13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 8,518 holding rows worth $150,455,061,000.
- Accession
- 0000950123-15-009205
- Filer
- CIK 1610520
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 14,890 entries on the cover page, a total value of $150,455,061,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $150,455,131,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 83,889 | $3,285,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 164,250 | $3,283,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 65,500 | $3,280,000 | thousands by filing date | put |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 415,018 | $3,279,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 238,861 | $3,268,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 56,706 | $3,268,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 573,600 | $3,264,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 371,399 | $3,264,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 715,116 | $3,261,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 115,534 | $3,257,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 246,869 | $3,255,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 99,187 | $3,253,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 102,298 | $3,253,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 180,497 | $3,243,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 569,811 | $3,242,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 84,200 | $3,240,000 | thousands by filing date | call |
| STANDARD PAC CORP NEW | 85375C101 | COM | 363,303 | $3,237,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 95,456 | $3,235,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 28,723 | $3,234,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 416,633 | $3,229,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 69,125 | $3,221,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 86,615 | $3,221,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 414,278 | $3,219,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 35,746 | $3,215,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 45,785 | $3,214,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 69,329 | $3,198,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 59,894 | $3,196,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 132,962 | $3,189,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 85,000 | $3,187,000 | thousands by filing date | call |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 257,476 | $3,185,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 61,973 | $3,181,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 95,403 | $3,180,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 132,600 | $3,173,000 | thousands by filing date | put |
| NEWMARKET CORP COM | 651587107 | Stock | 7,144 | $3,172,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 280,587 | $3,168,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 45,828 | $3,154,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 188,001 | $3,141,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 35,900 | $3,138,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 132,726 | $3,135,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 702,666 | $3,134,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 176,724 | $3,132,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 170,834 | $3,126,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 45,605 | $3,122,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 31,977 | $3,118,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 30,061 | $3,116,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 64,000 | $3,112,000 | thousands by filing date | call |
| IPG PHOTONICS CORP | 44980X109 | COM | 36,507 | $3,110,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 54,400 | $3,107,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 30,000 | $3,106,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 27,250 | $3,103,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 181,252 | $3,103,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 214,155 | $3,101,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 498,358 | $3,100,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 94,900 | $3,098,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 70,432 | $3,098,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 58,900 | $3,096,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 199,925 | $3,094,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 165,775 | $3,093,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 1,917,029 | $3,087,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 37,683 | $3,084,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 104,805 | $3,082,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 115,971 | $3,081,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 690,051 | $3,078,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 71,508 | $3,077,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 85,280 | $3,077,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 75,718 | $3,075,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 6,560 | $3,075,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 121,048 | $3,075,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 118,798 | $3,071,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 31,501 | $3,071,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 243,069 | $3,068,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 244,500 | $3,061,000 | thousands by filing date | put |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 91,366 | $3,060,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 93,315 | $3,051,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 62,300 | $3,047,000 | thousands by filing date | put |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 77,800 | $3,046,000 | thousands by filing date | put |
| Intuit Inc. | 461202103 | COM | 30,200 | $3,043,000 | thousands by filing date | call |
| TECHNIPFMC PLC | 30249U101 | COM | 73,167 | $3,036,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 249,384 | $3,033,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 60,600 | $3,032,000 | thousands by filing date | call |
| JAMBA INC | 47023A309 | COM NEW | 195,221 | $3,024,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 591,177 | $3,015,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 82,700 | $3,014,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554102 | COM | 70,415 | $3,009,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 23,878 | $3,006,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 240,086 | $3,006,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 60,821 | $3,004,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 29,100 | $3,002,000 | thousands by filing date | call |
| LOGITECH INTL S A SHS | H50430232 | Stock | 204,399 | $2,996,000 | thousands by filing date | put |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 73,300 | $2,996,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q209 | COM NEW | 2,581,500 | $2,995,000 | thousands by filing date | put |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 303,182 | $2,986,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 307,193 | $2,983,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 107,537 | $2,980,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 41,343 | $2,975,000 | thousands by filing date | call |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 106,722 | $2,968,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 20,933 | $2,963,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 96,116 | $2,956,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 460,876 | $2,955,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 55,100 | $2,954,000 | thousands by filing date | call |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 75,322 | $2,954,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 49,975 | $2,948,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 2,695,990 | $2,938,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 58,605 | $2,937,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 148,800 | $2,936,000 | thousands by filing date | put |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 153,256 | $2,936,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 237,837 | $2,935,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 320,100 | $2,935,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 17,394 | $2,929,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 28,562 | $2,925,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 56,940 | $2,923,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 181,600 | $2,920,000 | thousands by filing date | put |
| ENCANA CORP | 292505104 | COM | 264,700 | $2,917,000 | thousands by filing date | call |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 55,083 | $2,916,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 46,897 | $2,912,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 22,496 | $2,911,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 63,927 | $2,911,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 83,141 | $2,910,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 127,133 | $2,909,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 24,300 | $2,905,000 | thousands by filing date | call |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 32,086 | $2,901,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 22,113 | $2,899,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 50,000 | $2,894,000 | thousands by filing date | put |
| DECKERS OUTDOOR CORP | 243537107 | COM | 40,199 | $2,893,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 269,402 | $2,891,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 26,291 | $2,882,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 40,000 | $2,879,000 | thousands by filing date | put |
| STELLUS CAP INVT CORP | 858568108 | COM | 252,177 | $2,875,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 29,300 | $2,873,000 | thousands by filing date | call |
| KLA CORP | 482480100 | COM | 51,100 | $2,872,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287108 | COM | 46,600 | $2,870,000 | thousands by filing date | put |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 126,827 | $2,863,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 20,193 | $2,862,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 37,184 | $2,861,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 122,967 | $2,859,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 128,400 | $2,859,000 | thousands by filing date | put |
| PRICESMART INC COM | 741511109 | Stock | 31,306 | $2,858,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 126,200 | $2,856,000 | thousands by filing date | call |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 224,377 | $2,843,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 272,595 | $2,840,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 142,344 | $2,840,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 243,520 | $2,839,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 49,246 | $2,831,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 153,563 | $2,830,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 116,370 | $2,825,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 102,800 | $2,823,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 53,393 | $2,821,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 38,800 | $2,818,000 | thousands by filing date | call |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 197,520 | $2,807,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 516,648 | $2,805,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 33,500 | $2,802,000 | thousands by filing date | call |
| HIBBETT INC | 428567101 | COM | 59,992 | $2,795,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 50,043 | $2,794,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 145,000 | $2,794,000 | thousands by filing date | put |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 52,888 | $2,789,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 78,909 | $2,787,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 98,711 | $2,785,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 42,518 | $2,781,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 50,403 | $2,778,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 199,172 | $2,774,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 728,016 | $2,773,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 180,562 | $2,773,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 110,663 | $2,772,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 22,110 | $2,770,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 290,350 | $2,770,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 176,432 | $2,770,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 55,296 | $2,764,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 248,900 | $2,763,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 96,587 | $2,762,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 127,635 | $2,761,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 62,400 | $2,756,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 44,000 | $2,754,000 | thousands by filing date | call |
| SUN CMNTYS INC COM | 866674104 | REIT | 44,482 | $2,750,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 100,460 | $2,748,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 62,921 | $2,746,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 26,689 | $2,744,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 129,774 | $2,743,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 41,888 | $2,741,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 147,370 | $2,736,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 39,351 | $2,735,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 19,090 | $2,734,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 104,500 | $2,720,000 | thousands by filing date | call |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 59,279 | $2,714,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 141,217 | $2,712,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 33,100 | $2,711,000 | thousands by filing date | call |
| AXIALL CORP | 05463D100 | COM | 75,000 | $2,704,000 | thousands by filing date | put |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 294,911 | $2,704,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 44,900 | $2,703,000 | thousands by filing date | put |
| BANK HAWAII CORP | 062540109 | COM | 40,502 | $2,701,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 101,194 | $2,701,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 130,760 | $2,700,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 245,600 | $2,689,000 | thousands by filing date | call |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 38,471 | $2,685,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 172,800 | $2,685,000 | thousands by filing date | put |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 50,000 | $2,680,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 216,856 | $2,679,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 59,819 | $2,678,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 73,388 | $2,658,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 87,025 | $2,656,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 13,979 | $2,656,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 163,700 | $2,652,000 | thousands by filing date | put |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 161,680 | $2,651,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 366,161 | $2,644,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 217,836 | $2,640,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 73,499 | $2,640,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 188,478 | $2,639,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 80,092 | $2,637,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 200,000 | $2,637,000 | thousands by filing date | call |
| CA INC COM | 12673P105 | COM | 90,046 | $2,637,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 322,897 | $2,635,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 45,684 | $2,634,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 46,800 | $2,631,000 | thousands by filing date | call |
| PHI INC-NON VOTING | 69336T205 | COM | 87,582 | $2,630,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 6,500 | $2,626,000 | thousands by filing date | call |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 178,953 | $2,624,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 45,736 | $2,623,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 184,418 | $2,621,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 528,900 | $2,618,000 | thousands by filing date | put |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 109,271 | $2,615,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 43,802 | $2,611,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 63,400 | $2,608,000 | thousands by filing date | call |
| KBR INC COM | 48242W106 | Stock | 133,823 | $2,606,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 41,782 | $2,604,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 50,000 | $2,603,000 | thousands by filing date | put |
| OPHTHOTECH CORP | 683745103 | COM | 50,000 | $2,603,000 | thousands by filing date | call |
| SABRE CORP COM | 78573M104 | Stock | 109,350 | $2,602,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 130,325 | $2,601,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 60,141 | $2,598,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 20,978 | $2,594,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 35,395 | $2,591,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 49,868 | $2,589,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 39,500 | $2,584,000 | thousands by filing date | put |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 204,196 | $2,583,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 50,000 | $2,582,000 | thousands by filing date | put |
| SIERRA WIRELESS INC | 826516106 | COM | 103,444 | $2,572,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 103,854 | $2,563,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 59,021 | $2,561,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 201,572 | $2,560,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 192,398 | $2,556,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 16,264 | $2,549,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 41,277 | $2,547,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 59,765 | $2,544,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 44,491 | $2,542,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 74,697 | $2,539,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 108,120 | $2,537,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 41,200 | $2,534,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 168,500 | $2,533,000 | thousands by filing date | call |
| ENDO INTL PLC | G30401106 | SHS | 31,800 | $2,533,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 89,141 | $2,529,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 25,051 | $2,528,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 68,897 | $2,520,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 73,946 | $2,520,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 40,000 | $2,519,000 | thousands by filing date | put |
| GRACO INC COM | 384109104 | Stock | 35,453 | $2,518,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 169,874 | $2,516,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 37,282 | $2,515,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 66,909 | $2,514,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 182,483 | $2,509,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 36,323 | $2,509,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 182,582 | $2,505,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 893,692 | $2,503,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 88,991 | $2,503,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 45,038 | $2,500,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 364,600 | $2,498,000 | thousands by filing date | call |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 475,762 | $2,498,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 25,000 | $2,498,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 121,847 | $2,496,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 249,979 | $2,495,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 96,865 | $2,495,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 58,800 | $2,493,000 | thousands by filing date | call |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 290,797 | $2,492,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 44,453 | $2,491,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 150,243 | $2,487,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 526,789 | $2,486,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 40,700 | $2,486,000 | thousands by filing date | call |
| HOSPIRA INC | 441060100 | COM | 28,009 | $2,485,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 172,984 | $2,484,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 40,000 | $2,484,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 293,100 | $2,483,000 | thousands by filing date | call |
| AES TR III | 00808N202 | PFD CV 6.75% | 48,798 | $2,482,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 76,173 | $2,480,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 27,313 | $2,480,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 38,010 | $2,479,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 34,260 | $2,479,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 187,275 | $2,476,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 115,300 | $2,474,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 48,200 | $2,472,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 357,253 | $2,472,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 569,316 | $2,471,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 73,158 | $2,471,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 119,795 | $2,462,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 57,063 | $2,447,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 70,099 | $2,439,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 50,796 | $2,438,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 96,336 | $2,431,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 16,142 | $2,431,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 53,115 | $2,427,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 61,242 | $2,423,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 178,100 | $2,415,000 | thousands by filing date | call |
| FIRST SOLAR INC COM | 336433107 | Stock | 51,347 | $2,413,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 20,815 | $2,409,000 | thousands by filing date | call |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 184,714 | $2,401,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 80,120 | $2,400,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 84,484 | $2,398,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 288,881 | $2,398,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 193,897 | $2,398,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 46,105 | $2,394,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 153,800 | $2,393,000 | thousands by filing date | put |
| MENTOR GRAPHICS CORP | 587200106 | COM | 90,096 | $2,382,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 36,183 | $2,378,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 230,449 | $2,376,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 167,319 | $2,376,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 119,889 | $2,371,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 61,197 | $2,364,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 76,700 | $2,364,000 | thousands by filing date | call |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 100,744 | $2,362,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 58,615 | $2,360,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 249,964 | $2,360,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 50,963 | $2,355,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 100,600 | $2,349,000 | thousands by filing date | call |
| UDR INC COM | 902653104 | REIT | 73,309 | $2,348,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 29,872 | $2,348,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 72,884 | $2,343,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 26,700 | $2,338,000 | thousands by filing date | call |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 98,764 | $2,338,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 88,620 | $2,338,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 24,400 | $2,335,000 | thousands by filing date | put |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 173,163 | $2,334,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 254,500 | $2,331,000 | thousands by filing date | call |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 44,998 | $2,328,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 32,663 | $2,328,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 105,059 | $2,322,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 25,296 | $2,321,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 54,905 | $2,318,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 29,100 | $2,318,000 | thousands by filing date | put |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 815,989 | $2,317,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 101,200 | $2,315,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011107 | COM | 104,500 | $2,306,000 | thousands by filing date | call |
| CALGON CARBON CORP | 129603106 | COM | 118,956 | $2,305,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 106,103 | $2,298,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 110,143 | $2,295,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 182,900 | $2,290,000 | thousands by filing date | call |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 41,189 | $2,283,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 102,142 | $2,278,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 492,612 | $2,276,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 80,000 | $2,274,000 | thousands by filing date | put |
| GARMIN LTD SHS | H2906T109 | Stock | 51,700 | $2,271,000 | thousands by filing date | put |
| BADGER METER INC COM | 056525108 | Stock | 35,742 | $2,270,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 100,613 | $2,270,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 253,419 | $2,268,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 104,014 | $2,264,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 88,796 | $2,263,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 121,998 | $2,259,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 23,551 | $2,254,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 183,500 | $2,252,000 | thousands by filing date | call |
| AVERY DENNISON CORP COM | 053611109 | Stock | 36,937 | $2,251,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 70,598 | $2,251,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 61,886 | $2,249,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 241,109 | $2,247,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 193,824 | $2,244,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 37,228 | $2,241,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 81,201 | $2,239,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 117,045 | $2,239,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 65,438 | $2,239,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 42,400 | $2,233,000 | thousands by filing date | call |
| TENNANT CO | 880345103 | COM | 34,099 | $2,229,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 70,057 | $2,226,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 82,309 | $2,221,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 161,562 | $2,221,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 73,363 | $2,219,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 36,000 | $2,217,000 | thousands by filing date | call |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 174,575 | $2,216,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 13,886 | $2,215,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 41,600 | $2,212,000 | thousands by filing date | call |
| U S G CORP | 903293405 | COM NEW | 79,552 | $2,211,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 65,000 | $2,210,000 | thousands by filing date | call |
| STANTEC INC COM | 85472N109 | Stock | 75,549 | $2,207,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 20,000 | $2,206,000 | thousands by filing date | call |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 20,765 | $2,204,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 37,845 | $2,203,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 31,469 | $2,201,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 32,600 | $2,198,000 | thousands by filing date | put |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 94,039 | $2,195,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 50,229 | $2,193,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 61,578 | $2,191,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 91,390 | $2,191,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 40,000 | $2,190,000 | thousands by filing date | put |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 155,251 | $2,189,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 244,771 | $2,188,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 20,888 | $2,185,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 53,016 | $2,184,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 45,730 | $2,179,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 806,071 | $2,177,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 183,976 | $2,176,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 26,232 | $2,175,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 55,487 | $2,174,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 190,597 | $2,169,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 77,154 | $2,164,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 34,254 | $2,158,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 86,200 | $2,158,000 | thousands by filing date | put |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 86,993 | $2,157,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 44,397 | $2,156,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 166,339 | $2,153,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 83,231 | $2,148,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 39,537 | $2,147,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 157,719 | $2,146,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 155,661 | $2,145,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 25,893 | $2,139,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 114,557 | $2,136,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 92,062 | $2,128,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 40,370 | $2,123,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 26,200 | $2,122,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 33,300 | $2,122,000 | thousands by filing date | call |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 67,185 | $2,122,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 301,848 | $2,122,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 172,700 | $2,121,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 259,442 | $2,121,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 126,200 | $2,120,000 | thousands by filing date | call |
| WORLD KINECT CORPORATION | 981475106 | COM | 44,192 | $2,119,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 51,400 | $2,118,000 | thousands by filing date | call |
| ISHARES TR | 46434V571 | ISHARES TR | 83,586 | $2,111,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 35,096 | $2,110,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 54,447 | $2,110,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 166,900 | $2,108,000 | thousands by filing date | put |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 83,583 | $2,108,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 83,107 | $2,108,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 166,800 | $2,107,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 31,100 | $2,106,000 | thousands by filing date | call |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 245,000 | $2,105,000 | thousands by filing date | call |
| CBS CORP NEW | 124857202 | CL B | 37,900 | $2,103,000 | thousands by filing date | put |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 230,328 | $2,101,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 51,912 | $2,096,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 236,546 | $2,096,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 377,205 | $2,094,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 705,671 | $2,089,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 14,695 | $2,086,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 100,872 | $2,086,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 39,591 | $2,081,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 126,636 | $2,080,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 126,623 | $2,079,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 15,700 | $2,078,000 | thousands by filing date | put |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 251,202 | $2,077,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 306,918 | $2,075,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 84,528 | $2,075,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 200,700 | $2,075,000 | thousands by filing date | call |
| PHARMERICA CORP | 71714F104 | COM | 62,175 | $2,070,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 115,000 | $2,069,000 | thousands by filing date | call |
| CAMBREX CORP | 132011107 | COM | 47,076 | $2,069,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 30,299 | $2,068,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 44,596 | $2,068,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 50,322 | $2,065,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 116,783 | $2,063,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 233,028 | $2,060,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 129,962 | $2,059,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 38,459 | $2,054,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 42,970 | $2,053,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 39,180 | $2,052,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 61,489 | $2,049,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 53,000 | $2,045,000 | thousands by filing date | call |
| BANK OF THE OZARKS | 063904106 | COM | 44,703 | $2,045,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 154,107 | $2,044,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 8,812 | $2,044,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 29,902 | $2,043,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 112,903 | $2,042,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 337,833 | $2,040,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 95,592 | $2,036,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 78,078 | $2,034,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 25,864 | $2,032,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 113,985 | $2,032,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 35,459 | $2,031,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 63,877 | $2,029,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 67,091 | $2,025,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 44,312 | $2,018,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 8,193 | $2,017,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 31,200 | $2,017,000 | thousands by filing date | call |
| TANGER INC | 875465106 | COM | 63,400 | $2,010,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 85,972 | $2,007,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 44,367 | $2,007,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 84,119 | $2,005,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 14,856 | $2,003,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 75,000 | $2,003,000 | thousands by filing date | put |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 67,930 | $1,998,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 94,736 | $1,995,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 149,212 | $1,994,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 220,000 | $1,991,000 | thousands by filing date | call |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 80,671 | $1,991,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 44,335 | $1,990,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 177,067 | $1,981,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 37,942 | $1,981,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 68,945 | $1,981,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 128,567 | $1,980,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 168,992 | $1,979,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 2,000,000 | $1,978,000 | thousands by filing date | principal |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 37,172 | $1,974,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 41,871 | $1,973,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 28,724 | $1,972,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 53,000 | $1,966,000 | thousands by filing date | call |
| AKORN INC | 009728106 | COM | 45,000 | $1,965,000 | thousands by filing date | put |
| AKORN INC | 009728106 | COM | 45,000 | $1,965,000 | thousands by filing date | call |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 85,841 | $1,964,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-009205 | this filing | 2015-08-14 | acceptance time not in the bulk data set |