13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 8,481 holding rows worth $141,241,546,000.
- Accession
- 0000950123-15-011853
- Filer
- CIK 1610520
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 14,899 entries on the cover page, a total value of $141,241,546,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $141,241,616,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TENNECO INC | 880349105 | COM | 379,444 | $16,987,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 319,400 | $16,967,000 | thousands by filing date | put |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 170,898 | $16,965,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 3,899,568 | $16,963,000 | thousands by filing date | call |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 1,338,649 | $16,947,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 468,800 | $16,933,000 | thousands by filing date | put |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 151,229 | $16,933,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 797,920 | $16,928,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 268,194 | $16,920,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 377,449 | $16,910,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,622,587 | $16,907,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,245,850 | $16,906,000 | thousands by filing date | call |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 750,000 | $16,875,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 258,300 | $16,859,000 | thousands by filing date | call |
| EVERCORE INC CLASS A | 29977A105 | Stock | 334,855 | $16,823,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,209,476 | $16,739,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 2,591,648 | $16,690,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 567,670 | $16,650,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 106,352 | $16,632,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 187,112 | $16,606,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 351,700 | $16,583,000 | thousands by filing date | put |
| LINKEDIN CORP | 53578A108 | COM | 86,980 | $16,538,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 330,285 | $16,535,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 188,620 | $16,523,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 167,468 | $16,491,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,275,991 | $16,486,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 362,541 | $16,470,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 133,200 | $16,456,000 | thousands by filing date | put |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 500,109 | $16,439,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 118,420 | $16,380,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 1,114,980 | $16,379,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 510,073 | $16,363,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 972,500 | $16,338,000 | thousands by filing date | put |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 387,407 | $16,333,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 782,700 | $16,288,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 455,544 | $16,222,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 789,756 | $16,206,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 1,173,123 | $16,178,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 204,900 | $16,163,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 92,900 | $16,142,000 | thousands by filing date | call |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 1,356,118 | $16,097,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 865,680 | $16,076,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 222,800 | $16,073,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,542,400 | $16,072,000 | thousands by filing date | put |
| CAESARSTONE LTD | M20598104 | ORD SHS | 528,696 | $16,072,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 474,300 | $16,055,000 | thousands by filing date | put |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,527,369 | $15,976,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 950,000 | $15,970,000 | thousands by filing date | call |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 136,106 | $15,962,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 325,821 | $15,913,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 178,293 | $15,904,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 199,120 | $15,885,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 565,554 | $15,841,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 1,057,141 | $15,804,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,881,500 | $15,767,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 394,999 | $15,760,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 100,000 | $15,727,000 | thousands by filing date | put |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 125,997 | $15,726,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 233,363 | $15,684,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,595,966 | $15,656,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 638,705 | $15,584,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 1,018,948 | $15,580,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 169,475 | $15,571,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 421,465 | $15,510,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 140,000 | $15,497,000 | thousands by filing date | put |
| ServiceNow,Inc. | 81762P102 | COM | 222,029 | $15,420,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 396,272 | $15,415,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 299,151 | $15,413,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 422,049 | $15,388,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 607,428 | $15,356,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 493,100 | $15,340,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 676,157 | $15,301,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 264,592 | $15,296,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 625,063 | $15,251,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 607,073 | $15,238,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 175,858 | $15,212,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 237,613 | $15,163,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,761,255 | $15,159,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 229,776 | $15,142,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 942,202 | $15,141,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 397,984 | $15,139,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 776,076 | $15,110,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 521,890 | $15,098,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 105,067 | $15,084,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 131,864 | $15,075,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 916,426 | $15,057,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 475,700 | $15,056,000 | thousands by filing date | put |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 314,608 | $15,047,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 453,525 | $14,898,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 2,049,910 | $14,883,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 737,460 | $14,882,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 848,808 | $14,854,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 223,942 | $14,841,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 491,800 | $14,823,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 324,017 | $14,814,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 551,694 | $14,813,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 2,957,852 | $14,760,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 156,396 | $14,690,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 680,337 | $14,688,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 910,000 | $14,678,000 | thousands by filing date | put |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 306,800 | $14,674,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 224,406 | $14,647,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 173,958 | $14,631,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 570,000 | $14,581,000 | thousands by filing date | call |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,103,743 | $14,580,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 554,901 | $14,555,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 148,036 | $14,536,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 1,064,044 | $14,524,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 389,718 | $14,520,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,037,155 | $14,520,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 161,320 | $14,514,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 181,500 | $14,511,000 | thousands by filing date | call |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 811,929 | $14,501,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 1,141,831 | $14,445,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 333,404 | $14,420,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 855,571 | $14,373,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 626,400 | $14,370,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 522,274 | $14,295,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 130,500 | $14,278,000 | thousands by filing date | put |
| PROSHARES TR | 74347X849 | INDX FD | 581,317 | $14,254,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 324,511 | $14,246,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 295,656 | $14,230,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 637,774 | $14,152,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 2,324,517 | $14,110,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 586,529 | $14,094,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 958,100 | $14,074,000 | thousands by filing date | call |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 982,796 | $14,074,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 377,300 | $14,058,000 | thousands by filing date | put |
| APACHE CORP | 037411105 | COM | 357,900 | $14,015,000 | thousands by filing date | put |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 215,433 | $14,012,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,807,301 | $14,007,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 2,505,622 | $13,981,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 11,300 | $13,977,000 | thousands by filing date | call |
| Q | 74876Y101 | Stock | 200,270 | $13,933,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 173,189 | $13,920,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 80,900 | $13,914,000 | thousands by filing date | put |
| RESMED INC COM | 761152107 | Stock | 272,025 | $13,862,000 | thousands by filing date | call |
| WHIRLPOOL CORP COM | 963320106 | Stock | 94,068 | $13,853,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 379,576 | $13,836,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 283,600 | $13,834,000 | thousands by filing date | put |
| QUANTA SVCS INC | 74762E102 | COM | 570,328 | $13,808,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 703,504 | $13,803,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 1,036,225 | $13,803,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 175,400 | $13,797,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 319,673 | $13,778,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 116,860 | $13,755,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 183,750 | $13,719,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 2,120,349 | $13,718,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 890,400 | $13,712,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 420,700 | $13,706,000 | thousands by filing date | call |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 261,917 | $13,677,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 817,266 | $13,673,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,541,370 | $13,656,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 562,307 | $13,653,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 1,162,900 | $13,641,000 | thousands by filing date | put |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,022,994 | $13,627,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 419,182 | $13,620,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 114,829 | $13,596,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 289,559 | $13,575,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 613,052 | $13,573,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 345,128 | $13,560,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 707,600 | $13,508,000 | thousands by filing date | put |
| GENPACT LIMITED SHS | G3922B107 | Stock | 571,969 | $13,504,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 199,987 | $13,503,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 210,480 | $13,501,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 315,953 | $13,454,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 519,835 | $13,427,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,325,586 | $13,402,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 517,461 | $13,387,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 877,710 | $13,376,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 798,800 | $13,364,000 | thousands by filing date | put |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 319,502 | $13,304,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 314,733 | $13,303,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 695,189 | $13,292,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 533,669 | $13,261,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 148,287 | $13,246,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 200,100 | $13,237,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 859,323 | $13,234,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 1,234,510 | $13,209,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 369,373 | $13,201,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 625,368 | $13,170,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 318,696 | $13,162,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 132,923 | $13,097,000 | thousands by filing date | call |
| LOGITECH INTL S A SHS | H50430232 | Stock | 998,356 | $13,089,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 204,240 | $13,059,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,079,317 | $13,049,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 79,694 | $13,018,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 190,325 | $12,981,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 243,476 | $12,961,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 484,400 | $12,943,000 | thousands by filing date | call |
| ENVESTNET INC | 29404K106 | COM | 430,595 | $12,905,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 237,646 | $12,888,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 133,019 | $12,856,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 872,114 | $12,855,000 | thousands by filing date | |
| 38259p508 | COM | 20,100 | $12,831,000 | thousands by filing date | call | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,864,759 | $12,830,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 1,084,905 | $12,802,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 305,400 | $12,787,000 | thousands by filing date | put |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 891,098 | $12,743,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 264,524 | $12,734,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 624,525 | $12,728,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 262,100 | $12,659,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 373,300 | $12,625,000 | thousands by filing date | put |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 105,000 | $12,613,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 458,400 | $12,597,000 | thousands by filing date | put |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 265,473 | $12,584,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 748,728 | $12,579,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 613,878 | $12,578,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 142,639 | $12,560,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 71,421 | $12,540,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,083,700 | $12,517,000 | thousands by filing date | put |
| FASTENAL CO COM | 311900104 | Stock | 341,799 | $12,513,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 484,709 | $12,491,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 760,985 | $12,488,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 150,100 | $12,461,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 128,600 | $12,446,000 | thousands by filing date | put |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 165,049 | $12,438,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 704,887 | $12,427,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,920,732 | $12,427,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,255,045 | $12,412,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 380,723 | $12,411,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 177,881 | $12,407,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 182,150 | $12,346,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 510,800 | $12,341,000 | thousands by filing date | call |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 298,302 | $12,315,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 106,200 | $12,298,000 | thousands by filing date | put |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 225,415 | $12,294,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 799,642 | $12,234,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,138,095 | $12,166,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,749,152 | $12,157,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 534,410 | $12,152,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 624,621 | $12,150,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 201,800 | $12,140,000 | thousands by filing date | put |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 103,337 | $12,128,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 619,878 | $12,125,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 135,774 | $12,031,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 647,721 | $11,996,000 | thousands by filing date | put |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 2,178,428 | $11,959,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 477,900 | $11,948,000 | thousands by filing date | put |
| TCP CAP CORP | 87238Q103 | COM | 879,745 | $11,930,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 123,560 | $11,921,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 224,700 | $11,911,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 302,583 | $11,904,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 288,479 | $11,889,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 536,075 | $11,874,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 146,681 | $11,865,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,646,144 | $11,819,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551100 | COM | 868,696 | $11,806,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 51,376 | $11,801,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 417,175 | $11,794,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 81,200 | $11,739,000 | thousands by filing date | put |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 764,190 | $11,715,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 285,212 | $11,699,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 200,000 | $11,668,000 | thousands by filing date | put |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 677,035 | $11,665,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 697,015 | $11,654,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 87,700 | $11,647,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 549,215 | $11,638,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 300,000 | $11,631,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 307,700 | $11,597,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 149,906 | $11,576,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 546,650 | $11,556,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 166,679 | $11,548,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 913,176 | $11,543,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 1,746,659 | $11,528,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 223,723 | $11,509,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 458,000 | $11,496,000 | thousands by filing date | call |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 313,374 | $11,488,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 328,892 | $11,451,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 450,370 | $11,430,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 238,100 | $11,419,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 164,100 | $11,394,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 788,124 | $11,388,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 297,969 | $11,385,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 60,000 | $11,372,000 | thousands by filing date | put |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 554,372 | $11,359,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 72,484 | $11,358,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 360,248 | $11,344,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 2,028,239 | $11,337,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 378,697 | $11,323,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,296,282 | $11,316,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 104,651 | $11,314,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 122,961 | $11,307,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 91,219 | $11,276,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 178,854 | $11,265,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 459,535 | $11,259,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 578,291 | $11,259,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,675,100 | $11,235,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 281,200 | $11,220,000 | thousands by filing date | call |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 949,500 | $11,204,000 | thousands by filing date | put |
| Crestwood Equity Partners | 226344109 | COM | 4,913,145 | $11,202,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 1,066,338 | $11,197,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 254,708 | $11,141,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 127,048 | $11,129,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 290,848 | $11,122,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 232,268 | $11,100,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 413,900 | $11,064,000 | thousands by filing date | put |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 298,687 | $11,058,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 297,680 | $11,053,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 136,897 | $11,049,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 1,644,431 | $11,034,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,849,698 | $11,024,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 240,426 | $11,021,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 169,700 | $11,003,000 | thousands by filing date | put |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 526,761 | $10,993,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 194,052 | $10,986,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 100,936 | $10,948,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 545,700 | $10,936,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 247,100 | $10,907,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 116,400 | $10,866,000 | thousands by filing date | call |
| ALLY FINL INC COM | 02005N100 | Stock | 532,600 | $10,854,000 | thousands by filing date | call |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 100,761 | $10,795,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 303,626 | $10,752,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 587,810 | $10,733,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 516,001 | $10,723,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 220,869 | $10,668,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 582,805 | $10,659,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 58,000 | $10,656,000 | thousands by filing date | put |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 761,245 | $10,649,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 465,573 | $10,643,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 725,859 | $10,641,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 153,300 | $10,621,000 | thousands by filing date | call |
| TYCO INTL PLC | G91442106 | SHS | 317,354 | $10,619,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 13,233 | $10,611,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,433,600 | $10,586,000 | thousands by filing date | put |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 228,672 | $10,585,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 405,500 | $10,555,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 38,700 | $10,519,000 | thousands by filing date | call |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 311,408 | $10,504,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 153,800 | $10,489,000 | thousands by filing date | call |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 835,053 | $10,488,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 205,547 | $10,474,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 260,800 | $10,463,000 | thousands by filing date | call |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 145,491 | $10,461,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 715,755 | $10,421,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 398,838 | $10,359,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 147,023 | $10,350,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 401,600 | $10,349,000 | thousands by filing date | call |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 50,415 | $10,347,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 20,210 | $10,345,000 | thousands by filing date | call |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 777,406 | $10,332,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 562,250 | $10,323,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 154,026 | $10,310,000 | thousands by filing date | put |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 729,862 | $10,284,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 160,848 | $10,280,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 558,175 | $10,276,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 522,000 | $10,210,000 | thousands by filing date | call |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 104,557 | $10,199,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 305,229 | $10,195,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 87,905 | $10,179,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 69,112 | $10,179,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 697,100 | $10,178,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 477,331 | $10,158,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 198,124 | $10,138,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 487,345 | $10,137,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 251,804 | $10,137,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 402,347 | $10,132,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 222,273 | $10,109,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 392,500 | $10,091,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 202,933 | $10,068,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 75,017 | $10,058,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,114,003 | $10,041,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 658,453 | $10,008,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 236,747 | $9,999,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 236,700 | $9,998,000 | thousands by filing date | put |
| ONEOK INC NEW | 682680103 | COM | 310,200 | $9,988,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 200,600 | $9,970,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 479,000 | $9,968,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 508,400 | $9,960,000 | thousands by filing date | call |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 74,874 | $9,945,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,427,359 | $9,935,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,191,385 | $9,900,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 254,400 | $9,878,000 | thousands by filing date | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 287,631 | $9,874,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,551,200 | $9,866,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 141,600 | $9,864,000 | thousands by filing date | call |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 190,313 | $9,853,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 653,732 | $9,845,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 232,376 | $9,841,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,666,300 | $9,831,000 | thousands by filing date | put |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 379,684 | $9,827,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 669,218 | $9,824,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 71,329 | $9,816,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 594,845 | $9,803,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 131,398 | $9,792,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 804,626 | $9,792,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 117,700 | $9,781,000 | thousands by filing date | put |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 141,791 | $9,771,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 183,527 | $9,771,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 225,000 | $9,740,000 | thousands by filing date | put |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 222,923 | $9,740,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 399,000 | $9,736,000 | thousands by filing date | put |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 600,000 | $9,720,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 213,938 | $9,717,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,839,500 | $9,713,000 | thousands by filing date | put |
| PHILLIPS 66 COM | 718546104 | Stock | 126,200 | $9,697,000 | thousands by filing date | put |
| SIGNATURE BANK | 82669G104 | COM | 70,481 | $9,696,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 13,355 | $9,666,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 74,900 | $9,649,000 | thousands by filing date | put |
| PENTAIR PLC SHS | G7S00T104 | Stock | 188,773 | $9,635,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 375,196 | $9,633,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,652,212 | $9,632,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 521,200 | $9,616,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 490,499 | $9,609,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 467,300 | $9,603,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 268,780 | $9,579,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 233,981 | $9,561,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 377,103 | $9,540,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 210,231 | $9,536,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 828,338 | $9,526,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 150,712 | $9,522,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,186,297 | $9,511,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 129,991 | $9,508,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 713,300 | $9,501,000 | thousands by filing date | put |
| SILVER WHEATON CORP | 828336107 | COM | 790,595 | $9,495,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 211,391 | $9,492,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 102,017 | $9,490,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 146,300 | $9,486,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 137,528 | $9,470,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 85,049 | $9,465,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 383,863 | $9,462,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 656,835 | $9,458,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 561,900 | $9,440,000 | thousands by filing date | call |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 132,886 | $9,428,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 246,049 | $9,419,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,345,560 | $9,405,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 478,029 | $9,394,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 194,235 | $9,391,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 97,345 | $9,388,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 98,303 | $9,379,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 715,000 | $9,374,000 | thousands by filing date | call |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 277,380 | $9,348,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 218,372 | $9,327,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 219,625 | $9,313,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 170,700 | $9,288,000 | thousands by filing date | call |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 182,731 | $9,273,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 802,407 | $9,267,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 95,494 | $9,260,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 384,900 | $9,249,000 | thousands by filing date | put |
| CROWN CASTLE INC COM | 22822V101 | REIT | 117,200 | $9,244,000 | thousands by filing date | call |
| EQUIFAX INC COM | 294429105 | Stock | 95,075 | $9,239,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 88,341 | $9,233,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 360,848 | $9,230,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 1,500,000 | $9,225,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 294,917 | $9,207,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 3,600,500 | $9,181,000 | thousands by filing date | call |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 318,660 | $9,177,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 597,479 | $9,177,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 659,624 | $9,168,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 100,000 | $9,151,000 | thousands by filing date | put |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 517,822 | $9,150,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 265,860 | $9,143,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 101,791 | $9,143,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 90,000 | $9,132,000 | thousands by filing date | put |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 646,008 | $9,128,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 175,832 | $9,126,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 65,125 | $9,112,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 220,714 | $9,105,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 51,710 | $9,094,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 308,800 | $9,066,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 158,876 | $9,058,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 1,822,107 | $9,037,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 175,200 | $9,033,000 | thousands by filing date | call |
| EQT CORP COM | 26884L109 | Stock | 139,468 | $9,033,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 165,147 | $9,018,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 225,500 | $9,002,000 | thousands by filing date | put |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,835,968 | $8,997,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 249,000 | $8,994,000 | thousands by filing date | call |
| ARROW ELECTRS INC | 042735100 | COM | 162,517 | $8,983,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 39,963 | $8,929,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 331,700 | $8,923,000 | thousands by filing date | call |
| MOSAIC CO COM | 61945C103 | Stock | 286,483 | $8,913,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 271,327 | $8,913,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 735,506 | $8,900,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 303,000 | $8,887,000 | thousands by filing date | put |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 292,268 | $8,882,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,111,500 | $8,868,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 2,109,654 | $8,860,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 74,976 | $8,860,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 357,127 | $8,835,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 111,414 | $8,803,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 102,929 | $8,798,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 40,901 | $8,794,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 2,000,410 | $8,782,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 594,059 | $8,780,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 195,859 | $8,778,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,700,200 | $8,776,000 | thousands by filing date | call |
| YODLEE INC | 98600P201 | COM | 542,538 | $8,752,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 400,093 | $8,746,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 107,295 | $8,740,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 41,013 | $8,712,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 349,988 | $8,708,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 997,071 | $8,704,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 133,444 | $8,700,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 89,278 | $8,687,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 309,602 | $8,684,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 194,390 | $8,678,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 239,154 | $8,658,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 105,726 | $8,657,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 160,812 | $8,652,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-011853 | this filing | 2015-11-13 | acceptance time not in the bulk data set |