13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 8,518 holding rows worth $150,455,061,000.
- Accession
- 0000950123-15-009205
- Filer
- CIK 1610520
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 14,890 entries on the cover page, a total value of $150,455,061,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $150,455,131,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 12,512 | $307,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 19,400 | $307,000 | thousands by filing date | call |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 8,710 | $307,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 19,060 | $307,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 25,455 | $306,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 15,302 | $305,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 5,286 | $305,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 14,661 | $305,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 3,177 | $304,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 5,948 | $304,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 3,866 | $303,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 13,488 | $303,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 9,302 | $303,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 8,304 | $303,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 123,729 | $303,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 9,960 | $301,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 10,023 | $301,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 18,655 | $301,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 9,700 | $300,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 31,234 | $300,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 13,506 | $300,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 4,823 | $300,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 5,700 | $300,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 8,800 | $299,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047101 | CL A | 4,949 | $299,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 25,250 | $298,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,100 | $297,000 | thousands by filing date | call |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 20,419 | $296,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,942 | $296,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 12,061 | $296,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 3,902 | $296,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 12,061 | $296,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 16,500 | $296,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 45,847 | $295,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 4,500 | $294,000 | thousands by filing date | put |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 10,551 | $294,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 4,800 | $293,000 | thousands by filing date | call |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 20,944 | $293,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 6,600 | $291,000 | thousands by filing date | put |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 20,410 | $291,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 189,658 | $290,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 6,376 | $290,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 9,600 | $289,000 | thousands by filing date | call |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 18,600 | $289,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 12,466 | $289,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 3,628 | $288,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 6,700 | $288,000 | thousands by filing date | put |
| INLAND REAL ESTATE CORP | 457461200 | COM | 30,590 | $288,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 6,900 | $287,000 | thousands by filing date | put |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 15,751 | $287,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 24,032 | $286,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 108,760 | $286,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 6,574 | $286,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 22,882 | $285,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 176,092 | $285,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 5,544 | $285,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 6,851 | $284,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 14,295 | $284,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,300 | $284,000 | thousands by filing date | put |
| KOREA FD INC | 500634209 | COM NEW | 6,990 | $284,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 4,600 | $284,000 | thousands by filing date | call |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 24,258 | $284,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,000 | $283,000 | thousands by filing date | call |
| TRIMAS CORP | 896215209 | COM NEW | 9,530 | $283,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 6,506 | $283,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 25,736 | $283,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 30,168 | $283,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K208 | Cmn | 10,233 | $283,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 24,742 | $282,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 22,286 | $282,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 20,097 | $282,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 21,612 | $282,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 35,000 | $281,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 5,920 | $281,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 5,100 | $281,000 | thousands by filing date | call |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 17,592 | $281,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 15,100 | $281,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 9,456 | $281,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 34,500 | $281,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 36,093 | $280,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 18,670 | $280,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 26,251 | $280,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 10,943 | $280,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 27,022 | $280,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,500 | $279,000 | thousands by filing date | put |
| U S CONCRETE INC | 90333L201 | COM | 7,367 | $279,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 23,200 | $278,000 | thousands by filing date | call |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 23,838 | $278,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 15,484 | $278,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 3,800 | $278,000 | thousands by filing date | call |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 10,238 | $278,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 8,017 | $277,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 16,600 | $276,000 | thousands by filing date | call |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 59,900 | $276,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 126,644 | $276,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 8,077 | $276,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 10,509 | $275,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 11,005 | $275,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 4,008 | $275,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 19,172 | $274,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 7,604 | $274,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 13,816 | $274,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 11,730 | $274,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 21,842 | $273,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 7,353 | $273,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 12,416 | $273,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 8,263 | $272,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 21,712 | $272,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 5,916 | $272,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 5,473 | $271,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 13,941 | $271,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 6,709 | $271,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 18,375 | $271,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 10,988 | $270,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 14,628 | $270,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 8,743 | $270,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 8,400 | $269,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 13,218 | $269,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 9,670 | $269,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 10,884 | $269,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 6,500 | $268,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 2,550 | $268,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 1,117 | $268,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 13,020 | $267,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 18,765 | $267,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 18,726 | $267,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 333,936 | $267,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 12,800 | $266,000 | thousands by filing date | put |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 5,657 | $266,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 4,417 | $266,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 29,800 | $266,000 | thousands by filing date | call |
| ORBOTECH LTD | M75253100 | ORD | 12,793 | $266,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 23,900 | $266,000 | thousands by filing date | call |
| BRIDGE CAP HLDGS | 108030107 | COM | 8,888 | $265,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 69,923 | $265,000 | thousands by filing date | |
| FMSA HLDGS INC | 30255X106 | COM | 32,408 | $265,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 9,494 | $265,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 5,900 | $264,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 13,182 | $264,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 14,750 | $264,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 3,536 | $264,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 6,819 | $263,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 8,249 | $263,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 37,594 | $263,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 8,691 | $262,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 63,689 | $261,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 19,437 | $261,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 21,728 | $261,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 19,816 | $261,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 17,284 | $260,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 20,173 | $260,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 7,216 | $260,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 5,325 | $259,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 5,636 | $259,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 11,623 | $258,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 4,716 | $258,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 6,212 | $258,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 2,213 | $258,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 5,096 | $257,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 16,185 | $257,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 16,027 | $257,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 62,166 | $257,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 30,000 | $257,000 | thousands by filing date | put |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 29,100 | $257,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 31,440 | $256,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 3,900 | $255,000 | thousands by filing date | call |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,800 | $255,000 | thousands by filing date | put |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 29,631 | $255,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 18,881 | $255,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 9,130 | $255,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 4,363 | $255,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 104,590 | $254,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 28,000 | $253,000 | thousands by filing date | put |
| MIMEDX GROUP INC | 602496101 | COM | 21,729 | $252,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 16,940 | $252,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 4,822 | $252,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 4,732 | $252,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 36,067 | $252,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 19,921 | $252,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 17,397 | $251,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 10,013 | $250,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 7,189 | $250,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 20,043 | $250,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 22,531 | $250,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,700 | $248,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 4,135 | $248,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 14,407 | $248,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 44,029 | $248,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 27,653 | $248,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 5,000 | $247,000 | thousands by filing date | put |
| CLEARWATER PAPER CORP | 18538R103 | COM | 4,309 | $247,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 11,800 | $247,000 | thousands by filing date | call |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 7,415 | $247,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 10,000 | $247,000 | thousands by filing date | put |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 70,559 | $247,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 6,531 | $246,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 14,757 | $246,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 9,322 | $246,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 29,006 | $246,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 6,672 | $245,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 4,149 | $245,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 17,342 | $245,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 5,849 | $244,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 34,537 | $243,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 11,056 | $243,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 14,017 | $243,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 5,743 | $243,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,400 | $242,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 35,849 | $242,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 6,000 | $242,000 | thousands by filing date | call |
| Lowes Companies,Inc. | 548661107 | COM | 3,600 | $241,000 | thousands by filing date | put |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 75,134 | $241,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 13,958 | $241,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 11,314 | $241,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 8,200 | $241,000 | thousands by filing date | put |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 17,390 | $241,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 9,339 | $241,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,300 | $240,000 | thousands by filing date | call |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 12,832 | $240,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 15,400 | $240,000 | thousands by filing date | call |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 20,867 | $239,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 12,050 | $239,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 2,401 | $238,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 6,200 | $237,000 | thousands by filing date | put |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 15,000 | $237,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 26,700 | $237,000 | thousands by filing date | call |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 6,073 | $237,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 3,198 | $237,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 8,735 | $236,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,800 | $236,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 6,500 | $235,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 12,500 | $235,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 9,796 | $235,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 800 | $234,000 | thousands by filing date | put |
| KEY ENERGY SVCS INC | 492914106 | COM | 130,000 | $234,000 | thousands by filing date | call |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 60,748 | $234,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 45,000 | $233,000 | thousands by filing date | call |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 2,807 | $233,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 15,529 | $233,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 11,653 | $233,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 5,496 | $233,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 14,198 | $233,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 20,834 | $232,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,179 | $232,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 14,229 | $232,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 2,310 | $232,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 7,900 | $232,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 140,800 | $232,000 | thousands by filing date | call |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,887 | $232,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 24,496 | $231,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 2,274 | $231,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 4,929 | $231,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 3,659 | $230,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 15,725 | $230,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 14,258 | $230,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,500 | $229,000 | thousands by filing date | call |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 10,660 | $229,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 3,974 | $229,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 14,741 | $229,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 4,732 | $229,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 8,369 | $229,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 34,014 | $229,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 9,090 | $228,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 11,410 | $228,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 2,300 | $227,000 | thousands by filing date | call |
| QIWI PLC | 74735M108 | SPON ADR REP B | 8,049 | $226,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 3,405 | $225,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 2,573 | $225,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 23,069 | $225,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 4,056 | $225,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,100 | $224,000 | thousands by filing date | put |
| WILEY JOHN & SONS INC | 968223305 | CL B | 4,140 | $224,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 37,900 | $224,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 35,020 | $224,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 9,141 | $224,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,300 | $223,000 | thousands by filing date | put |
| KEY ENERGY SVCS INC | 492914106 | COM | 123,826 | $223,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 8,276 | $223,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 13,500 | $222,000 | thousands by filing date | call |
| UNIFI INC | 904677200 | COM NEW | 6,656 | $222,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 18,154 | $222,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 25,466 | $221,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 2,800 | $221,000 | thousands by filing date | put |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 15,685 | $221,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1,419 | $220,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 13,506 | $220,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 32,152 | $220,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 2,115 | $220,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 10,774 | $219,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 8,174 | $219,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 8,910 | $219,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 92,647 | $219,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 67,489 | $219,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 4,139 | $218,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 4,429 | $218,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 10,220 | $217,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 116,100 | $217,000 | thousands by filing date | call |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 15,870 | $217,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 8,000 | $216,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 9,000 | $216,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 4,025 | $216,000 | thousands by filing date | call |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 1,810 | $216,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 2,066 | $216,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,300 | $215,000 | thousands by filing date | call |
| NEWMONT CORP | 651639106 | COM | 9,200 | $215,000 | thousands by filing date | call |
| BELDEN INC COM | 077454106 | Stock | 2,637 | $215,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 3,075 | $215,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 3,600 | $214,000 | thousands by filing date | call |
| CUSHING RENAISSANCE FD | 231647108 | COM | 11,091 | $214,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 28,633 | $214,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 14,410 | $214,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 4,367 | $213,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 12,267 | $213,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 6,488 | $213,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G878 | IPATH GEMS ASIA8 | 5,066 | $213,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 4,000 | $212,000 | thousands by filing date | put |
| FLUOR CORP | 343412102 | COM | 4,000 | $212,000 | thousands by filing date | call |
| PLY GEM HLDGS INC | 72941W100 | COM | 17,936 | $212,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 3,496 | $211,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 6,245 | $211,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 3,881 | $210,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 5,766 | $210,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 11,463 | $210,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 3,193 | $210,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 7,136 | $210,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 3,893 | $210,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 2,837 | $210,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 6,859 | $210,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 7,400 | $209,000 | thousands by filing date | call |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 5,284 | $209,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 5,300 | $208,000 | thousands by filing date | call |
| SIMPSON MFG INC | 829073105 | COM | 6,122 | $208,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,500 | $208,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 5,195 | $208,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 13,321 | $208,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 13,603 | $208,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 16,370 | $208,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 12,005 | $208,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,600 | $207,000 | thousands by filing date | call |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 7,825 | $207,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 4,175 | $206,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 38,536 | $206,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 3,489 | $206,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 8,206 | $206,000 | thousands by filing date | |
| REMY INTL INC NEW | 75971M108 | COM | 9,305 | $206,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 22,400 | $205,000 | thousands by filing date | put |
| DIODES INC COM | 254543101 | Stock | 8,531 | $205,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,700 | $205,000 | thousands by filing date | call |
| ENVIRI CORP | 415864107 | COM | 12,444 | $205,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 8,112 | $204,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 12,366 | $204,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 44,232 | $204,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 11,042 | $203,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 24,376 | $203,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 8,478 | $203,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 16,400 | $203,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 3,454 | $203,000 | thousands by filing date | |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 1,759 | $203,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 22,000 | $202,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 19,295 | $202,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 182,282 | $202,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 2,052 | $202,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,700 | $201,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 8,445 | $201,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 49,000 | $201,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 16,041 | $201,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 22,200 | $201,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 23,395 | $201,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 15,138 | $201,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 13,051 | $201,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y651 | NORTH SQUA MCKE | 2,023 | $201,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 6,400 | $200,000 | thousands by filing date | call |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 3,273 | $200,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 1,702 | $200,000 | thousands by filing date | |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 2,769 | $200,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 4,701 | $199,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 2,622 | $199,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 17,570 | $199,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 10,750 | $199,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 5,274 | $198,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 10,100 | $198,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 4,151 | $198,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 3,450 | $198,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 15,498 | $198,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 2,300 | $197,000 | thousands by filing date | call |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 9,345 | $196,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 7,352 | $196,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 13,313 | $196,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 14,069 | $195,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 4,734 | $195,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 12,727 | $195,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 10,100 | $195,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 8,880 | $195,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 8,000 | $194,000 | thousands by filing date | call |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 543 | $194,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 2,947 | $194,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 83,400 | $193,000 | thousands by filing date | put |
| WENDYS CO COM | 95058W100 | Stock | 17,100 | $193,000 | thousands by filing date | call |
| RINGCENTRAL INC | 76680R206 | CL A | 10,478 | $193,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 6,699 | $193,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 12,306 | $193,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 4,083 | $192,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 9,327 | $192,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 17,300 | $192,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 8,800 | $192,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 195,987 | $192,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 49,174 | $192,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 19,456 | $191,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 10,530 | $191,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 41,155 | $191,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 30,700 | $191,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 3,596 | $191,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 2,800 | $190,000 | thousands by filing date | put |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 2,769 | $189,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 28,693 | $189,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 2,400 | $189,000 | thousands by filing date | put |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 23,200 | $189,000 | thousands by filing date | call |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 26,963 | $189,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 12,171 | $188,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 7,300 | $188,000 | thousands by filing date | put |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 14,456 | $188,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,500 | $187,000 | thousands by filing date | put |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,716 | $187,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 7,573 | $187,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 2,181 | $187,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 11,410 | $187,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 21,874 | $187,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 10,444 | $187,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 7,838 | $186,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 17,014 | $186,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 212,500 | $186,000 | thousands by filing date | call |
| IMPERVA INC | 45321L100 | COM | 2,759 | $186,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 8,541 | $186,000 | thousands by filing date | |
| SANCHEZ PRODTN PARTNE | 79971C102 | COMMON | 96,440 | $186,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 1,400 | $185,000 | thousands by filing date | call |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 71,708 | $185,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 5,049 | $185,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 33,854 | $185,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 22,679 | $185,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 19,153 | $185,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 26,202 | $184,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 609,000 | $184,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 13,744 | $184,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 2,300 | $183,000 | thousands by filing date | call |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 5,900 | $183,000 | thousands by filing date | call |
| PICO HLDGS INC | 693366205 | COM NEW | 12,460 | $183,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 12,040 | $183,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 5,018 | $182,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 2,146 | $182,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,496 | $182,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,800 | $181,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,500 | $181,000 | thousands by filing date | call |
| OXFORD INDS INC | 691497309 | COM | 2,071 | $181,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 2,194 | $181,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 39,335 | $181,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 3,659 | $180,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 62,093 | $180,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 10,168 | $180,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 17,100 | $179,000 | thousands by filing date | put |
| SKYWEST INC COM | 830879102 | Stock | 11,895 | $179,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 9,000 | $179,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 6,624 | $179,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 25,270 | $179,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 59,359 | $179,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 43,900 | $178,000 | thousands by filing date | call |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 2,720 | $178,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 6,175 | $178,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 16,965 | $178,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 29,363 | $177,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 22,739 | $177,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 27,766 | $177,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 5,501 | $177,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 13,677 | $177,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 8,554 | $177,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 1,985 | $176,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 13,900 | $176,000 | thousands by filing date | call |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 37,067 | $176,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 13,214 | $176,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 6,634 | $176,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 22,737 | $176,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 7,656 | $176,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,700 | $175,000 | thousands by filing date | call |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 5,037 | $175,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 13,285 | $175,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 7,232 | $175,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 6,193 | $174,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 35,000 | $174,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 31,000 | $174,000 | thousands by filing date | call |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 10,323 | $174,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 5,434 | $174,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 34,433 | $174,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 7,986 | $174,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,700 | $173,000 | thousands by filing date | call |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,400 | $173,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 2,200 | $173,000 | thousands by filing date | call |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 8,710 | $173,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 16,807 | $173,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 24,288 | $173,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 3,000 | $172,000 | thousands by filing date | call |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 2,507 | $172,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-009205 | this filing | 2015-08-14 | acceptance time not in the bulk data set |