13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 8,518 holding rows worth $150,455,061,000.
- Accession
- 0000950123-15-009205
- Filer
- CIK 1610520
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 14,890 entries on the cover page, a total value of $150,455,061,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $150,455,131,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OSI SYSTEMS INC | 671044105 | COM | 8,069 | $571,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 45,296 | $571,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 50,840 | $567,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 56,224 | $567,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 7,811 | $566,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 11,695 | $566,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 100,500 | $565,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 30,000 | $564,000 | thousands by filing date | call |
| RPC INC | 749660106 | COMMON STOCK | 40,726 | $564,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 19,575 | $564,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 26,111 | $563,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 10,539 | $563,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 8,089 | $563,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 38,263 | $563,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 19,330 | $563,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 15,581 | $563,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 9,723 | $563,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 10,516 | $563,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 83,651 | $563,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 16,934 | $562,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 10,553 | $561,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 48,210 | $561,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 50,463 | $560,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 31,833 | $559,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 34,095 | $558,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 350,040 | $557,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 21,424 | $557,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 211,900 | $557,000 | thousands by filing date | call |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 10,638 | $557,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 16,973 | $557,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 12,149 | $556,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 52,200 | $555,000 | thousands by filing date | call |
| SPARTON CORP | 847235108 | COM | 20,321 | $555,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 18,928 | $554,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 12,519 | $554,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 68,252 | $553,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 9,600 | $552,000 | thousands by filing date | put |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 155,138 | $552,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 14,900 | $551,000 | thousands by filing date | call |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 28,819 | $551,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 10,000 | $551,000 | thousands by filing date | call |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,000 | $550,000 | thousands by filing date | put |
| SILVER WHEATON CORP | 828336107 | COM | 31,700 | $550,000 | thousands by filing date | put |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 16,813 | $549,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 36,674 | $548,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 9,322 | $547,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 15,466 | $546,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 21,177 | $544,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 8,275 | $544,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 14,144 | $544,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 16,000 | $544,000 | thousands by filing date | put |
| Eli Lilly and Company | 532457108 | COM | 6,500 | $543,000 | thousands by filing date | call |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 46,068 | $543,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 70,754 | $543,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 10,172 | $543,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 5,600 | $542,000 | thousands by filing date | put |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 40,645 | $542,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 10,532 | $542,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 10,000 | $541,000 | thousands by filing date | call |
| GREIF INC | 397624107 | CL A | 15,106 | $541,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 8,412 | $541,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 5,322 | $540,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 20,000 | $540,000 | thousands by filing date | call |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 8,649 | $537,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 16,709 | $537,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 19,829 | $536,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 6,700 | $536,000 | thousands by filing date | call |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 58,991 | $536,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 19,952 | $536,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 10,567 | $536,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 67,776 | $535,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 287,500 | $535,000 | thousands by filing date | put |
| II VI INC | 902104108 | COM | 28,126 | $534,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 13,940 | $533,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 21,415 | $532,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 20,133 | $532,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 26,509 | $529,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 100,000 | $528,000 | thousands by filing date | put |
| NOVA LTD COM | M7516K103 | Stock | 42,088 | $527,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 34,620 | $527,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 3,857 | $527,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 17,655 | $526,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 24,243 | $526,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 25,365 | $525,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 19,580 | $524,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 62,658 | $523,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 20,925 | $523,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 10,075 | $522,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 4,716 | $522,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 17,694 | $522,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 32,143 | $521,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 6,774 | $520,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 22,275 | $520,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 9,691 | $519,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 17,540 | $517,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 6,980 | $516,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 9,490 | $516,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 11,655 | $516,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 36,522 | $515,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 8,707 | $514,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 28,837 | $513,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 47,238 | $513,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 18,673 | $513,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 11,800 | $512,000 | thousands by filing date | call |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 24,233 | $512,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 416,219 | $512,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 22,500 | $511,000 | thousands by filing date | put |
| REVENUESHARES ADR | 761396605 | ADR FD | 13,841 | $511,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 47,200 | $509,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 16,125 | $509,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 319,633 | $508,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y181 | SML CP BULL 2X | 14,196 | $507,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 6,600 | $506,000 | thousands by filing date | call |
| BIOTELEMETRY INC | 090672106 | COM | 53,576 | $505,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 17,026 | $505,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 168,100 | $504,000 | thousands by filing date | call |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 37,543 | $504,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 4,162 | $504,000 | thousands by filing date | |
| ISHARES INC | 46434G608 | MSCI EMRGN ETF | 24,150 | $503,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 19,714 | $503,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 16,223 | $502,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 10,200 | $501,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 374 | $501,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 11,920 | $500,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 4,900 | $500,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 11,986 | $499,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 16,373 | $499,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 107,191 | $499,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 31,550 | $499,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 39,314 | $499,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 3,433 | $498,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 14,460 | $498,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 25,595 | $498,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 16,626 | $498,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 13,300 | $497,000 | thousands by filing date | call |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 17,410 | $496,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 33,255 | $496,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 28,867 | $496,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 43,806 | $495,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 13,500 | $494,000 | thousands by filing date | call |
| FINISH LINE/THE CL A | 317923100 | COM | 17,755 | $494,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 15,798 | $494,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 11,360 | $493,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 9,490 | $492,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 12,496 | $492,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 22,111 | $492,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 29,825 | $492,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 110,181 | $491,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,439,021 | $490,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 5,529 | $490,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 15,700 | $489,000 | thousands by filing date | call |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 60,637 | $489,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 9,084 | $489,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 42,314 | $489,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 23,218 | $488,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 8,014 | $487,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 36,801 | $487,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 32,719 | $485,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 22,046 | $485,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 20,000 | $485,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 161,400 | $484,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 47,844 | $483,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 26,400 | $482,000 | thousands by filing date | call |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 74,949 | $482,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 22,746 | $481,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 53,500 | $479,000 | thousands by filing date | put |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 88,210 | $478,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 109,200 | $478,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 10,000 | $477,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 6,243 | $476,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 15,000 | $476,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 54,894 | $475,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 35,724 | $475,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 12,744 | $475,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 6,600 | $474,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 16,097 | $474,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 16,431 | $471,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 109,732 | $470,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,300 | $470,000 | thousands by filing date | put |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 14,270 | $470,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 10,617 | $470,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 47,203 | $470,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 23,454 | $469,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 35,567 | $468,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 11,265 | $465,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 34,246 | $465,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 14,288 | $464,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 42,953 | $463,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 9,171 | $463,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 10,998 | $463,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 36,267 | $462,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 8,884 | $461,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 27,447 | $461,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 27,930 | $460,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 9,156 | $459,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 21,538 | $459,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 7,790 | $458,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 10,000 | $458,000 | thousands by filing date | put |
| KELLANOVA | 487836108 | COM | 7,300 | $458,000 | thousands by filing date | put |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 5,673 | $458,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 23,378 | $458,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 9,525 | $457,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 11,496 | $457,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 16,600 | $457,000 | thousands by filing date | call |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 19,605 | $457,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 100,200 | $457,000 | thousands by filing date | put |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 40,012 | $457,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 20,000 | $457,000 | thousands by filing date | put |
| CHURCHILL DOWNS INC | 171484108 | COM | 3,635 | $455,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 93,600 | $454,000 | thousands by filing date | put |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 47,639 | $454,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 8,886 | $454,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,600 | $452,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 8,231 | $452,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 8,768 | $451,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 16,018 | $450,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 15,274 | $449,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 12,924 | $449,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 36,005 | $449,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,300 | $448,000 | thousands by filing date | call |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 22,760 | $448,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 8,320 | $447,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 5,100 | $446,000 | thousands by filing date | call |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 38,341 | $446,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 24,394 | $446,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 14,565 | $445,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 31,059 | $444,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 11,182 | $444,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 10,700 | $443,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 22,718 | $443,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 61,371 | $443,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 6,200 | $442,000 | thousands by filing date | put |
| CIT GROUP INC COM NEW | 125581801 | Stock | 9,500 | $442,000 | thousands by filing date | put |
| LIFELOCK INC COM | 53224V100 | COM | 26,961 | $442,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 2,863 | $441,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 4,600 | $440,000 | thousands by filing date | put |
| LINDSAY CORPORATION | 535555106 | COM | 5,000 | $440,000 | thousands by filing date | put |
| GAP INC COM | 364760108 | Stock | 11,500 | $439,000 | thousands by filing date | call |
| VALHI INC NEW | 918905100 | COM | 77,570 | $439,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 8,500 | $438,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 10,200 | $438,000 | thousands by filing date | put |
| SILICOM LTD | M84116108 | ORD | 11,909 | $438,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 32,793 | $438,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 11,039 | $438,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 326,537 | $437,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 25,770 | $437,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC COM NEW | 38489R605 | REIT | 18,698 | $437,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 7,600 | $436,000 | thousands by filing date | call |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 8,297 | $436,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 6,000 | $435,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 5,200 | $434,000 | thousands by filing date | call |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 26,537 | $433,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 30,544 | $432,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 17,826 | $431,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 30,000 | $431,000 | thousands by filing date | put |
| SEACOR HOLDINGS INC | 811904101 | COM | 6,072 | $431,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 15,446 | $431,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 17,364 | $430,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 69,340 | $428,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 10,633 | $427,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 8,860 | $426,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 9,736 | $426,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 33,500 | $425,000 | thousands by filing date | put |
| NVR INC COM | 62944T105 | Stock | 316 | $424,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 4,300 | $424,000 | thousands by filing date | put |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 65,756 | $424,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 28,475 | $424,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 11,067 | $423,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 24,289 | $423,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 28,969 | $422,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 8,600 | $422,000 | thousands by filing date | call |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 15,935 | $422,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 27,511 | $421,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 28,429 | $420,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 45,000 | $419,000 | thousands by filing date | put |
| Empire District Electric Co/Th | 291641108 | COM | 19,156 | $418,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 49,382 | $418,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 32,403 | $418,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 7,251 | $415,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 43,098 | $414,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 8,480 | $412,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 12,723 | $411,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 12,049 | $411,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,800 | $410,000 | thousands by filing date | put |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 5,000 | $410,000 | thousands by filing date | put |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 32,306 | $410,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 19,247 | $409,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 10,482 | $409,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 4,580 | $409,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 23,612 | $408,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 12,165 | $408,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 7,730 | $407,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 14,600 | $406,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 16,388 | $406,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 47,670 | $405,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 16,400 | $405,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 6,810 | $404,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 21,640 | $404,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 23,948 | $404,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 2,000 | $403,000 | thousands by filing date | put |
| MULTI-COLOR | 625383104 | COM | 6,305 | $403,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 3,800 | $403,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 17,000 | $403,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 5,000 | $402,000 | thousands by filing date | call |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 8,080 | $402,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 13,380 | $402,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 14,844 | $402,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 14,953 | $401,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 12,874 | $397,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 7,383 | $396,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 26,454 | $396,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 25,000 | $395,000 | thousands by filing date | put |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 104,537 | $395,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 12,131 | $394,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 6,316 | $394,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 27,656 | $394,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 12,263 | $393,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 18,817 | $393,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 4,157 | $392,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 9,300 | $391,000 | thousands by filing date | call |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 4,282 | $390,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 20,217 | $390,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 7,912 | $389,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 946 | $388,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 6,021 | $388,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 75,242 | $388,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 13,392 | $388,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 5,148 | $388,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 4,000 | $387,000 | thousands by filing date | call |
| COHU INC | 192576106 | COM | 29,197 | $386,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 11,120 | $385,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 30,887 | $385,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 5,488 | $385,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 9,300 | $384,000 | thousands by filing date | call |
| LACLEDE GROUP INC/THE | 505597104 | COM | 7,381 | $384,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 13,617 | $384,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 7,085 | $383,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 32,247 | $383,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 10,328 | $382,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 23,772 | $382,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 45,600 | $381,000 | thousands by filing date | put |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 9,736 | $381,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 28,412 | $381,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 6,380 | $380,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 31,400 | $380,000 | thousands by filing date | put |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 8,728 | $380,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 19,662 | $380,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 3,973 | $380,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 5,362 | $379,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,129 | $379,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 3,700 | $379,000 | thousands by filing date | put |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 26,795 | $378,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 15,219 | $378,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 58,387 | $377,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 11,304 | $377,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 55,000 | $377,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 8,588 | $377,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,431 | $376,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 9,463 | $376,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 25,958 | $376,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 12,194 | $374,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 902 | $373,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 37,787 | $373,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 15,624 | $372,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 7,228 | $371,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 14,000 | $370,000 | thousands by filing date | call |
| RENASANT CORP | 75970E107 | COM | 11,364 | $370,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 26,921 | $370,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 31,898 | $370,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 36,085 | $370,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 33,111 | $369,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 28,778 | $366,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 5,080 | $366,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 5,057 | $366,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 9,501 | $366,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 17,700 | $365,000 | thousands by filing date | call |
| NIC INC | 62914B100 | COM | 19,966 | $365,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 8,609 | $365,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 182,100 | $364,000 | thousands by filing date | put |
| HEXCEL CORP NEW | 428291108 | COM | 7,327 | $364,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 11,445 | $363,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 26,911 | $362,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 21,592 | $360,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 6,247 | $360,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 19,184 | $359,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 9,557 | $359,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 27,523 | $358,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 8,968 | $358,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 6,200 | $357,000 | thousands by filing date | call |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 88,110 | $357,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 26,409 | $355,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 16,923 | $354,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 51,638 | $354,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 145,000 | $354,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 13,344 | $353,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 8,275 | $352,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 3,817 | $352,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 77,300 | $352,000 | thousands by filing date | call |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 23,245 | $351,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V204 | UNIT | 30,545 | $351,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 20,381 | $350,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 9,306 | $350,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 188,328 | $350,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 13,764 | $350,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 8,100 | $348,000 | thousands by filing date | call |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 4,752 | $348,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 35,871 | $348,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 4,000 | $347,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 8,325 | $347,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 5,116 | $345,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 8,320 | $344,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 66,714 | $344,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 21,031 | $343,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 4,229 | $342,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 8,000 | $342,000 | thousands by filing date | put |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 53,840 | $342,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 6,000 | $341,000 | thousands by filing date | put |
| BORGWARNER INC COM | 099724106 | Stock | 6,000 | $341,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 23,600 | $341,000 | thousands by filing date | put |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 6,097 | $340,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 15,402 | $340,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 17,600 | $340,000 | thousands by filing date | call |
| ENSIGN GROUP INC | 29358P101 | COM | 6,649 | $339,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 3,900 | $338,000 | thousands by filing date | put |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 24,900 | $338,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 168,245 | $337,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 9,253 | $337,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 132,041 | $337,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 9,635 | $336,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 9,819 | $334,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 10,430 | $334,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 13,283 | $334,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 46,860 | $334,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 7,097 | $334,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 8,620 | $334,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 3,200 | $333,000 | thousands by filing date | call |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 27,229 | $333,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 9,521 | $332,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 86,394 | $330,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 38,977 | $329,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 26,952 | $329,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 25,274 | $329,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 4,949 | $328,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 5,299 | $327,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 14,244 | $327,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,100 | $326,000 | thousands by filing date | put |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 6,351 | $326,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 9,114 | $326,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 6,773 | $326,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 45,666 | $326,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 6,888 | $325,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 13,095 | $325,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 7,415 | $325,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 409,999 | $324,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 50,122 | $324,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 86,032 | $323,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 17,748 | $323,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 42,204 | $323,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 8,324 | $323,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 3,200 | $322,000 | thousands by filing date | put |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 36,087 | $322,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 3,385 | $322,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 34,905 | $322,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 14,682 | $322,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 39,598 | $322,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 9,395 | $321,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 3,700 | $321,000 | thousands by filing date | call |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 8,516 | $321,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 56,565 | $321,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 6,022 | $321,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 8,747 | $320,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 60,921 | $320,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 61,656 | $320,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 17,536 | $320,000 | thousands by filing date | |
| PORTFOLIOPLUS S&P 500 ETF | 25490K109 | ETF | 12,275 | $320,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,900 | $319,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 9,600 | $318,000 | thousands by filing date | call |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 8,675 | $318,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 6,683 | $317,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 4,600 | $317,000 | thousands by filing date | call |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 34,615 | $317,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 28,832 | $316,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 21,927 | $316,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 5,984 | $315,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 11,882 | $315,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 34,939 | $315,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 13,013 | $314,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 70,457 | $313,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,500 | $312,000 | thousands by filing date | put |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 21,048 | $312,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 10,553 | $311,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 45,402 | $311,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 8,761 | $310,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 21,694 | $309,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 18,671 | $309,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 17,916 | $309,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 19,740 | $309,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 37,092 | $308,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 8,878 | $308,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 45,731 | $308,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-009205 | this filing | 2015-08-14 | acceptance time not in the bulk data set |