13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 8,518 holding rows worth $150,455,061,000.
- Accession
- 0000950123-15-009205
- Filer
- CIK 1610520
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 14,890 entries on the cover page, a total value of $150,455,061,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $150,455,131,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PENN WEST PETE LTD NEW | 707887105 | COM | 628,030 | $1,087,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 81,725 | $1,083,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 216,000 | $1,080,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 16,100 | $1,077,000 | thousands by filing date | call |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 99,763 | $1,077,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 171,376 | $1,076,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 106,725 | $1,074,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 14,142 | $1,073,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 47,007 | $1,072,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 53,278 | $1,071,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 23,478 | $1,068,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 13,045 | $1,066,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 42,640 | $1,065,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 441,400 | $1,064,000 | thousands by filing date | call |
| INGRAM MICRO INC | 457153104 | CL A | 42,479 | $1,063,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 25,722 | $1,057,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 80,732 | $1,054,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 66,264 | $1,052,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 72,800 | $1,051,000 | thousands by filing date | call |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 140,096 | $1,051,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 128,139 | $1,051,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,898,173 | $1,050,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 131,588 | $1,050,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 9,917 | $1,049,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 51,838 | $1,048,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 17,100 | $1,045,000 | thousands by filing date | put |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 67,415 | $1,044,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 21,552 | $1,044,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 49,320 | $1,042,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 16,031 | $1,042,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 91,250 | $1,042,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 32,745 | $1,041,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 10,884 | $1,040,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 69,684 | $1,040,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 286,344 | $1,040,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 55,326 | $1,040,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 11,700 | $1,039,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 18,600 | $1,037,000 | thousands by filing date | call |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 11,947 | $1,037,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 162,864 | $1,035,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 16,044 | $1,032,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 44,318 | $1,031,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 9,900 | $1,030,000 | thousands by filing date | put |
| CENCORA INC COM | 03073E105 | Stock | 9,678 | $1,029,000 | thousands by filing date | put |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 32,509 | $1,027,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 20,000 | $1,026,000 | thousands by filing date | call |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 65,057 | $1,026,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 125,650 | $1,025,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 126,120 | $1,024,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 34,940 | $1,023,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 58,313 | $1,023,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 50,300 | $1,022,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 64,097 | $1,021,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 18,183 | $1,019,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 44,207 | $1,018,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 69,769 | $1,017,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 37,701 | $1,017,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 17,708 | $1,016,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 25,430 | $1,016,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 33,119 | $1,015,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 42,015 | $1,015,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 40,660 | $1,011,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 86,826 | $1,010,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 33,172 | $1,009,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 49,391 | $1,008,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 55,598 | $1,008,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 62,964 | $1,005,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 7,806 | $1,004,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 21,142 | $1,002,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 39,713 | $1,002,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 12,345 | $1,000,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 17,908 | $999,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 25,628 | $999,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 102,712 | $998,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 44,752 | $997,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 11,400 | $996,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 19,544 | $996,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 104,437 | $993,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 86,370 | $992,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 38,787 | $988,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 20,901 | $986,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 24,867 | $985,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 152,330 | $985,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 84,760 | $984,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 33,635 | $983,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 89,930 | $981,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 22,964 | $981,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 6,811 | $979,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 41,193 | $979,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 65,737 | $978,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 26,500 | $976,000 | thousands by filing date | call |
| PATTERSON COS INC | 703395103 | COM | 20,032 | $975,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 31,986 | $974,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 73,127 | $973,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 3,200 | $971,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 204,619 | $970,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 30,100 | $969,000 | thousands by filing date | call |
| KLX INC | 482539103 | COM | 21,920 | $967,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 25,930 | $965,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 36,579 | $965,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 81,413 | $962,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 20,322 | $962,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 10,994 | $960,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 29,237 | $960,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 166,877 | $960,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 41,728 | $958,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 45,531 | $957,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 38,900 | $956,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 70,390 | $955,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 96,667 | $953,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 216,800 | $950,000 | thousands by filing date | call |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 24,733 | $949,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 14,500 | $948,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 96,659 | $948,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 29,543 | $947,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 11,600 | $947,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 45,631 | $947,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 8,451 | $945,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 14,448 | $941,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 22,560 | $938,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 25,159 | $937,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 40,000 | $937,000 | thousands by filing date | put |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 14,521 | $937,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 37,791 | $934,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 108,660 | $934,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 63,331 | $934,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 56,700 | $932,000 | thousands by filing date | put |
| PROOFPOINT INC | 743424103 | COM | 14,644 | $932,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 45,390 | $932,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 43,894 | $930,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 25,062 | $929,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 40,380 | $929,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 86,038 | $926,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 178,346 | $924,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 10,243 | $924,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 68,213 | $924,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 27,500 | $924,000 | thousands by filing date | put |
| PRAXAIR INC | 74005P104 | COM | 7,722 | $923,000 | thousands by filing date | put |
| OPENLANE INC | 48238T109 | COM | 24,576 | $919,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,800 | $918,000 | thousands by filing date | put |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 26,827 | $916,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 8,930 | $915,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 26,366 | $914,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 15,990 | $912,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 11,900 | $912,000 | thousands by filing date | put |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 58,455 | $911,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 342,647 | $911,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 9,910 | $909,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 5,200 | $908,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 13,000 | $908,000 | thousands by filing date | put |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 67,160 | $908,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 40,027 | $908,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 16,200 | $907,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354107 | COM | 58,300 | $906,000 | thousands by filing date | call |
| BLOOMIN BRANDS INC | 094235108 | COM | 42,252 | $902,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 143,800 | $900,000 | thousands by filing date | put |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 7,929 | $899,000 | thousands by filing date | put |
| F N B CORP | 302520101 | COM | 62,678 | $898,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 8,045 | $896,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 10,000 | $895,000 | thousands by filing date | call |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 51,472 | $893,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 27,953 | $892,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 68,418 | $890,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 12,565 | $890,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 73,375 | $889,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 56,000 | $888,000 | thousands by filing date | call |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 30,932 | $888,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y199 | DAILY 7-10 YR TR | 20,800 | $887,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 25,167 | $886,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 16,214 | $886,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 155,929 | $884,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 27,778 | $881,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 42,579 | $881,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 56,332 | $880,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 61,048 | $879,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 14,040 | $876,000 | thousands by filing date | put |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 25,300 | $875,000 | thousands by filing date | call |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 78,789 | $875,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 27,417 | $874,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 77,332 | $872,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 17,494 | $871,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 9,113 | $869,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 32,636 | $869,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 18,728 | $868,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 76,911 | $866,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 64,641 | $866,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 172,036 | $866,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 16,400 | $865,000 | thousands by filing date | put |
| BRIGGS & STRATTON CORP | 109043109 | COM | 44,920 | $865,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 20,600 | $860,000 | thousands by filing date | call |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 39,392 | $858,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 27,464 | $856,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 52,308 | $855,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 46,870 | $855,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 149,520 | $854,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 22,187 | $850,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 707,921 | $850,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 16,500 | $847,000 | thousands by filing date | call |
| QUIDEL CORP | 74838J101 | COM | 36,896 | $847,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 37,382 | $846,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 42,977 | $846,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 41,832 | $846,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 27,104 | $844,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 7,600 | $843,000 | thousands by filing date | call |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 55,139 | $843,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 38,656 | $840,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 22,663 | $840,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 25,000 | $839,000 | thousands by filing date | call |
| KBHOME | 48666K109 | COM | 50,455 | $837,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 66,894 | $837,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 13,320 | $837,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 258,903 | $836,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 52,548 | $836,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 13,149 | $836,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 61,226 | $834,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 16,246 | $831,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 10,393 | $829,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 31,010 | $829,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 61,671 | $828,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 152,530 | $827,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 22,731 | $826,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 31,532 | $826,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 16,266 | $826,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 42,033 | $826,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 54,996 | $825,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 49,728 | $825,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 15,808 | $823,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 353,026 | $819,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 11,684 | $816,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 73,938 | $815,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 17,069 | $813,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 56,741 | $812,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 25,400 | $811,000 | thousands by filing date | call |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 16,643 | $808,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 208,069 | $808,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 14,942 | $806,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 67,144 | $804,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 23,356 | $802,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 26,819 | $802,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 147,263 | $801,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 255,111 | $801,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 15,300 | $800,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 40,169 | $800,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 24,932 | $798,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 47,017 | $798,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 32,540 | $797,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 93,248 | $797,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 18,783 | $797,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 26,199 | $794,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 38,394 | $792,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 17,482 | $790,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 42,330 | $790,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 126,080 | $789,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 17,485 | $789,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 18,521 | $788,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 25,691 | $788,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 25,800 | $785,000 | thousands by filing date | call |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 29,661 | $784,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 78,937 | $782,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 259,034 | $777,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 113,496 | $777,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 14,563 | $776,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 60,346 | $774,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 148,700 | $774,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 79,875 | $772,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 50,949 | $772,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 112,500 | $771,000 | thousands by filing date | put |
| TELEFLEX INCORPORATED | 879369106 | COM | 5,682 | $771,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 348,999 | $771,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 14,123 | $768,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 16,035 | $766,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 16,507 | $766,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 31,239 | $765,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 30,994 | $765,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 17,884 | $765,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 41,254 | $765,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 90,375 | $765,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 31,128 | $763,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 147,830 | $762,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 18,435 | $762,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 24,147 | $759,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 44,452 | $758,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 36,591 | $758,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 65,964 | $758,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 14,821 | $756,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 17,057 | $753,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 28,259 | $752,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 50,810 | $752,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 57,543 | $751,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 26,537 | $751,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 17,500 | $749,000 | thousands by filing date | call |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 73,223 | $748,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 181,000 | $748,000 | thousands by filing date | put |
| ASSOCIATED BANC-CORP | 045487105 | COM | 36,844 | $747,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 22,900 | $747,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 29,454 | $745,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 4,000 | $744,000 | thousands by filing date | call |
| TRINET GROUP INC COM | 896288107 | Stock | 29,327 | $743,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 35,915 | $742,000 | thousands by filing date | |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 42,300 | $742,000 | thousands by filing date | put |
| AVIVA PLC | 05382A104 | ADR | 47,501 | $740,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 274,706 | $739,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 17,615 | $738,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 7,481 | $736,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 50,561 | $736,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 10,120 | $736,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 6,800 | $735,000 | thousands by filing date | call |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 24,004 | $735,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 50,700 | $735,000 | thousands by filing date | call |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 19,344 | $735,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 41,425 | $735,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 54,205 | $735,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 13,082 | $734,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 23,432 | $733,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 18,887 | $732,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 38,173 | $732,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 50,919 | $732,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 25,090 | $731,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 14,706 | $729,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 237,500 | $729,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 11,000 | $728,000 | thousands by filing date | call |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 15,750 | $728,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,400 | $728,000 | thousands by filing date | put |
| AETNA INC NEW | 00817Y108 | COM | 5,700 | $727,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,200 | $726,000 | thousands by filing date | call |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 29,975 | $726,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 27,639 | $724,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 29,944 | $723,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 70,164 | $722,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 9,553 | $721,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 15,627 | $721,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 18,824 | $717,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 32,972 | $716,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 664 | $714,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 33,656 | $713,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 11,776 | $713,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 22,728 | $713,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 20,407 | $713,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 53,700 | $712,000 | thousands by filing date | put |
| ROYAL BK OF SCOTLAND PLC | 78009P143 | RBS NASD LKD41 | 17,807 | $710,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 34,159 | $710,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 14,400 | $706,000 | thousands by filing date | put |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 26,947 | $706,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 15,317 | $705,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 83,584 | $704,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 60,227 | $704,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 28,461 | $704,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 18,590 | $702,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 15,117 | $702,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 19,567 | $700,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 9,540 | $697,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 54,358 | $697,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 51,889 | $697,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 47,582 | $696,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 25,400 | $696,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 18,164 | $695,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 919,704 | $689,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 92,757 | $689,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 68,758 | $687,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 48,480 | $687,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 62,346 | $686,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 13,542 | $684,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 22,111 | $684,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 26,413 | $683,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 49,528 | $682,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 66,293 | $682,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 366,400 | $682,000 | thousands by filing date | call |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 10,281 | $682,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 15,915 | $681,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 33,734 | $681,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 36,116 | $681,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 179,385 | $680,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 63,224 | $679,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 27,425 | $679,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 95,934 | $678,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 7,719 | $673,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 9,568 | $673,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 28,740 | $672,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 61,259 | $671,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 41,060 | $670,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 30,731 | $669,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 26,706 | $668,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 110,944 | $667,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 147,221 | $665,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 13,234 | $664,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 32,032 | $662,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 19,338 | $661,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 13,143 | $660,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 50,033 | $657,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 21,882 | $656,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 27,981 | $656,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 86,500 | $655,000 | thousands by filing date | call |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 34,862 | $653,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 42,423 | $653,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 48,139 | $651,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 9,200 | $650,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 10,983 | $650,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 36,092 | $649,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 51,915 | $648,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 17,300 | $647,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 28,103 | $646,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 27,006 | $644,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 25,000 | $642,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 13,159 | $642,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 45,585 | $641,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 14,171 | $641,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 44,706 | $640,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 48,405 | $638,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 8,444 | $637,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 11,420 | $636,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 11,713 | $636,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 131,154 | $636,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 50,007 | $636,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 65,436 | $635,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 10,451 | $635,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 114,808 | $635,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 71,856 | $634,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 37,621 | $634,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 2,900 | $633,000 | thousands by filing date | call |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 15,643 | $633,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 46,547 | $632,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 99,771 | $631,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 34,790 | $631,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 11,586 | $629,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 12,348 | $628,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 13,467 | $628,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 27,500 | $628,000 | thousands by filing date | put |
| CAPELLA EDUCATION CO | 139594105 | COM | 11,700 | $628,000 | thousands by filing date | call |
| GORMAN RUPP CO COM | 383082104 | Stock | 22,351 | $627,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 51,864 | $626,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 332,296 | $625,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 5,626 | $625,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 9,331 | $624,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 33,626 | $624,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 12,425 | $623,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 52,296 | $621,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 24,884 | $621,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 10,000 | $618,000 | thousands by filing date | call |
| TRUSTCO BK CORP N Y | 898349105 | COM | 87,741 | $617,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 10,100 | $617,000 | thousands by filing date | put |
| OPEN TEXT CORP COM | 683715106 | Stock | 15,157 | $615,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 29,700 | $615,000 | thousands by filing date | call |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 38,312 | $615,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 22,679 | $614,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 19,601 | $614,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 24,927 | $614,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 23,814 | $613,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 56,148 | $613,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 73,725 | $610,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 17,880 | $610,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 46,028 | $610,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 9,785 | $609,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 8,050 | $608,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 26,600 | $608,000 | thousands by filing date | call |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 59,730 | $607,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 35,200 | $606,000 | thousands by filing date | call |
| CYBERONICS | 23251P102 | COMMON STOCK | 10,193 | $606,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 45,758 | $604,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 132,324 | $604,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 37,051 | $604,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 8,589 | $602,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 4,901 | $602,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 34,317 | $602,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 29,500 | $601,000 | thousands by filing date | put |
| HOMEAWAY INC | 43739Q100 | COM | 19,300 | $601,000 | thousands by filing date | call |
| ORBCOMM INC | 68555P100 | COM | 88,799 | $600,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 24,047 | $600,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 5,500 | $598,000 | thousands by filing date | call |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 24,151 | $598,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 37,518 | $598,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 17,606 | $597,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 30,672 | $596,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 59,143 | $596,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 57,320 | $595,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 48,400 | $594,000 | thousands by filing date | put |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 12,300 | $593,000 | thousands by filing date | put |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 27,880 | $593,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 17,456 | $592,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 8,400 | $592,000 | thousands by filing date | call |
| CRH PLC ADS | 12626K203 | ADR | 21,083 | $592,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 8,541 | $592,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 38,405 | $590,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 9,200 | $588,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 18,800 | $588,000 | thousands by filing date | put |
| ARGAN INC | 04010E109 | COM | 14,546 | $587,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 8,821 | $581,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 29,705 | $581,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 20,423 | $579,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 23,476 | $579,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 67,300 | $578,000 | thousands by filing date | put |
| SHILOH INDUSTRIES INC | 824543102 | COM | 44,671 | $578,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 30,966 | $577,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 89,896 | $577,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 18,318 | $576,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 13,191 | $576,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 23,569 | $575,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 55,860 | $575,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 27,254 | $573,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 85,567 | $572,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 16,054 | $572,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-009205 | this filing | 2015-08-14 | acceptance time not in the bulk data set |