13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 8,481 holding rows worth $141,241,546,000.
- Accession
- 0000950123-15-011853
- Filer
- CIK 1610520
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 14,899 entries on the cover page, a total value of $141,241,546,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $141,241,616,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 261,186 | $4,565,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 106,577 | $4,562,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 884,885 | $4,557,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 256,274 | $4,557,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 177,100 | $4,553,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 52,775 | $4,547,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 112,687 | $4,547,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 387,200 | $4,542,000 | thousands by filing date | call |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 286,223 | $4,536,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 114,616 | $4,528,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 72,742 | $4,525,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 48,490 | $4,521,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 119,907 | $4,519,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 52,978 | $4,511,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 294,940 | $4,506,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 386,069 | $4,505,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 111,431 | $4,504,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 126,083 | $4,503,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 347,068 | $4,502,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 205,896 | $4,501,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 91,496 | $4,495,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 327,839 | $4,489,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 64,283 | $4,475,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 1,205,218 | $4,471,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 50,000 | $4,467,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 142,462 | $4,462,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 1,020,879 | $4,462,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 189,978 | $4,461,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 40,796 | $4,448,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 144,251 | $4,443,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 197,914 | $4,405,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 253,338 | $4,388,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 746,692 | $4,383,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 120,681 | $4,383,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 160,574 | $4,381,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 212,193 | $4,373,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 248,825 | $4,369,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 62,847 | $4,354,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 60,444 | $4,344,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 109,630 | $4,338,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 61,218 | $4,337,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 56,141 | $4,332,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 935,300 | $4,321,000 | thousands by filing date | put |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 693,720 | $4,315,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 214,441 | $4,312,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 97,670 | $4,307,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 257,500 | $4,305,000 | thousands by filing date | put |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 301,879 | $4,305,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 338,931 | $4,301,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 48,092 | $4,297,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 72,475 | $4,283,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 67,936 | $4,281,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 206,400 | $4,277,000 | thousands by filing date | put |
| WATERS CORP COM | 941848103 | Stock | 36,150 | $4,274,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 88,975 | $4,264,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 175,514 | $4,263,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 155,037 | $4,262,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 108,800 | $4,261,000 | thousands by filing date | call |
| OLD REP INTL CORP COM | 680223104 | Stock | 272,287 | $4,259,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 73,000 | $4,252,000 | thousands by filing date | put |
| AMBARELLA INC | G037AX101 | SHS | 73,512 | $4,248,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 51,873 | $4,247,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 588,132 | $4,245,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 189,103 | $4,234,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 100,200 | $4,232,000 | thousands by filing date | call |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 61,055 | $4,218,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 63,400 | $4,215,000 | thousands by filing date | call |
| CREE INC | 225447101 | COM | 173,700 | $4,209,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 452,989 | $4,209,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 160,100 | $4,206,000 | thousands by filing date | call |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 367,022 | $4,195,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 356,764 | $4,192,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 421,903 | $4,182,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 264,380 | $4,180,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 209,422 | $4,176,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 73,973 | $4,167,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 263,600 | $4,154,000 | thousands by filing date | put |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 45,773 | $4,147,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 96,944 | $4,145,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 389,662 | $4,111,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 284,000 | $4,107,000 | thousands by filing date | call |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 116,747 | $4,105,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 284,292 | $4,100,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 304,051 | $4,099,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 61,200 | $4,097,000 | thousands by filing date | call |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 158,480 | $4,089,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 723,510 | $4,088,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 105,971 | $4,084,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 50,800 | $4,082,000 | thousands by filing date | call |
| ADAM NAT RES FD INC | 00548F105 | COM | 224,619 | $4,079,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 154,485 | $4,078,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 30,100 | $4,064,000 | thousands by filing date | put |
| HILL ROM HLDGS INC | 431475102 | COM | 78,120 | $4,062,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 199,829 | $4,058,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 81,700 | $4,053,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 156,904 | $4,053,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 157,586 | $4,034,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 269,302 | $4,031,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 158,434 | $4,027,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 51,392 | $4,024,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 39,919 | $4,023,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 122,152 | $4,019,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 270,500 | $4,017,000 | thousands by filing date | put |
| CENOVUS ENERGY INC | 15135U109 | COM | 264,706 | $4,013,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 281,450 | $4,011,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 171,663 | $4,002,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 377,674 | $4,000,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 20,657 | $3,996,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,037,636 | $3,995,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 73,443 | $3,994,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 104,385 | $3,994,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 259,500 | $3,991,000 | thousands by filing date | put |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 108,513 | $3,990,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 159,510 | $3,988,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 117,556 | $3,987,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 253,018 | $3,975,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 204,576 | $3,972,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 152,936 | $3,971,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 101,577 | $3,969,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 230,631 | $3,960,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 144,019 | $3,959,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 84,775 | $3,953,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 357,109 | $3,946,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 279,947 | $3,944,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 87,383 | $3,937,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 54,700 | $3,933,000 | thousands by filing date | call |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 115,839 | $3,922,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 216,934 | $3,914,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 75,474 | $3,910,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 87,355 | $3,909,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 137,800 | $3,904,000 | thousands by filing date | put |
| DST SYS INC DEL | 233326107 | COM | 37,133 | $3,904,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 156,853 | $3,901,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 74,305 | $3,896,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 61,895 | $3,896,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 564,493 | $3,895,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 170,569 | $3,892,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 21,800 | $3,889,000 | thousands by filing date | put |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 100,000 | $3,889,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 579,400 | $3,888,000 | thousands by filing date | put |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 281,696 | $3,882,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 113,160 | $3,875,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 225,400 | $3,872,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 185,543 | $3,869,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 218,900 | $3,859,000 | thousands by filing date | put |
| AMSURG CORP | 03232P405 | COM | 49,655 | $3,859,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 50,000 | $3,858,000 | thousands by filing date | call |
| RR DONNELLEY + SONS CO | 257867101 | COM | 264,986 | $3,858,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 169,000 | $3,857,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 67,834 | $3,856,000 | thousands by filing date | call |
| DEPOMED INC | 249908104 | COM | 204,115 | $3,848,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 368,845 | $3,847,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 73,698 | $3,842,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 87,226 | $3,840,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 92,800 | $3,838,000 | thousands by filing date | put |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 290,899 | $3,820,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 70,000 | $3,819,000 | thousands by filing date | put |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 281,411 | $3,816,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 247,200 | $3,807,000 | thousands by filing date | call |
| SABRE CORP COM | 78573M104 | Stock | 140,040 | $3,806,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 158,201 | $3,803,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 212,642 | $3,802,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 100,957 | $3,800,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 218,508 | $3,787,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 123,900 | $3,786,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 66,294 | $3,782,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 324,463 | $3,774,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 115,181 | $3,773,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 27,593 | $3,764,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 136,388 | $3,763,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 153,865 | $3,762,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 175,858 | $3,761,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 92,896 | $3,755,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 152,368 | $3,753,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 141,509 | $3,753,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 159,662 | $3,749,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 82,400 | $3,748,000 | thousands by filing date | call |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 63,200 | $3,746,000 | thousands by filing date | put |
| OMEROS CORP | 682143102 | COM | 341,215 | $3,740,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 50,000 | $3,733,000 | thousands by filing date | put |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 529,358 | $3,726,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 407,451 | $3,723,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 51,300 | $3,720,000 | thousands by filing date | put |
| CREE INC | 225447101 | COM | 153,400 | $3,717,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 76,900 | $3,714,000 | thousands by filing date | put |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 163,276 | $3,705,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 260,675 | $3,704,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 64,959 | $3,698,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 266,431 | $3,695,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 390,358 | $3,689,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 172,800 | $3,688,000 | thousands by filing date | put |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 306,634 | $3,686,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 97,469 | $3,684,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 284,433 | $3,676,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 270,974 | $3,672,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 363,140 | $3,668,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 222,687 | $3,666,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 435,149 | $3,659,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 253,742 | $3,659,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 187,932 | $3,652,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 179,371 | $3,645,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 258,816 | $3,644,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 251,500 | $3,637,000 | thousands by filing date | put |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 352,615 | $3,636,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 48,912 | $3,621,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 154,247 | $3,616,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 174,083 | $3,601,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 90,709 | $3,600,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 119,318 | $3,599,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 50,000 | $3,598,000 | thousands by filing date | put |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 78,354 | $3,587,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 35,000 | $3,587,000 | thousands by filing date | put |
| KCAP FINANCIAL INC | 48668E101 | COM | 794,720 | $3,584,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 121,900 | $3,579,000 | thousands by filing date | put |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 337,721 | $3,577,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 100,200 | $3,573,000 | thousands by filing date | put |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 225,066 | $3,570,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,603,896 | $3,568,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 93,062 | $3,549,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 141,153 | $3,549,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 303,976 | $3,538,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 110,500 | $3,534,000 | thousands by filing date | put |
| ALTERA CORP | 021441100 | COM | 70,247 | $3,518,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 73,483 | $3,515,000 | thousands by filing date | call |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 276,722 | $3,514,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 67,225 | $3,507,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 66,543 | $3,504,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 133,926 | $3,500,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 800,661 | $3,499,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 100,937 | $3,497,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 262,856 | $3,496,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 141,608 | $3,495,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 35,800 | $3,492,000 | thousands by filing date | call |
| CYRUSONE INC | 23283R100 | COM | 106,875 | $3,490,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 117,040 | $3,488,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 276,664 | $3,486,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 20,136 | $3,484,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 38,383 | $3,480,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 469,904 | $3,477,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 37,336 | $3,474,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 47,355 | $3,471,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 165,380 | $3,471,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 342,162 | $3,470,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 30,637 | $3,469,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 48,200 | $3,468,000 | thousands by filing date | call |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 32,998 | $3,466,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 50,100 | $3,456,000 | thousands by filing date | call |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 111,822 | $3,449,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 82,999 | $3,447,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 52,800 | $3,446,000 | thousands by filing date | put |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 105,627 | $3,446,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 50,200 | $3,441,000 | thousands by filing date | put |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 147,646 | $3,440,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 30,159 | $3,439,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 194,145 | $3,430,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 57,878 | $3,419,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 36,100 | $3,418,000 | thousands by filing date | call |
| M & T BK CORP COM | 55261F104 | Stock | 28,000 | $3,415,000 | thousands by filing date | call |
| SUNTRUST BANKS INC | 867914103 | COM | 89,300 | $3,415,000 | thousands by filing date | call |
| Concho Resources Inc. | 20605P101 | COM | 34,705 | $3,411,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 83,840 | $3,411,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 271,700 | $3,402,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 62,300 | $3,389,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 106,940 | $3,381,000 | thousands by filing date | call |
| CONTINENTAL RES INC | 212015101 | COM | 116,611 | $3,378,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 271,481 | $3,377,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 84,000 | $3,377,000 | thousands by filing date | call |
| NEWFIELD EXPL CO | 651290108 | COM | 102,500 | $3,372,000 | thousands by filing date | put |
| INGLES MKTS INC CL A | 457030104 | Stock | 70,363 | $3,365,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 34,600 | $3,365,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 83,400 | $3,358,000 | thousands by filing date | call |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 159,250 | $3,354,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 280,002 | $3,351,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 265,831 | $3,344,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 64,839 | $3,343,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 63,575 | $3,342,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 132,384 | $3,340,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 137,590 | $3,337,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 385,014 | $3,330,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 28,200 | $3,319,000 | thousands by filing date | put |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 431,278 | $3,316,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 192,766 | $3,315,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 9,281 | $3,313,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 127,688 | $3,304,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 162,996 | $3,303,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 27,482 | $3,301,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 99,485 | $3,298,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 228,974 | $3,293,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 131,888 | $3,287,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 147,779 | $3,285,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 92,639 | $3,277,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 137,444 | $3,276,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 88,567 | $3,274,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 128,325 | $3,272,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 44,800 | $3,261,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 70,300 | $3,256,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 46,000 | $3,247,000 | thousands by filing date | put |
| COLUMBIA BKG SYS INC | 197236102 | COM | 103,823 | $3,240,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 120,057 | $3,237,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 208,532 | $3,233,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 246,104 | $3,233,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 45,219 | $3,229,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 239,187 | $3,229,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 295,290 | $3,222,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 119,300 | $3,219,000 | thousands by filing date | call |
| ENOVIS CORP | 194014106 | COMMON STOCK | 107,497 | $3,215,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 81,000 | $3,212,000 | thousands by filing date | call |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 45,295 | $3,211,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 276,528 | $3,210,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 31,173 | $3,207,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 45,769 | $3,205,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 339,800 | $3,204,000 | thousands by filing date | call |
| SCHEIN HENRY INC | 806407102 | COM | 24,069 | $3,194,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 160,206 | $3,183,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 36,379 | $3,180,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 230,380 | $3,176,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 89,033 | $3,173,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 544,727 | $3,170,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 131,936 | $3,168,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 53,402 | $3,168,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 87,063 | $3,167,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 175,323 | $3,166,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 64,738 | $3,162,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 150,364 | $3,158,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 85,348 | $3,155,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 80,000 | $3,154,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 52,630 | $3,150,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 124,028 | $3,148,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 206,500 | $3,145,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 228,725 | $3,145,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 217,810 | $3,141,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 463,045 | $3,140,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 382,298 | $3,138,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 393,581 | $3,137,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 248,063 | $3,136,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 55,000 | $3,136,000 | thousands by filing date | call |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 157,435 | $3,133,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 130,199 | $3,129,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 94,940 | $3,127,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 107,718 | $3,120,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 61,121 | $3,115,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 93,235 | $3,113,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 48,637 | $3,113,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 53,960 | $3,112,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 323,654 | $3,111,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 46,255 | $3,109,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 36,688 | $3,105,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 112,600 | $3,101,000 | thousands by filing date | call |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 88,039 | $3,101,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 62,657 | $3,100,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 50,650 | $3,091,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 35,090 | $3,087,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 236,948 | $3,085,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 214,669 | $3,085,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 187,510 | $3,081,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 42,869 | $3,081,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 180,672 | $3,078,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 185,641 | $3,074,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 190,918 | $3,066,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,200,000 | $3,060,000 | thousands by filing date | put |
| OPENLANE INC | 48238T109 | COM | 86,127 | $3,058,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 87,598 | $3,053,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 57,966 | $3,050,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 228,940 | $3,044,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 29,690 | $3,043,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 398,511 | $3,041,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 81,254 | $3,041,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 2,394,181 | $3,041,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 66,682 | $3,025,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 113,877 | $3,022,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 80,439 | $3,015,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 160,589 | $3,011,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 59,848 | $3,011,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 396,156 | $3,011,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 124,600 | $3,010,000 | thousands by filing date | put |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 91,113 | $3,007,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 358,500 | $3,004,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 352,200 | $3,001,000 | thousands by filing date | call |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 230,091 | $3,001,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 113,751 | $2,999,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 74,754 | $2,998,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 74,827 | $2,998,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 53,769 | $2,997,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 50,386 | $2,996,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 108,036 | $2,996,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 156,516 | $2,988,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 42,424 | $2,987,000 | thousands by filing date | put |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 636,830 | $2,986,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 214,777 | $2,985,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 47,200 | $2,982,000 | thousands by filing date | put |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 236,634 | $2,975,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 100,493 | $2,975,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 66,800 | $2,971,000 | thousands by filing date | call |
| CSOP ETF TR | 12649L105 | FTSE CHINA A50 | 198,656 | $2,966,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 28,824 | $2,965,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 67,500 | $2,963,000 | thousands by filing date | call |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 46,625 | $2,961,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 47,355 | $2,956,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 82,367 | $2,955,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 43,330 | $2,954,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 247,616 | $2,954,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 110,000 | $2,952,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 55,600 | $2,950,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 20,800 | $2,949,000 | thousands by filing date | call |
| American Express Company | 025816109 | COM | 39,700 | $2,943,000 | thousands by filing date | call |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 73,194 | $2,943,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 511,906 | $2,943,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 120,300 | $2,940,000 | thousands by filing date | put |
| FLIR SYS INC | 302445101 | COM | 104,890 | $2,936,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 149,923 | $2,928,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 84,717 | $2,921,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 63,000 | $2,918,000 | thousands by filing date | put |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 358,252 | $2,913,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 51,315 | $2,909,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 53,776 | $2,906,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 90,154 | $2,895,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 41,914 | $2,890,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 220,880 | $2,888,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 202,683 | $2,882,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 34,173 | $2,879,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 234,184 | $2,874,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 76,625 | $2,860,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 187,196 | $2,858,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 33,260 | $2,856,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 89,163 | $2,853,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 296,967 | $2,848,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 73,150 | $2,847,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 503,500 | $2,845,000 | thousands by filing date | put |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 57,115 | $2,844,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 35,100 | $2,842,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 25,266 | $2,842,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 208,274 | $2,841,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 37,342 | $2,836,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 54,664 | $2,836,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 590,152 | $2,833,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 148,591 | $2,831,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 58,636 | $2,823,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 174,052 | $2,823,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 98,800 | $2,822,000 | thousands by filing date | call |
| INVESCO SR INCOME TR | 46131H107 | COM | 675,169 | $2,822,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 61,654 | $2,819,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 75,000 | $2,816,000 | thousands by filing date | put |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 213,171 | $2,814,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 147,065 | $2,813,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 112,383 | $2,811,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 57,242 | $2,810,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 54,400 | $2,805,000 | thousands by filing date | put |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 87,500 | $2,804,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 219,446 | $2,802,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 67,600 | $2,796,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 32,538 | $2,788,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 151,015 | $2,787,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 514,788 | $2,781,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 201,322 | $2,779,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 61,635 | $2,778,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K489 | DAILY MED BULL | 94,000 | $2,778,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 145,000 | $2,774,000 | thousands by filing date | put |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 50,000 | $2,766,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 164,326 | $2,762,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 1,340,232 | $2,761,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 383,600 | $2,754,000 | thousands by filing date | put |
| SUN CMNTYS INC COM | 866674104 | REIT | 40,567 | $2,749,000 | thousands by filing date | |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 464,071 | $2,748,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 68,913 | $2,744,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 290,890 | $2,735,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 18,900 | $2,732,000 | thousands by filing date | call |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 246,840 | $2,732,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 112,040 | $2,727,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 222,063 | $2,724,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 54,423 | $2,722,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 50,652 | $2,721,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 53,048 | $2,715,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 147,800 | $2,714,000 | thousands by filing date | call |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 167,600 | $2,707,000 | thousands by filing date | call |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 549,103 | $2,707,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 35,400 | $2,705,000 | thousands by filing date | call |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 22,100 | $2,702,000 | thousands by filing date | call |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 85,716 | $2,701,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 100,100 | $2,701,000 | thousands by filing date | put |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 23,606 | $2,699,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 45,519 | $2,695,000 | thousands by filing date | call |
| SELECTIVE INS GROUP INC | 816300107 | COM | 86,587 | $2,690,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 168,229 | $2,671,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 83,706 | $2,671,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 546,091 | $2,670,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 67,973 | $2,669,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 92,825 | $2,667,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 110,810 | $2,667,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 54,400 | $2,666,000 | thousands by filing date | call |
| CONVERGYS CORP | 212485106 | COM | 115,374 | $2,666,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 152,690 | $2,665,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 254,900 | $2,664,000 | thousands by filing date | call |
| GRACO INC COM | 384109104 | Stock | 39,683 | $2,660,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 350,962 | $2,660,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 24,300 | $2,655,000 | thousands by filing date | put |
| SEMGROUP CORP | 81663A105 | CL A | 61,038 | $2,639,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 73,190 | $2,631,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 90,249 | $2,630,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 82,700 | $2,625,000 | thousands by filing date | put |
| Lincoln National Corporat | 524901105 | COM | 63,100 | $2,625,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-011853 | this filing | 2015-11-13 | acceptance time not in the bulk data set |