13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 8,518 holding rows worth $150,455,061,000.
- Accession
- 0000950123-15-009205
- Filer
- CIK 1610520
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 14,890 entries on the cover page, a total value of $150,455,061,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $150,455,131,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 47,766 | $5,417,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 870,875 | $5,408,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 124,008 | $5,393,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,442,456 | $5,380,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 169,779 | $5,376,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 114,600 | $5,369,000 | thousands by filing date | put |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 179,185 | $5,350,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 94,853 | $5,332,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 122,848 | $5,320,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 365,499 | $5,310,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 38,800 | $5,307,000 | thousands by filing date | call |
| ISHARES TR | 46434V886 | CMN | 167,428 | $5,304,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 88,405 | $5,304,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 886,281 | $5,300,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 88,100 | $5,298,000 | thousands by filing date | call |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 63,135 | $5,298,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 518,119 | $5,285,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 230,105 | $5,283,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 60,671 | $5,275,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 346,522 | $5,274,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 81,957 | $5,273,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 37,798 | $5,267,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 74,944 | $5,258,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 132,850 | $5,248,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 285,367 | $5,239,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 265,065 | $5,211,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 59,340 | $5,210,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 94,541 | $5,210,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 51,311 | $5,193,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 84,475 | $5,193,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 369,307 | $5,182,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 59,100 | $5,178,000 | thousands by filing date | call |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 97,932 | $5,175,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 98,272 | $5,173,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 412,349 | $5,171,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 76,350 | $5,169,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 393,207 | $5,167,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 120,900 | $5,160,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 282,636 | $5,157,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 242,000 | $5,157,000 | thousands by filing date | call |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 216,619 | $5,151,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 561,893 | $5,147,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 91,300 | $5,147,000 | thousands by filing date | put |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 443,248 | $5,146,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 147,162 | $5,141,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 56,333 | $5,137,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 353,947 | $5,136,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 56,242 | $5,131,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 167,225 | $5,120,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 225,340 | $5,108,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 130,826 | $5,101,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 218,200 | $5,097,000 | thousands by filing date | put |
| JACK IN THE BOX INC | 466367109 | COM | 57,639 | $5,082,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 108,439 | $5,081,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 130,613 | $5,077,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 59,148 | $5,073,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 186,591 | $5,068,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 82,837 | $5,062,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 222,500 | $5,057,000 | thousands by filing date | call |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 110,296 | $5,054,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 92,613 | $5,051,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 336,704 | $5,047,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 457,872 | $5,046,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 69,604 | $5,042,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 250,000 | $5,038,000 | thousands by filing date | put |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 377,557 | $5,037,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 154,442 | $5,036,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 250,300 | $5,034,000 | thousands by filing date | put |
| QUESTAR CORP | 748356102 | COM | 240,348 | $5,026,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 50,949 | $5,025,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 74,143 | $5,025,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 112,477 | $5,020,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 112,800 | $5,017,000 | thousands by filing date | call |
| ISHARES TR | 46429B135 | INT PFD STK FD | 254,988 | $5,016,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 117,550 | $5,012,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 326,900 | $5,005,000 | thousands by filing date | put |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 198,487 | $5,002,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 110,500 | $4,999,000 | thousands by filing date | put |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 158,184 | $4,998,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 117,007 | $4,995,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 225,400 | $4,993,000 | thousands by filing date | put |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 127,135 | $4,993,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 122,000 | $4,987,000 | thousands by filing date | call |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 404,876 | $4,980,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 272,700 | $4,977,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 514,284 | $4,973,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 144,728 | $4,969,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 54,799 | $4,966,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 116,247 | $4,962,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 277,636 | $4,959,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 128,200 | $4,957,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 608,196 | $4,957,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 97,295 | $4,950,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 64,656 | $4,949,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 199,590 | $4,948,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 183,403 | $4,948,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 73,800 | $4,941,000 | thousands by filing date | call |
| CMS ENERGY CORP COM | 125896100 | Stock | 155,000 | $4,935,000 | thousands by filing date | call |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 102,489 | $4,921,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 122,399 | $4,914,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 57,643 | $4,906,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 50,234 | $4,905,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 208,199 | $4,885,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 148,975 | $4,876,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 613,156 | $4,875,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 595,624 | $4,872,000 | thousands by filing date | call |
| FIRST SOLAR INC COM | 336433107 | Stock | 103,600 | $4,867,000 | thousands by filing date | call |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 314,755 | $4,864,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 297,792 | $4,863,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 578,220 | $4,863,000 | thousands by filing date | call |
| NORDSON CORP | 655663102 | COM | 62,310 | $4,854,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 194,451 | $4,854,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 160,914 | $4,851,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 128,476 | $4,841,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 531,983 | $4,838,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 70,100 | $4,836,000 | thousands by filing date | put |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 80,600 | $4,831,000 | thousands by filing date | call |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 503,185 | $4,831,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 84,353 | $4,827,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 56,200 | $4,819,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 69,200 | $4,818,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 84,605 | $4,803,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 338,382 | $4,802,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 247,626 | $4,801,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 35,200 | $4,791,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 152,680 | $4,789,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 98,900 | $4,786,000 | thousands by filing date | call |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 320,314 | $4,772,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 68,600 | $4,769,000 | thousands by filing date | call |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 195,217 | $4,767,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 109,188 | $4,763,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 133,150 | $4,762,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 220,375 | $4,756,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 377,155 | $4,756,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 268,062 | $4,751,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 227,804 | $4,745,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 165,300 | $4,728,000 | thousands by filing date | put |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 86,015 | $4,723,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 58,424 | $4,708,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 391,932 | $4,703,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 243,438 | $4,698,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 153,361 | $4,693,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 54,631 | $4,686,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 82,296 | $4,685,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 42,668 | $4,685,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 55,400 | $4,676,000 | thousands by filing date | put |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 123,925 | $4,671,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 312,786 | $4,670,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 156,493 | $4,657,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 123,488 | $4,648,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 286,600 | $4,643,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 78,300 | $4,628,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 77,863 | $4,628,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 91,400 | $4,628,000 | thousands by filing date | call |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 143,208 | $4,626,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 177,941 | $4,619,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 40,706 | $4,615,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 736,430 | $4,610,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 92,500 | $4,606,000 | thousands by filing date | put |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 204,403 | $4,605,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 140,046 | $4,603,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 304,600 | $4,599,000 | thousands by filing date | put |
| RACKSPACE HOSTING INC | 750086100 | COM | 123,626 | $4,598,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 117,047 | $4,597,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 89,800 | $4,595,000 | thousands by filing date | call |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 427,343 | $4,590,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 462,747 | $4,586,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 69,241 | $4,585,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 151,972 | $4,574,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 88,800 | $4,572,000 | thousands by filing date | call |
| BEMIS INC | 081437105 | COM | 101,398 | $4,564,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 114,537 | $4,561,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 307,047 | $4,560,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 55,538 | $4,558,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 25,200 | $4,555,000 | thousands by filing date | put |
| CORE LABORATORIES N V | N22717107 | COM | 39,916 | $4,552,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,200,000 | $4,548,000 | thousands by filing date | put |
| CALPINE CORP | 131347304 | COM | 251,500 | $4,524,000 | thousands by filing date | put |
| RR DONNELLEY + SONS CO | 257867101 | COM | 259,453 | $4,522,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 37,911 | $4,517,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 40,835 | $4,515,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 157,958 | $4,514,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 135,543 | $4,505,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 147,610 | $4,504,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 243,329 | $4,504,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 172,724 | $4,498,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 188,714 | $4,481,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 231,344 | $4,476,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 386,010 | $4,474,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 124,043 | $4,471,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 313,000 | $4,470,000 | thousands by filing date | call |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 180,733 | $4,468,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 162,680 | $4,467,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 398,300 | $4,461,000 | thousands by filing date | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 90,300 | $4,460,000 | thousands by filing date | put |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 263,191 | $4,458,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 54,800 | $4,458,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 70,900 | $4,439,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 91,700 | $4,437,000 | thousands by filing date | put |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 109,337 | $4,436,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 18,354 | $4,430,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 98,296 | $4,427,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 47,662 | $4,421,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 386,407 | $4,420,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 37,900 | $4,409,000 | thousands by filing date | call |
| IRON MTN INC DEL COM | 46284V101 | REIT | 142,156 | $4,406,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 350,200 | $4,406,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 34,315 | $4,400,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 57,722 | $4,397,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 67,956 | $4,387,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 71,896 | $4,383,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 100,964 | $4,380,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 364,313 | $4,379,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 386,835 | $4,375,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 247,785 | $4,373,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 254,660 | $4,372,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 145,747 | $4,359,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 90,100 | $4,350,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 51,508 | $4,346,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 35,600 | $4,343,000 | thousands by filing date | put |
| CHEMED CORP NEW | 16359R103 | COM | 33,100 | $4,339,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 103,900 | $4,327,000 | thousands by filing date | call |
| ARISTA NETWORKS INC | 040413106 | COM | 52,863 | $4,320,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 64,800 | $4,312,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 144,883 | $4,309,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 30,322 | $4,309,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 77,847 | $4,302,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 344,472 | $4,302,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,781,241 | $4,293,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 108,401 | $4,285,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 379,854 | $4,284,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 214,855 | $4,282,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 280,334 | $4,281,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 184,653 | $4,278,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 507,200 | $4,276,000 | thousands by filing date | call |
| WEST CORP | 952355204 | COM | 141,859 | $4,269,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 142,500 | $4,268,000 | thousands by filing date | call |
| NNN REIT INC COM | 637417106 | REIT | 121,799 | $4,264,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 290,652 | $4,264,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 48,800 | $4,263,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 219,386 | $4,232,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 411,232 | $4,231,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 30,500 | $4,230,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 35,900 | $4,217,000 | thousands by filing date | put |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 164,658 | $4,213,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 170,266 | $4,212,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 48,552 | $4,211,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 282,798 | $4,211,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 141,782 | $4,208,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 46,635 | $4,208,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 685,876 | $4,198,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 675,763 | $4,196,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 110,422 | $4,194,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 104,771 | $4,191,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 146,880 | $4,190,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 48,167 | $4,188,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 77,596 | $4,185,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 242,528 | $4,184,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 59,458 | $4,182,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 82,456 | $4,181,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 563,955 | $4,173,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 75,600 | $4,166,000 | thousands by filing date | call |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 160,749 | $4,157,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 320,244 | $4,157,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 184,418 | $4,156,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 3,609 | $4,155,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 74,900 | $4,152,000 | thousands by filing date | call |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 70,000 | $4,150,000 | thousands by filing date | put |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 150,500 | $4,146,000 | thousands by filing date | put |
| WATERS CORP COM | 941848103 | Stock | 32,284 | $4,145,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 446,112 | $4,140,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 339,033 | $4,136,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 224,894 | $4,132,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 160,601 | $4,132,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 226,837 | $4,131,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 266,500 | $4,128,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 108,659 | $4,117,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 76,800 | $4,113,000 | thousands by filing date | call |
| ZOES KITCHEN INC | 98979J109 | COM | 100,410 | $4,111,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 152,486 | $4,109,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 186,669 | $4,107,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 29,600 | $4,106,000 | thousands by filing date | call |
| APOLLO GROUP INC | 037604105 | CL A | 318,715 | $4,104,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 158,123 | $4,097,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 88,041 | $4,091,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 75,176 | $4,087,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 33,462 | $4,082,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 52,500 | $4,081,000 | thousands by filing date | call |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 94,958 | $4,076,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 35,600 | $4,066,000 | thousands by filing date | call |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 486,829 | $4,065,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 377,794 | $4,053,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 47,286 | $4,052,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 219,612 | $4,052,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 77,806 | $4,048,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 131,312 | $4,047,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 87,014 | $4,045,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 60,838 | $4,043,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 166,100 | $4,041,000 | thousands by filing date | put |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 79,149 | $4,041,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 87,500 | $4,036,000 | thousands by filing date | call |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 55,275 | $4,024,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 97,178 | $4,024,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 62,800 | $4,024,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 45,772 | $4,023,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 154,400 | $4,019,000 | thousands by filing date | put |
| NUCOR CORP COM | 670346105 | Stock | 91,100 | $4,015,000 | thousands by filing date | call |
| DDR CORP | 23317H102 | COM | 259,500 | $4,012,000 | thousands by filing date | put |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 44,838 | $4,007,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 93,551 | $4,006,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 287,634 | $3,992,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 45,627 | $3,991,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 35,976 | $3,969,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 44,028 | $3,960,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 127,205 | $3,959,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 91,700 | $3,946,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 63,000 | $3,944,000 | thousands by filing date | put |
| ISHARES BAA-BA | 46432F107 | COM | 76,535 | $3,938,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 170,015 | $3,933,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 32,806 | $3,932,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 234,005 | $3,932,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 83,959 | $3,929,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 48,300 | $3,929,000 | thousands by filing date | put |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 86,000 | $3,926,000 | thousands by filing date | call |
| RESMED INC COM | 761152107 | Stock | 69,606 | $3,924,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 172,988 | $3,922,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 328,903 | $3,918,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 131,618 | $3,913,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 102,809 | $3,912,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 90,700 | $3,902,000 | thousands by filing date | call |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 110,334 | $3,889,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 80,520 | $3,873,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 154,608 | $3,867,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 151,388 | $3,865,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 37,105 | $3,864,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 240,956 | $3,864,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 70,243 | $3,862,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 35,000 | $3,861,000 | thousands by filing date | put |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 224,899 | $3,848,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 1,757,000 | $3,848,000 | thousands by filing date | call |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 96,064 | $3,831,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 153,509 | $3,828,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 162,503 | $3,825,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 82,227 | $3,823,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 102,500 | $3,813,000 | thousands by filing date | call |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 71,018 | $3,812,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 46,400 | $3,809,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 80,503 | $3,809,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 56,044 | $3,808,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 55,200 | $3,808,000 | thousands by filing date | call |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 51,151 | $3,808,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 124,978 | $3,803,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 72,600 | $3,802,000 | thousands by filing date | call |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 245,727 | $3,801,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 554,074 | $3,796,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 51,703 | $3,792,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 277,925 | $3,783,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 34,418 | $3,782,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 73,327 | $3,779,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 129,859 | $3,774,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 282,153 | $3,770,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 37,356 | $3,765,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 322,468 | $3,760,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 226,346 | $3,759,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 557,554 | $3,758,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 84,122 | $3,754,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 233,444 | $3,754,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 50,500 | $3,753,000 | thousands by filing date | put |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 177,700 | $3,751,000 | thousands by filing date | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 285,858 | $3,748,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 83,741 | $3,745,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 145,748 | $3,743,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 36,700 | $3,742,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 35,100 | $3,741,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 361,693 | $3,740,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 53,121 | $3,734,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 242,522 | $3,732,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 80,473 | $3,727,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 125,970 | $3,705,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 56,721 | $3,705,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 53,300 | $3,704,000 | thousands by filing date | call |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 51,280 | $3,702,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 102,500 | $3,702,000 | thousands by filing date | put |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 415,031 | $3,690,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 50,000 | $3,686,000 | thousands by filing date | put |
| CAESARSTONE LTD | M20598104 | ORD SHS | 53,762 | $3,685,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 75,446 | $3,682,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 121,318 | $3,675,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 165,000 | $3,671,000 | thousands by filing date | call |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 154,013 | $3,671,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 226,586 | $3,670,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 264,851 | $3,665,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 66,863 | $3,663,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 32,865 | $3,650,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 31,000 | $3,649,000 | thousands by filing date | put |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 143,772 | $3,648,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 367,900 | $3,646,000 | thousands by filing date | put |
| MONROE CAPITAL CORP | 610335101 | COM | 243,990 | $3,635,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 638,348 | $3,632,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 32,239 | $3,621,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 723,034 | $3,615,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 5,419 | $3,614,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 166,037 | $3,611,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 50,539 | $3,606,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 41,459 | $3,603,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 273,660 | $3,602,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 228,362 | $3,601,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 260,601 | $3,596,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 229,943 | $3,594,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 172,500 | $3,590,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 542,802 | $3,588,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 51,500 | $3,585,000 | thousands by filing date | put |
| WEBSTER FINL CORP | 947890109 | COM | 90,565 | $3,582,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 42,017 | $3,577,000 | thousands by filing date | call |
| PowerShares CEF Income Composite | 73936Q843 | Com | 156,640 | $3,576,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 112,600 | $3,573,000 | thousands by filing date | call |
| BIG LOTS INC | 089302103 | COM | 79,395 | $3,571,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 50,369 | $3,571,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 33,772 | $3,570,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 50,200 | $3,568,000 | thousands by filing date | put |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 200,100 | $3,568,000 | thousands by filing date | put |
| NEUSTAR INC | 64126X201 | CL A | 121,200 | $3,540,000 | thousands by filing date | call |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 167,600 | $3,538,000 | thousands by filing date | call |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 174,953 | $3,535,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 17,538 | $3,529,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 45,661 | $3,524,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 76,749 | $3,513,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 65,450 | $3,512,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 51,136 | $3,508,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 101,050 | $3,507,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 39,992 | $3,504,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 212,731 | $3,504,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 28,000 | $3,498,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 44,700 | $3,497,000 | thousands by filing date | call |
| MSCI INC COM | 55354G100 | Stock | 56,799 | $3,495,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 60,411 | $3,489,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 122,713 | $3,488,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 34,793 | $3,483,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 100,000 | $3,480,000 | thousands by filing date | put |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 53,866 | $3,473,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 35,766 | $3,473,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 49,357 | $3,468,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 63,734 | $3,465,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 69,900 | $3,462,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 414,200 | $3,459,000 | thousands by filing date | call |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 197,634 | $3,457,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 80,682 | $3,457,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 72,244 | $3,452,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 125,172 | $3,436,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 63,054 | $3,436,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 299,158 | $3,434,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 133,624 | $3,433,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 240,622 | $3,425,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 228,608 | $3,423,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 51,083 | $3,421,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 62,805 | $3,417,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 102,420 | $3,414,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 100,000 | $3,410,000 | thousands by filing date | put |
| COLUMBIA BKG SYS INC | 197236102 | COM | 104,685 | $3,407,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 104,900 | $3,403,000 | thousands by filing date | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 80,000 | $3,401,000 | thousands by filing date | put |
| AUTOZONE INC COM | 053332102 | Stock | 5,100 | $3,401,000 | thousands by filing date | call |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 141,050 | $3,399,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 269,043 | $3,398,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 240,899 | $3,397,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 77,000 | $3,393,000 | thousands by filing date | put |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 216,065 | $3,392,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 53,869 | $3,384,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 31,600 | $3,383,000 | thousands by filing date | call |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 30,510 | $3,381,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 92,300 | $3,380,000 | thousands by filing date | put |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 181,988 | $3,374,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 590,500 | $3,372,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 316,302 | $3,372,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 34,015 | $3,371,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 96,211 | $3,368,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 61,024 | $3,362,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 39,380 | $3,359,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 417,819 | $3,355,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 48,855 | $3,351,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 29,592 | $3,349,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 40,500 | $3,345,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 285,070 | $3,333,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 171,782 | $3,331,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 74,227 | $3,329,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 159,209 | $3,328,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 44,407 | $3,322,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 260,793 | $3,320,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 25,914 | $3,319,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 249,723 | $3,318,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 83,457 | $3,317,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 40,747 | $3,314,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 66,287 | $3,314,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 160,617 | $3,311,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 75,100 | $3,310,000 | thousands by filing date | call |
| OUTERWALL INC | 690070107 | COM | 43,428 | $3,305,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 131,834 | $3,304,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 54,139 | $3,297,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 51,358 | $3,293,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 31,161 | $3,287,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-009205 | this filing | 2015-08-14 | acceptance time not in the bulk data set |