13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 8,481 holding rows worth $141,241,546,000.
- Accession
- 0000950123-15-011853
- Filer
- CIK 1610520
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 14,899 entries on the cover page, a total value of $141,241,546,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $141,241,616,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CZR | 127686103 | Stock | 12,344 | $72,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 35,222 | $72,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 1,313 | $71,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 947 | $71,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 2,104 | $71,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 1,821 | $71,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 3,909 | $71,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 3,710 | $71,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 10,366 | $71,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 207,547 | $71,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 3,242 | $71,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 987 | $71,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 1,149 | $71,000 | thousands by filing date | |
| HUNTINGTON US EQUITY ROTATIO | 446698102 | CMN | 1,987 | $71,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 4,400 | $71,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q736 | FDMTL EMKLODBT | 4,334 | $71,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25490K745 | Common Stocks | 1,235 | $71,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 11,000 | $70,000 | thousands by filing date | put |
| MERIT MED SYS INC COM | 589889104 | Stock | 2,940 | $70,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 7,378 | $70,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,200 | $70,000 | thousands by filing date | put |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 2,010 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 960 | $70,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 1,000 | $70,000 | thousands by filing date | put |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 68,164 | $70,000 | thousands by filing date | |
| MORGAN STANLEY | 617480280 | SHRT EUR ETN20 | 1,238 | $70,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357116 | UNIT 99/99/9999 | 7,026 | $70,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 16,788 | $70,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 2,018 | $69,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 900 | $69,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 4,791 | $69,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,000 | $69,000 | thousands by filing date | put |
| POWELL INDS INC | 739128106 | COM | 2,272 | $69,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 11,585 | $69,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 2,600 | $69,000 | thousands by filing date | call |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 4,811 | $69,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 2,353 | $69,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 1,493 | $69,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,800 | $68,000 | thousands by filing date | put |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 3,324 | $68,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 5,177 | $68,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,600 | $68,000 | thousands by filing date | call |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 5,745 | $68,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 2,686 | $68,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 4,006 | $68,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 2,096 | $68,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 7,600 | $68,000 | thousands by filing date | call |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 522 | $68,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 84,265 | $68,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D548 | VS 3XINV CRUDE | 640 | $68,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 1,711 | $68,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 4,109 | $68,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G509 | TAC MAN US COR | 3,051 | $68,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 2,233 | $67,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 3,736 | $67,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 1,649 | $67,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 500 | $67,000 | thousands by filing date | put |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 11,921 | $67,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 12,079 | $67,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 4,680 | $67,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 2,281 | $67,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 3,277 | $67,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 5,140 | $67,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 2,594 | $67,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 3,900 | $67,000 | thousands by filing date | call |
| ENDOLOGIX INC | 29266S106 | COM | 5,500 | $67,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 2,697 | $67,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 3,000 | $67,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 12,736 | $67,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T563 | BG CP GRTH ETN | 1,283 | $67,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 4,100 | $66,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 3,825 | $66,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 3,194 | $66,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 3,006 | $66,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,700 | $66,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 6,382 | $66,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 4,709 | $66,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 2,063 | $66,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 37,474 | $66,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 8,279 | $66,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 1,690 | $66,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 1,491 | $66,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 600 | $65,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 2,682 | $65,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 5,000 | $65,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 10,059 | $65,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 3,533 | $65,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 13,913 | $65,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 2,600 | $65,000 | thousands by filing date | call |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 2,893 | $65,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 26,200 | $65,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 2,746 | $65,000 | thousands by filing date | |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 1,144 | $65,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 7,593 | $65,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 700 | $64,000 | thousands by filing date | call |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 1,348 | $64,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 2,428 | $64,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 2,204 | $64,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 2,362 | $64,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 2,203 | $64,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,500 | $64,000 | thousands by filing date | put |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 1,040 | $64,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 7,651 | $64,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 6,238 | $64,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1,150 | $64,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 40,939 | $64,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 1,109 | $64,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 60,800 | $64,000 | thousands by filing date | put |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 13,096 | $64,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 2,153 | $64,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 9,673 | $64,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 3,074 | $64,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 17,600 | $64,000 | thousands by filing date | put |
| AFFYMETRIX INC | 00826T108 | COM | 7,556 | $64,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 2,448 | $64,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 1,309 | $63,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 3,806 | $63,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 3,858 | $63,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 2,500 | $63,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 3,904 | $63,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,400 | $63,000 | thousands by filing date | call |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 1,150 | $63,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 1,098 | $63,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 3,604 | $63,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 19,160 | $63,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 3,110 | $63,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 3,059 | $63,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 2,113 | $63,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 1,162 | $63,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 600 | $62,000 | thousands by filing date | put |
| WORLD ACCEP CORPORATION | 981419104 | COM | 2,309 | $62,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 2,872 | $62,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 2,292 | $62,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 5,077 | $62,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,514 | $62,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 2,012 | $62,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 8,773 | $62,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 5,011 | $62,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 988 | $62,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 7,100 | $62,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 8,300 | $62,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 3,572 | $62,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 4,763 | $62,000 | thousands by filing date | |
| PROSHARES TR | 74348A749 | USD COVERED BD | 632 | $62,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 1,300 | $62,000 | thousands by filing date | call |
| Birner Dental Management | 091283200 | COM NEW | 4,854 | $62,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 3,220 | $62,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 6,863 | $62,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 8,066 | $62,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 500 | $61,000 | thousands by filing date | put |
| LEMAITRE VASCULAR INC | 525558201 | COM | 5,049 | $61,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 8,138 | $61,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 4,330 | $61,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 3,726 | $61,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 9,500 | $61,000 | thousands by filing date | call |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 1,230 | $61,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 3,411 | $61,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 5,100 | $61,000 | thousands by filing date | call |
| PHH CORP | 693320202 | COM NEW | 4,330 | $61,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 1,870 | $61,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 5,296 | $61,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 4,505 | $61,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 2,397 | $61,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 19,862 | $61,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 26,962 | $61,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 1,750 | $60,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 1,997 | $60,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 1,870 | $60,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 2,248 | $60,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 3,127 | $60,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 1,000 | $60,000 | thousands by filing date | put |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 10,385 | $60,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 45,900 | $60,000 | thousands by filing date | |
| IPATH INVERSE S&P 500 VIX SH | 06740L592 | ETP | 1,587 | $60,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 1,960 | $60,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 1,329 | $60,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 4,316 | $60,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 1,452 | $59,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 2,500 | $59,000 | thousands by filing date | put |
| BLACKROCK INC CL A COM | 09247X101 | COM | 200 | $59,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 900 | $59,000 | thousands by filing date | put |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 1,856 | $59,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 3,495 | $59,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 4,971 | $59,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 1,789 | $59,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 2,770 | $59,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 9,098 | $59,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 4,375 | $59,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 2,176 | $59,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 72,621 | $59,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 1,338 | $59,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 1,730 | $59,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 2,478 | $59,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 2,049 | $59,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 4,081 | $59,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E176 | GURU INTL IDX | 4,950 | $59,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 583 | $59,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,300 | $58,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 1,500 | $58,000 | thousands by filing date | put |
| GRANITE CONSTR INC COM | 387328107 | Stock | 1,936 | $58,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 2,735 | $58,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 3,119 | $58,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 10,500 | $58,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 109,200 | $58,000 | thousands by filing date | put |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 67,000 | $58,000 | thousands by filing date | principal |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 3,136 | $58,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 2,746 | $58,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 8,270 | $58,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P643 | TRES 5YR BEAR | 2,033 | $58,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 3,922 | $58,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P163 | IPTH SUGAR ETN | 2,987 | $58,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 1,086 | $58,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 307 | $57,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 7,129 | $57,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 1,988 | $57,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 11,115 | $57,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 2,723 | $57,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 5,073 | $57,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 3,075 | $57,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 5,411 | $57,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 10,136 | $57,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 2,064 | $57,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 9,525 | $57,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 3,722 | $57,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 3,113 | $57,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 4,915 | $57,000 | thousands by filing date | |
| PROSHARES ULTRASHORT UTILITIES | 74347B722 | FUND | 1,115 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74348A327 | ULTSHT SMLCP600 | 1,372 | $57,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 3,404 | $57,000 | thousands by filing date | |
| ATLANTIC ALLIANCE PARTNER CO | G04897107 | SHS | 5,630 | $57,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 5,959 | $57,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K729 | Cmn | 612 | $57,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 2,200 | $56,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 30,604 | $56,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 13,550 | $56,000 | thousands by filing date | call |
| URBAN OUTFITTERS INC | 917047102 | COM | 1,900 | $56,000 | thousands by filing date | call |
| KRATON CORPORATION | 50077C106 | COM | 3,128 | $56,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 6,400 | $56,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 2,500 | $56,000 | thousands by filing date | call |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 8,178 | $56,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 3,026 | $56,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 3,033 | $56,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 2,454 | $56,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 2,172 | $56,000 | thousands by filing date | |
| PROSHARES TR | 74348A806 | ULT INV GRD CP | 960 | $56,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 4,002 | $56,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N522 | DB 3X LONG UST | 1,078 | $56,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y819 | TOTAL MKT BEAR | 2,699 | $56,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 6,194 | $56,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 2,240 | $56,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,100 | $55,000 | thousands by filing date | put |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 2,369 | $55,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 2,100 | $55,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 2,886 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 925 | $55,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 6,700 | $55,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 1,100 | $55,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 8,454 | $55,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 3,052 | $55,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 2,543 | $55,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 3,044 | $55,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 3,826 | $55,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 8,569 | $55,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 57,624 | $55,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 8,500 | $55,000 | thousands by filing date | put |
| XURA INC COM | 98420V107 | COM | 2,461 | $55,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 1,772 | $55,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 2,310 | $55,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 38,000 | $55,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 400 | $54,000 | thousands by filing date | put |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 500 | $54,000 | thousands by filing date | put |
| EVERTEC INC | 30040P103 | COM | 3,000 | $54,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 6,122 | $54,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 11,330 | $54,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 6,150 | $54,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 1,735 | $54,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 4,773 | $54,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 12,304 | $54,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 6,600 | $54,000 | thousands by filing date | |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 5,000 | $54,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 9,905 | $54,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B613 | CONTRARIAN OPP | 2,274 | $54,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 710 | $53,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,800 | $53,000 | thousands by filing date | call |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 2,180 | $53,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 21,900 | $53,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 2,700 | $53,000 | thousands by filing date | call |
| MANNING + NAPIER INC | 56382Q102 | CL A | 7,298 | $53,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D654 | 3X INVERS SILV | 782 | $53,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 3,551 | $53,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 4,430 | $53,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 2,300 | $53,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 1,060 | $53,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 78,540 | $53,000 | thousands by filing date | |
| ISHARES TR | 46434VAJ9 | Cmn | 2,112 | $53,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E150 | GF CHINA BD ET | 1,436 | $53,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 11,300 | $52,000 | thousands by filing date | call |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 3,700 | $52,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 11,953 | $52,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,675 | $52,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 4,387 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 622 | $52,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 2,092 | $52,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 2,200 | $52,000 | thousands by filing date | call |
| QLOGIC CORP | 747277101 | COM | 4,989 | $52,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 153,000 | $52,000 | thousands by filing date | call |
| BRIDGE BANCORP INC | 108035106 | COM | 1,921 | $52,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 6,695 | $52,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 3,138 | $52,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 1,976 | $51,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 2,100 | $51,000 | thousands by filing date | call |
| U S PHYSICAL THERAPY | 90337L108 | COM | 1,156 | $51,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 1,553 | $51,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 3,312 | $51,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 2,000 | $51,000 | thousands by filing date | put |
| HORTONWORKS INC | 440894103 | COM | 2,336 | $51,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 3,700 | $51,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 3,998 | $51,000 | thousands by filing date | call |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 9,589 | $51,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 109,815 | $51,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 1,912 | $51,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 1,200 | $51,000 | thousands by filing date | call |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 1,474 | $51,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 2,191 | $51,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 3,681 | $51,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 5,448 | $51,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 1,922 | $51,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 2,242 | $51,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,100 | $50,000 | thousands by filing date | put |
| POPULAR INC | 733174700 | COM NEW | 1,649 | $50,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 900 | $50,000 | thousands by filing date | call |
| PERFICIENT INC | 71375U101 | COM | 3,225 | $50,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 3,550 | $50,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 11,000 | $50,000 | thousands by filing date | call |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 2,200 | $50,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 2,500 | $50,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 5,505 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 852 | $50,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 5,951 | $50,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 12,414 | $50,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 4,915 | $50,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 680 | $50,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 1,836 | $50,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,400 | $50,000 | thousands by filing date | put |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 3,117 | $50,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 499 | $50,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 21,480 | $50,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 1,625 | $50,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 25,651 | $50,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 6,060 | $50,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 16,156 | $50,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17322H149 | HOW STRAT DIV | 2,124 | $50,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 400 | $49,000 | thousands by filing date | put |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 2,421 | $49,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 5,393 | $49,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 4,013 | $49,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 973 | $49,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 820 | $49,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 126,480 | $49,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 20,000 | $49,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 1,500 | $49,000 | thousands by filing date | call |
| SUN HYDRAULICS CORP | 866942105 | COM | 1,780 | $49,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 1,857 | $49,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 30,778 | $49,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 2,703 | $49,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 2,173 | $49,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P403 | RUSS2000 3X LG | 402 | $49,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 3,330 | $49,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 4,580 | $49,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 7,300 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74348A269 | ULTSHT GLD MIN | 1,483 | $49,000 | thousands by filing date | |
| GLOBAL DEFENSE & NATL SEC SY | 37953N108 | COM | 4,700 | $49,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 600 | $48,000 | thousands by filing date | put |
| TEREX CORP NEW COM | 880779103 | Stock | 2,700 | $48,000 | thousands by filing date | call |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 3,590 | $48,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,500 | $48,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 4,200 | $48,000 | thousands by filing date | call |
| SPOK HLDGS INC COM | 84863T106 | Stock | 2,883 | $48,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 4,000 | $48,000 | thousands by filing date | put |
| GRIFFON CORP | 398433102 | COM | 3,030 | $48,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 4,326 | $48,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 2,004 | $48,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 2,673 | $48,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,809 | $48,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 50,430 | $48,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 2,137 | $48,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 2,420 | $48,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 4,722 | $48,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 3,699 | $48,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 13,525 | $48,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 1,316 | $48,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 1,186 | $48,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 4,954 | $48,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 2,247 | $48,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F176 | COM | 1,191 | $48,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 2,689 | $48,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 4,008 | $48,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 4,843 | $48,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 2,915 | $47,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 900 | $47,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 4,704 | $47,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 2,160 | $47,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 2,513 | $47,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 3,807 | $47,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 1,983 | $47,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 1,983 | $47,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 7,090 | $47,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 1,538 | $47,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 2,919 | $47,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 10,046 | $47,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 6,352 | $47,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H483 | PS CMDT DS ETN | 700 | $47,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 23,840 | $47,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 2,038 | $47,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 7,512 | $46,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 1,994 | $46,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 600 | $46,000 | thousands by filing date | put |
| AAON INC | 000360206 | COM PAR $0.004 | 2,332 | $46,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,100 | $46,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 3,251 | $46,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 2,554 | $46,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 3,954 | $46,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 1,623 | $46,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 3,239 | $46,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 2,659 | $46,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 3,814 | $46,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 3,555 | $46,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 6,863 | $46,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L469 | 2 YR TREAS BULL | 703 | $46,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 3,796 | $46,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 2,383 | $46,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 2,561 | $46,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 1,970 | $46,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 647 | $45,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 1,000 | $45,000 | thousands by filing date | put |
| Q2 HLDGS INC COM | 74736L109 | Stock | 1,838 | $45,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,000 | $45,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 4,148 | $45,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 3,343 | $45,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 1,820 | $45,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 1,221 | $45,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 4,409 | $45,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H420 | IPATH AS GLF CUR | 936 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 2,494 | $45,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 7,498 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 500 | $44,000 | thousands by filing date | call |
| ADDUS HOMECARE CORP | 006739106 | COM | 1,417 | $44,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 1,940 | $44,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 8,959 | $44,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 6,741 | $44,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 2,419 | $44,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 19,082 | $44,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 16,287 | $44,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 3,099 | $44,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 2,552 | $44,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 2,732 | $44,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 17,742 | $44,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 910 | $44,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P197 | IPTH LEAD ETN | 1,535 | $44,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 7,042 | $44,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 3,763 | $44,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 16,851 | $44,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 1,918 | $44,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R353 | CHINAAMC BD ETF | 1,819 | $44,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 1,361 | $43,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 1,781 | $43,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 2,447 | $43,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,400 | $43,000 | thousands by filing date | put |
| AMERICAN VANGUARD CORP | 030371108 | COM | 3,665 | $43,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 3,308 | $43,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 7,002 | $43,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 2,195 | $43,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 5,209 | $43,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 30,136 | $43,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 1,000 | $43,000 | thousands by filing date | put |
| INVENSENSE INC | 46123D205 | COM | 4,600 | $43,000 | thousands by filing date | put |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 2,475 | $43,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 21,400 | $43,000 | thousands by filing date | call |
| PULASKI FINANCIAL CORP | 745548107 | COM | 3,161 | $43,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 1,333 | $43,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 4,246 | $43,000 | thousands by filing date | |
| HUNTINGTON STRATEGY SHS | 446698201 | ECOL STRAT ETF | 1,230 | $43,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 3,041 | $43,000 | thousands by filing date | |
| PROSHARES ULTRASHORT CONSUMER SERVICES | 74348A236 | ETF | 908 | $43,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 8,058 | $43,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 2,251 | $43,000 | thousands by filing date | |
| SPDR SER TR | 78468R846 | BRCLY HGH YIEL | 1,980 | $43,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 4,872 | $42,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,477 | $42,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 586 | $42,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 2,290 | $42,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 1,825 | $42,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 1,385 | $42,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 3,000 | $42,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 1,946 | $42,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 2,784 | $42,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 6,371 | $42,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 1,002 | $42,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W407 | PWRSHR 3X GERM | 842 | $42,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 34,851 | $42,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-011853 | this filing | 2015-11-13 | acceptance time not in the bulk data set |