13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 8,481 holding rows worth $141,241,546,000.
- Accession
- 0000950123-15-011853
- Filer
- CIK 1610520
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 14,899 entries on the cover page, a total value of $141,241,546,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $141,241,616,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AIR LEASE CORP | 00912X302 | CL A | 27,450 | $849,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 29,270 | $848,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 38,836 | $847,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 5,641 | $846,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 371,890 | $844,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 57,486 | $842,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 27,590 | $842,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 18,551 | $841,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 29,000 | $840,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 39,380 | $840,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 7,839 | $839,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 41,174 | $839,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 56,700 | $838,000 | thousands by filing date | put |
| BRF SA | 10552T107 | SPONSORED ADR | 47,100 | $838,000 | thousands by filing date | call |
| GREIF INC | 397624107 | CL A | 26,274 | $838,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 1,998 | $838,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 18,362 | $838,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,800 | $837,000 | thousands by filing date | put |
| MCGRATH RENTCORP | 580589109 | COM | 31,321 | $836,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 156,215 | $836,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 20,640 | $835,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 11,409 | $835,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 24,300 | $834,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 10,883 | $832,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 43,128 | $831,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 23,245 | $831,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 340,226 | $830,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 10,000 | $829,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 25,800 | $828,000 | thousands by filing date | call |
| OTTER TAIL CORP | 689648103 | COM | 31,751 | $827,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 22,991 | $826,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 72,335 | $825,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 142,700 | $825,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 31,014 | $821,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 190,900 | $821,000 | thousands by filing date | call |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 37,007 | $819,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 57,407 | $818,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 27,509 | $818,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 52,820 | $816,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 42,155 | $814,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 58,362 | $813,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 22,256 | $813,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 45,940 | $812,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 301,860 | $812,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 21,800 | $809,000 | thousands by filing date | call |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 498,770 | $808,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 18,948 | $808,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 61,091 | $808,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 24,000 | $805,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 87,531 | $804,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 12,145 | $804,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 13,587 | $801,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 9,557 | $801,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 27,353 | $797,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 152,080 | $794,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 32,191 | $792,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 12,236 | $791,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 13,400 | $791,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 21,300 | $790,000 | thousands by filing date | put |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 25,976 | $789,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 48,877 | $789,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 58,280 | $789,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 27,435 | $788,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 13,416 | $787,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 46,579 | $786,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 27,565 | $784,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 47,552 | $784,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 493,084 | $784,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 20,873 | $783,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 32,526 | $781,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 47,725 | $780,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 39,763 | $779,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 188,497 | $776,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 57,219 | $776,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 27,254 | $776,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 24,546 | $774,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 19,100 | $772,000 | thousands by filing date | call |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 22,910 | $771,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 27,660 | $770,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 58,598 | $770,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 55,834 | $769,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 20,346 | $764,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 12,556 | $763,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 129,716 | $762,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 9,000 | $758,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 29,160 | $758,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 111,700 | $757,000 | thousands by filing date | put |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 71,701 | $756,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 40,111 | $754,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 118,800 | $754,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 50,942 | $752,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 31,551 | $751,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 27,280 | $750,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 52,000 | $750,000 | thousands by filing date | put |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 43,059 | $750,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 36,141 | $748,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 9,679 | $747,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 41,281 | $746,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 16,316 | $745,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 42,674 | $742,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 413,687 | $741,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 33,817 | $740,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 38,811 | $740,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 64,392 | $739,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 23,859 | $739,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 31,867 | $738,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 10,497 | $737,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 94,013 | $735,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 26,500 | $734,000 | thousands by filing date | call |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 15,874 | $731,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 45,019 | $731,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 9,200 | $730,000 | thousands by filing date | call |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 12,629 | $729,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 31,018 | $729,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 59,871 | $728,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 22,235 | $727,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 44,388 | $725,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 57,571 | $724,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 19,000 | $724,000 | thousands by filing date | call |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 19,796 | $723,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 11,462 | $723,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 743,207 | $721,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 59,771 | $721,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 30,669 | $721,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 14,097 | $718,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 21,782 | $717,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 56,543 | $716,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 48,177 | $715,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 59,823 | $713,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 17,700 | $712,000 | thousands by filing date | put |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 54,684 | $711,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 183,150 | $711,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 117,509 | $711,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 29,820 | $711,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 99,322 | $710,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 64,936 | $710,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 15,693 | $709,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 69,584 | $709,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 27,990 | $708,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 5,697 | $707,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 40,500 | $706,000 | thousands by filing date | put |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 50,229 | $705,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 15,470 | $702,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 59,884 | $701,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 9,695 | $700,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 50,605 | $694,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 16,436 | $693,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 43,727 | $692,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 82,044 | $689,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 72,800 | $688,000 | thousands by filing date | call |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 18,549 | $685,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 47,661 | $684,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 35,042 | $683,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 177,998 | $683,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 8,474 | $680,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 24,816 | $680,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 62,200 | $679,000 | thousands by filing date | call |
| COMERICAINC | 200340107 | COM | 16,500 | $678,000 | thousands by filing date | call |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 14,158 | $677,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 17,516 | $676,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 52,271 | $676,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 32,161 | $674,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 78,456 | $674,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 109,526 | $673,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 46,716 | $672,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 47,267 | $672,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 35,507 | $670,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 9,200 | $669,000 | thousands by filing date | call |
| HEARTWARE INTL INC | 422368100 | COM | 12,805 | $669,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 163,137 | $667,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 54,700 | $666,000 | thousands by filing date | put |
| MSA SAFETY INC COM | 553498106 | Stock | 16,673 | $666,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 206,800 | $666,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD | 72200R107 | COM | 46,351 | $665,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 49,120 | $664,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 37,990 | $663,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 50,000 | $663,000 | thousands by filing date | put |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 26,496 | $663,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 28,251 | $662,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 12,000 | $661,000 | thousands by filing date | call |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 49,979 | $661,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 67,400 | $661,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 29,922 | $660,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 41,271 | $660,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 253,158 | $658,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 22,880 | $655,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 34,633 | $655,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 95,687 | $654,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 11,175 | $652,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 33,869 | $651,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 52,994 | $651,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 68,643 | $650,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 22,400 | $649,000 | thousands by filing date | call |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 25,000 | $649,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 30,012 | $649,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 57,135 | $648,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 34,300 | $647,000 | thousands by filing date | call |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 318,576 | $647,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 37,899 | $646,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 27,413 | $646,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 22,460 | $646,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 45,000 | $646,000 | thousands by filing date | put |
| WPX ENERGY INC | 98212B103 | COM | 97,452 | $645,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 42,348 | $644,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 16,094 | $641,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 39,783 | $640,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 9,789 | $637,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 19,500 | $637,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 17,692 | $634,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 10,406 | $632,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 12,600 | $629,000 | thousands by filing date | put |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 6,868 | $628,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 15,608 | $625,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 109,151 | $625,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 9,889 | $623,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 85,826 | $622,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 47,122 | $622,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 50,819 | $622,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,541,416 | $621,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 79,362 | $620,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 30,907 | $619,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 44,141 | $617,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 6,491 | $615,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 9,491 | $615,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 149,764 | $614,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 8,657 | $614,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 12,022 | $614,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 17,979 | $613,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 184,490 | $611,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 15,066 | $610,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 12,539 | $609,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 49,458 | $609,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 113,391 | $607,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 44,554 | $604,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 149,625 | $604,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 11,047 | $603,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 18,852 | $603,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 64,553 | $603,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 13,705 | $603,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 5,500 | $602,000 | thousands by filing date | call |
| SPECTRA ENERGY CORP | 847560109 | COM | 22,900 | $602,000 | thousands by filing date | put |
| CLOROX CO DEL | 189054109 | COM | 5,200 | $601,000 | thousands by filing date | call |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 83,509 | $601,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 18,200 | $601,000 | thousands by filing date | put |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 27,569 | $600,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 2,497,114 | $600,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 49,582 | $600,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 12,916 | $599,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 128,406 | $599,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 50,700 | $598,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 34,698 | $597,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 17,698 | $597,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 93,300 | $596,000 | thousands by filing date | put |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 71,249 | $596,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 390 | $595,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 91,213 | $594,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 15,627 | $594,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 18,755 | $594,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 93,100 | $594,000 | thousands by filing date | put |
| ISHARES TR | 464288125 | 3YRTB ETF | 7,483 | $593,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 37,946 | $592,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 45,849 | $591,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 21,609 | $590,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 42,823 | $589,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 22,008 | $587,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 90,483 | $587,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 26,744 | $586,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 330,691 | $586,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 22,976 | $586,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 47,640 | $583,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 529,721 | $582,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 24,505 | $582,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 48,029 | $581,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 27,175 | $580,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 15,606 | $580,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 147,578 | $580,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 10,275 | $580,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 37,190 | $578,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 7,310 | $578,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 5,800 | $577,000 | thousands by filing date | call |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 38,244 | $577,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 15,838 | $576,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 52,106 | $576,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 10,210 | $576,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 16,212 | $576,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 16,682 | $575,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 20,607 | $573,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 84,546 | $572,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 764 | $571,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 90,285 | $570,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 17,363 | $570,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 51,651 | $570,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 26,672 | $569,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 661,845 | $569,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 10,623 | $568,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 20,416 | $568,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 20,986 | $566,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 14,366 | $566,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 27,351 | $565,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 11,669 | $564,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 30,357 | $564,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 9,386 | $564,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 12,103 | $563,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 90,000 | $563,000 | thousands by filing date | call |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 10,529 | $562,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 16,874 | $561,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 15,793 | $561,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 99,752 | $560,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 10,200 | $560,000 | thousands by filing date | put |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 12,642 | $560,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 26,661 | $560,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 28,620 | $560,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 47,162 | $559,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 7,514 | $559,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 64,900 | $558,000 | thousands by filing date | call |
| VERIS RESIDENTIAL INC | 554489104 | COM | 29,505 | $558,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 52,587 | $555,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 170,670 | $555,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 104,600 | $555,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 5,205 | $554,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 24,386 | $554,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 20,852 | $553,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 320,427 | $552,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 122,244 | $552,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 13,300 | $551,000 | thousands by filing date | call |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 154,662 | $551,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 29,500 | $550,000 | thousands by filing date | put |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 20,225 | $550,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 22,590 | $550,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 35,100 | $549,000 | thousands by filing date | call |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 11,125 | $549,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 19,108 | $549,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 19,205 | $548,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 16,432 | $547,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 104,906 | $547,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 18,128 | $545,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 38,894 | $541,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 12,830 | $540,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 15,885 | $540,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 586,394 | $540,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 7,942 | $539,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 5,300 | $539,000 | thousands by filing date | call |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 207,405 | $539,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 19,727 | $538,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 12,557 | $538,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 164,911 | $538,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 190,500 | $537,000 | thousands by filing date | put |
| AEROVIRONMENT INC COM | 008073108 | Stock | 26,803 | $537,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 40,753 | $537,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 166,673 | $534,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 11,148 | $533,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 11,030 | $533,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 42,431 | $532,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 36,468 | $532,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 17,968 | $531,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 28,136 | $530,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 26,357 | $530,000 | thousands by filing date | |
| COLONY CAP INC | 19624R403 | CONV PFD-C | 24,243 | $530,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 16,236 | $529,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 24,416 | $529,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 34,049 | $529,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 82,593 | $528,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 17,800 | $528,000 | thousands by filing date | call |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 20,819 | $528,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 41,714 | $528,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 20,788 | $527,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 37,603 | $526,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 24,693 | $523,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 180,300 | $521,000 | thousands by filing date | put |
| ARRIS GROUP INC | 04270V106 | COM | 20,000 | $519,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 77,193 | $518,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 11,793 | $516,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 53,753 | $516,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 31,167 | $516,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 29,155 | $513,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 6,928 | $513,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 33,487 | $513,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 26,972 | $513,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 18,941 | $512,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 6,100 | $511,000 | thousands by filing date | call |
| FEI CO | 30241L109 | COM | 7,000 | $511,000 | thousands by filing date | call |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 21,140 | $511,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 13,927 | $510,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 20,480 | $510,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 87,479 | $510,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 7,000 | $509,000 | thousands by filing date | put |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 10,439 | $507,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 21,105 | $506,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 32,287 | $506,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 6,400 | $506,000 | thousands by filing date | call |
| ORBCOMM INC | 68555P100 | COM | 90,404 | $505,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,100 | $504,000 | thousands by filing date | call |
| BJS RESTAURANTS INC | 09180C106 | COM | 11,731 | $504,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 28,929 | $503,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 18,263 | $503,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 33,015 | $503,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 9,600 | $501,000 | thousands by filing date | put |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 17,885 | $500,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 64,506 | $500,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 16,900 | $499,000 | thousands by filing date | put |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 65,585 | $498,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 55,655 | $497,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 53,751 | $496,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 15,000 | $495,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 33,430 | $495,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 46,373 | $495,000 | thousands by filing date | |
| ARCH COAL INC | 039380308 | Common Stock | 150,000 | $495,000 | thousands by filing date | put |
| NEWFIELD EXPL CO | 651290108 | COM | 15,000 | $494,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 2,800 | $492,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 11,969 | $492,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 40,342 | $491,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 10,267 | $490,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 23,516 | $490,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 26,980 | $490,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 12,815 | $488,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 9,223 | $487,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 7,300 | $486,000 | thousands by filing date | put |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,800 | $485,000 | thousands by filing date | call |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 50,275 | $485,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 7,519 | $483,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 26,200 | $483,000 | thousands by filing date | call |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 44,623 | $483,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 193,495 | $482,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 27,462 | $480,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 47,000 | $480,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 14,900 | $479,000 | thousands by filing date | call |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 68,908 | $479,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 34,843 | $479,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 11,465 | $479,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 10,889 | $478,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 31,047 | $478,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 37,667 | $477,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 15,517 | $477,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 5,289 | $477,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 50,500 | $477,000 | thousands by filing date | call |
| UNION BANKSHARES CORP | 90539J109 | COM | 19,759 | $475,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 24,122 | $475,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 15,766 | $474,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 21,492 | $474,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 6,909 | $473,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 18,800 | $472,000 | thousands by filing date | put |
| VOC ENERGY TR | 91829B103 | TR UNIT | 127,049 | $469,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 8,607 | $469,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 8,750 | $469,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 16,000 | $468,000 | thousands by filing date | put |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 16,000 | $468,000 | thousands by filing date | call |
| NEW YORK REIT INC | 64976L109 | COM | 46,499 | $468,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 8,990 | $466,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 45,208 | $466,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 43,281 | $466,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 35,851 | $465,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 34,827 | $465,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 15,790 | $465,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 3,598 | $463,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 13,206 | $463,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 10,616 | $463,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 12,019 | $462,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 19,885 | $461,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 145,956 | $460,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 13,962 | $460,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 41,600 | $460,000 | thousands by filing date | put |
| FIDELITY COMWLTH TR | 315912808 | COM | 2,535 | $459,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 355,885 | $459,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 172,363 | $458,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 87,998 | $458,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 5,800 | $457,000 | thousands by filing date | call |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 7,400 | $457,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 9,331 | $457,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 55,803 | $457,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 4,240 | $457,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 7,000 | $456,000 | thousands by filing date | call |
| MERCADOLIBREINC | 58733R102 | STOK | 5,000 | $455,000 | thousands by filing date | call |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 18,044 | $455,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 14,353 | $455,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 13,023 | $455,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 9,357 | $454,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 4,527 | $454,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 11,947 | $454,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 30,435 | $454,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 33,593 | $454,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 10,920 | $453,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 95,326 | $453,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 16,068 | $453,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 9,497 | $453,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 20,505 | $452,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 16,523 | $452,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 100,500 | $452,000 | thousands by filing date | put |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 55,283 | $452,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 6,000 | $451,000 | thousands by filing date | call |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 6,630 | $451,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 19,273 | $451,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 11,010 | $450,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 13,300 | $450,000 | thousands by filing date | call |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 5,268 | $449,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 33,956 | $448,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 11,800 | $448,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 48,882 | $448,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 8,600 | $448,000 | thousands by filing date | put |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 41,061 | $448,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 6,300 | $447,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-011853 | this filing | 2015-11-13 | acceptance time not in the bulk data set |