13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 8,481 holding rows worth $141,241,546,000.
- Accession
- 0000950123-15-011853
- Filer
- CIK 1610520
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 14,899 entries on the cover page, a total value of $141,241,546,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $141,241,616,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STERICYCLE INC | 858912108 | COM | 62,001 | $8,637,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,158,221 | $8,617,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 131,800 | $8,614,000 | thousands by filing date | call |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 186,451 | $8,608,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 129,052 | $8,602,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,394,817 | $8,592,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 154,794 | $8,583,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 1,087,812 | $8,583,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 946,816 | $8,569,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 198,500 | $8,518,000 | thousands by filing date | call |
| iShares Global 100 ETF | 464287572 | SHS | 123,105 | $8,517,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 698,661 | $8,502,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 110,600 | $8,499,000 | thousands by filing date | call |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 449,472 | $8,491,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 466,217 | $8,490,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 114,766 | $8,483,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 150,717 | $8,479,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 227,500 | $8,474,000 | thousands by filing date | call |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 354,261 | $8,474,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 224,900 | $8,467,000 | thousands by filing date | put |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 32,691 | $8,466,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 329,804 | $8,454,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 1,055,700 | $8,445,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 104,233 | $8,439,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 110,600 | $8,429,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 341,529 | $8,415,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 411,874 | $8,410,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 76,800 | $8,391,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 72,100 | $8,364,000 | thousands by filing date | call |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,047,687 | $8,361,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 125,483 | $8,343,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 150,630 | $8,337,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 733,553 | $8,326,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 200,000 | $8,318,000 | thousands by filing date | put |
| BORGWARNER INC COM | 099724106 | Stock | 200,000 | $8,318,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 507,290 | $8,305,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 185,365 | $8,303,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 1,343,274 | $8,301,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 773,300 | $8,298,000 | thousands by filing date | call |
| BAXALTA INC | 07177M103 | COM | 263,264 | $8,295,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 564,757 | $8,285,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,091,269 | $8,261,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 75,557 | $8,238,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 470,075 | $8,226,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 321,222 | $8,223,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 310,144 | $8,210,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 967,600 | $8,205,000 | thousands by filing date | put |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 410,700 | $8,202,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 518,600 | $8,142,000 | thousands by filing date | put |
| WATSCO INC COM | 942622200 | Stock | 68,516 | $8,118,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 224,112 | $8,115,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 128,402 | $8,098,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 124,592 | $8,095,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 292,792 | $8,081,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 82,830 | $8,074,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 101,600 | $8,060,000 | thousands by filing date | put |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 846,995 | $8,046,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 130,791 | $8,039,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 915,988 | $8,015,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 108,314 | $8,004,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 311,185 | $8,000,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 194,053 | $7,996,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 887,756 | $7,972,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 115,543 | $7,955,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 438,939 | $7,927,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 415,047 | $7,923,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 118,210 | $7,923,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 88,600 | $7,907,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 303,692 | $7,899,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 116,449 | $7,894,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 87,289 | $7,893,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 116,346 | $7,882,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 260,900 | $7,874,000 | thousands by filing date | call |
| Liberty Media Corp | 531229300 | COMMON STOCK | 228,390 | $7,870,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 157,000 | $7,820,000 | thousands by filing date | call |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 54,380 | $7,819,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 203,032 | $7,801,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 236,400 | $7,770,000 | thousands by filing date | put |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 267,514 | $7,769,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 133,300 | $7,749,000 | thousands by filing date | call |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 442,692 | $7,747,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 122,377 | $7,745,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 81,803 | $7,742,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 202,642 | $7,735,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 797,500 | $7,704,000 | thousands by filing date | put |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 44,357 | $7,688,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 234,022 | $7,688,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 244,098 | $7,682,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 112,594 | $7,680,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 250,645 | $7,679,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 16,700 | $7,675,000 | thousands by filing date | put |
| ONEOK INC NEW | 682680103 | COM | 238,284 | $7,673,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 457,353 | $7,647,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 32,500 | $7,637,000 | thousands by filing date | call |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 388,271 | $7,630,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 847,437 | $7,618,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 87,109 | $7,607,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 583,216 | $7,600,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 311,229 | $7,594,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 185,770 | $7,561,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 71,984 | $7,546,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 74,802 | $7,503,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 84,100 | $7,492,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 90,000 | $7,472,000 | thousands by filing date | put |
| SOLARCITY CORP | 83416T100 | COM | 174,624 | $7,459,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 148,921 | $7,443,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 108,436 | $7,435,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 100,610 | $7,424,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 165,771 | $7,409,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 309,047 | $7,399,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 68,105 | $7,387,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 102,354 | $7,384,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 413,200 | $7,380,000 | thousands by filing date | put |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 314,399 | $7,376,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 170,100 | $7,357,000 | thousands by filing date | put |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 279,285 | $7,346,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 648,986 | $7,334,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 75,900 | $7,323,000 | thousands by filing date | put |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 649,689 | $7,322,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 614,193 | $7,321,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 112,054 | $7,319,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,103,378 | $7,305,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 268,432 | $7,305,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 423,953 | $7,301,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 80,737 | $7,287,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 174,250 | $7,287,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 701,530 | $7,282,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 856,194 | $7,261,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 444,823 | $7,251,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 87,220 | $7,240,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 282,062 | $7,229,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 65,900 | $7,221,000 | thousands by filing date | put |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 144,267 | $7,210,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,455,690 | $7,191,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 650,100 | $7,190,000 | thousands by filing date | put |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 293,795 | $7,178,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 127,100 | $7,176,000 | thousands by filing date | put |
| AMDOCS LTD | G02602103 | SHS | 126,075 | $7,171,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 109,980 | $7,167,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 252,996 | $7,167,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 74,100 | $7,149,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 219,895 | $7,142,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 60,239 | $7,137,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 203,588 | $7,130,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 140,659 | $7,129,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 88,134 | $7,124,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 243,116 | $7,123,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 76,098 | $7,068,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 87,300 | $7,056,000 | thousands by filing date | put |
| GARTNERINC | 366651107 | STOK | 83,967 | $7,047,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 260,944 | $7,045,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 144,441 | $6,988,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 112,135 | $6,986,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 887,866 | $6,979,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 167,360 | $6,955,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 621,119 | $6,939,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,024,240 | $6,922,000 | thousands by filing date | call |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 61,653 | $6,898,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 137,605 | $6,881,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 70,924 | $6,873,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,486,789 | $6,869,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 46,395 | $6,868,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 125,059 | $6,866,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 1,299,716 | $6,862,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 476,297 | $6,854,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 967,000 | $6,846,000 | thousands by filing date | call |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 420,620 | $6,835,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 165,536 | $6,834,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 332,585 | $6,821,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 92,231 | $6,811,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 100,750 | $6,796,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 147,139 | $6,794,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 156,600 | $6,792,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 292,249 | $6,789,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 165,196 | $6,782,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 348,167 | $6,776,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 329,567 | $6,769,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 161,578 | $6,768,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 410,624 | $6,763,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 129,027 | $6,751,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 470,070 | $6,750,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 559,127 | $6,732,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 412,510 | $6,724,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 254,196 | $6,716,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 248,377 | $6,691,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 137,762 | $6,686,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 110,170 | $6,680,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 359,919 | $6,676,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 242,832 | $6,673,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 123,328 | $6,645,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 289,000 | $6,635,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 303,300 | $6,630,000 | thousands by filing date | call |
| DDR CORP | 23317H102 | COM | 429,928 | $6,612,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 64,030 | $6,611,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 280,643 | $6,611,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 271,327 | $6,604,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 381,206 | $6,602,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 501,700 | $6,602,000 | thousands by filing date | call |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 290,926 | $6,601,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 107,419 | $6,593,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 291,560 | $6,592,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 1,470,652 | $6,574,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 70,269 | $6,558,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 204,210 | $6,557,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 226,200 | $6,544,000 | thousands by filing date | call |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 410,237 | $6,531,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 138,016 | $6,523,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 138,495 | $6,506,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 49,600 | $6,495,000 | thousands by filing date | call |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 327,944 | $6,477,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 127,330 | $6,467,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 362,648 | $6,455,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 323,890 | $6,448,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 157,200 | $6,447,000 | thousands by filing date | put |
| THL CREDIT INC | 872438106 | COM | 590,218 | $6,445,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 113,661 | $6,429,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 225,601 | $6,429,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,716,255 | $6,419,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 489,387 | $6,416,000 | thousands by filing date | put |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 25,700 | $6,397,000 | thousands by filing date | put |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 140,400 | $6,385,000 | thousands by filing date | put |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 134,197 | $6,371,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 260,865 | $6,336,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 349,957 | $6,324,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 354,847 | $6,320,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 499,931 | $6,294,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 209,600 | $6,292,000 | thousands by filing date | call |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 56,721 | $6,285,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 234,400 | $6,263,000 | thousands by filing date | put |
| CUMMINS INC COM | 231021106 | Stock | 57,600 | $6,254,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 387,591 | $6,251,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 196,544 | $6,250,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 323,028 | $6,244,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 111,998 | $6,236,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 71,755 | $6,232,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 300,000 | $6,225,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 590,043 | $6,218,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 274,958 | $6,217,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 142,876 | $6,197,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 439,000 | $6,181,000 | thousands by filing date | call |
| WEBMD HEALTH CORP | 94770V102 | COM | 154,991 | $6,175,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 148,449 | $6,174,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 250,200 | $6,167,000 | thousands by filing date | put |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 179,236 | $6,162,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 171,296 | $6,153,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 554,379 | $6,143,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 454,052 | $6,134,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 53,048 | $6,129,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 367,000 | $6,114,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 53,230 | $6,107,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 129,735 | $6,103,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 65,390 | $6,101,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 8,093,000 | $6,070,000 | thousands by filing date | principal |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 461,100 | $6,068,000 | thousands by filing date | put |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 150,000 | $6,023,000 | thousands by filing date | put |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 151,700 | $6,016,000 | thousands by filing date | put |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 105,890 | $6,006,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 211,017 | $6,001,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 92,800 | $5,995,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 216,600 | $5,995,000 | thousands by filing date | put |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 214,801 | $5,993,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 155,453 | $5,983,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 76,973 | $5,981,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 101,966 | $5,981,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 72,459 | $5,975,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 932,971 | $5,971,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 486,814 | $5,968,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 20,953 | $5,966,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 292,662 | $5,941,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 244,264 | $5,939,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 116,477 | $5,937,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 79,900 | $5,934,000 | thousands by filing date | put |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 34,642 | $5,923,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 283,800 | $5,923,000 | thousands by filing date | put |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 496,014 | $5,922,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 426,694 | $5,922,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 178,762 | $5,912,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 153,230 | $5,908,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 292,657 | $5,906,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 43,700 | $5,900,000 | thousands by filing date | call |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 193,621 | $5,886,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 58,145 | $5,886,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 714,601 | $5,874,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 426,846 | $5,873,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 80,500 | $5,860,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 368,300 | $5,860,000 | thousands by filing date | call |
| TORO CO | 891092108 | COM | 83,024 | $5,858,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 100,588 | $5,853,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 180,572 | $5,852,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 747,157 | $5,844,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 193,322 | $5,843,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 126,142 | $5,841,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 105,021 | $5,837,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 160,007 | $5,833,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 210,368 | $5,826,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 74,308 | $5,824,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 588,298 | $5,818,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 65,996 | $5,817,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 383,374 | $5,804,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 160,449 | $5,799,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 386,054 | $5,787,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 163,521 | $5,774,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 167,350 | $5,769,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 182,360 | $5,763,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 38,429 | $5,760,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 125,733 | $5,753,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 191,237 | $5,739,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 190,000 | $5,734,000 | thousands by filing date | put |
| DONALDSON INC COM | 257651109 | Stock | 204,143 | $5,733,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 142,021 | $5,731,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 424,056 | $5,720,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 98,533 | $5,715,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 60,611 | $5,715,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 97,900 | $5,711,000 | thousands by filing date | call |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 446,701 | $5,709,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 360,000 | $5,692,000 | thousands by filing date | call |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 235,000 | $5,682,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 157,903 | $5,678,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 284,141 | $5,677,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 590,206 | $5,666,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 76,962 | $5,649,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 430,441 | $5,630,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 115,479 | $5,623,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 120,662 | $5,607,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 91,028 | $5,602,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 644,735 | $5,597,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 141,420 | $5,585,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 45,728 | $5,577,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 404,597 | $5,563,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 165,119 | $5,545,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 443,897 | $5,544,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 402,800 | $5,543,000 | thousands by filing date | put |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 34,610 | $5,532,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 28,574 | $5,527,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 182,670 | $5,514,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 52,401 | $5,512,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 268,448 | $5,511,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 318,465 | $5,487,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 354,794 | $5,485,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 113,601 | $5,479,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 41,692 | $5,472,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 120,053 | $5,469,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 81,439 | $5,463,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 163,412 | $5,462,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 30,500 | $5,460,000 | thousands by filing date | put |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 85,543 | $5,456,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 175,050 | $5,441,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 98,400 | $5,437,000 | thousands by filing date | put |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 61,884 | $5,437,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 470,300 | $5,432,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 2,379,688 | $5,426,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 146,525 | $5,422,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 62,032 | $5,416,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 650,646 | $5,407,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 211,100 | $5,406,000 | thousands by filing date | call |
| BALL CORP | 058498106 | COM | 86,800 | $5,399,000 | thousands by filing date | call |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 192,666 | $5,397,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 50,000 | $5,390,000 | thousands by filing date | call |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 49,835 | $5,377,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 194,188 | $5,343,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 108,552 | $5,340,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 141,605 | $5,337,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 102,600 | $5,334,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 57,986 | $5,332,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 69,385 | $5,330,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 120,708 | $5,325,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 100,100 | $5,317,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 103,084 | $5,316,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 30,485 | $5,313,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 160,300 | $5,304,000 | thousands by filing date | call |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 529,280 | $5,298,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 169,100 | $5,295,000 | thousands by filing date | call |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 733,614 | $5,282,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 77,400 | $5,279,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 53,600 | $5,269,000 | thousands by filing date | call |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 280,574 | $5,266,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 343,967 | $5,253,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 89,729 | $5,249,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 329,646 | $5,245,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 855,000 | $5,241,000 | thousands by filing date | put |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 675,987 | $5,232,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 48,364 | $5,231,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 34,384 | $5,224,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 340,606 | $5,221,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 37,567 | $5,219,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 105,242 | $5,217,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 96,643 | $5,215,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 388,234 | $5,202,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 1,079,635 | $5,193,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 405,526 | $5,187,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 204,397 | $5,177,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 803,700 | $5,176,000 | thousands by filing date | put |
| SAP SE SPON ADR | 803054204 | ADR | 79,878 | $5,175,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 74,655 | $5,175,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 363,968 | $5,161,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 643,463 | $5,160,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 174,494 | $5,155,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 139,337 | $5,142,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 65,192 | $5,138,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 205,248 | $5,123,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 133,292 | $5,114,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 273,399 | $5,113,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 64,854 | $5,111,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 138,240 | $5,104,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 39,614 | $5,104,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 237,526 | $5,098,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 296,305 | $5,093,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 56,009 | $5,090,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 66,164 | $5,081,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 102,566 | $5,080,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K471 | DAILY MED BEAR | 96,800 | $5,078,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 797,900 | $5,075,000 | thousands by filing date | call |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 403,166 | $5,068,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 59,420 | $5,060,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 60,100 | $5,030,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 189,085 | $5,030,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 70,400 | $5,028,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 115,500 | $5,025,000 | thousands by filing date | call |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 176,619 | $5,005,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 111,292 | $4,999,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 41,500 | $4,985,000 | thousands by filing date | put |
| CINTAS CORP COM | 172908105 | Stock | 58,124 | $4,984,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 104,142 | $4,975,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 102,481 | $4,953,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 226,798 | $4,945,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 136,400 | $4,938,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 74,533 | $4,938,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 139,047 | $4,933,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 589,129 | $4,932,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 89,354 | $4,930,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 116,314 | $4,930,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 85,300 | $4,929,000 | thousands by filing date | call |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 182,137 | $4,918,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 71,918 | $4,918,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K588 | DALY HOM B&S BER | 90,000 | $4,907,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 223,031 | $4,902,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 335,686 | $4,887,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 45,278 | $4,886,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 136,442 | $4,885,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 67,921 | $4,883,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 170,020 | $4,878,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 88,049 | $4,872,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 271,000 | $4,862,000 | thousands by filing date | put |
| DEL MONTE CORP ORD | G36738105 | Stock | 123,017 | $4,861,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 193,100 | $4,851,000 | thousands by filing date | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 438,426 | $4,850,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 538,122 | $4,848,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 537,877 | $4,846,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 90,616 | $4,835,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 102,470 | $4,835,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 148,745 | $4,830,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 85,011 | $4,825,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 84,129 | $4,821,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 479,230 | $4,816,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 271,431 | $4,810,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 190,194 | $4,807,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 69,200 | $4,805,000 | thousands by filing date | call |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 62,229 | $4,802,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 366,502 | $4,794,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 159,127 | $4,785,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 712,351 | $4,780,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 490,945 | $4,777,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 73,580 | $4,764,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 334,000 | $4,760,000 | thousands by filing date | put |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 385,687 | $4,759,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 480,161 | $4,754,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 477,891 | $4,750,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 157,904 | $4,748,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 84,833 | $4,740,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 301,887 | $4,722,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 93,499 | $4,721,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 250,000 | $4,718,000 | thousands by filing date | put |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 193,857 | $4,716,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 5,000,000 | $4,706,000 | thousands by filing date | principal |
| AMER STATES WTR CO COM | 029899101 | Stock | 113,413 | $4,696,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 232,306 | $4,695,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 1,726,068 | $4,678,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 60,645 | $4,672,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 199,500 | $4,670,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 548,016 | $4,669,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 138,755 | $4,652,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 56,059 | $4,650,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 89,275 | $4,646,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 41,008 | $4,646,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 535,742 | $4,640,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 75,796 | $4,639,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 127,796 | $4,632,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 31,000 | $4,629,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 87,671 | $4,625,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 317,462 | $4,613,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 41,495 | $4,609,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 57,337 | $4,608,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 169,887 | $4,606,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 62,015 | $4,605,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 422,729 | $4,595,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 44,109 | $4,589,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 364,788 | $4,589,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 433,919 | $4,587,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 126,163 | $4,577,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 254,701 | $4,569,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-011853 | this filing | 2015-11-13 | acceptance time not in the bulk data set |