13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 8,481 holding rows worth $141,241,546,000.
- Accession
- 0000950123-15-011853
- Filer
- CIK 1610520
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 14,899 entries on the cover page, a total value of $141,241,546,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $141,241,616,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 1,478 | $130,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 11,106 | $130,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,000 | $130,000 | thousands by filing date | put |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 13,752 | $130,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 17,716 | $130,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 60,390 | $130,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 3,836 | $130,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 14,000 | $130,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 6,343 | $130,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 8,561 | $130,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 11,194 | $130,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 17,527 | $130,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 8,818 | $129,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 1,872 | $129,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 8,135 | $129,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 1,057 | $129,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 1,403 | $129,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 3,000 | $128,000 | thousands by filing date | put |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 40,500 | $128,000 | thousands by filing date | call |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 18,231 | $128,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,500 | $128,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W395 | FUND | 1,201 | $128,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 4,523 | $128,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 7,040 | $128,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 3,776 | $128,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 52,000 | $128,000 | thousands by filing date | principal |
| SHOE STA GROUP INC | 824889109 | COM | 5,319 | $127,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 4,675 | $127,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 2,262 | $127,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 9,881 | $127,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 12,394 | $127,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 2,240 | $126,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 7,300 | $126,000 | thousands by filing date | put |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 6,549 | $126,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 1,542 | $126,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 8,912 | $126,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 7,913 | $126,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 21,232 | $126,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 9,508 | $126,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 17,132 | $125,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 3,767 | $125,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 13,214 | $125,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 6,436 | $125,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 5,565 | $125,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,337 | $124,000 | thousands by filing date | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 4,111 | $124,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 8,355 | $124,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 1,259 | $124,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 2,900 | $123,000 | thousands by filing date | call |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 12,678 | $123,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 4,501 | $123,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 11,902 | $123,000 | thousands by filing date | |
| AVOLON HLDGS LTD | G52237107 | COM | 4,012 | $123,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 7,854 | $123,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUISITION | 42588J209 | UNIT 99/99/9999 | 12,490 | $123,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 200 | $122,000 | thousands by filing date | call |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 2,601 | $122,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 7,394 | $122,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 36,387 | $122,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 9,154 | $122,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 6,412 | $122,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 11,220 | $122,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 12,344 | $121,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 9,686 | $121,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 10,870 | $121,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 6,995 | $121,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 4,800 | $121,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 8,889 | $121,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 5,390 | $120,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 327 | $120,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 10,975 | $120,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 2,400 | $120,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 5,830 | $120,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 809 | $120,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 2,346 | $120,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 8,421 | $119,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 60,506 | $119,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 7,373 | $119,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 3,466 | $119,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 11,236 | $119,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 7,401 | $119,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 8,447 | $119,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 63,761 | $119,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 610 | $118,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 8,146 | $118,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 7,700 | $118,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 4,529 | $118,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 222,100 | $118,000 | thousands by filing date | call |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 7,252 | $118,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 15,119 | $118,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 8,225 | $118,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 51,847 | $118,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 3,069 | $118,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 48,061 | $118,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 2,900 | $117,000 | thousands by filing date | call |
| OWENS RLTY MTG INC | 690828108 | COM | 8,467 | $117,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 17,201 | $117,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 3,213 | $117,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 6,142 | $117,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 3,622 | $117,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 3,495 | $116,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 2,413 | $116,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 700 | $116,000 | thousands by filing date | call |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 8,507 | $116,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 5,636 | $116,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 3,675 | $116,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 3,259 | $116,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 19,032 | $116,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,900 | $115,000 | thousands by filing date | put |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 3,120 | $115,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 8,857 | $115,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 23,030 | $115,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 34,558 | $115,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,100 | $114,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 2,200 | $114,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 6,600 | $114,000 | thousands by filing date | call |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 13,508 | $114,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 6,394 | $114,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 6,928 | $114,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 106,769 | $114,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 155,405 | $114,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 41,113 | $114,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y157 | DLYJR GL MNR3X N | 15,094 | $114,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 4,517 | $113,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 6,497 | $113,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 6,327 | $113,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 16,931 | $113,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 15,849 | $113,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 4,561 | $112,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 5,737 | $112,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 8,997 | $112,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 14,521 | $112,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 17,810 | $112,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 43,131 | $112,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 21,043 | $112,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 5,566 | $112,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 3,788 | $112,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 3,073 | $112,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 22,000 | $112,000 | thousands by filing date | principal |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 2,689 | $112,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 20,000 | $112,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,000 | $111,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 16,400 | $111,000 | thousands by filing date | call |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,000 | $111,000 | thousands by filing date | call |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 18,224 | $111,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 7,425 | $111,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 23,941 | $111,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396704 | NAVELLR A-100 | 2,318 | $111,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 7,716 | $111,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 3,700 | $110,000 | thousands by filing date | call |
| VIRTUSA CORP | 92827P102 | COM | 2,147 | $110,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 1,922 | $110,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 18,212 | $110,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 4,170 | $110,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 8,000 | $110,000 | thousands by filing date | put |
| PICO HLDGS INC | 693366205 | COM NEW | 11,433 | $110,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 3,239 | $110,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 4,424 | $110,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 1,116 | $110,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L519 | FUND | 3,669 | $110,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 4,800 | $109,000 | thousands by filing date | put |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,000 | $109,000 | thousands by filing date | put |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 2,118 | $109,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 36,783 | $109,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 8,753 | $109,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 11,343 | $109,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 17,595 | $109,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 124,951 | $109,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 4,000 | $109,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 37,600 | $109,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 7,343 | $109,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 6,862 | $109,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 5,885 | $109,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 3,333 | $108,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,970 | $108,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 15,933 | $108,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 15,690 | $108,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 42,424 | $108,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 12,986 | $108,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 8,662 | $108,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,300 | $107,000 | thousands by filing date | put |
| Intuit Inc. | 461202103 | COM | 1,200 | $107,000 | thousands by filing date | call |
| RESMED INC COM | 761152107 | Stock | 2,100 | $107,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 5,100 | $107,000 | thousands by filing date | call |
| FINISH LINE/THE CL A | 317923100 | COM | 5,559 | $107,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 3,368 | $106,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 2,272 | $106,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 10,757 | $106,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 62,609 | $106,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 1,600 | $106,000 | thousands by filing date | put |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 11,773 | $106,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 7,320 | $106,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 9,061 | $106,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 1,072 | $106,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 13,963 | $106,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 6,284 | $105,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 3,794 | $105,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 2,823 | $105,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 8,949 | $105,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 2,342 | $105,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 5,291 | $105,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 7,490 | $105,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R361 | Cmn | 3,098 | $105,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 1,942 | $104,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 1,200 | $104,000 | thousands by filing date | call |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 3,880 | $104,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 8,000 | $104,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 11,074 | $104,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 26,028 | $104,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 6,490 | $104,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P601 | S&P 500 3X LNG | 699 | $104,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 2,249 | $104,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 3,227 | $103,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 4,072 | $103,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 14,500 | $103,000 | thousands by filing date | call |
| SIFCO INDS INC | 826546103 | COM | 9,154 | $103,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 4,662 | $103,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739G851 | IPTH JPY/USD ETN | 2,200 | $103,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 59,313 | $102,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 4,791 | $102,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,200 | $102,000 | thousands by filing date | put |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 5,003 | $102,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 2,046 | $102,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 1,575 | $102,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 2,168 | $102,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 2,144 | $102,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 2,440 | $102,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 3,844 | $101,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 2,000 | $101,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 2,462 | $101,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 2,452 | $101,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 2,500 | $101,000 | thousands by filing date | put |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 7,954 | $101,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 7,270 | $101,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 7,276 | $100,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 3,178 | $100,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 31,193 | $100,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 1,081 | $100,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 5,066 | $100,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 3,314 | $100,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 12,700 | $100,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 369,100 | $100,000 | thousands by filing date | call |
| G & K SVCS INC | 361268105 | CL A | 1,508 | $100,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 3,129 | $100,000 | thousands by filing date | |
| PROSHARES TR | 74347X484 | ULT KBW REGBNK | 1,085 | $100,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 3,927 | $99,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 7,900 | $99,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 7,568 | $99,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 19,404 | $99,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 4,021 | $99,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 3,429 | $99,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 5,611 | $99,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Japan ETF | 97717X503 | COM | 3,309 | $99,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 2,099 | $98,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 3,979 | $98,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 5,312 | $98,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 29,800 | $98,000 | thousands by filing date | put |
| MANITOWOC COMPANY INC | 563571108 | COM | 6,500 | $98,000 | thousands by filing date | call |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 3,977 | $98,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K810 | MD CP BEAR 3X NW | 1,941 | $98,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 14,303 | $97,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,000 | $97,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 15,287 | $97,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 5,100 | $97,000 | thousands by filing date | put |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 14,276 | $97,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 5,078 | $97,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 1,737 | $97,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 7,602 | $97,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 6,300 | $96,000 | thousands by filing date | call |
| HCI GROUP INC | 40416E103 | COM | 2,455 | $96,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 2,900 | $96,000 | thousands by filing date | call |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 94,000 | $96,000 | thousands by filing date | principal |
| GLOBAL NET LEASE INC | 379378102 | COM | 10,400 | $96,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 2,750 | $96,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 1,600 | $96,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 4,900 | $95,000 | thousands by filing date | put |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 8,675 | $95,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 25,715 | $95,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 7,681 | $95,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,800 | $94,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 12,610 | $94,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 6,066 | $94,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 9,547 | $94,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 5,848 | $94,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 5,121 | $94,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 6,025 | $94,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 3,404 | $94,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 14,467 | $94,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 8,446 | $94,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 700 | $93,000 | thousands by filing date | call |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 200 | $93,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 4,400 | $93,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 8,934 | $93,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 5,296 | $93,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 700 | $93,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 124,344 | $93,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 11,756 | $93,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 27,745 | $93,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 4,469 | $93,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 2,500 | $93,000 | thousands by filing date | call |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 1,515 | $92,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 2,400 | $92,000 | thousands by filing date | call |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 3,730 | $92,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 4,503 | $92,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 7,880 | $92,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 6,800 | $92,000 | thousands by filing date | put |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 900 | $91,000 | thousands by filing date | call |
| RAPID7 INC COM | 753422104 | Stock | 4,023 | $91,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 42,243 | $91,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 1,828 | $91,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 2,094 | $91,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 3,782 | $91,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,305 | $91,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 67,000 | $91,000 | thousands by filing date | principal |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 15,000 | $91,000 | thousands by filing date | call |
| SHUTTERFLY INC | 82568P304 | COM | 2,549 | $91,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 1,300 | $91,000 | thousands by filing date | put |
| BOJANGLES INC | 097488100 | COM | 5,362 | $91,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 4,321 | $91,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 14,900 | $90,000 | thousands by filing date | put |
| NETGEAR INC | 64111Q104 | COM | 3,098 | $90,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,500 | $90,000 | thousands by filing date | call |
| GARMIN LTD SHS | H2906T109 | Stock | 2,500 | $90,000 | thousands by filing date | call |
| FTI CONSULTING INC | 302941109 | COM | 2,182 | $90,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 3,529 | $90,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 2,450 | $90,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 6,594 | $90,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 48,443 | $90,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 2,746 | $90,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 3,432 | $90,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 15,800 | $90,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,000 | $89,000 | thousands by filing date | put |
| V F CORP COM | 918204108 | Stock | 1,300 | $89,000 | thousands by filing date | call |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 8,807 | $89,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 2,559 | $89,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 15,885 | $89,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 23,781 | $89,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 7,782 | $89,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 27,000 | $89,000 | thousands by filing date | principal |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 2,524 | $89,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 33,028 | $89,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 9,000 | $88,000 | thousands by filing date | put |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 5,271 | $88,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 6,984 | $88,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 1,837 | $88,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 16,700 | $88,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 12,708 | $88,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 5,991 | $88,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 13,826 | $88,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 3,713 | $88,000 | thousands by filing date | |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 598 | $88,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 748 | $87,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 4,000 | $87,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 3,739 | $87,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 1,800 | $87,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 6,161 | $87,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 140,500 | $87,000 | thousands by filing date | put |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 879 | $87,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 16,256 | $87,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 3,486 | $86,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 1,200 | $86,000 | thousands by filing date | put |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 1,769 | $86,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 4,630 | $86,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 8,469 | $86,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 3,400 | $86,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F184 | FUND | 2,033 | $86,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,300 | $85,000 | thousands by filing date | put |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 12,071 | $85,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 4,666 | $85,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 136,669 | $85,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 1,341 | $85,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 10,107 | $84,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 3,814 | $84,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 7,627 | $84,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 43,730 | $84,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 3,689 | $84,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 7,626 | $84,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 1,837 | $84,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 42,900 | $84,000 | thousands by filing date | call |
| NEOGENOMICS INC | 64049M209 | COM NEW | 14,450 | $83,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 3,010 | $83,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,500 | $83,000 | thousands by filing date | put |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 11,245 | $83,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 2,535 | $83,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 6,145 | $83,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 3,307 | $83,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 7,463 | $83,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 2,544 | $82,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 4,270 | $82,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 611 | $82,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 758 | $82,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 2,581 | $82,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 2,767 | $81,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 2,512 | $81,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 25,000 | $81,000 | thousands by filing date | put |
| REXNORD CORP | 76169B102 | COMMON STOCK | 4,753 | $81,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 22,477 | $81,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 18,390 | $81,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 2,210 | $81,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 30,340 | $81,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 2,212 | $81,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 2,768 | $81,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 5,800 | $81,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,900 | $80,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 1,600 | $80,000 | thousands by filing date | put |
| CONMED CORP COM | 207410101 | Stock | 1,683 | $80,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 4,409 | $80,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 4,459 | $80,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 2,521 | $80,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 1,600 | $80,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 4,187 | $80,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 28,900 | $80,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 38,028 | $80,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 10,060 | $80,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 4,055 | $80,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 3,135 | $80,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 7,503 | $80,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 4,737 | $80,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 14,350 | $80,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 5,403 | $80,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,239 | $79,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 2,500 | $79,000 | thousands by filing date | call |
| MERCER INTL INC | 588056101 | COM | 7,836 | $79,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 2,241 | $79,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 1,646 | $79,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 7,035 | $79,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 8,047 | $79,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 6,582 | $79,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 3,800 | $79,000 | thousands by filing date | put |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 25,661 | $79,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 3,901 | $79,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 6,715 | $79,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W299 | JAPAN INTRT FD | 1,631 | $79,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461507 | REDM PFD SER B | 3,141 | $79,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 2,000 | $78,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 2,100 | $78,000 | thousands by filing date | call |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 6,605 | $78,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 1,749 | $78,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 21,822 | $78,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 5,029 | $78,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 3,997 | $78,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 5,492 | $78,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 136,184 | $78,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 16,978 | $78,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 3,339 | $78,000 | thousands by filing date | |
| PROSHARES TR | 74348A392 | ULTPRO SHT MDCP | 2,033 | $78,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 700 | $77,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 1,600 | $77,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 43,200 | $77,000 | thousands by filing date | call |
| HAYNES INTL INC | 420877201 | COM NEW | 2,037 | $77,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 8,268 | $77,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 21,402 | $77,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 43,658 | $77,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 18,094 | $77,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 1,870 | $77,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 9,800 | $77,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 2,223 | $76,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 2,661 | $76,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 10,611 | $76,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 43,900 | $76,000 | thousands by filing date | call |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 13,500 | $76,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 8,584 | $76,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1,205 | $76,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 12,133 | $76,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 1,645 | $76,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 6,239 | $76,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 5,778 | $76,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 9,704 | $76,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 2,263 | $76,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 14,647 | $76,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 2,738 | $75,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 2,166 | $75,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 16,316 | $75,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 3,301 | $75,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 7,939 | $75,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 8,795 | $75,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 1,611 | $75,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 5,000 | $75,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 2,914 | $75,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 14,000 | $74,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,800 | $74,000 | thousands by filing date | put |
| MACROGENICS INC | 556099109 | COM | 3,464 | $74,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 3,048 | $74,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 1,146 | $74,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 7,600 | $74,000 | thousands by filing date | call |
| ORTHOFIX INTL N V | N6748L102 | COM | 2,196 | $74,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 58,683 | $74,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 16,500 | $74,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 6,529 | $74,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 12,332 | $74,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,335 | $73,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 4,501 | $73,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 1,353 | $73,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 22,000 | $73,000 | thousands by filing date | call |
| NEVRO CORP | 64157F103 | COM | 1,577 | $73,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 7,900 | $73,000 | thousands by filing date | call |
| AUTOZONE INC COM | 053332102 | Stock | 100 | $72,000 | thousands by filing date | put |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 2,514 | $72,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,238 | $72,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 5,083 | $72,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-011853 | this filing | 2015-11-13 | acceptance time not in the bulk data set |