13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 8,481 holding rows worth $141,241,546,000.
- Accession
- 0000950123-15-011853
- Filer
- CIK 1610520
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 14,899 entries on the cover page, a total value of $141,241,546,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $141,241,616,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 42,877 | $1,501,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 39,273 | $1,500,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 61,493 | $1,498,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 48,705 | $1,497,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 75,381 | $1,496,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 131,097 | $1,496,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 119,346 | $1,496,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 19,998 | $1,492,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 45,240 | $1,485,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 37,998 | $1,482,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 62,797 | $1,482,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 25,287 | $1,481,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 150,000 | $1,481,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 22,585 | $1,479,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 15,899 | $1,479,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 30,228 | $1,478,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 115,038 | $1,475,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 75,427 | $1,475,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 54,176 | $1,474,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 146,481 | $1,471,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 27,124 | $1,468,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 15,100 | $1,468,000 | thousands by filing date | call |
| CNO FINL GROUP INC | 12621E103 | COM | 78,011 | $1,467,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 245,649 | $1,467,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 58,780 | $1,466,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 104,738 | $1,458,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 16,199 | $1,454,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 48,412 | $1,454,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 69,609 | $1,453,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 110,093 | $1,451,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 49,973 | $1,451,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 61,410 | $1,448,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 58,039 | $1,447,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 108,707 | $1,447,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 140,715 | $1,447,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y669 | GARTMAN GLD/EU | 116,577 | $1,447,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 31,375 | $1,442,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 16,900 | $1,442,000 | thousands by filing date | call |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 45,110 | $1,436,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 19,661 | $1,436,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 60,598 | $1,436,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 52,890 | $1,433,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 26,717 | $1,432,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 13,125 | $1,431,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 50,000 | $1,431,000 | thousands by filing date | call |
| CALERES INC | 129500104 | COM | 46,858 | $1,430,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 89,919 | $1,430,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 242,353 | $1,430,000 | thousands by filing date | |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 117,102 | $1,430,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 6,601 | $1,428,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 15,668 | $1,426,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 38,316 | $1,420,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 82,700 | $1,416,000 | thousands by filing date | call |
| China Yuchai Intl Ltd | G21082105 | COM | 114,400 | $1,415,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 9,487 | $1,413,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 27,465 | $1,413,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 49,759 | $1,412,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 31,090 | $1,410,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 121,374 | $1,407,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 88,781 | $1,406,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 24,139 | $1,405,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 15,882 | $1,404,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 483,954 | $1,404,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 32,140 | $1,400,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 200,000 | $1,398,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 226,634 | $1,398,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 29,544 | $1,398,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 45,931 | $1,397,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 59,077 | $1,394,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 106,529 | $1,393,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 270,419 | $1,393,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 3,539 | $1,392,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 98,679 | $1,391,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 168,919 | $1,389,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 28,006 | $1,388,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 24,700 | $1,386,000 | thousands by filing date | put |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 145,112 | $1,385,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 77,744 | $1,383,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 97,976 | $1,380,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 101,639 | $1,379,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 134,585 | $1,378,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 84,966 | $1,374,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 57,353 | $1,368,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 53,934 | $1,365,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 40,225 | $1,364,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 36,061 | $1,361,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 108,611 | $1,361,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 34,970 | $1,361,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 151,627 | $1,360,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 55,076 | $1,360,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 70,886 | $1,355,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 231,598 | $1,353,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 11,700 | $1,351,000 | thousands by filing date | put |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 72,495 | $1,346,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 46,808 | $1,345,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 96,627 | $1,344,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 39,677 | $1,342,000 | thousands by filing date | call |
| THE ADT CORPORATION | 00101J106 | COM | 44,827 | $1,340,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 49,544 | $1,338,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 41,527 | $1,337,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 30,195 | $1,337,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 46,948 | $1,336,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 19,705 | $1,335,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 95,670 | $1,334,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 50,494 | $1,333,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 622,343 | $1,332,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 105,349 | $1,331,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 28,502 | $1,331,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 81,661 | $1,328,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 196,200 | $1,328,000 | thousands by filing date | call |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 9,891 | $1,326,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 97,578 | $1,326,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 62,868 | $1,325,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 13,607 | $1,324,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 307,526 | $1,323,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 396,105 | $1,323,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 54,337 | $1,319,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 20,265 | $1,316,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 62,275 | $1,314,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 26,340 | $1,314,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 45,247 | $1,313,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 18,135 | $1,312,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 30,000 | $1,310,000 | thousands by filing date | call |
| VANTIV INC | 92210H105 | CL A | 29,040 | $1,305,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 34,382 | $1,303,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 50,568 | $1,299,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 89,863 | $1,299,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 211,778 | $1,298,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 34,112 | $1,296,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 43,466 | $1,291,000 | thousands by filing date | put |
| NORDSTROM INC | 655664100 | COM | 18,000 | $1,291,000 | thousands by filing date | call |
| OGE ENERGY CORP | 670837103 | COM | 46,895 | $1,284,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 38,596 | $1,284,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 9,574 | $1,278,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 55,787 | $1,278,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 23,955 | $1,277,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 20,658 | $1,273,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 16,566 | $1,273,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 18,700 | $1,267,000 | thousands by filing date | put |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 214,444 | $1,267,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 27,000 | $1,266,000 | thousands by filing date | call |
| AEGION CORP | 00770F104 | COMMON STOCK | 76,828 | $1,266,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 124,200 | $1,263,000 | thousands by filing date | put |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 173,392 | $1,262,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 192,343 | $1,262,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 40,800 | $1,260,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 58,941 | $1,259,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 29,862 | $1,257,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 39,007 | $1,254,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 84,250 | $1,254,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 59,136 | $1,251,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 95,000 | $1,248,000 | thousands by filing date | call |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 28,493 | $1,248,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 37,500 | $1,247,000 | thousands by filing date | call |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 17,418 | $1,246,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 79,588 | $1,244,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 104,334 | $1,241,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 93,793 | $1,241,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 34,536 | $1,238,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 13,651 | $1,238,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 34,585 | $1,237,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 22,744 | $1,233,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 49,324 | $1,233,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 68,635 | $1,230,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 24,479 | $1,230,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 14,189 | $1,229,000 | thousands by filing date | put |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 30,935 | $1,228,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 19,812 | $1,227,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 151,530 | $1,227,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 47,451 | $1,226,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 24,243 | $1,224,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 237,500 | $1,223,000 | thousands by filing date | put |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 63,823 | $1,220,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 51,301 | $1,219,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 44,328 | $1,217,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 20,703 | $1,217,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 44,649 | $1,217,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 50,019 | $1,216,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 77,194 | $1,216,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 410,316 | $1,214,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 113,000 | $1,212,000 | thousands by filing date | put |
| APOLLO GROUP INC | 037604105 | CL A | 109,415 | $1,211,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 31,030 | $1,209,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 16,754 | $1,208,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 324,142 | $1,206,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 80,656 | $1,205,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 25,000 | $1,205,000 | thousands by filing date | put |
| CEMPRA INC | 15130J109 | COM | 43,273 | $1,205,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 27,803 | $1,203,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 26,056 | $1,200,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 45,224 | $1,200,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 27,130 | $1,198,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 40,563 | $1,196,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 27,968 | $1,194,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 25,683 | $1,194,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 865,024 | $1,194,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 38,200 | $1,193,000 | thousands by filing date | call |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 51,728 | $1,191,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 203,286 | $1,191,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 20,140 | $1,190,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 66,023 | $1,189,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 30,036 | $1,189,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 27,154 | $1,186,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 27,830 | $1,186,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 69,130 | $1,185,000 | thousands by filing date | |
| RevShares Ultra Dividend Fund | 761396886 | COM | 42,678 | $1,183,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 19,022 | $1,181,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 50,925 | $1,181,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 26,872 | $1,180,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 191,931 | $1,180,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 111,364 | $1,180,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 75,000 | $1,177,000 | thousands by filing date | put |
| MFS CALIF MUN FD | 59318C106 | COM | 106,811 | $1,174,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 11,029 | $1,172,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 104,245 | $1,171,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 182,900 | $1,169,000 | thousands by filing date | call |
| ECOLAB INC COM | 278865100 | Stock | 10,642 | $1,168,000 | thousands by filing date | put |
| PRA Group Inc | 69354N106 | COM | 22,033 | $1,166,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 90,151 | $1,164,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 37,905 | $1,163,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 196,425 | $1,161,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 111,100 | $1,158,000 | thousands by filing date | call |
| AARONS INC | 002535300 | COM PAR $0.50 | 31,999 | $1,155,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 43,806 | $1,153,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 12,161 | $1,148,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 26,000 | $1,148,000 | thousands by filing date | call |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 49,377 | $1,148,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 18,054 | $1,147,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 46,690 | $1,144,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 51,236 | $1,144,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 37,081 | $1,142,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 54,773 | $1,141,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 49,904 | $1,140,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 24,334 | $1,138,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 105,976 | $1,137,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 18,918 | $1,137,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 28,000 | $1,134,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 28,230 | $1,133,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 92,598 | $1,131,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 50,036 | $1,131,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 186,649 | $1,131,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 172,559 | $1,126,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 81,601 | $1,125,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 162,907 | $1,125,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 22,588 | $1,121,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 58,983 | $1,121,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 104,377 | $1,120,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 19,252 | $1,120,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 18,539 | $1,118,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 24,818 | $1,117,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 29,221 | $1,116,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 36,985 | $1,113,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 10,411 | $1,112,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 93,000 | $1,112,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 43,605 | $1,111,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 30,839 | $1,110,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 183,452 | $1,110,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 30,900 | $1,109,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 675,138 | $1,107,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 41,200 | $1,106,000 | thousands by filing date | call |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 18,535 | $1,099,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 105,656 | $1,099,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 100,241 | $1,098,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 17,406 | $1,096,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 17,873 | $1,093,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 28,959 | $1,092,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 24,846 | $1,091,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 48,619 | $1,087,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 25,400 | $1,085,000 | thousands by filing date | call |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 247,521 | $1,082,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 62,178 | $1,081,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 55,000 | $1,078,000 | thousands by filing date | put |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 75,000 | $1,077,000 | thousands by filing date | call |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 39,438 | $1,075,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 106,512 | $1,075,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 52,662 | $1,074,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 17,100 | $1,071,000 | thousands by filing date | put |
| TYCO INTL PLC | G91442106 | SHS | 32,000 | $1,071,000 | thousands by filing date | call |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 56,000 | $1,069,000 | thousands by filing date | call |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 9,800 | $1,069,000 | thousands by filing date | call |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 47,165 | $1,067,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 42,883 | $1,066,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 98,389 | $1,065,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 20,827 | $1,064,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 150,228 | $1,064,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 35,857 | $1,064,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 10,318 | $1,063,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 46,227 | $1,062,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 15,931 | $1,060,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 32,120 | $1,059,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 59,166 | $1,058,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 67,400 | $1,058,000 | thousands by filing date | call |
| DIAMOND FOODS INC | 252603105 | COM | 34,287 | $1,058,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 91,100 | $1,058,000 | thousands by filing date | call |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 22,189 | $1,055,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 13,745 | $1,054,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 15,454 | $1,053,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 23,671 | $1,052,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 52,343 | $1,052,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 17,578 | $1,050,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 25,768 | $1,049,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 49,068 | $1,046,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 18,600 | $1,044,000 | thousands by filing date | call |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 13,429 | $1,044,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 26,734 | $1,043,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 36,116 | $1,043,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 42,566 | $1,042,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 57,835 | $1,041,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 109,756 | $1,040,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 75,795 | $1,039,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 103,302 | $1,038,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 281,795 | $1,037,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 35,000 | $1,037,000 | thousands by filing date | call |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 27,005 | $1,036,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 46,814 | $1,034,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 27,003 | $1,033,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 175,000 | $1,033,000 | thousands by filing date | call |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 61,657 | $1,032,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 86,563 | $1,032,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 37,785 | $1,031,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 30,000 | $1,030,000 | thousands by filing date | call |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 70,557 | $1,030,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 165,825 | $1,030,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 441,900 | $1,030,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 98,660 | $1,029,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 11,402 | $1,028,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 142,197 | $1,028,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 33,252 | $1,026,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 191,043 | $1,026,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 27,554 | $1,025,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 37,217 | $1,025,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 10,884 | $1,024,000 | thousands by filing date | put |
| INTERDIGITAL INC COM | 45867G101 | Stock | 20,257 | $1,024,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 24,900 | $1,024,000 | thousands by filing date | call |
| CLEARWATER PAPER CORP | 18538R103 | COM | 21,618 | $1,022,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 43,989 | $1,021,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 27,437 | $1,020,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 308,200 | $1,020,000 | thousands by filing date | call |
| NUTRI SYS INC NEW | 67069D108 | COM | 38,404 | $1,019,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 38,786 | $1,018,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 48,999 | $1,017,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 63,562 | $1,017,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 59,082 | $1,017,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 29,930 | $1,016,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 46,138 | $1,016,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 38,500 | $1,014,000 | thousands by filing date | put |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 34,241 | $1,011,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 77,952 | $1,011,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 35,526 | $1,010,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 7,095 | $1,009,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 37,441 | $1,009,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 11,300 | $1,009,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 615,300 | $1,009,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 313,600 | $1,007,000 | thousands by filing date | put |
| SANMINA CORP COM | 801056102 | Stock | 47,086 | $1,006,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 14,302 | $999,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 103,000 | $998,000 | thousands by filing date | call |
| NUVASIVE INC | 670704105 | COM | 20,714 | $998,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 72,970 | $998,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 311,104 | $998,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 58,535 | $993,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 102,000 | $992,000 | thousands by filing date | call |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 44,366 | $989,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 316,926 | $989,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 30,510 | $989,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 23,111 | $988,000 | thousands by filing date | call |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 52,773 | $985,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 72,585 | $984,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 148,500 | $983,000 | thousands by filing date | call |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 61,867 | $979,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 10,137 | $977,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 22,580 | $976,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 58,224 | $974,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 157,749 | $972,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 65,657 | $972,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 71,282 | $969,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 76,014 | $968,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 562,300 | $967,000 | thousands by filing date | call |
| RLJ LODGING TR COM | 74965L101 | REIT | 38,290 | $967,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 33,898 | $967,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 60,133 | $967,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 44,727 | $966,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 33,549 | $964,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 20,628 | $964,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 106,415 | $964,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 10,800 | $963,000 | thousands by filing date | put |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 87,412 | $963,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 150,907 | $963,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 15,700 | $963,000 | thousands by filing date | put |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,660 | $959,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 13,800 | $959,000 | thousands by filing date | call |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 76,312 | $959,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 53,535 | $957,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 32,086 | $953,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 31,810 | $950,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 77,228 | $949,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 55,939 | $948,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 24,430 | $947,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 47,500 | $947,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 13,849 | $947,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 55,349 | $945,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 65,594 | $944,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 14,851 | $943,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 101,733 | $942,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 30,000 | $941,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 40,987 | $941,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 140,300 | $941,000 | thousands by filing date | call |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 45,701 | $941,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 37,442 | $940,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 17,704 | $940,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 86,368 | $940,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 58,551 | $939,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 12,900 | $935,000 | thousands by filing date | call |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 104,208 | $935,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 23,400 | $934,000 | thousands by filing date | put |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 96,173 | $932,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 41,921 | $932,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 73,297 | $932,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 42,468 | $932,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 19,816 | $932,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 21,648 | $929,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 13,320 | $929,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 146,024 | $927,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 4,402 | $927,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 63,914 | $927,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 72,800 | $926,000 | thousands by filing date | put |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 27,241 | $924,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 72,559 | $922,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,700 | $921,000 | thousands by filing date | call |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 122,900 | $921,000 | thousands by filing date | call |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 18,725 | $920,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 164,800 | $920,000 | thousands by filing date | call |
| RENTRAK CORP | 760174102 | COM | 17,027 | $920,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 9,678 | $919,000 | thousands by filing date | put |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 11,663 | $918,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 40,457 | $918,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 32,100 | $917,000 | thousands by filing date | put |
| ITT CORP | 450911201 | COM | 27,422 | $917,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 61,414 | $915,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 4,100 | $913,000 | thousands by filing date | call |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 179,574 | $912,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 21,538 | $911,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 19,601 | $909,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 21,850 | $909,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 92,523 | $906,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 13,500 | $906,000 | thousands by filing date | call |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 37,163 | $906,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 14,300 | $903,000 | thousands by filing date | call |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 52,087 | $903,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 62,393 | $902,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 34,135 | $901,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 123,484 | $897,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 36,017 | $897,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 58,238 | $897,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 334,182 | $896,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,950 | $895,000 | thousands by filing date | call |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 54,061 | $895,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 36,418 | $895,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 22,507 | $893,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 17,950 | $891,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 18,914 | $888,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 497,950 | $887,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 16,953 | $884,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 23,053 | $883,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 20,949 | $882,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 59,403 | $880,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 19,000 | $880,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 12,300 | $878,000 | thousands by filing date | call |
| BRUKER CORP | 116794108 | COM | 53,477 | $878,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 5,100 | $877,000 | thousands by filing date | call |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 84,457 | $875,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 21,107 | $874,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 106,696 | $874,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 452,501 | $874,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 45,013 | $874,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 89,513 | $873,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 13,814 | $872,000 | thousands by filing date | put |
| IHS INC | 451734107 | CL A | 7,512 | $872,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 14,963 | $872,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 78,084 | $871,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 76,905 | $870,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 28,655 | $867,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 33,480 | $867,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 30,015 | $866,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 68,587 | $866,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 38,900 | $863,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 62,748 | $862,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 20,750 | $862,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 51,191 | $860,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 21,500 | $858,000 | thousands by filing date | call |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 19,081 | $858,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 90,223 | $858,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 11,277 | $858,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 114,433 | $853,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 42,210 | $853,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 80,711 | $852,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 44,083 | $852,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y199 | DAILY 7-10 YR TR | 18,800 | $852,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 8,000 | $851,000 | thousands by filing date | put |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 63,350 | $851,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-011853 | this filing | 2015-11-13 | acceptance time not in the bulk data set |