13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 8,481 holding rows worth $141,241,546,000.
- Accession
- 0000950123-15-011853
- Filer
- CIK 1610520
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 14,899 entries on the cover page, a total value of $141,241,546,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $141,241,616,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VIMICRO INTL CORP | 92718N109 | ADR | 1,990 | $25,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 579 | $25,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 494 | $25,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 1,591 | $25,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 1,502 | $25,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 493 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 1,235 | $25,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 1,000 | $25,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y355 | DLY DEV MKT BEAR | 696 | $25,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D203 | UNIT 06/11/2019 | 2,242 | $25,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y561 | DLY JR GMNR BEAR | 2,607 | $25,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 500 | $24,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 14,700 | $24,000 | thousands by filing date | call |
| POLARIS INC COM | 731068102 | Stock | 200 | $24,000 | thousands by filing date | call |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 244 | $24,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 200 | $24,000 | thousands by filing date | call |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 486 | $24,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 1,984 | $24,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,638 | $24,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 875 | $24,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 1,094 | $24,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 3,938 | $24,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 700 | $24,000 | thousands by filing date | put |
| ALLIENT INC | 019330109 | COM | 1,368 | $24,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 1,012 | $24,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 1,758 | $24,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 2,110 | $24,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 3,997 | $24,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 5,143 | $24,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,392 | $24,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 7,322 | $24,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 1,137 | $24,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 500 | $24,000 | thousands by filing date | call |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 1,457 | $24,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 6,034 | $24,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 278 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 878 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 273 | $24,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,585 | $24,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 250 | $24,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 12,364 | $24,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 12,500 | $24,000 | thousands by filing date | put |
| AIXTRON SE | 009606104 | SPONSORED ADR | 3,828 | $24,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 2,869 | $24,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 7,901 | $24,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 1,312 | $24,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 912 | $24,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 300 | $24,000 | thousands by filing date | call |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 2,000 | $24,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 1,799 | $24,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 2,754 | $24,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 1,056 | $24,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 261,648 | $24,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 85,876 | $24,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 1,129 | $24,000 | thousands by filing date | |
| CURRENCYSHARES CHINESE RENMI | 23131C107 | CHIN RENMINBI | 310 | $24,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 1,603 | $24,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 5,916 | $24,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 5,208 | $24,000 | thousands by filing date | |
| DATARAM CORP | 238108302 | COM | 19,206 | $24,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 918 | $24,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 2,729 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E267 | GBLX JR MNRS NEW | 3,200 | $24,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 2,350 | $24,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 705 | $24,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 930 | $24,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 10,837 | $24,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 1,348 | $24,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 4,896 | $24,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 305 | $24,000 | thousands by filing date | |
| Janus Velocity Tail Risk Hdgd Lg Cp ETF | 00162Q817 | com | 887 | $24,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 449 | $23,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 400 | $23,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 4,800 | $23,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 539 | $23,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,586 | $23,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 369 | $23,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 2,757 | $23,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 3,226 | $23,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 1,703 | $23,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 2,963 | $23,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 9,400 | $23,000 | thousands by filing date | call |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 1,931 | $23,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 2,535 | $23,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 1,604 | $23,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 2,100 | $23,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 506 | $23,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 2,950 | $23,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 56,741 | $23,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 5,927 | $23,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 41,286 | $23,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 1,910 | $23,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D845 | ETN IDX-LKD 20 | 1,187 | $23,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 476 | $23,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y859 | MADRONA DOMESTIC | 577 | $23,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 2,490 | $23,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 1,321 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 2,289 | $23,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 2,000 | $23,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 3,348 | $23,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 1,800 | $23,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 2,235 | $23,000 | thousands by filing date | |
| AROWANA INC | G05011138 | UNIT 99/99/9999 | 2,300 | $23,000 | thousands by filing date | |
| VIRTUALSCOPICS INC | 928269208 | COM NEW | 11,523 | $23,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 300 | $22,000 | thousands by filing date | put |
| JABIL INC COM | 466313103 | Stock | 1,000 | $22,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 6,215 | $22,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 2,200 | $22,000 | thousands by filing date | call |
| DOLLAR GEN CORP COM | 256677105 | Stock | 300 | $22,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 2,100 | $22,000 | thousands by filing date | call |
| OCEANFIRST FINL CORP | 675234108 | COM | 1,297 | $22,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 12,000 | $22,000 | thousands by filing date | call |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 500 | $22,000 | thousands by filing date | call |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 500 | $22,000 | thousands by filing date | call |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 1,060 | $22,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 2,065 | $22,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 17,300 | $22,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 2,000 | $22,000 | thousands by filing date | call |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 722 | $22,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 1,436 | $22,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 1,861 | $22,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 8,700 | $22,000 | thousands by filing date | call |
| EXA CORP | 300614500 | COM | 2,056 | $22,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 17,725 | $22,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 13,178 | $22,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES-CL B | 345550305 | COMMON | 1,060 | $22,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 2,708 | $22,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 3,708 | $22,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 2,000 | $22,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 1,184 | $22,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 2,446 | $22,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 2,418 | $22,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 200 | $21,000 | thousands by filing date | put |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 300 | $21,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 700 | $21,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 34,449 | $21,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 1,000 | $21,000 | thousands by filing date | call |
| SAIA INC | 78709Y105 | COM | 679 | $21,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 500 | $21,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,500 | $21,000 | thousands by filing date | call |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 400 | $21,000 | thousands by filing date | call |
| SOUND FINL BANCORP INC | 83607A100 | COM | 1,029 | $21,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 1,310 | $21,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 2,304 | $21,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 1,707 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 1,051 | $21,000 | thousands by filing date | |
| PROSHARES TR II | 74347W270 | ULTRA YEN NEW | 381 | $21,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 1,141 | $21,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 3,659 | $21,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 9,939 | $21,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 17,070 | $21,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 56,000 | $21,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 1,278 | $21,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 5,116 | $21,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 4,407 | $21,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 11,430 | $21,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 2,336 | $21,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 2,300 | $21,000 | thousands by filing date | call |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 1,000 | $21,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 17,000 | $21,000 | thousands by filing date | principal |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 900 | $21,000 | thousands by filing date | put |
| PRIMERO MNG CORP | 74164W106 | COM | 9,029 | $21,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 566 | $21,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 1,200 | $21,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 5,369 | $21,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 25,744 | $21,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 772 | $21,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 2,277 | $21,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 1,373 | $21,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 1,130 | $21,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297504 | ELEMENT USETN22 | 1,453 | $21,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 3,378 | $21,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 3,657 | $21,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 1,286 | $21,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 868 | $21,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 938 | $21,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 976 | $21,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR QTY 2000 | 00400R403 | CEF | 949 | $21,000 | thousands by filing date | |
| 6D Global Tech Inc | 83002F100 | COM | 7,360 | $21,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 2,400 | $21,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 5,866 | $21,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 2,086 | $21,000 | thousands by filing date | |
| RECON CAP SER TR | 75623U300 | RECON CAP FTSE | 1,000 | $21,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 200 | $20,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 300 | $20,000 | thousands by filing date | put |
| KEYCORP COM | 493267108 | Stock | 1,500 | $20,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 800 | $20,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 389 | $20,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 7,000 | $20,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 3,795 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 369 | $20,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 223 | $20,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 2,825 | $20,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 8,632 | $20,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 1,000 | $20,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 844 | $20,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 1,825 | $20,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 2,378 | $20,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 2,746 | $20,000 | thousands by filing date | |
| Equitable Financial Corp. | 29448T105 | NON 13F SECURITY | 2,415 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 568 | $20,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 3,400 | $20,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 1,093 | $20,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 5,300 | $20,000 | thousands by filing date | put |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 2,075 | $20,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 1,547 | $20,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 947 | $20,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 500 | $20,000 | thousands by filing date | put |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 2,425 | $20,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 6,810 | $20,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 3,483 | $20,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 1,533 | $20,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 58,033 | $20,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 12,800 | $20,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 1,500 | $20,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 2,420 | $20,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505509 | YRKVL HIINCINF | 1,495 | $20,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 4,494 | $20,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 1,400 | $20,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 20,000 | $20,000 | thousands by filing date | principal |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 4,864 | $20,000 | thousands by filing date | |
| UNITED SECURITY BANCSHARES | 911459105 | COM | 2,517 | $20,000 | thousands by filing date | |
| Athens Bancshares Corporation | 047042106 | Common Stock | 755 | $20,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 1,546 | $20,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 2,896 | $20,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 1,368 | $20,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 19,264 | $20,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 300 | $20,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 1,100 | $20,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T308 | COMMON | 3,280 | $20,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U200 | UNIT 01/01/2023X | 1,900 | $20,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y636 | MKT ADPTV ETF | 892 | $20,000 | thousands by filing date | |
| ETFS TR | 26923J107 | ZACKS LG CP US | 879 | $20,000 | thousands by filing date | |
| CALAMOS ETF TR | 12811T100 | FOCUS GROWTH | 2,001 | $20,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 1,200 | $19,000 | thousands by filing date | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 3,000 | $19,000 | thousands by filing date | call |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 2,180 | $19,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,000 | $19,000 | thousands by filing date | call |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 4,458 | $19,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 300 | $19,000 | thousands by filing date | call |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 1,013 | $19,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 11,250 | $19,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 3,356 | $19,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 1,080 | $19,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 7,128 | $19,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 2,873 | $19,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 700 | $19,000 | thousands by filing date | call |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,242 | $19,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 885 | $19,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 1,042 | $19,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 2,757 | $19,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 1,067 | $19,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 3,261 | $19,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 2,679 | $19,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 100 | $19,000 | thousands by filing date | put |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 100 | $19,000 | thousands by filing date | call |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 920 | $19,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 8,852 | $19,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,534 | $19,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 1,500 | $19,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 1,200 | $19,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 70,073 | $19,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 1,663 | $19,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 18,600 | $19,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 1,877 | $19,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 350 | $19,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 42,111 | $19,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 2,908 | $19,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 1,540 | $19,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 9,300 | $19,000 | thousands by filing date | put |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 55,764 | $19,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 112,567 | $19,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 2,711 | $19,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 3,118 | $19,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 2,133 | $19,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 632 | $19,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 610 | $19,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 3,988 | $19,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 3,144 | $19,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 1,517 | $19,000 | thousands by filing date | |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 96,635 | $19,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 8,150 | $19,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 1,006 | $19,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 2,769 | $19,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 1,385 | $19,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 1,223 | $19,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 3,947 | $19,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 3,709 | $19,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 1,147 | $19,000 | thousands by filing date | |
| JACKSONVILLE BANCORP INC FLA | 469249205 | COM NEW | 1,441 | $19,000 | thousands by filing date | |
| BDCA VENTURE INC | 05543L106 | COM | 4,101 | $19,000 | thousands by filing date | |
| SINO MERCURY ACQUISITION COR | 82936K201 | UNIT 08/26/2016 | 1,865 | $19,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 400 | $18,000 | thousands by filing date | put |
| HERSHEY CO COM | 427866108 | Stock | 200 | $18,000 | thousands by filing date | put |
| PACKAGING CORP AMER COM | 695156109 | Stock | 300 | $18,000 | thousands by filing date | call |
| WIX COM LTD SHS | M98068105 | Stock | 1,059 | $18,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 600 | $18,000 | thousands by filing date | call |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 783 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 425 | $18,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 1,079 | $18,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,200 | $18,000 | thousands by filing date | call |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 800 | $18,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 500 | $18,000 | thousands by filing date | put |
| MARINEMAX INC | 567908108 | COM | 1,284 | $18,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 1,051 | $18,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 2,963 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 823 | $18,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 1,203 | $18,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 1,429 | $18,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 2,950 | $18,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 2,104 | $18,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 200 | $18,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 200 | $18,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 1,127 | $18,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 1,938 | $18,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 1,270 | $18,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 2,854 | $18,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 2,000 | $18,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 2,000 | $18,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 1,547 | $18,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 777 | $18,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 35,000 | $18,000 | thousands by filing date | principal |
| ANGIES LIST INC | 034754101 | COM | 3,525 | $18,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 5,050 | $18,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 3,398 | $18,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 1,806 | $18,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 68,257 | $18,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 18,756 | $18,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 1,587 | $18,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 4,563 | $18,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 5,632 | $18,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 2,601 | $18,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 1,081 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 2,320 | $18,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 988 | $18,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 1,127 | $18,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 2,225 | $18,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P338 | FUND | 623 | $18,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 2,363 | $18,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 978 | $18,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L859 | ETRAC MP2X LEV | 1,031 | $18,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 2,413 | $18,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 2,544 | $17,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 800 | $17,000 | thousands by filing date | call |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 400 | $17,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 200 | $17,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 100 | $17,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 400 | $17,000 | thousands by filing date | put |
| HERON THERAPEUTICS INC | 427746102 | COM | 700 | $17,000 | thousands by filing date | call |
| AZENTA INC | 114340102 | COM | 1,468 | $17,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 2,754 | $17,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 100 | $17,000 | thousands by filing date | put |
| LIMONEIRA CO | 532746104 | COM | 1,000 | $17,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 1,385 | $17,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 1,753 | $17,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 1,240 | $17,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 2,752 | $17,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 1,762 | $17,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1,300 | $17,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 3,927 | $17,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 1,028 | $17,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 2,290 | $17,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 1,978 | $17,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 1,321 | $17,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 8,986 | $17,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 1,120 | $17,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 21,782 | $17,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 997 | $17,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 5,550 | $17,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 4,881 | $17,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 1,175 | $17,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 700 | $17,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 3,000 | $17,000 | thousands by filing date | put |
| Galena Biopharma Inc | 363256108 | COM | 10,636 | $17,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 10,500 | $17,000 | thousands by filing date | put |
| INTL FCSTONE INC | 46116V105 | COM | 706 | $17,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 15,064 | $17,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 2,269 | $17,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 2,000 | $17,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 7,119 | $17,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 1,424 | $17,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 16,772 | $17,000 | thousands by filing date | |
| ELONG - ADR | 290138205 | ADR | 1,009 | $17,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 2,881 | $17,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 1,128 | $17,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 7,129 | $17,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 570 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347R123 | SHT INV GRD CP | 613 | $17,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 12,614 | $17,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 757 | $17,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 734 | $17,000 | thousands by filing date | |
| TCP International Holdings Ltd | H84689100 | COMMON | 6,351 | $17,000 | thousands by filing date | |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 860 | $17,000 | thousands by filing date | |
| ETFS TR | 26923J206 | ZACKS SM CP US | 811 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347B631 | ULTPRO NASBIO | 1,952 | $17,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 100 | $16,000 | thousands by filing date | call |
| MOVADO GROUP INC COM | 624580106 | Stock | 600 | $16,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 200 | $16,000 | thousands by filing date | put |
| CARETRUST REIT INC COM | 14174T107 | REIT | 1,445 | $16,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 1,599 | $16,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 1,000 | $16,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 600 | $16,000 | thousands by filing date | call |
| COSAN LTD | G25343107 | SHS A | 5,514 | $16,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 771 | $16,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 300 | $16,000 | thousands by filing date | call |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 343 | $16,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 1,248 | $16,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 575 | $16,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 700 | $16,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 385 | $16,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 283 | $16,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 700 | $16,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 800 | $16,000 | thousands by filing date | call |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 8,300 | $16,000 | thousands by filing date | call |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 400 | $16,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 2,118 | $16,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 2,559 | $16,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 800 | $16,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 665 | $16,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 657 | $16,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 2,475 | $16,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 9,306 | $16,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 485 | $16,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 96,336 | $16,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 3,022 | $16,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,309 | $16,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 2,000 | $16,000 | thousands by filing date | call |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 4,731 | $16,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 10,443 | $16,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 4,011 | $16,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 1,846 | $16,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 2,040 | $16,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 3,675 | $16,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 1,259 | $16,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 3,815 | $16,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 1,528 | $16,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 4,020 | $16,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 1,357 | $16,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 71,200 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 1,124 | $16,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 11,945 | $16,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 2,611 | $16,000 | thousands by filing date | |
| ETRACS CMCI INDUST MTLS TR | 902641752 | ETP | 1,277 | $16,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P874 | EMRG MK 3X LNG | 318 | $16,000 | thousands by filing date | |
| GLOBAL TECH ADVANCED INNOVAT | G39320117 | SHS NEW | 2,547 | $16,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 26,307 | $16,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 7,405 | $16,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,667 | $16,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 2,183 | $16,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 3,254 | $16,000 | thousands by filing date | |
| ARCH COAL INC | 039380308 | Common Stock | 4,886 | $16,000 | thousands by filing date | |
| DBX ETF TR | 233051796 | XTRACK MSCI MEX | 720 | $16,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 7,088 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 826 | $16,000 | thousands by filing date | |
| PACE HLDGS CORP | G6865N129 | UNIT 99/99/9999 | 1,600 | $16,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 4,506 | $16,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J120 | UNIT 03/29/2021T | 1,600 | $16,000 | thousands by filing date | |
| STEEL EXCEL INC | 858122203 | COM | 800 | $16,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 300 | $15,000 | thousands by filing date | call |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 2,458 | $15,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 900 | $15,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 750 | $15,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 3,597 | $15,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 900 | $15,000 | thousands by filing date | call |
| QUINSTREET INC | 74874Q100 | COM | 2,619 | $15,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 600 | $15,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 1,275 | $15,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 3,000 | $15,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 563 | $15,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 3,982 | $15,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 962 | $15,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 5,500 | $15,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 15,000 | $15,000 | thousands by filing date | principal |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 1,552 | $15,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,100 | $15,000 | thousands by filing date | call |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 500 | $15,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 2,000 | $15,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 1,125 | $15,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 2,945 | $15,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 500 | $15,000 | thousands by filing date | put |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 581 | $15,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 2,157 | $15,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,000 | $15,000 | thousands by filing date | put |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 12,204 | $15,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 4,116 | $15,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 3,175 | $15,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 1,444 | $15,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 7,104 | $15,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 9,439 | $15,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 500 | $15,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 2,511 | $15,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 2,359 | $15,000 | thousands by filing date | |
| CONTINENTAL MATLS CORP | 211615307 | COM | 979 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 1,187 | $15,000 | thousands by filing date | |
| TAOMEE HLDGS LTD | 87600Y106 | SPONSORED ADR | 5,190 | $15,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 13,808 | $15,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 600 | $15,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 5,123 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W356 | JAPAN CP GOODS | 645 | $15,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 1,108 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-011853 | this filing | 2015-11-13 | acceptance time not in the bulk data set |