13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 8,481 holding rows worth $141,241,546,000.
- Accession
- 0000950123-15-011853
- Filer
- CIK 1610520
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 14,899 entries on the cover page, a total value of $141,241,546,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $141,241,616,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 21,935 | $235,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 6,594 | $235,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 16,043 | $234,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 5,800 | $234,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 6,459 | $234,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 30,000 | $234,000 | thousands by filing date | put |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 5,391 | $234,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 409,999 | $233,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 15,678 | $233,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 19,792 | $233,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 15,216 | $232,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 20,404 | $232,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 4,900 | $231,000 | thousands by filing date | call |
| OWENS CORNING NEW | 690742101 | COM | 5,500 | $231,000 | thousands by filing date | call |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 7,600 | $231,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 9,798 | $231,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 21,797 | $231,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 9,212 | $231,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 23,715 | $230,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 5,749 | $230,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 5,268 | $230,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 13,180 | $230,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 1,955 | $230,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 44,000 | $230,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 65,289 | $230,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,300 | $229,000 | thousands by filing date | put |
| FELCOR LODGING TR INC | 31430F101 | COM | 32,395 | $229,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 9,949 | $229,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 4,500 | $228,000 | thousands by filing date | put |
| XENCOR INC | 98401F105 | COMMON STOCK | 18,682 | $228,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 17,189 | $228,000 | thousands by filing date | |
| PROSHARES TR II | 74347W676 | ULSHT DJ UBS CMD | 1,989 | $228,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 43,853 | $227,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 32,069 | $227,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 16,889 | $227,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 6,449 | $226,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 18,591 | $226,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 2,144 | $225,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 17,050 | $224,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 44,913 | $224,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 45,541 | $224,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 41,634 | $224,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 5,900 | $223,000 | thousands by filing date | call |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 20,568 | $223,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 19,695 | $223,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 23,600 | $223,000 | thousands by filing date | put |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 211,900 | $223,000 | thousands by filing date | call |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 14,026 | $222,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 25,929 | $222,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 25,308 | $222,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 16,224 | $222,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 16,702 | $222,000 | thousands by filing date | |
| PROSHARES TR II | 74347W460 | PROSHS U/SHAUS | 3,429 | $221,000 | thousands by filing date | |
| PORTFOLIOPLUS S&P 500 ETF | 25490K109 | ETF | 9,275 | $221,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 13,654 | $220,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 5,553 | $220,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 8,068 | $220,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 9,336 | $220,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 13,857 | $219,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 24,062 | $218,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 22,297 | $218,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 3,582 | $218,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 2,946 | $218,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 11,093 | $218,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 16,155 | $218,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 13,910 | $218,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 300 | $217,000 | thousands by filing date | call |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 5,429 | $217,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 800 | $217,000 | thousands by filing date | put |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 6,800 | $216,000 | thousands by filing date | call |
| YORK WATER CO | 987184108 | COMMON STOCK | 10,257 | $216,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 36,220 | $216,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 12,226 | $216,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 47,247 | $216,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 15,889 | $216,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,157 | $215,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 9,927 | $215,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1,501 | $214,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 6,400 | $214,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 27,075 | $214,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 17,300 | $214,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 8,200 | $213,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 10,734 | $213,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 14,757 | $213,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 366,400 | $213,000 | thousands by filing date | call |
| ISHARES INC | 46434G608 | MSCI EMRGN ETF | 12,050 | $213,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 75,177 | $212,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 10,660 | $212,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 21,457 | $212,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 8,598 | $212,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 900 | $211,000 | thousands by filing date | put |
| II VI INC | 902104108 | COM | 13,135 | $211,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 17,769 | $211,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 5,910 | $211,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 16,456 | $210,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 5,100 | $210,000 | thousands by filing date | put |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 21,725 | $210,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 5,047 | $210,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 9,235 | $210,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 6,380 | $210,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 13,341 | $210,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 28,774 | $210,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 15,000 | $209,000 | thousands by filing date | call |
| STATE BANK FINL CORP COM | 856190103 | COM | 10,024 | $208,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 800 | $207,000 | thousands by filing date | put |
| L BRANDS INC | 501797104 | COM | 2,300 | $207,000 | thousands by filing date | call |
| PARSLEY ENERGY INC | 701877102 | CL A | 13,753 | $207,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 8,837 | $207,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 4,134 | $207,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 25,833 | $207,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 348,556 | $207,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 75,624 | $206,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 8,124 | $206,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 3,000 | $206,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 40,956 | $206,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 5,748 | $206,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 13,847 | $206,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 25,388 | $206,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 8,600 | $206,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 16,026 | $206,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 2,628 | $205,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 549 | $205,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,300 | $205,000 | thousands by filing date | call |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 64,900 | $205,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 5,078 | $205,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 2,242 | $204,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 5,759 | $204,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 4,600 | $204,000 | thousands by filing date | call |
| OPHTHOTECH CORP | 683745103 | COM | 5,036 | $204,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,475 | $203,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,600 | $203,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 42,421 | $203,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 18,724 | $203,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 7,536 | $203,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 8,424 | $202,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 5,000 | $202,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 8,977 | $202,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 347,945 | $202,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 3,740 | $201,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 11,962 | $201,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 3,121 | $201,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 5,237 | $201,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 13,018 | $201,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 4,642 | $201,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 13,500 | $200,000 | thousands by filing date | call |
| Delek Logistics Partners LP | 24664T103 | Com | 6,612 | $200,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 49,360 | $200,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G878 | IPATH GEMS ASIA8 | 5,056 | $200,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y651 | NORTH SQUA MCKE | 2,020 | $200,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 13,325 | $199,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 14,185 | $199,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 7,114 | $199,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 12,820 | $198,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 8,515 | $198,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 16,430 | $198,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 22,758 | $197,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 10,025 | $197,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 16,014 | $197,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 50,494 | $197,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 5,368 | $196,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 1,956 | $196,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 53,000 | $196,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 880 | $196,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 20,798 | $196,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 1,937 | $195,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 3,259 | $195,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 433,865 | $195,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 14,955 | $195,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,100 | $194,000 | thousands by filing date | put |
| KNOWLES CORP COM | 49926D109 | Stock | 10,489 | $194,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 7,353 | $194,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 6,642 | $194,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 3,336 | $194,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,800 | $193,000 | thousands by filing date | call |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 7,151 | $193,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 3,800 | $192,000 | thousands by filing date | call |
| Lineage, Inc. | 536020100 | COM | 71,500 | $192,000 | thousands by filing date | put |
| RICE ENERGY INC | 762760106 | COM | 11,913 | $192,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 7,437 | $192,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,300 | $191,000 | thousands by filing date | call |
| CRITEO S A SPONS ADS | 226718104 | ADR | 5,101 | $191,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 18,521 | $191,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 37,329 | $191,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 11,842 | $190,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 20,316 | $189,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 2,400 | $189,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 7,527 | $189,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 58,506 | $189,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 7,632 | $189,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 48,119 | $189,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 10,911 | $188,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,200 | $188,000 | thousands by filing date | put |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 6,475 | $188,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 13,550 | $188,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,300 | $187,000 | thousands by filing date | call |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 11,568 | $187,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 30,383 | $186,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 15,943 | $186,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 3,700 | $185,000 | thousands by filing date | call |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 25,897 | $185,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 8,729 | $185,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 7,484 | $185,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 5,734 | $185,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 13,477 | $185,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 5,963 | $184,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 13,864 | $184,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 63,056 | $183,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 14,871 | $183,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 5,400 | $183,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 20,000 | $183,000 | thousands by filing date | call |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 13,438 | $183,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 18,071 | $182,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 8,467 | $182,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 568 | $182,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 4,347 | $181,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 4,706 | $181,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 54,981 | $181,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,300 | $180,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 1,900 | $180,000 | thousands by filing date | put |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 4,128 | $180,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 6,222 | $180,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 6,194 | $180,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 9,572 | $179,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 9,284 | $179,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 31,031 | $179,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 4,236 | $179,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 4,760 | $178,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 8,351 | $178,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 25,316 | $178,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 17,578 | $178,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 21,018 | $178,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 11,410 | $178,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 6,200 | $177,000 | thousands by filing date | put |
| WD 40 CO COM | 929236107 | Stock | 1,990 | $177,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 5,898 | $177,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 4,600 | $177,000 | thousands by filing date | put |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 14,467 | $177,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 12,843 | $177,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 1,736 | $177,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 13,724 | $177,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,000 | $176,000 | thousands by filing date | call |
| CHEFS WHSE INC | 163086101 | COM | 12,423 | $176,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 13,187 | $176,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 21,705 | $176,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 8,845 | $175,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 13,040 | $175,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 7,505 | $175,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 4,320 | $175,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 6,700 | $174,000 | thousands by filing date | call |
| VEREIT INC | 92339V100 | COM | 22,600 | $174,000 | thousands by filing date | call |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 1,818 | $174,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 5,390 | $174,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 8,500 | $174,000 | thousands by filing date | call |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 33,290 | $174,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 6,550 | $174,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 4,956 | $173,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 4,660 | $173,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 6,748 | $173,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 163,902 | $173,000 | thousands by filing date | |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 4,408 | $173,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 3,356 | $172,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 12,872 | $172,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 4,433 | $172,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 3,300 | $172,000 | thousands by filing date | call |
| NVE CORP COM NEW | 629445206 | Stock | 3,516 | $171,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 2,661 | $171,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 29,510 | $171,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 8,981 | $171,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 8,235 | $171,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 36,085 | $171,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 4,781 | $170,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 10,479 | $170,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 132,041 | $170,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,300 | $169,000 | thousands by filing date | put |
| PTC INC COM | 69370C100 | Stock | 5,336 | $169,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 11,854 | $169,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 13,442 | $169,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 1,958 | $169,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 6,420 | $168,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 13,301 | $168,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 4,395 | $168,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 7,569 | $168,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 7,700 | $167,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 59,066 | $167,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 9,434 | $167,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 31,247 | $167,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 6,553 | $167,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 9,818 | $167,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 2,300 | $166,000 | thousands by filing date | call |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,200 | $166,000 | thousands by filing date | call |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 11,509 | $166,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 4,685 | $166,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 11,357 | $166,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 8,409 | $165,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 3,262 | $165,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 13,495 | $165,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 14,470 | $165,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 13,035 | $165,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 3,426 | $164,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 11,642 | $164,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 30,550 | $164,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 17,732 | $164,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 5,039 | $164,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 15,559 | $163,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 6,340 | $163,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 9,954 | $163,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 15,900 | $163,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 9,652 | $162,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 14,998 | $162,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 9,303 | $162,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 5,000 | $161,000 | thousands by filing date | put |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 43,609 | $161,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 8,169 | $161,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 11,086 | $161,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 15,962 | $161,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 3,596 | $161,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 8,535 | $160,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,200 | $160,000 | thousands by filing date | call |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 25,118 | $160,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 6,780 | $160,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 2,330 | $159,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 2,591 | $159,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 5,100 | $159,000 | thousands by filing date | call |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 19,840 | $159,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 2,053 | $158,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 38,300 | $158,000 | thousands by filing date | put |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 69,404 | $158,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 16,110 | $158,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 4,037 | $158,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 3,000 | $157,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,705 | $157,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 8,674 | $157,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 33,879 | $157,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 15,900 | $157,000 | thousands by filing date | call |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 7,806 | $157,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 10,411 | $157,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,200 | $156,000 | thousands by filing date | call |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,800 | $156,000 | thousands by filing date | put |
| FIRST LONG IS CORP | 320734106 | COM | 5,783 | $156,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 14,019 | $156,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 3,875 | $156,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W166 | INDIAN RUP ETF | 7,495 | $156,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 1,988 | $156,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 113,300 | $156,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 7,234 | $155,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 12,111 | $155,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 1,881 | $155,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 6,928 | $154,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 6,846 | $154,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 9,152 | $154,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 3,846 | $154,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 17,700 | $154,000 | thousands by filing date | call |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 12,109 | $154,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 10,749 | $154,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 20,083 | $153,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 10,890 | $153,000 | thousands by filing date | |
| FIRST W VA BANCORP INC | 337493100 | COM | 7,671 | $153,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 10,292 | $153,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,451 | $152,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 6,761 | $152,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 25,683 | $152,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 47,717 | $152,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 19,513 | $152,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 262,500 | $152,000 | thousands by filing date | put |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 9,342 | $152,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 36,149 | $152,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 3,196 | $151,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 10,702 | $151,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 25,950 | $151,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 3,733 | $151,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 25,000 | $151,000 | thousands by filing date | put |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 5,911 | $151,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 13,000 | $151,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 1,736 | $150,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,341 | $149,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 141,775 | $149,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 24,446 | $149,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 8,636 | $148,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 17,100 | $148,000 | thousands by filing date | call |
| ADECOAGRO S A | L00849106 | COM | 18,600 | $148,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 3,600 | $148,000 | thousands by filing date | call |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 7,470 | $148,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 6,779 | $148,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 4,560 | $148,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 9,062 | $148,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 4,525 | $148,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 13,335 | $148,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 12,468 | $148,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 3,050 | $147,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 28,927 | $147,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 4,381 | $147,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 8,676 | $147,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 28,000 | $147,000 | thousands by filing date | put |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 5,246 | $147,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 10,000 | $147,000 | thousands by filing date | put |
| VALHI INC NEW | 918905100 | COM | 77,774 | $147,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 21,500 | $146,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 3,761 | $146,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 5,055 | $146,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R109 | SEL LC VAL ETF | 3,648 | $146,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 5,992 | $145,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 6,181 | $145,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 28,399 | $145,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 68,500 | $145,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 10,460 | $145,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 31,960 | $144,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 7,860 | $144,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 8,867 | $144,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 4,989 | $144,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 12,882 | $144,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 6,757 | $144,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 5,427 | $144,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 83,400 | $143,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,800 | $143,000 | thousands by filing date | call |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 5,283 | $143,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 4,824 | $143,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 18,298 | $143,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 10,707 | $143,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 45,967 | $143,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 4,448 | $143,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 12,247 | $143,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 2,649 | $142,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,100 | $142,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 5,500 | $142,000 | thousands by filing date | put |
| STOCK YDS BANCORP INC | 861025104 | COM | 3,903 | $142,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 20,159 | $142,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 7,500 | $142,000 | thousands by filing date | call |
| CSS INDS INC | 125906107 | COMMON STOCK | 5,398 | $142,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 6,700 | $142,000 | thousands by filing date | call |
| ICONIX BRAND GROUP INC | 451055107 | COM | 10,414 | $142,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 14,467 | $142,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 2,823 | $142,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,315 | $142,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 6,103 | $142,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 4,440 | $141,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 5,213 | $141,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 13,426 | $141,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 30,300 | $140,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 3,500 | $140,000 | thousands by filing date | call |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 1,850 | $140,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 6,976 | $140,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 8,509 | $140,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,200 | $139,000 | thousands by filing date | call |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,504 | $139,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 3,410 | $139,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 10,556 | $139,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 14,400 | $139,000 | thousands by filing date | call |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 1,855 | $139,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 2,483 | $139,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,000 | $138,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 5,395 | $138,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 16,902 | $138,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 9,300 | $138,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 4,679 | $138,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 10,650 | $138,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 26,900 | $138,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 7,977 | $138,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 3,500 | $137,000 | thousands by filing date | call |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 5,600 | $137,000 | thousands by filing date | put |
| DUCOMMUN INC DEL | 264147109 | COM | 6,791 | $137,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 2,170 | $137,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 11,159 | $137,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 1,093 | $137,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 2,609 | $137,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 11,550 | $136,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 10,138 | $136,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 7,988 | $136,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 8,770 | $136,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 5,220 | $136,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 6,627 | $136,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 10,088 | $136,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 11,477 | $136,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 10,491 | $136,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 8,325 | $135,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 22,900 | $135,000 | thousands by filing date | put |
| POLYMET MINING CORP | 731916102 | COM | 199,470 | $135,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 3,503 | $134,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 13,823 | $134,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 6,775 | $134,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 30,700 | $134,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 25,390 | $134,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 28,400 | $134,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 3,302 | $134,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 10,610 | $134,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 991 | $133,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 2,273 | $133,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 1,298 | $133,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 2,800 | $133,000 | thousands by filing date | put |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 11,353 | $132,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 4,883 | $132,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 8,071 | $132,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 9,281 | $132,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 7,829 | $132,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 4,211 | $131,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 1,913 | $131,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 3,949 | $131,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 5,397 | $131,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 4,275 | $131,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 7,380 | $131,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 124,310 | $131,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-011853 | this filing | 2015-11-13 | acceptance time not in the bulk data set |