13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 8,481 holding rows worth $141,241,546,000.
- Accession
- 0000950123-15-011853
- Filer
- CIK 1610520
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 14,899 entries on the cover page, a total value of $141,241,546,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $141,241,616,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 430,112 | $2,619,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 425,454 | $2,608,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 45,800 | $2,605,000 | thousands by filing date | call |
| IDEX CORP COM | 45167R104 | Stock | 36,544 | $2,605,000 | thousands by filing date | |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 440,100 | $2,605,000 | thousands by filing date | put |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 131,000 | $2,603,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 183,912 | $2,599,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 261,656 | $2,598,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 8,900 | $2,597,000 | thousands by filing date | call |
| HSN INC | 404303109 | COM | 45,371 | $2,597,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 42,528 | $2,595,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 184,300 | $2,595,000 | thousands by filing date | put |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 186,843 | $2,592,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 267,347 | $2,591,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 95,129 | $2,587,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 58,154 | $2,578,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 64,230 | $2,576,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 40,500 | $2,570,000 | thousands by filing date | put |
| TAUBMAN CTRS INC | 876664103 | COM | 37,205 | $2,570,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 103,700 | $2,566,000 | thousands by filing date | put |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 283,456 | $2,565,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 37,734 | $2,562,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 60,409 | $2,555,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 76,811 | $2,544,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 44,085 | $2,542,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 81,910 | $2,540,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 40,015 | $2,540,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 71,563 | $2,537,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 67,858 | $2,531,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 56,948 | $2,530,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 94,000 | $2,529,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 147,700 | $2,529,000 | thousands by filing date | put |
| PROTO LABS INC | 743713109 | COM | 37,651 | $2,523,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 167,704 | $2,519,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 79,184 | $2,506,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 180,000 | $2,504,000 | thousands by filing date | put |
| CA INC COM | 12673P105 | COM | 91,657 | $2,502,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 40,763 | $2,502,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 30,000 | $2,501,000 | thousands by filing date | put |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 38,327 | $2,494,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 104,822 | $2,492,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 18,297 | $2,490,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 84,005 | $2,490,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 552,106 | $2,490,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 32,709 | $2,485,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 148,806 | $2,485,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 118,721 | $2,479,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 223,200 | $2,473,000 | thousands by filing date | put |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 50,941 | $2,467,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 75,053 | $2,466,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 40,348 | $2,461,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 289,658 | $2,459,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 133,883 | $2,448,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 296,739 | $2,448,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 306,434 | $2,445,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 64,630 | $2,438,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 28,324 | $2,437,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 37,349 | $2,430,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 2,075 | $2,424,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 478,508 | $2,422,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 29,798 | $2,419,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 47,604 | $2,418,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 37,309 | $2,414,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 12,247 | $2,411,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 134,522 | $2,409,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 376,601 | $2,406,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 80,000 | $2,406,000 | thousands by filing date | put |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 135,433 | $2,396,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 163,333 | $2,396,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 20,630 | $2,394,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 161,162 | $2,393,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 41,601 | $2,392,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 132,403 | $2,382,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 104,904 | $2,381,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 83,910 | $2,380,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 80,970 | $2,379,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 37,272 | $2,376,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 57,800 | $2,374,000 | thousands by filing date | call |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 56,314 | $2,373,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 92,730 | $2,372,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 99,418 | $2,370,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 307,729 | $2,370,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 111,009 | $2,368,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 85,000 | $2,367,000 | thousands by filing date | call |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 238,400 | $2,367,000 | thousands by filing date | put |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 75,130 | $2,366,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 51,660 | $2,365,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 166,187 | $2,360,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 61,368 | $2,359,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 92,275 | $2,359,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 68,917 | $2,359,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 41,781 | $2,357,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 25,742 | $2,355,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 141,624 | $2,354,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 44,668 | $2,353,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 455,300 | $2,345,000 | thousands by filing date | call |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 92,187 | $2,340,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 663,911 | $2,337,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 50,400 | $2,335,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 58,743 | $2,334,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 52,386 | $2,330,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 58,600 | $2,327,000 | thousands by filing date | call |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 183,800 | $2,327,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 144,600 | $2,324,000 | thousands by filing date | put |
| FAIR ISAAC CORP COM | 303250104 | Stock | 27,486 | $2,322,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 60,875 | $2,321,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 72,800 | $2,317,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 48,955 | $2,317,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 48,826 | $2,312,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 59,562 | $2,312,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 537,100 | $2,310,000 | thousands by filing date | put |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 36,926 | $2,299,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 39,527 | $2,295,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 74,703 | $2,291,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 51,313 | $2,290,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 94,877 | $2,290,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 22,760 | $2,289,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 45,649 | $2,278,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 34,473 | $2,275,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 54,971 | $2,273,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 17,962 | $2,272,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 169,426 | $2,265,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 62,784 | $2,264,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 145,230 | $2,263,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 72,014 | $2,259,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 99,348 | $2,259,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 80,000 | $2,258,000 | thousands by filing date | put |
| Prologis,Inc. | 74340W103 | COM | 58,000 | $2,256,000 | thousands by filing date | call |
| SL INDS INC | 784413106 | COMMON STOCK | 66,362 | $2,256,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 49,761 | $2,254,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 175,430 | $2,254,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 88,195 | $2,254,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 70,056 | $2,250,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 81,700 | $2,245,000 | thousands by filing date | call |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 44,758 | $2,244,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 44,086 | $2,244,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 70,400 | $2,240,000 | thousands by filing date | put |
| FIRSTENERGY CORP | 337932107 | COM | 71,511 | $2,239,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 157,918 | $2,239,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 110,500 | $2,238,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 68,000 | $2,237,000 | thousands by filing date | call |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 338,800 | $2,236,000 | thousands by filing date | call |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 245,445 | $2,236,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 80,146 | $2,234,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 134,300 | $2,232,000 | thousands by filing date | put |
| TENNANT CO | 880345103 | COM | 39,723 | $2,232,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 154,924 | $2,228,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 171,925 | $2,223,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 72,774 | $2,218,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 64,377 | $2,216,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 160,700 | $2,211,000 | thousands by filing date | call |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 69,900 | $2,210,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 64,500 | $2,207,000 | thousands by filing date | put |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 50,000 | $2,204,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 176,600 | $2,204,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 171,089 | $2,202,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 159,468 | $2,197,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 90,996 | $2,194,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 30,701 | $2,193,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 108,954 | $2,192,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 46,600 | $2,189,000 | thousands by filing date | put |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 160,653 | $2,189,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 31,600 | $2,189,000 | thousands by filing date | call |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 41,708 | $2,186,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 62,439 | $2,186,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 76,655 | $2,183,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 41,168 | $2,168,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 86,200 | $2,164,000 | thousands by filing date | put |
| DECKERS OUTDOOR CORP | 243537107 | COM | 37,239 | $2,163,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 172,643 | $2,163,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 214,455 | $2,159,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 80,884 | $2,154,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 156,009 | $2,150,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 221,023 | $2,146,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 79,832 | $2,145,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 134,109 | $2,145,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 74,154 | $2,143,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 80,778 | $2,140,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 91,049 | $2,131,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 42,102 | $2,129,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 80,200 | $2,129,000 | thousands by filing date | call |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 31,400 | $2,128,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 77,051 | $2,120,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 152,800 | $2,119,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 80,500 | $2,113,000 | thousands by filing date | call |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 24,129 | $2,113,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 60,896 | $2,112,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 65,015 | $2,111,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 88,824 | $2,111,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 61,357 | $2,109,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 177,530 | $2,109,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 159,633 | $2,108,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 750,780 | $2,102,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 79,245 | $2,101,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 86,436 | $2,095,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 49,825 | $2,093,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 200,000 | $2,090,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 86,727 | $2,090,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 87,087 | $2,090,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 45,600 | $2,087,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 83,431 | $2,083,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 101,053 | $2,083,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 12,550 | $2,082,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 142,369 | $2,082,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 816,036 | $2,082,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 79,324 | $2,082,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 166,100 | $2,080,000 | thousands by filing date | put |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 158,773 | $2,080,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 53,648 | $2,077,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 125,556 | $2,072,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 248,116 | $2,071,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 153,140 | $2,070,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 110,832 | $2,068,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 73,197 | $2,067,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 104,128 | $2,065,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 64,600 | $2,062,000 | thousands by filing date | put |
| Lion Biotechnologies | 53619R102 | COM | 358,000 | $2,062,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 155,774 | $2,055,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 281,803 | $2,055,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 87,241 | $2,054,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 18,755 | $2,053,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 18,700 | $2,049,000 | thousands by filing date | call |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 560,210 | $2,045,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 16,778 | $2,040,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 54,874 | $2,037,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 69,288 | $2,036,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 110,211 | $2,033,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 52,662 | $2,032,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 67,787 | $2,031,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 153,356 | $2,030,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 90,427 | $2,024,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 49,147 | $2,022,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 111,211 | $2,022,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 71,785 | $2,019,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 33,162 | $2,017,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 97,137 | $2,013,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 37,496 | $2,013,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 57,836 | $2,012,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 181,384 | $2,012,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 160,708 | $2,011,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 438,882 | $1,997,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 22,454 | $1,995,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 61,558 | $1,992,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 194,437 | $1,991,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 206,807 | $1,989,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 30,301 | $1,985,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 108,000 | $1,983,000 | thousands by filing date | put |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 47,961 | $1,982,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 117,409 | $1,982,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 194,017 | $1,982,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 31,872 | $1,981,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 160,222 | $1,974,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 14,669 | $1,971,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 118,337 | $1,971,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 278,184 | $1,970,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 154,800 | $1,969,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 427,595 | $1,967,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 44,840 | $1,963,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 26,404 | $1,959,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 90,581 | $1,959,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 35,444 | $1,957,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 24,384 | $1,956,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 1,417,124 | $1,956,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 80,000 | $1,955,000 | thousands by filing date | call |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 67,864 | $1,947,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 180,317 | $1,947,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 62,771 | $1,947,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 39,477 | $1,943,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 153,908 | $1,943,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 141,109 | $1,943,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 77,051 | $1,942,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 39,544 | $1,941,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 20,904 | $1,939,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 119,700 | $1,933,000 | thousands by filing date | put |
| JAMBA INC | 47023A309 | COM NEW | 135,600 | $1,932,000 | thousands by filing date | call |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 2,000,000 | $1,930,000 | thousands by filing date | principal |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 201,818 | $1,929,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 721,887 | $1,927,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 19,305 | $1,927,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 316,300 | $1,923,000 | thousands by filing date | put |
| CORESITE RLTY CORP | 21870Q105 | COM | 37,314 | $1,919,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 89,409 | $1,916,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 100,000 | $1,913,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 106,200 | $1,912,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 21,200 | $1,911,000 | thousands by filing date | call |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 111,251 | $1,911,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 148,040 | $1,911,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 31,100 | $1,907,000 | thousands by filing date | call |
| SILVER WHEATON CORP | 828336107 | COM | 158,500 | $1,904,000 | thousands by filing date | put |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 138,805 | $1,903,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 113,310 | $1,903,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 53,380 | $1,902,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 144,990 | $1,901,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 32,562 | $1,894,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 74,726 | $1,891,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 94,162 | $1,887,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 361,967 | $1,883,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 63,176 | $1,881,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 243,686 | $1,879,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 119,608 | $1,877,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 89,350 | $1,870,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 113,988 | $1,857,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 15,700 | $1,855,000 | thousands by filing date | put |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 25,798 | $1,855,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 96,984 | $1,855,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 107,399 | $1,852,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 26,210 | $1,849,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 69,998 | $1,847,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 50,000 | $1,846,000 | thousands by filing date | put |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 1,104,580 | $1,845,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 84,509 | $1,844,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 187,800 | $1,840,000 | thousands by filing date | put |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 170,497 | $1,840,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 434,708 | $1,839,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 29,020 | $1,836,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 138,063 | $1,835,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 341,606 | $1,831,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 44,457 | $1,827,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 40,932 | $1,824,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 19,600 | $1,824,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 42,925 | $1,823,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 18,753 | $1,822,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 45,394 | $1,818,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 97,312 | $1,817,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 323,358 | $1,817,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 44,483 | $1,816,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 156,613 | $1,815,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 31,430 | $1,813,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 43,667 | $1,813,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 36,579 | $1,811,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 54,957 | $1,804,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 295,892 | $1,802,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 159,870 | $1,797,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 29,900 | $1,797,000 | thousands by filing date | call |
| CELGENE CORP | 151020104 | COM | 16,600 | $1,795,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 24,000 | $1,792,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 368,880 | $1,792,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 56,600 | $1,791,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 48,900 | $1,790,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 43,766 | $1,790,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 32,545 | $1,788,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 35,116 | $1,786,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 106,909 | $1,784,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 132,784 | $1,783,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 12,667 | $1,780,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 133,416 | $1,778,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,650 | $1,777,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 59,005 | $1,772,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 47,336 | $1,772,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 52,695 | $1,772,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 84,236 | $1,771,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 70,864 | $1,770,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 126,343 | $1,769,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 91,703 | $1,767,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 126,804 | $1,766,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 14,100 | $1,765,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 366,900 | $1,761,000 | thousands by filing date | put |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 92,269 | $1,760,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 9,829 | $1,759,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 31,341 | $1,758,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 118,555 | $1,755,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 73,000 | $1,755,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 53,028 | $1,754,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 272,200 | $1,753,000 | thousands by filing date | call |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 62,365 | $1,752,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 77,818 | $1,752,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 106,619 | $1,750,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 39,373 | $1,750,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 126,200 | $1,750,000 | thousands by filing date | call |
| RELIANCE INC | 759509102 | COM | 32,340 | $1,747,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 116,248 | $1,740,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 40,300 | $1,737,000 | thousands by filing date | call |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 139,774 | $1,736,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 20,300 | $1,730,000 | thousands by filing date | call |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 230,614 | $1,727,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 68,201 | $1,726,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 65,474 | $1,726,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 26,705 | $1,725,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 110,259 | $1,724,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 91,646 | $1,722,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 34,800 | $1,719,000 | thousands by filing date | call |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 88,660 | $1,719,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 86,554 | $1,718,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 50,791 | $1,715,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 157,200 | $1,715,000 | thousands by filing date | put |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 65,337 | $1,713,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 62,450 | $1,711,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 40,000 | $1,711,000 | thousands by filing date | put |
| CREDICORP LTD | G2519Y108 | COM | 16,053 | $1,707,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 65,147 | $1,706,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 25,500 | $1,705,000 | thousands by filing date | call |
| PHI INC-NON VOTING | 69336T205 | COM | 90,046 | $1,700,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 43,790 | $1,697,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 82,608 | $1,697,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 42,770 | $1,689,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 137,426 | $1,688,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 40,025 | $1,687,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 32,147 | $1,685,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 476,608 | $1,678,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 56,754 | $1,677,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 103,873 | $1,676,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 49,690 | $1,676,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 75,631 | $1,673,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 110,610 | $1,672,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 69,422 | $1,670,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 28,863 | $1,669,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 169,531 | $1,668,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 134,420 | $1,667,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 50,344 | $1,660,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 145,357 | $1,659,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 289,587 | $1,656,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 106,870 | $1,655,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 36,600 | $1,654,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 405,500 | $1,650,000 | thousands by filing date | call |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 193,865 | $1,650,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 49,449 | $1,643,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 236,927 | $1,637,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 61,225 | $1,636,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 105,081 | $1,631,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 175,972 | $1,630,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 30,507 | $1,629,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 123,277 | $1,626,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 65,015 | $1,626,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 143,011 | $1,625,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 74,109 | $1,623,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 100,567 | $1,622,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 518,183 | $1,622,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 328,700 | $1,620,000 | thousands by filing date | put |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 95,000 | $1,619,000 | thousands by filing date | put |
| NETAPP INC COM | 64110D104 | Stock | 54,618 | $1,617,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 227,214 | $1,614,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 109,450 | $1,613,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 98,123 | $1,613,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 144,861 | $1,612,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 10,300 | $1,611,000 | thousands by filing date | call |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 176,447 | $1,611,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 40,000 | $1,610,000 | thousands by filing date | put |
| COMMVAULT SYS INC COM | 204166102 | Stock | 47,347 | $1,608,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 198,768 | $1,605,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 40,065 | $1,604,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 29,222 | $1,604,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 119,324 | $1,604,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 247,696 | $1,603,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 82,006 | $1,599,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 23,000 | $1,599,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 10,200 | $1,595,000 | thousands by filing date | put |
| Seadrill Partners, LLC | Y7545W109 | LTD | 169,756 | $1,595,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 118,770 | $1,594,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 85,229 | $1,593,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 107,342 | $1,591,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 66,832 | $1,591,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 41,800 | $1,590,000 | thousands by filing date | put |
| INTREXON CORP | 46122T102 | COM | 50,000 | $1,590,000 | thousands by filing date | call |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 52,930 | $1,589,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 30,900 | $1,589,000 | thousands by filing date | call |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 108,202 | $1,588,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 17,842 | $1,587,000 | thousands by filing date | put |
| MERCADOLIBREINC | 58733R102 | STOK | 17,403 | $1,585,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 32,975 | $1,580,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 95,805 | $1,579,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 49,240 | $1,578,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 28,700 | $1,576,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 50,400 | $1,573,000 | thousands by filing date | put |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 48,078 | $1,572,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 24,300 | $1,570,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 12,000 | $1,565,000 | thousands by filing date | put |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 49,430 | $1,565,000 | thousands by filing date | call |
| GEO GROUP INC NEW | 36162J106 | COM | 52,538 | $1,563,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 9,600 | $1,561,000 | thousands by filing date | call |
| FRESH MKT INC | 35804H106 | COM | 69,049 | $1,560,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 37,631 | $1,559,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 10,897 | $1,557,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 20,319 | $1,556,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 92,977 | $1,553,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 168,858 | $1,550,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 182,502 | $1,548,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 19,500 | $1,547,000 | thousands by filing date | call |
| ALLEGHANY CORP DEL | 017175100 | COM | 3,300 | $1,545,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 123,452 | $1,543,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 15,000 | $1,537,000 | thousands by filing date | call |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 173,695 | $1,536,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 68,439 | $1,533,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 37,800 | $1,528,000 | thousands by filing date | put |
| WAFD INC | 938824109 | COM | 67,118 | $1,527,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 13,933 | $1,527,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 35,326 | $1,527,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 87,476 | $1,526,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 37,008 | $1,525,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 33,272 | $1,525,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 18,676 | $1,524,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 17,842 | $1,523,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 36,317 | $1,522,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 3,300 | $1,517,000 | thousands by filing date | call |
| PRICESMART INC COM | 741511109 | Stock | 19,580 | $1,515,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 44,900 | $1,514,000 | thousands by filing date | put |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 29,414 | $1,513,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 39,389 | $1,510,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 20,538 | $1,509,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 154,246 | $1,509,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 162,349 | $1,508,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-011853 | this filing | 2015-11-13 | acceptance time not in the bulk data set |