13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 8,518 holding rows worth $150,455,061,000.
- Accession
- 0000950123-15-009205
- Filer
- CIK 1610520
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 14,890 entries on the cover page, a total value of $150,455,061,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $150,455,131,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WORLD ACCEP CORPORATION | 981419104 | COM | 2,809 | $172,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 860 | $172,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 14,461 | $172,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 4,912 | $171,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 2,174 | $171,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 9,892 | $171,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 7,395 | $171,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 10,663 | $171,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 24,790 | $171,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 7,876 | $170,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 10,261 | $170,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 2,000 | $170,000 | thousands by filing date | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,300 | $169,000 | thousands by filing date | put |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 10,716 | $169,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 700 | $169,000 | thousands by filing date | call |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 3,740 | $169,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 8,000 | $169,000 | thousands by filing date | put |
| SIERRA WIRELESS INC | 826516106 | COM | 6,800 | $169,000 | thousands by filing date | call |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 15,282 | $169,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 20,888 | $169,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,400 | $168,000 | thousands by filing date | call |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 10,278 | $168,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 12,686 | $168,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 5,245 | $168,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 2,600 | $167,000 | thousands by filing date | call |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 6,490 | $167,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 2,929 | $167,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 3,400 | $166,000 | thousands by filing date | call |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 5,976 | $166,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 3,029 | $166,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 22,000 | $166,000 | thousands by filing date | call |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 13,442 | $166,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 2,530 | $165,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 20,407 | $165,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 29,718 | $165,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 2,870 | $165,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 3,500 | $164,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,200 | $164,000 | thousands by filing date | call |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 9,836 | $164,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 18,195 | $164,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 4,211 | $163,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 6,768 | $163,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 6,237 | $163,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 13,034 | $163,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 8,949 | $162,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 7,037 | $162,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 2,624 | $162,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 2,271 | $162,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 4,269 | $161,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 3,462 | $161,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 6,708 | $161,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 23,000 | $161,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 2,399 | $161,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,300 | $160,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 2,200 | $160,000 | thousands by filing date | put |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 60,800 | $160,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 7,821 | $160,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 8,733 | $160,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 6,000 | $159,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 5,600 | $159,000 | thousands by filing date | put |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 13,545 | $159,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 13,900 | $159,000 | thousands by filing date | call |
| EXACTECH INC | 30064E109 | COM | 7,609 | $159,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 17,354 | $159,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 13,906 | $159,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 1,573 | $158,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 5,000 | $158,000 | thousands by filing date | call |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 9,837 | $158,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 9,763 | $158,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 9,362 | $158,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 16,274 | $158,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 13,306 | $158,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 2,984 | $158,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 23,400 | $158,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 8,339 | $158,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 4,203 | $158,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 19,525 | $158,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 5,000 | $157,000 | thousands by filing date | call |
| WESBANCO INC | 950810101 | COM | 4,629 | $157,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 11,844 | $157,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 12,072 | $156,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 7,962 | $156,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 5,589 | $156,000 | thousands by filing date | |
| PROSHARES TR | 74348A335 | COM | 6,242 | $156,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 10,745 | $155,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 2,991 | $155,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 26,100 | $155,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1,576 | $154,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 45,102 | $154,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 4,256 | $154,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 2,570 | $154,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 21,609 | $154,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 7,615 | $153,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 6,400 | $153,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 652,500 | $153,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 16,866 | $153,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 7,800 | $153,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 2,300 | $152,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 173,200 | $152,000 | thousands by filing date | put |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 1,398 | $152,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 11,946 | $152,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 54,228 | $152,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 3,587 | $151,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 13,448 | $151,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 155,615 | $151,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 10,439 | $151,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 16,700 | $151,000 | thousands by filing date | call |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 5,590 | $150,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 5,353 | $150,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 2,600 | $150,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K778 | SEMICONDUCT BEAR | 3,178 | $150,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 10,201 | $149,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 991 | $149,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 39,875 | $148,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 5,499 | $148,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 22,000 | $148,000 | thousands by filing date | principal |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 3,500 | $147,000 | thousands by filing date | call |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 29,231 | $147,000 | thousands by filing date | |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 2,858 | $147,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,000 | $146,000 | thousands by filing date | put |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 15,900 | $146,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 1,968 | $146,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 5,200 | $145,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 8,931 | $145,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 5,072 | $145,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 9,500 | $145,000 | thousands by filing date | call |
| NUVEEN NY | 670706100 | COM | 9,669 | $145,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 35,000 | $145,000 | thousands by filing date | call |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 15,787 | $144,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 23,300 | $144,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 3,552 | $144,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 7,536 | $144,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 21,578 | $144,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 4,473 | $144,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 58,170 | $143,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 3,972 | $143,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 11,000 | $143,000 | thousands by filing date | call |
| INVESCO BD FD | 46132L107 | COM | 8,232 | $143,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 5,160 | $143,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 47,353 | $143,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 11,700 | $143,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 4,819 | $142,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 7,130 | $142,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 2,989 | $142,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,600 | $141,000 | thousands by filing date | put |
| BOYDGAMINGCORP | 103304101 | STOK | 9,399 | $141,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 3,000 | $141,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 8,302 | $141,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 8,747 | $141,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 19,734 | $141,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 1,814 | $141,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,100 | $140,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 7,713 | $140,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 7,163 | $140,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 12,498 | $140,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 40,488 | $140,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,200 | $139,000 | thousands by filing date | call |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 2,354 | $139,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 6,657 | $139,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 13,698 | $139,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 12,000 | $139,000 | thousands by filing date | call |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 10,371 | $139,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 5,459 | $138,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 3,300 | $138,000 | thousands by filing date | call |
| MFRI INC | 552721102 | COMMON STOCK | 22,905 | $138,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,200 | $138,000 | thousands by filing date | call |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 9,388 | $138,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 16,215 | $138,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,100 | $137,000 | thousands by filing date | call |
| AH RLTY TR INC | 04208T108 | COM | 13,691 | $137,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 3,864 | $137,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 6,769 | $137,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 7,288 | $137,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 7,900 | $137,000 | thousands by filing date | call |
| APPROACH RESOURCES INC | 03834A103 | COM | 20,000 | $137,000 | thousands by filing date | call |
| GSV CAPITAL CORP | 36191J101 | COM | 13,231 | $137,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 3,100 | $136,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 3,300 | $136,000 | thousands by filing date | put |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 3,944 | $136,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 6,005 | $135,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 6,554 | $135,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 9,375 | $135,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 2,648 | $134,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 15,785 | $134,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 2,483 | $134,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 4,999 | $134,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 4,900 | $133,000 | thousands by filing date | put |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 8,232 | $133,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 112,890 | $133,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 17,730 | $133,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 71,100 | $133,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 17,421 | $133,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 19,158 | $133,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 2,965 | $133,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 4,197 | $132,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 9,227 | $132,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 2,724 | $132,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 8,874 | $132,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 11,415 | $132,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 11,346 | $132,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 39,500 | $132,000 | thousands by filing date | put |
| SCHULMAN (A.) INC | 808194104 | COM | 3,025 | $132,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 2,912 | $131,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 5,100 | $131,000 | thousands by filing date | call |
| YORK WATER CO | 987184108 | COMMON STOCK | 6,312 | $131,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 4,519 | $131,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 13,518 | $130,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 13,093 | $130,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 15,656 | $130,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,000 | $129,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 7,569 | $129,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 2,500 | $129,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 13,936 | $129,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W166 | INDIAN RUP ETF | 6,109 | $129,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 2,509 | $129,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 1,156 | $129,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y561 | DLY JR GMNR BEAR | 14,994 | $129,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,100 | $128,000 | thousands by filing date | put |
| MESA LABS INC COM | 59064R109 | Stock | 1,439 | $128,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 3,276 | $128,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 9,550 | $128,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 4,298 | $128,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 8,392 | $128,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 10,700 | $127,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 8,400 | $127,000 | thousands by filing date | call |
| NATIONAL SEC GROUP INC | 637546102 | COM | 8,716 | $127,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 5,390 | $126,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 19,445 | $126,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 3,615 | $126,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 3,453 | $125,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 2,500 | $125,000 | thousands by filing date | call |
| MACROGENICS INC | 556099109 | COM | 3,305 | $125,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 15,432 | $125,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 8,061 | $125,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 54,526 | $124,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 50,000 | $124,000 | thousands by filing date | principal |
| JAN VELOCITY VELOCITY HED | 00162Q791 | Equities | 4,085 | $124,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 700 | $123,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 20,600 | $123,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 4,570 | $123,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 2,100 | $123,000 | thousands by filing date | call |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 8,966 | $123,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 4,661 | $123,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 2,400 | $123,000 | thousands by filing date | put |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 9,074 | $123,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 9,390 | $122,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 2,232 | $122,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 2,996 | $122,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 5,417 | $122,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 1,240 | $121,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 2,000 | $121,000 | thousands by filing date | put |
| FIBROGEN INC | 31572Q808 | COM | 5,134 | $121,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 1,200 | $121,000 | thousands by filing date | call |
| BARNWELL INDS INC | 068221100 | COM | 50,956 | $121,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 3,000 | $121,000 | thousands by filing date | put |
| HESS CORP | 42809H107 | COM | 1,800 | $120,000 | thousands by filing date | put |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 6,386 | $120,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D571 | EXCHANGE TRADED | 56,181 | $120,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,164 | $120,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 9,869 | $120,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 42,600 | $120,000 | thousands by filing date | call |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 7,711 | $119,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 1,700 | $119,000 | thousands by filing date | call |
| NORDSTROM INC | 655664100 | COM | 1,600 | $119,000 | thousands by filing date | put |
| LANDS END INC | 51509F105 | COMMON STOCK | 4,818 | $119,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 4,507 | $119,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 8,225 | $119,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 10,400 | $118,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 4,343 | $118,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 11,680 | $118,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 3,464 | $117,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,100 | $117,000 | thousands by filing date | call |
| COCA COLA CONS INC | 191098102 | COM | 774 | $117,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 4,209 | $117,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 2,058 | $117,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 7,615 | $117,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 6,409 | $117,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 7,032 | $117,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 9,050 | $117,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 2,282 | $116,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 7,314 | $116,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 3,074 | $116,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 9,200 | $116,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1,889 | $116,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 18,900 | $116,000 | thousands by filing date | put |
| ANALOGIC CORP | 032657207 | COM | 1,466 | $116,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 10,681 | $116,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 6,737 | $116,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 1,997 | $116,000 | thousands by filing date | |
| YODLEE INC | 98600P201 | COM | 8,057 | $116,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 2,026 | $115,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,800 | $115,000 | thousands by filing date | put |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 3,155 | $115,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 8,781 | $115,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 8,025 | $115,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,700 | $114,000 | thousands by filing date | call |
| HCI GROUP INC | 40416E103 | COM | 2,575 | $114,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 2,499 | $114,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 80,325 | $114,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 7,771 | $113,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 4,386 | $113,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 9,192 | $113,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 15,072 | $113,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 3,619 | $113,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 9,257 | $113,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 4,876 | $112,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 9,668 | $112,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 6,205 | $112,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 9,264 | $112,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 8,140 | $112,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 5,225 | $112,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 160,523 | $112,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 3,213 | $112,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,015 | $111,000 | thousands by filing date | call |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 109,000 | $111,000 | thousands by filing date | principal |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 6,600 | $110,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 4,664 | $110,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 4,008 | $110,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 2,208 | $110,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 9,169 | $110,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 18,633 | $110,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 13,883 | $110,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 10,489 | $110,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 3,012 | $110,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 3,478 | $110,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,100 | $109,000 | thousands by filing date | call |
| TFS FINL CORP | 87240R107 | COM | 6,531 | $109,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 4,142 | $109,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 9,595 | $109,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 4,357 | $109,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 4,591 | $109,000 | thousands by filing date | |
| PROSHARES TR | 74348A749 | USD COVERED BD | 1,100 | $109,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 12,449 | $109,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 4,638 | $109,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 5,737 | $109,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 3,176 | $108,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 4,758 | $108,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 9,164 | $108,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 30,823 | $108,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 3,137 | $108,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 3,217 | $108,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 7,324 | $108,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 4,703 | $108,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 800 | $107,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 14,500 | $107,000 | thousands by filing date | call |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 3,043 | $107,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 4,311 | $107,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 13,693 | $107,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 111,175 | $107,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 6,545 | $107,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 40,475 | $106,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 38,615 | $106,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 270 | $106,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 8,000 | $106,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 1,510 | $106,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 35,895 | $106,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 3,952 | $106,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 8,323 | $105,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 6,326 | $105,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 4,100 | $105,000 | thousands by filing date | put |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 5,250 | $105,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 10,193 | $105,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 8,645 | $105,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739G851 | IPTH JPY/USD ETN | 2,300 | $105,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 1,023 | $105,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K844 | BRZ BL 3X SHS NW | 1,821 | $105,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 29 | $104,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 5,510 | $104,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 24,000 | $104,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y100 | COM | 8,483 | $104,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 118,523 | $104,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 2,100 | $103,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 3,700 | $103,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 3,600 | $103,000 | thousands by filing date | call |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 3,194 | $103,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 9,083 | $103,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 11,075 | $103,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 3,805 | $103,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 13,692 | $103,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 1,626 | $103,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 1,300 | $103,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 1,214 | $103,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 2,139 | $103,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 2,573 | $102,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 200 | $102,000 | thousands by filing date | call |
| LENNAR CORP CL A | 526057104 | Stock | 2,000 | $102,000 | thousands by filing date | call |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 2,203 | $102,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 2,466 | $102,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 2,098 | $102,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 6,030 | $102,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 21,400 | $102,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 2,897 | $102,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 2,609 | $102,000 | thousands by filing date | |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 1,201 | $102,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 4,700 | $101,000 | thousands by filing date | call |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 47,311 | $101,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 93,406 | $101,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 2,284 | $101,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 2,234 | $101,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 3,039 | $101,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 4,940 | $101,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K810 | MD CP BEAR 3X NW | 2,450 | $101,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 13,371 | $101,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 2,540 | $100,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 2,530 | $100,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 3,273 | $100,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 5,715 | $100,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 20,658 | $100,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 296,092 | $100,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 1,300 | $100,000 | thousands by filing date | put |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 8,745 | $100,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 16,374 | $100,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 9,284 | $100,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 3,482 | $99,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 3,300 | $99,000 | thousands by filing date | put |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 8,450 | $99,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 6,168 | $99,000 | thousands by filing date | |
| IPATH INVERSE S&P 500 VIX SH | 06740L592 | ETP | 2,587 | $99,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 9,652 | $99,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 970 | $99,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 11,400 | $98,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 14,000 | $98,000 | thousands by filing date | call |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,300 | $98,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813109 | COM | 1,400 | $98,000 | thousands by filing date | put |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 1,421 | $98,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 800 | $98,000 | thousands by filing date | put |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 14,606 | $98,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 20,640 | $98,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 980 | $98,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 1,880 | $98,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 7,602 | $98,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 7,191 | $98,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,000 | $97,000 | thousands by filing date | call |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 235,535 | $97,000 | thousands by filing date | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 1,755 | $97,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 6,800 | $97,000 | thousands by filing date | put |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 3,604 | $97,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 5,075 | $96,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 800 | $96,000 | thousands by filing date | call |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 1,200 | $96,000 | thousands by filing date | call |
| ERA GROUP INC | 26885G109 | COM | 4,689 | $96,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 2,000 | $95,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 15,489 | $95,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 2,328 | $95,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 1,353 | $95,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 10,000 | $95,000 | thousands by filing date | call |
| REX ENERGY CORPORATION | 761565100 | COM | 17,073 | $95,000 | thousands by filing date | |
| ISHARES TR | 46429B184 | UTILITIES SECT | 1,916 | $95,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 8,008 | $95,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 3,126 | $94,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,200 | $94,000 | thousands by filing date | call |
| GENESCO INC | 371532102 | COM | 1,436 | $94,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 3,919 | $94,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 907 | $94,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 3,928 | $94,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 67,000 | $94,000 | thousands by filing date | principal |
| CHEROKEE INC | 16444H102 | COM | 3,324 | $94,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 2,900 | $93,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 1,158 | $93,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 1,000 | $93,000 | thousands by filing date | call |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 12,422 | $93,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 172,643 | $93,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 9,392 | $93,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 2,360 | $93,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 900 | $92,000 | thousands by filing date | put |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,300 | $92,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 5,700 | $92,000 | thousands by filing date | put |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 4,677 | $92,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R109 | SEL LC VAL ETF | 2,020 | $92,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 1,331 | $91,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 7,076 | $91,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 17,467 | $91,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 11,111 | $91,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 2,600 | $91,000 | thousands by filing date | call |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 6,417 | $91,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 3,122 | $91,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 3,500 | $91,000 | thousands by filing date | call |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 2,836 | $91,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 5,455 | $91,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 4,112 | $91,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 13,979 | $91,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 3,085 | $91,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 659 | $91,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 6,593 | $90,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 2,478 | $90,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 1,967 | $90,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 3,754 | $90,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,900 | $90,000 | thousands by filing date | put |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 12,448 | $90,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 3,387 | $90,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 55,716 | $90,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 1,775 | $90,000 | thousands by filing date | |
| Emerald Oil Inc | 29101U407 | Common Stock | 21,143 | $90,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 8,107 | $89,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 21,890 | $89,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 4,072 | $89,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 3,883 | $89,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 3,800 | $89,000 | thousands by filing date | put |
| SANOFI | 80105N113 | COMMON STOCK-FO | 126,845 | $89,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 1,286 | $89,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-009205 | this filing | 2015-08-14 | acceptance time not in the bulk data set |