13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 8,518 holding rows worth $150,455,061,000.
- Accession
- 0000950123-15-009205
- Filer
- CIK 1610520
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 14,890 entries on the cover page, a total value of $150,455,061,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $150,455,131,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXPONENT INC | 30214U102 | COM | 43,831 | $1,963,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 65,500 | $1,963,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 71,322 | $1,959,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 126,864 | $1,958,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 22,716 | $1,956,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 28,029 | $1,956,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 78,647 | $1,953,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 14,049 | $1,952,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 102,998 | $1,950,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 50,883 | $1,948,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 19,877 | $1,947,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 150,000 | $1,947,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 155,169 | $1,944,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 73,082 | $1,940,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 303,468 | $1,939,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 78,772 | $1,936,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 161,907 | $1,935,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 58,794 | $1,933,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 10,839 | $1,929,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 146,965 | $1,929,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 50,472 | $1,924,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 141,441 | $1,921,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 92,278 | $1,919,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 40,403 | $1,918,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 140,932 | $1,911,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 23,866 | $1,909,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 106,500 | $1,902,000 | thousands by filing date | put |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 156,224 | $1,901,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 34,101 | $1,900,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 129,906 | $1,896,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,613 | $1,895,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 56,025 | $1,895,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 35,000 | $1,892,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 11,100 | $1,891,000 | thousands by filing date | call |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 43,985 | $1,891,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 89,484 | $1,887,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 601,967 | $1,884,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 50,521 | $1,884,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 10,800 | $1,879,000 | thousands by filing date | call |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 145,370 | $1,875,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 77,528 | $1,870,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 32,789 | $1,868,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 80,300 | $1,867,000 | thousands by filing date | call |
| NEVSUN RES LTD | 64156L101 | COM | 494,514 | $1,865,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 10,600 | $1,864,000 | thousands by filing date | call |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 41,639 | $1,863,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 10,300 | $1,862,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 129,045 | $1,862,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 117,300 | $1,859,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 16,700 | $1,856,000 | thousands by filing date | put |
| WHIRLPOOL CORP COM | 963320106 | Stock | 10,700 | $1,852,000 | thousands by filing date | call |
| CATHAY GEN BANCORP | 149150104 | COM | 56,794 | $1,843,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 34,646 | $1,842,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 69,038 | $1,839,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 15,468 | $1,838,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 51,825 | $1,838,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 50,000 | $1,833,000 | thousands by filing date | put |
| TE CONNECTIVITY LTD | H84989104 | SHS | 28,500 | $1,833,000 | thousands by filing date | call |
| AES CORP COM | 00130H105 | Stock | 138,000 | $1,830,000 | thousands by filing date | call |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 38,567 | $1,830,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 43,028 | $1,825,000 | thousands by filing date | |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 153,754 | $1,824,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 75,317 | $1,822,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 129,789 | $1,821,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 57,007 | $1,820,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 47,076 | $1,818,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 50,211 | $1,818,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 38,784 | $1,817,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 113,061 | $1,817,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 217,571 | $1,817,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 164,310 | $1,814,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 66,578 | $1,812,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 116,020 | $1,811,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 136,954 | $1,809,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 109,568 | $1,808,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 499,192 | $1,807,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 80,000 | $1,806,000 | thousands by filing date | put |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 80,000 | $1,806,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 282,694 | $1,804,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 26,201 | $1,801,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 33,529 | $1,799,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 124,395 | $1,793,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 27,203 | $1,792,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 181,654 | $1,786,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 78,137 | $1,786,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 39,200 | $1,785,000 | thousands by filing date | call |
| APTARGROUP INC COM | 038336103 | Stock | 27,949 | $1,783,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 39,111 | $1,783,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 357,707 | $1,778,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 26,520 | $1,777,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 62,468 | $1,775,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 148,074 | $1,774,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 222,939 | $1,773,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 45,328 | $1,772,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 147,239 | $1,770,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 84,383 | $1,770,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 61,697 | $1,769,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 241,157 | $1,768,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 56,893 | $1,761,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 68,861 | $1,761,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 49,031 | $1,761,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 58,178 | $1,759,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 50,000 | $1,759,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 16,500 | $1,759,000 | thousands by filing date | put |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 27,300 | $1,755,000 | thousands by filing date | call |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 180,879 | $1,754,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 68,182 | $1,754,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 36,953 | $1,753,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 112,858 | $1,753,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 104,551 | $1,752,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 94,809 | $1,749,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 41,758 | $1,745,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 72,386 | $1,743,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 43,302 | $1,742,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 39,464 | $1,740,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 88,100 | $1,738,000 | thousands by filing date | call |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 45,700 | $1,736,000 | thousands by filing date | call |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 75,808 | $1,732,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 42,809 | $1,728,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 27,004 | $1,728,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 112,200 | $1,727,000 | thousands by filing date | call |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 58,552 | $1,725,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 626,491 | $1,723,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 64,948 | $1,720,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 65,962 | $1,719,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 360,128 | $1,715,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 53,934 | $1,714,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 60,000 | $1,702,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 48,700 | $1,700,000 | thousands by filing date | call |
| DOLLAR GEN CORP COM | 256677105 | Stock | 21,800 | $1,695,000 | thousands by filing date | put |
| DOMINION DIAMOND CORP | 257287102 | COM | 120,887 | $1,694,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 77,701 | $1,693,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 114,017 | $1,691,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 123,572 | $1,690,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 30,857 | $1,690,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 178,840 | $1,690,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 69,882 | $1,688,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 21,519 | $1,686,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 263,046 | $1,684,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 53,579 | $1,682,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 85,700 | $1,682,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 37,800 | $1,681,000 | thousands by filing date | put |
| CORESITE RLTY CORP | 21870Q105 | COM | 36,909 | $1,678,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 29,700 | $1,674,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 72,588 | $1,672,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 104,217 | $1,669,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 61,866 | $1,667,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 43,559 | $1,664,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 55,836 | $1,663,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 32,263 | $1,663,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 30,975 | $1,663,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 64,733 | $1,661,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 153,547 | $1,660,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 127,731 | $1,660,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 43,699 | $1,659,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 23,883 | $1,655,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 68,000 | $1,654,000 | thousands by filing date | call |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,486 | $1,652,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 127,370 | $1,652,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 149,315 | $1,652,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 125,988 | $1,648,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 219,941 | $1,648,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 12,100 | $1,647,000 | thousands by filing date | put |
| CVB FINL CORP COM | 126600105 | Stock | 93,453 | $1,646,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 48,899 | $1,642,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 14,100 | $1,636,000 | thousands by filing date | put |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 20,546 | $1,635,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 18,700 | $1,634,000 | thousands by filing date | put |
| NEW JERSEY RES CORP | 646025106 | COM | 59,329 | $1,634,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 123,327 | $1,634,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 207,980 | $1,634,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 26,454 | $1,633,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 208,989 | $1,630,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 152,771 | $1,627,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 308,200 | $1,627,000 | thousands by filing date | call |
| 51JOB INC | 316827104 | SPONSORED ADS | 48,928 | $1,626,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 69,247 | $1,625,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 26,824 | $1,624,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 31,100 | $1,623,000 | thousands by filing date | call |
| MCDERMOTT INTL INC | 580037109 | COM | 303,800 | $1,622,000 | thousands by filing date | call |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 87,500 | $1,618,000 | thousands by filing date | put |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 25,855 | $1,617,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 45,217 | $1,616,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 28,620 | $1,613,000 | thousands by filing date | put |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 86,836 | $1,613,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 30,572 | $1,610,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 79,104 | $1,610,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 23,000 | $1,608,000 | thousands by filing date | call |
| ENERGEN CORP | 29265N108 | COM | 23,481 | $1,604,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 3,300 | $1,599,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 33,516 | $1,599,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 27,388 | $1,596,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 27,377 | $1,596,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 66,508 | $1,592,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 65,717 | $1,592,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 28,185 | $1,587,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 159,500 | $1,587,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 38,131 | $1,586,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 15,326 | $1,585,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 24,446 | $1,585,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 634,419 | $1,579,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 53,350 | $1,578,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 29,881 | $1,573,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 27,046 | $1,571,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 61,084 | $1,568,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 14,220 | $1,564,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 52,700 | $1,563,000 | thousands by filing date | call |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 70,260 | $1,563,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 47,200 | $1,562,000 | thousands by filing date | put |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 101,590 | $1,562,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 36,972 | $1,562,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 111,717 | $1,561,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 53,788 | $1,560,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 22,032 | $1,559,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 82,676 | $1,556,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 118,061 | $1,555,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 73,587 | $1,553,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 77,166 | $1,553,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 28,739 | $1,553,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 16,000 | $1,552,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 102,725 | $1,550,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 37,048 | $1,550,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 148,222 | $1,548,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 27,372 | $1,548,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 65,861 | $1,548,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 34,711 | $1,547,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 39,865 | $1,544,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 30,291 | $1,542,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 127,549 | $1,542,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 38,282 | $1,541,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 63,130 | $1,540,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 16,066 | $1,537,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 45,217 | $1,535,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 133,936 | $1,534,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 15,308 | $1,530,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 56,180 | $1,529,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 22,816 | $1,527,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 130,937 | $1,524,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 41,381 | $1,523,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 20,405 | $1,521,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 154,000 | $1,520,000 | thousands by filing date | call |
| MOBILE MINI INC | 60740F105 | COM | 36,145 | $1,519,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 18,041 | $1,519,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 79,892 | $1,517,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 24,469 | $1,517,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 27,254 | $1,517,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 20,144 | $1,517,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 109,010 | $1,516,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 692,400 | $1,516,000 | thousands by filing date | put |
| KIRBY CORP | 497266106 | COM | 19,743 | $1,513,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y165 | DAILY 500 2X ETF | 42,534 | $1,507,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 38,164 | $1,506,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 415,274 | $1,503,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 57,744 | $1,498,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 20,980 | $1,497,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 144,429 | $1,494,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 110,340 | $1,493,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 73,596 | $1,493,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 53,381 | $1,491,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 18,000 | $1,487,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 37,265 | $1,482,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 26,357 | $1,480,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 30,057 | $1,480,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 145,797 | $1,474,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 10,900 | $1,472,000 | thousands by filing date | call |
| CONSOL ENERGY INC | 20854P109 | COM | 67,700 | $1,472,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 55,561 | $1,463,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 111,222 | $1,460,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 107,292 | $1,459,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 30,000 | $1,453,000 | thousands by filing date | put |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 8,835 | $1,452,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 18,535 | $1,451,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 35,161 | $1,451,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 26,000 | $1,449,000 | thousands by filing date | put |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 28,414 | $1,448,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 24,443 | $1,445,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 45,866 | $1,441,000 | thousands by filing date | put |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 36,158 | $1,438,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 22,506 | $1,434,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 14,303 | $1,434,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 25,458 | $1,432,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 43,846 | $1,432,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 140,300 | $1,431,000 | thousands by filing date | call |
| CIENA CORP COM NEW | 171779309 | Stock | 60,395 | $1,430,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 41,611 | $1,430,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 56,871 | $1,422,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 33,080 | $1,422,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 62,533 | $1,422,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 75,281 | $1,421,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 24,955 | $1,420,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 45,302 | $1,419,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 78,764 | $1,415,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 689,280 | $1,413,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 32,494 | $1,412,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 63,297 | $1,411,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 85,350 | $1,410,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 49,221 | $1,406,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 76,350 | $1,406,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 22,925 | $1,403,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 87,540 | $1,402,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 47,796 | $1,402,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 15,349 | $1,401,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 66,137 | $1,401,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 21,220 | $1,400,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 100,911 | $1,398,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 28,738 | $1,397,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 134,330 | $1,395,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 31,556 | $1,395,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 48,092 | $1,395,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 260,652 | $1,391,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 30,081 | $1,390,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 20,100 | $1,388,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 16,119 | $1,386,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 99,864 | $1,383,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 32,674 | $1,378,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 16,756 | $1,377,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 107,066 | $1,376,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 66,745 | $1,375,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 99,428 | $1,375,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 27,136 | $1,374,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 22,038 | $1,373,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 48,859 | $1,371,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 57,170 | $1,370,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 11,736 | $1,370,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 74,504 | $1,367,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 108,302 | $1,363,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 53,269 | $1,362,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 19,696 | $1,358,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 33,077 | $1,358,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 108,473 | $1,357,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 37,500 | $1,355,000 | thousands by filing date | call |
| CUBESMART COM | 229663109 | REIT | 58,471 | $1,354,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 63,167 | $1,351,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 135,486 | $1,349,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 188,344 | $1,349,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 19,156 | $1,346,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 12,000 | $1,345,000 | thousands by filing date | call |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 85,587 | $1,341,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 18,426 | $1,340,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 109,257 | $1,338,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 15,033 | $1,337,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 72,900 | $1,333,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 12,654 | $1,332,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 71,865 | $1,331,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 40,000 | $1,330,000 | thousands by filing date | call |
| AVON PRODS INC | 054303102 | COM | 212,400 | $1,330,000 | thousands by filing date | call |
| ROSETTA RESOURCES INC | 777779307 | COM | 57,400 | $1,328,000 | thousands by filing date | call |
| H2O AMERICA | 784305104 | COM | 43,183 | $1,325,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 92,102 | $1,324,000 | thousands by filing date | |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 45,216 | $1,324,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 340,963 | $1,320,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 25,284 | $1,318,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 68,362 | $1,316,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 209,964 | $1,315,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 18,297 | $1,313,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 565,300 | $1,312,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 42,560 | $1,310,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 93,478 | $1,308,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 154,837 | $1,304,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 86,721 | $1,303,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 58,138 | $1,301,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 105,079 | $1,297,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 42,613 | $1,297,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 44,381 | $1,294,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 46,111 | $1,293,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 56,800 | $1,291,000 | thousands by filing date | put |
| YRC WORLDWIDE INC | 984249607 | COM | 99,402 | $1,290,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 34,152 | $1,288,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 27,990 | $1,286,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 383,908 | $1,286,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 77,400 | $1,285,000 | thousands by filing date | put |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 22,356 | $1,285,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 73,046 | $1,284,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 60,891 | $1,281,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 242,281 | $1,279,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 70,401 | $1,278,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 24,931 | $1,276,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 21,300 | $1,267,000 | thousands by filing date | put |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 17,267 | $1,264,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 50,196 | $1,263,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 513,509 | $1,263,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 23,800 | $1,259,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q209 | COM NEW | 1,082,967 | $1,256,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 48,406 | $1,253,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 23,085 | $1,249,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 49,352 | $1,249,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 40,300 | $1,248,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 97,266 | $1,246,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 22,079 | $1,242,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 283,197 | $1,240,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 83,715 | $1,240,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 102,198 | $1,237,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 24,334 | $1,237,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 13,700 | $1,236,000 | thousands by filing date | call |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 35,125 | $1,235,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 108,338 | $1,233,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 143,328 | $1,232,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 11,432 | $1,232,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 46,972 | $1,231,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 17,331 | $1,229,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 39,098 | $1,228,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 71,548 | $1,227,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 91,424 | $1,226,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 79,457 | $1,226,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 29,797 | $1,225,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 94,984 | $1,225,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 17,041 | $1,217,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 40,600 | $1,216,000 | thousands by filing date | put |
| COACH INC | 189754104 | COM | 35,100 | $1,215,000 | thousands by filing date | put |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 64,000 | $1,214,000 | thousands by filing date | put |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 37,598 | $1,206,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 3,989,494 | $1,205,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 49,800 | $1,203,000 | thousands by filing date | put |
| CEB INC | 125134106 | COM | 13,806 | $1,203,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 26,973 | $1,202,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 33,294 | $1,202,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 9,600 | $1,199,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 13,400 | $1,198,000 | thousands by filing date | put |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 74,112 | $1,197,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 20,199 | $1,192,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 35,906 | $1,192,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 129,833 | $1,191,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 35,818 | $1,191,000 | thousands by filing date | |
| RevShares Ultra Dividend Fund | 761396886 | COM | 41,259 | $1,190,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 29,903 | $1,189,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 29,232 | $1,188,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 14,866 | $1,183,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 42,213 | $1,183,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 20,466 | $1,182,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 51,674 | $1,180,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 28,546 | $1,180,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 41,052 | $1,179,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 482,904 | $1,178,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 21,300 | $1,174,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 45,504 | $1,174,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 138,316 | $1,173,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 11,641 | $1,172,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 95,243 | $1,170,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 27,146 | $1,170,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 10,369 | $1,167,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 78,336 | $1,166,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 14,500 | $1,162,000 | thousands by filing date | call |
| POPULAR INC | 733174700 | COM NEW | 40,218 | $1,161,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 37,051 | $1,159,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 10,726 | $1,155,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 79,064 | $1,154,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 13,100 | $1,153,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 32,110 | $1,153,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 78,924 | $1,152,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 55,095 | $1,152,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,758 | $1,152,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 140,446 | $1,151,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 265,821 | $1,151,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 44,138 | $1,145,000 | thousands by filing date | |
| NISOURCE INC - W/I | 65473P113 | Common Stock | 68,557 | $1,145,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 22,363 | $1,144,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 70,715 | $1,143,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 66,529 | $1,141,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 18,675 | $1,139,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 44,248 | $1,138,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 38,476 | $1,134,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 23,336 | $1,132,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 43,408 | $1,132,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 105,393 | $1,129,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 36,800 | $1,129,000 | thousands by filing date | put |
| SHERWIN WILLIAMS CO | 824348106 | COM | 4,100 | $1,128,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 67,710 | $1,128,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 89,455 | $1,127,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 99,193 | $1,126,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 70,204 | $1,124,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 19,958 | $1,123,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 42,724 | $1,121,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 5,703 | $1,120,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 26,397 | $1,119,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 18,498 | $1,119,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 21,200 | $1,118,000 | thousands by filing date | call |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 30,534 | $1,118,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 80,394 | $1,117,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 13,920 | $1,117,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 99,785 | $1,113,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 24,197 | $1,109,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 290,198 | $1,109,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 9,681 | $1,108,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 36,317 | $1,108,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 44,907 | $1,108,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 36,087 | $1,107,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 318,832 | $1,106,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 28,000 | $1,104,000 | thousands by filing date | call |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 25,251 | $1,103,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 40,000 | $1,102,000 | thousands by filing date | call |
| ISHARES TR | 464288430 | ASIA 50 ETF | 21,911 | $1,102,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 12,268 | $1,101,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 26,542 | $1,099,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 111,164 | $1,098,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 22,144 | $1,097,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 63,094 | $1,097,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 83,925 | $1,096,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 26,252 | $1,095,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 76,163 | $1,094,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 458,702 | $1,087,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-009205 | this filing | 2015-08-14 | acceptance time not in the bulk data set |