,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 6,943 | $291,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 5,935 | $291,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 38,720 | $291,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 52,537 | $291,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 13,200 | $291,000 | thousands by filing date | put |
| SAFETY INS GROUP INC | 78648T100 | COM | 5,346 | $290,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 29,390 | $290,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 774 | $290,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 16,964 | $290,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 13,839 | $290,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 14,018 | $289,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 9,108 | $289,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 24,719 | $289,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 47,829 | $289,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 50,875 | $289,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 34,220 | $288,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 13,860 | $288,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 7,371 | $288,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 6,572 | $287,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 22,375 | $287,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 7,100 | $286,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 7,537 | $286,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,100 | $285,000 | thousands by filing date | put |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 7,229 | $285,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 29,172 | $285,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 6,832 | $284,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,000 | $284,000 | thousands by filing date | put |
| ZENDESK INC | 98936J101 | COM | 14,343 | $284,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 5,903 | $283,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 3,200 | $282,000 | thousands by filing date | call |
| HEXCEL CORP NEW | 428291108 | COM | 6,274 | $282,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 10,965 | $282,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 7,122 | $282,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 37,660 | $281,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 5,032 | $280,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,239 | $280,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 35,780 | $280,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 27,069 | $280,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 61,636 | $279,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 285,670 | $278,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 7,311 | $277,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 6,799 | $277,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 84,800 | $276,000 | thousands by filing date | put |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 22,190 | $276,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 45,232 | $276,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 17,352 | $275,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 47,408 | $275,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 27,683 | $275,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 161,500 | $275,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 113,492 | $274,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,800 | $273,000 | thousands by filing date | put |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 10,808 | $273,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 71,200 | $273,000 | thousands by filing date | call |
| DIGITALGLOBE INC | 25389M877 | COM | 14,334 | $273,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 3,492 | $273,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 8,439 | $273,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 19,978 | $272,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 13,120 | $272,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 9,507 | $271,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 20,908 | $271,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 32,602 | $271,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 11,283 | $271,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 13,666 | $271,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 8,932 | $270,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 16,428 | $270,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 2,566 | $270,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 6,000 | $269,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 10,500 | $269,000 | thousands by filing date | call |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 3,004 | $269,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 9,467 | $269,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 11,800 | $268,000 | thousands by filing date | call |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 14,289 | $268,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 10,232 | $268,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 16,723 | $268,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 92,875 | $268,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 7,100 | $267,000 | thousands by filing date | call |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 12,999 | $266,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 24,885 | $266,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 12,243 | $266,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 6,532 | $265,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 5,091 | $265,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 16,484 | $265,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 7,436 | $265,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 25,880 | $264,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 11,390 | $264,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 22,700 | $264,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 17,743 | $264,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 13,678 | $264,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 24,700 | $263,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 7,476 | $263,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 8,620 | $262,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 4,704 | $261,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 16,159 | $261,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 3,358 | $261,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 9,000 | $260,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,800 | $259,000 | thousands by filing date | call |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,400 | $259,000 | thousands by filing date | put |
| BOISE CASCADE CO DEL | 09739D100 | COM | 10,286 | $259,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 9,700 | $259,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 6,044 | $259,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 7,129 | $258,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 12,755 | $258,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 8,250 | $258,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 9,250 | $257,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 17,321 | $257,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 7,353 | $257,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 8,842 | $256,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 6,860 | $256,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 6,700 | $256,000 | thousands by filing date | put |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 34,014 | $255,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 18,340 | $255,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,300 | $254,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,600 | $254,000 | thousands by filing date | call |
| CITIZENS INC | 174740100 | COMMON STOCK | 34,153 | $254,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 17,284 | $254,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 19,800 | $254,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 21,330 | $254,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 5,934 | $253,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 12,109 | $252,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 31,052 | $252,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 20,876 | $252,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 10,599 | $251,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 88,091 | $251,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 3,233 | $250,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 15,804 | $250,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,800 | $249,000 | thousands by filing date | put |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 5,700 | $249,000 | thousands by filing date | call |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 38,597 | $249,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 13,476 | $249,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,800 | $248,000 | thousands by filing date | put |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 3,800 | $247,000 | thousands by filing date | call |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 16,897 | $247,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 2,661 | $246,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 16,160 | $246,000 | thousands by filing date | |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 1,485 | $246,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 5,893 | $246,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,500 | $244,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 5,940 | $244,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 6,388 | $244,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 16,000 | $243,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 8,123 | $243,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 6,100 | $242,000 | thousands by filing date | put |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 23,073 | $242,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,877 | $242,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 112,002 | $242,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 14,744 | $242,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 5,601 | $241,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 6,134 | $241,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,200 | $240,000 | thousands by filing date | put |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 3,457 | $240,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 29,265 | $240,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 17,863 | $240,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 10,601 | $240,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 39,992 | $240,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 10,198 | $240,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 6,482 | $239,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 10,919 | $239,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 21,884 | $239,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 5,021 | $239,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 26,151 | $238,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 7,582 | $238,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 19,136 | $238,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 8,113 | $238,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 8,191 | $238,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 37,895 | $236,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 11,800 | $235,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-011853 | this filing | 2015-11-13 | acceptance time not in the bulk data set |