13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 8,481 holding rows worth $141,241,546,000.
- Accession
- 0000950123-15-011853
- Filer
- CIK 1610520
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 14,899 entries on the cover page, a total value of $141,241,546,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $141,241,616,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ILLINOIS TOOL WKS INC | 452308109 | COM | 500 | $41,000 | thousands by filing date | call |
| TREX CO INC | 89531P105 | COM | 1,235 | $41,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 600 | $41,000 | thousands by filing date | call |
| FRESHPET INC COM | 358039105 | Stock | 3,879 | $41,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 2,190 | $41,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 12,722 | $41,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,171 | $41,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 9,205 | $41,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 1,862 | $41,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 4,666 | $41,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 2,778 | $41,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 13,673 | $41,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 3,354 | $41,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 1,690 | $41,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 1,400 | $41,000 | thousands by filing date | put |
| TRC COS INC | 872625108 | COM | 3,488 | $41,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 1,389 | $41,000 | thousands by filing date | |
| IPATH INVERSE S&P 500 VIX II | 06741K486 | ETP | 1,090 | $41,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P171 | IPTH ALUMN ETN | 1,821 | $41,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X461 | JAP QTLY DIV GRO | 1,916 | $41,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 970 | $40,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 4,100 | $40,000 | thousands by filing date | put |
| CALIX INC | 13100M509 | COM | 5,085 | $40,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 5,475 | $40,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 3,808 | $40,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 14,671 | $40,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 2,272 | $40,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 1,431 | $40,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 1,728 | $40,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 2,931 | $40,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 40,000 | $40,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 1,868 | $40,000 | thousands by filing date | |
| BARCLAYS BANK | 06739H412 | CARRY ETN 38 | 1,026 | $40,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 3,047 | $40,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M872 | COM | 981 | $40,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 20,000 | $40,000 | thousands by filing date | |
| Coeur D'Alene | 192108ar9 | CONV BOND | 40,000 | $40,000 | thousands by filing date | principal |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 3,000 | $40,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 3,009 | $40,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 42 | $40,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 1,352 | $40,000 | thousands by filing date | |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 8,000 | $40,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 500 | $39,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 3,656 | $39,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 500 | $39,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 1,000 | $39,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 2,210 | $39,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 329 | $39,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 1,542 | $39,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 1,687 | $39,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 2,963 | $39,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,900 | $39,000 | thousands by filing date | call |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 1,960 | $39,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 3,601 | $39,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 5,700 | $39,000 | thousands by filing date | call |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 1,660 | $39,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 2,992 | $39,000 | thousands by filing date | |
| IPATH PURE BETA GRAINS | 06740P270 | CMN | 1,131 | $39,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 1,559 | $39,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 1,823 | $39,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 800 | $38,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 600 | $38,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 500 | $38,000 | thousands by filing date | put |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 2,835 | $38,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 2,139 | $38,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 953 | $38,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 2,625 | $38,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 2,331 | $38,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 200 | $38,000 | thousands by filing date | call |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,004 | $38,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 7,820 | $38,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 1,701 | $38,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 8,545 | $38,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 1,297 | $38,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 8,198 | $38,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 2,950 | $38,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 726 | $38,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 4,419 | $38,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 2,313 | $38,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 2,196 | $38,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 2,073 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 1,822 | $38,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P866 | FUND | 440 | $38,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 1,500 | $38,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 687 | $38,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051861 | MSCI UK | 1,800 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347B615 | HDG FTSE EURO | 1,076 | $38,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505608 | JANUS EQL RSK W | 789 | $38,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 400 | $37,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 200 | $37,000 | thousands by filing date | call |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 900 | $37,000 | thousands by filing date | call |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 814 | $37,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 1,617 | $37,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 777 | $37,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 1,487 | $37,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 4,650 | $37,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 3,566 | $37,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 1,676 | $37,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 3,038 | $37,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 3,535 | $37,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 6,300 | $37,000 | thousands by filing date | call |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 36,600 | $37,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 791 | $37,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 2,797 | $37,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 2,834 | $37,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 2,114 | $37,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 600 | $36,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 1,806 | $36,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 234 | $36,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 1,606 | $36,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 3,474 | $36,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 1,807 | $36,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,000 | $36,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 633 | $36,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 1,824 | $36,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 25,000 | $36,000 | thousands by filing date | principal |
| REALD INC | 75604L105 | COMMON STOCK | 3,710 | $36,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,000 | $36,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 7,000 | $36,000 | thousands by filing date | put |
| JERNIGAN CAP INC | 476405105 | COM | 2,062 | $36,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 3,000 | $36,000 | thousands by filing date | put |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 5,691 | $36,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 3,660 | $36,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 20,591 | $36,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 2,221 | $36,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 642 | $36,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 1,643 | $36,000 | thousands by filing date | |
| IPATH PURE BETA NICKEL | 06740P213 | CMN | 2,028 | $36,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K833 | MTL SHRT ETN38 | 1,329 | $36,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R308 | COM NEW | 31,690 | $36,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 1,544 | $36,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 3,166 | $36,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 1,873 | $36,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W209 | DB 3X JAP GOV BD | 1,342 | $36,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 6,151 | $35,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 1,337 | $35,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 8,500 | $35,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 2,245 | $35,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 300 | $35,000 | thousands by filing date | call |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 2,173 | $35,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 969 | $35,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 1,851 | $35,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 2,050 | $35,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 800 | $35,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,500 | $35,000 | thousands by filing date | put |
| AUBURN NATL BANCORP | 050473107 | COM | 1,351 | $35,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 2,214 | $35,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 972 | $35,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 1,253 | $35,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 2,069 | $35,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 4,835 | $35,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 1,460 | $35,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 10,800 | $35,000 | thousands by filing date | call |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 2,386 | $35,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 4,100 | $35,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 2,100 | $35,000 | thousands by filing date | call |
| CITIZENS HLDG CO MISS | 174715102 | COM | 1,570 | $35,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739H263 | FUND | 975 | $35,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 20,000 | $35,000 | thousands by filing date | put |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 15,900 | $35,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 2,698 | $35,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 3,042 | $35,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 1,604 | $35,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 1,199 | $35,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 3,992 | $35,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 4,052 | $35,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 1,192 | $35,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 6,673 | $35,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H198 | ETN DJUBS TIN 38 | 1,043 | $35,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 10,257 | $35,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P189 | IPT COPPER ETN | 1,335 | $35,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q635 | STOXX EURO 600 | 1,503 | $35,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 400 | $34,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 700 | $34,000 | thousands by filing date | put |
| WINNEBAGO INDS INC | 974637100 | COM | 1,798 | $34,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 2,588 | $34,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 2,000 | $34,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 2,665 | $34,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 838 | $34,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 1,104 | $34,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 2,367 | $34,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 1,687 | $34,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 919 | $34,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,308 | $34,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 1,654 | $34,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 21,265 | $34,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 1,035 | $34,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 600 | $34,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 20,319 | $34,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 9,400 | $34,000 | thousands by filing date | call |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 1,464 | $34,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 2,454 | $34,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 600 | $34,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 10,000 | $34,000 | thousands by filing date | put |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 2,297 | $34,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 5,447 | $34,000 | thousands by filing date | |
| STARZ | 85571Q201 | COM | 936 | $34,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 1,498 | $34,000 | thousands by filing date | |
| SPDR DOW JONES INDUSTRIAL AVRG ETF | 46435G870 | COM | 1,420 | $34,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 422 | $34,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 1,331 | $33,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 500 | $33,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 200 | $33,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 610 | $33,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 1,522 | $33,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 1,000 | $33,000 | thousands by filing date | put |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 6,668 | $33,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 3,375 | $33,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 3,224 | $33,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 2,144 | $33,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 300 | $33,000 | thousands by filing date | call |
| SP PLUS CORP | 78469C103 | COM | 1,439 | $33,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 19,400 | $33,000 | thousands by filing date | call |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 5,323 | $33,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 1,638 | $33,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 5,100 | $33,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q209 | COM NEW | 63,159 | $33,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 741 | $33,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 12,585 | $33,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 1,108 | $33,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 2,872 | $33,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 6,370 | $33,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 1,677 | $33,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 1,610 | $33,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 984 | $33,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K844 | BRZ BL 3X SHS NW | 2,216 | $33,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B888 | PWRSH CHI A PT | 978 | $33,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 8,000 | $32,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 701 | $32,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,500 | $32,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 500 | $32,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 800 | $32,000 | thousands by filing date | put |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,049 | $32,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 1,682 | $32,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 1,306 | $32,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 6,249 | $32,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 5,680 | $32,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 1,365 | $32,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 1,962 | $32,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 2,360 | $32,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 1,100 | $32,000 | thousands by filing date | call |
| WILSHIRE BANCORP INC | 97186T108 | COM | 3,092 | $32,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 18,528 | $32,000 | thousands by filing date | |
| TEXAS CAPITAL BANCSHARES INC | 88224Q115 | WTS | 855 | $32,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 1,326 | $32,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 725 | $32,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 288 | $32,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 452 | $31,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,000 | $31,000 | thousands by filing date | put |
| PLEXUS CORP COM | 729132100 | Stock | 821 | $31,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 8,342 | $31,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10,900 | $31,000 | thousands by filing date | call |
| BANCFIRST CORP | 05945F103 | COM | 486 | $31,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 980 | $31,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 855 | $31,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 2,400 | $31,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 2,435 | $31,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 3,096 | $31,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 1,000 | $31,000 | thousands by filing date | call |
| MANNATECH INC | 563771203 | COM NEW | 1,588 | $31,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 1,243 | $31,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 4,353 | $31,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 3,300 | $31,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 15,090 | $31,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 2,000 | $31,000 | thousands by filing date | call |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 1,500 | $31,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 18,494 | $31,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 5,500 | $31,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 67,231 | $31,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 1,208 | $31,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W200 | ENH US SCP ETF | 1,071 | $31,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 1,992 | $31,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 1,544 | $31,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 3,967 | $31,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y644 | Cmn | 1,338 | $31,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 40,092 | $31,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740209 | UNIT 10/20/2021 | 3,000 | $31,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 11,910 | $30,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 600 | $30,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 1,000 | $30,000 | thousands by filing date | put |
| FLUOR CORP | 343412102 | COM | 700 | $30,000 | thousands by filing date | put |
| BLACKROCK INC CL A COM | 09247X101 | COM | 100 | $30,000 | thousands by filing date | call |
| NV5 HOLDINGS, INC | 62945V109 | COM | 1,633 | $30,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 2,757 | $30,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 405 | $30,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 3,666 | $30,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 2,370 | $30,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 500 | $30,000 | thousands by filing date | call |
| Abrdn Emerging Markets | 00301W105 | COM | 5,042 | $30,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 2,313 | $30,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 1,422 | $30,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 1,348 | $30,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 3,732 | $30,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 1,700 | $30,000 | thousands by filing date | call |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 521 | $30,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 1,318 | $30,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 13,338 | $30,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 108,311 | $30,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 34,859 | $30,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 1,492 | $30,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 2,010 | $30,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 1,516 | $30,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 2,126 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 394 | $30,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 1,883 | $30,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 1,803 | $30,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 9,992 | $30,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W506 | PWRSHR DB GERM | 1,114 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347X179 | ULT MSCIMEX CAPP | 1,056 | $30,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 1,203 | $30,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 14,195 | $30,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 1,384 | $30,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 2,509 | $30,000 | thousands by filing date | |
| Pacific Datavision Inc | 694171307 | COM | 1,000 | $30,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 2,915 | $30,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 934 | $30,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 1,250 | $30,000 | thousands by filing date | |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 700 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E184 | GURU SMLCP IDX | 2,755 | $30,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 743 | $29,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 200 | $29,000 | thousands by filing date | put |
| VERITEX HLDGS INC | 923451108 | COM | 1,825 | $29,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 2,500 | $29,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,385 | $29,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 2,640 | $29,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 4,077 | $29,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 383 | $29,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 3,688 | $29,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 1,525 | $29,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 2,932 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 613 | $29,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 1,276 | $29,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 2,001 | $29,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 2,655 | $29,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 1,609 | $29,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 1,414 | $29,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 1,221 | $29,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 4,800 | $29,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 106,900 | $29,000 | thousands by filing date | put |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 500 | $29,000 | thousands by filing date | put |
| SPARTAN MTRS INC | 846819100 | COM | 6,895 | $29,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 1,566 | $29,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 12,200 | $29,000 | thousands by filing date | call |
| OMEGA PROTEIN CORP | 68210P107 | COM | 1,728 | $29,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 2,200 | $29,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 5,821 | $29,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 1,530 | $29,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P188 | 3X INV JAP GOV | 1,972 | $29,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 7,101 | $29,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 2,130 | $29,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 1,978 | $29,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 712 | $29,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y750 | QAM EQTY HEDGE | 1,093 | $29,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 1,985 | $29,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 1,651 | $29,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 121 | $29,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 1,037 | $29,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 2,102 | $29,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 564 | $28,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 2,000 | $28,000 | thousands by filing date | put |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 1,235 | $28,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 600 | $28,000 | thousands by filing date | call |
| BOOT BARN HLDGS INC | 099406100 | COM | 1,491 | $28,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,897 | $28,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 2,826 | $28,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 1,849 | $28,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 1,271 | $28,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 464 | $28,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 5,013 | $28,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 8,700 | $28,000 | thousands by filing date | call |
| Delta Apparel Inc | 247368103 | COM | 1,580 | $28,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 2,900 | $28,000 | thousands by filing date | put |
| CALLON PETE CO DEL | 13123X102 | COM | 3,803 | $28,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 709 | $28,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 1,739 | $28,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 2,000 | $28,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 4,669 | $28,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 1,926 | $28,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 500 | $28,000 | thousands by filing date | put |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 13,008 | $28,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 6,550 | $28,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 6,120 | $28,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 800 | $28,000 | thousands by filing date | |
| AMERIANA BANCORP | 023613102 | COM | 1,205 | $28,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 1,542 | $28,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 25,804 | $28,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 1,759 | $28,000 | thousands by filing date | |
| State Investors Bancorp, Inc. | 857030100 | Common Stock | 1,299 | $28,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 2,562 | $28,000 | thousands by filing date | |
| BARCLAYS BK PLC IPTH NAT GAS | 06740P239 | COM | 1,606 | $28,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y743 | ADV GLBALPBETA | 960 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74348A889 | GERMAN SOV/SUB | 760 | $28,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 1,216 | $28,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 599 | $28,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A883 | VAL MKT LEG ET | 1,217 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W489 | JP TECH MEDIA | 1,120 | $28,000 | thousands by filing date | |
| PROSHARES MANAGED | 74347W536 | MNGD FUT STRAT | 1,351 | $28,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 600 | $27,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 700 | $27,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 300 | $27,000 | thousands by filing date | call |
| V F CORP COM | 918204108 | Stock | 400 | $27,000 | thousands by filing date | put |
| NETAPP INC COM | 64110D104 | Stock | 900 | $27,000 | thousands by filing date | put |
| KELLANOVA | 487836108 | COM | 400 | $27,000 | thousands by filing date | call |
| EHEALTH INC | 28238P109 | COM | 2,122 | $27,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 740 | $27,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 4,565 | $27,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 300 | $27,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 200 | $27,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 2,081 | $27,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 747 | $27,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,461 | $27,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 2,584 | $27,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 44,000 | $27,000 | thousands by filing date | principal |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 5,389 | $27,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 4,401 | $27,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 4,480 | $27,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 300 | $27,000 | thousands by filing date | call |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 1,829 | $27,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 1,000 | $27,000 | thousands by filing date | put |
| FBL FINL GROUP INC | 30239F106 | CL A | 435 | $27,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 36,908 | $27,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 2,768 | $27,000 | thousands by filing date | |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 1,746 | $27,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 6,125 | $27,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 3,427 | $27,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 54,886 | $27,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 2,068 | $27,000 | thousands by filing date | |
| Alliance Bancorp, Inc. of Pennsylvania | 01890A108 | Common Stock | 1,131 | $27,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 2,420 | $27,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 2,501 | $27,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 3,565 | $27,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 1,125 | $27,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 2,503 | $27,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 17,947 | $27,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP | 31809H209 | UNIT 99/99/9999 | 2,642 | $27,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 2,200 | $27,000 | thousands by filing date | call |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 500 | $26,000 | thousands by filing date | put |
| EASTMAN CHEM CO COM | 277432100 | Stock | 400 | $26,000 | thousands by filing date | call |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,000 | $26,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 3,312 | $26,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 656 | $26,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 6,357 | $26,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 7,500 | $26,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 1,903 | $26,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 953 | $26,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 5,100 | $26,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 1,500 | $26,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 72,677 | $26,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 1,624 | $26,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 2,249 | $26,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 2,397 | $26,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P170 | INV JAP GOV BD | 1,479 | $26,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 2,124 | $26,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 424 | $26,000 | thousands by filing date | |
| REMY INTL INC NEW | 75971M108 | COM | 885 | $26,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 1,683 | $26,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 1,675 | $26,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 1,167 | $26,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 981 | $26,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G608 | TUTTLE TAC MAN | 1,076 | $26,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 300 | $25,000 | thousands by filing date | put |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1,396 | $25,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 1,100 | $25,000 | thousands by filing date | call |
| SEMTECH CORP COM | 816850101 | Stock | 1,674 | $25,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,300 | $25,000 | thousands by filing date | call |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 2,100 | $25,000 | thousands by filing date | call |
| RE MAX HLDGS INC | 75524W108 | CL A | 689 | $25,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 1,050 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 600 | $25,000 | thousands by filing date | call |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,603 | $25,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 927 | $25,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 6,800 | $25,000 | thousands by filing date | call |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 500 | $25,000 | thousands by filing date | put |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 2,145 | $25,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 6,435 | $25,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,500 | $25,000 | thousands by filing date | put |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 1,335 | $25,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 1,400 | $25,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 700 | $25,000 | thousands by filing date | call |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 3,940 | $25,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 1,089 | $25,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 774 | $25,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 1,090 | $25,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 2,093 | $25,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 134,363 | $25,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 2,920 | $25,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 1,853 | $25,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 1,470 | $25,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 5,668 | $25,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 6,768 | $25,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 1,646 | $25,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 2,046 | $25,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 34,200 | $25,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 25,000 | $25,000 | thousands by filing date | principal |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 7,922 | $25,000 | thousands by filing date | |
| WOLVERINE BANCORP INC | 977880103 | COM | 967 | $25,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 1,575 | $25,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 1,039 | $25,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 4,996 | $25,000 | thousands by filing date | |
| FIRST FED NORTHN MICH BANCOR | 32021X105 | COM | 4,045 | $25,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-011853 | this filing | 2015-11-13 | acceptance time not in the bulk data set |