13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 8,518 holding rows worth $150,455,061,000.
- Accession
- 0000950123-15-009205
- Filer
- CIK 1610520
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 14,890 entries on the cover page, a total value of $150,455,061,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $150,455,131,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 340,679 | $9,757,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 593,358 | $9,755,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 191,048 | $9,751,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 85,400 | $9,748,000 | thousands by filing date | call |
| ETFS Gold Trust | 26922Y105 | ETF | 85,041 | $9,745,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 2,518,075 | $9,745,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 111,000 | $9,715,000 | thousands by filing date | put |
| SPLUNK INC | 848637104 | COM | 139,543 | $9,715,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 194,319 | $9,710,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 910,400 | $9,705,000 | thousands by filing date | put |
| COMERICAINC | 200340107 | COM | 188,563 | $9,677,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 160,817 | $9,657,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 284,278 | $9,654,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 708,181 | $9,638,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 112,900 | $9,612,000 | thousands by filing date | put |
| NORTHSTAR REIT | 66704R704 | Common Stock | 602,200 | $9,575,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,988,680 | $9,573,000 | thousands by filing date | call |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 694,141 | $9,544,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 260,594 | $9,540,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 190,568 | $9,530,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 185,406 | $9,508,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 205,751 | $9,494,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 749,084 | $9,491,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 623,300 | $9,487,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 203,510 | $9,457,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 122,092 | $9,453,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 368,065 | $9,445,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 77,880 | $9,441,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 238,938 | $9,433,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 217,995 | $9,421,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 967,000 | $9,390,000 | thousands by filing date | call |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 647,045 | $9,389,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 477,800 | $9,379,000 | thousands by filing date | put |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 654,400 | $9,358,000 | thousands by filing date | put |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 92,197 | $9,356,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 369,552 | $9,324,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 654,771 | $9,317,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 1,100,500 | $9,277,000 | thousands by filing date | put |
| PALL CORP | 696429307 | COM | 74,401 | $9,259,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 191,800 | $9,249,000 | thousands by filing date | call |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,073,944 | $9,247,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 261,019 | $9,222,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 143,610 | $9,209,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 264,512 | $9,197,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,213,839 | $9,189,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 152,258 | $9,187,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 175,600 | $9,186,000 | thousands by filing date | put |
| ALCOA INC | 013817101 | COM | 822,900 | $9,175,000 | thousands by filing date | put |
| GARMIN LTD SHS | H2906T109 | Stock | 208,697 | $9,168,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 217,833 | $9,160,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 469,000 | $9,155,000 | thousands by filing date | call |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 50,194 | $9,136,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 268,392 | $9,134,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 323,900 | $9,105,000 | thousands by filing date | call |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 229,330 | $9,100,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 112,000 | $9,023,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 86,000 | $9,020,000 | thousands by filing date | call |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 37,293 | $9,006,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 51,512 | $9,005,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 177,657 | $8,999,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 1,471,811 | $8,992,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 306,675 | $8,979,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 139,300 | $8,939,000 | thousands by filing date | put |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 205,228 | $8,915,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 179,000 | $8,912,000 | thousands by filing date | call |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 57,681 | $8,909,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 39,582 | $8,892,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 281,423 | $8,885,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 427,611 | $8,856,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 172,836 | $8,842,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 72,400 | $8,833,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 141,002 | $8,829,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 97,089 | $8,819,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 356,307 | $8,819,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 85,300 | $8,759,000 | thousands by filing date | call |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 174,800 | $8,747,000 | thousands by filing date | put |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 863,946 | $8,734,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 396,092 | $8,700,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 149,156 | $8,684,000 | thousands by filing date | call |
| American Express Company | 025816109 | COM | 111,700 | $8,681,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q506 | COM NEW | 1,136,892 | $8,663,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 96,265 | $8,656,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 175,000 | $8,640,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 95,655 | $8,630,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 133,816 | $8,623,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 273,100 | $8,614,000 | thousands by filing date | call |
| Liberty Media Corp | 531229300 | COMMON STOCK | 238,585 | $8,566,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 182,625 | $8,539,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 50,100 | $8,537,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 125,800 | $8,536,000 | thousands by filing date | call |
| TESORO CORP | 881609101 | COM | 100,700 | $8,500,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 62,000 | $8,483,000 | thousands by filing date | call |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 422,751 | $8,476,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 162,143 | $8,464,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 89,013 | $8,450,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 324,243 | $8,424,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 135,300 | $8,415,000 | thousands by filing date | call |
| VARIAN MED SYS INC | 92220P105 | COM | 99,750 | $8,411,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 353,716 | $8,408,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 130,420 | $8,404,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 324,335 | $8,403,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 151,200 | $8,392,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 37,500 | $8,385,000 | thousands by filing date | call |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 115,227 | $8,384,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,106,800 | $8,378,000 | thousands by filing date | put |
| ISHARES TR | 464287192 | US TRSPRTION | 57,710 | $8,367,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 148,200 | $8,356,000 | thousands by filing date | call |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 311,643 | $8,352,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 188,717 | $8,334,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 241,735 | $8,321,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 169,746 | $8,313,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 104,107 | $8,309,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 115,427 | $8,309,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 254,700 | $8,303,000 | thousands by filing date | call |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 906,249 | $8,302,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 778,793 | $8,287,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 521,604 | $8,283,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 124,012 | $8,269,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 137,340 | $8,268,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 460,524 | $8,244,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 329,929 | $8,232,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 237,585 | $8,214,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 373,700 | $8,210,000 | thousands by filing date | put |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 1,036,324 | $8,197,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 5,188,000 | $8,197,000 | thousands by filing date | principal |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 576,676 | $8,189,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 264,108 | $8,177,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 78,735 | $8,157,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 184,349 | $8,154,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 121,200 | $8,139,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 410,000 | $8,130,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 219,497 | $8,121,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 200,000 | $8,114,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 190,000 | $8,109,000 | thousands by filing date | put |
| PANERA BREAD CO | 69840W108 | CL A | 46,336 | $8,098,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 423,422 | $8,096,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 16,700 | $8,091,000 | thousands by filing date | put |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 227,309 | $8,077,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 376,494 | $8,068,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 113,152 | $8,060,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 627,104 | $8,052,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 61,200 | $8,051,000 | thousands by filing date | call |
| VULCAN MATLS CO COM | 929160109 | Stock | 95,788 | $8,039,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 404,928 | $8,029,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 380,730 | $8,022,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 308,322 | $8,008,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 76,008 | $8,007,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 300,200 | $8,006,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 76,300 | $8,002,000 | thousands by filing date | put |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 107,685 | $7,998,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 106,764 | $7,965,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 168,287 | $7,960,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 346,939 | $7,958,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 259,033 | $7,953,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 128,925 | $7,940,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 149,193 | $7,933,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 143,161 | $7,920,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 250,731 | $7,908,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 228,023 | $7,904,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 522,455 | $7,900,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 79,395 | $7,897,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 261,439 | $7,893,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 160,037 | $7,891,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 287,990 | $7,880,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 7,490,178 | $7,865,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 160,252 | $7,858,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 78,408 | $7,856,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 855,300 | $7,835,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 131,561 | $7,824,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 598,105 | $7,781,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 72,733 | $7,778,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 258,800 | $7,767,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 660,184 | $7,764,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 241,268 | $7,763,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 161,761 | $7,749,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 608,151 | $7,748,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 87,100 | $7,747,000 | thousands by filing date | call |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 151,500 | $7,734,000 | thousands by filing date | put |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 2,151,268 | $7,723,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 202,022 | $7,720,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 75,627 | $7,718,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 109,777 | $7,710,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 543,429 | $7,706,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 88,000 | $7,704,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 158,953 | $7,694,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 408,925 | $7,671,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 438,040 | $7,670,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 329,854 | $7,643,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 58,200 | $7,635,000 | thousands by filing date | put |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 399,444 | $7,625,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 659,779 | $7,620,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 143,300 | $7,620,000 | thousands by filing date | put |
| iShares Global 100 ETF | 464287572 | SHS | 101,165 | $7,614,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 197,133 | $7,605,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 50,890 | $7,591,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,539,188 | $7,589,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 151,819 | $7,581,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 220,833 | $7,570,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 116,287 | $7,564,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 618,666 | $7,554,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 135,162 | $7,542,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 135,798 | $7,531,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 596,970 | $7,528,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 191,600 | $7,526,000 | thousands by filing date | call |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 42,700 | $7,518,000 | thousands by filing date | put |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 260,886 | $7,514,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 241,050 | $7,511,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 78,500 | $7,511,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 100,550 | $7,510,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 378,644 | $7,509,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 111,790 | $7,506,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 164,500 | $7,500,000 | thousands by filing date | call |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 254,926 | $7,492,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 169,174 | $7,491,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 128,754 | $7,466,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 91,033 | $7,456,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 349,622 | $7,451,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 181,860 | $7,447,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 765,906 | $7,444,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 241,100 | $7,438,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 227,100 | $7,415,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 106,000 | $7,400,000 | thousands by filing date | call |
| SYNAPTICS INC COM | 87157D109 | Stock | 85,018 | $7,374,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 64,697 | $7,374,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 301,045 | $7,373,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 260,377 | $7,361,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 210,452 | $7,358,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 127,910 | $7,352,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 41,800 | $7,350,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 84,282 | $7,344,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 221,905 | $7,340,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 80,739 | $7,335,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 150,000 | $7,332,000 | thousands by filing date | put |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 501,247 | $7,328,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 400,800 | $7,327,000 | thousands by filing date | put |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 82,137 | $7,317,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 112,939 | $7,307,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 133,333 | $7,305,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 867,453 | $7,295,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 170,000 | $7,285,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 361,301 | $7,280,000 | thousands by filing date | call |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 2,907,694 | $7,269,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 163,209 | $7,260,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 306,400 | $7,256,000 | thousands by filing date | put |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 856,466 | $7,254,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 412,301 | $7,240,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 72,178 | $7,231,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 739,247 | $7,230,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 227,478 | $7,202,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 453,166 | $7,183,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 135,603 | $7,183,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 805,720 | $7,179,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 330,000 | $7,174,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 275,339 | $7,159,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 65,411 | $7,149,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 199,611 | $7,146,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 114,809 | $7,146,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 85,100 | $7,105,000 | thousands by filing date | put |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 340,901 | $7,098,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 214,700 | $7,094,000 | thousands by filing date | put |
| NEUSTAR INC | 64126X201 | CL A | 242,456 | $7,082,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 282,893 | $7,081,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 654,982 | $7,080,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 148,367 | $7,070,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 57,105 | $7,066,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 386,581 | $7,066,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 113,624 | $7,061,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 282,205 | $7,044,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 182,956 | $7,041,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 69,978 | $7,027,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 129,070 | $7,012,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 154,925 | $6,999,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 175,549 | $6,978,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 85,391 | $6,969,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 445,675 | $6,952,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 56,984 | $6,947,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 449,086 | $6,943,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 358,905 | $6,941,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 25,400 | $6,939,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282E102 | COM | 327,306 | $6,936,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 87,300 | $6,927,000 | thousands by filing date | put |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 132,313 | $6,916,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 126,531 | $6,907,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 681,074 | $6,905,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 1,397,653 | $6,904,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,869,224 | $6,886,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 210,100 | $6,885,000 | thousands by filing date | call |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 305,904 | $6,883,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 344,015 | $6,870,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 197,900 | $6,849,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 444,900 | $6,847,000 | thousands by filing date | put |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 307,611 | $6,844,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 233,034 | $6,841,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 157,600 | $6,839,000 | thousands by filing date | put |
| FLOWSERVE CORP | 34354P105 | COM | 129,766 | $6,833,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 200,000 | $6,820,000 | thousands by filing date | call |
| RESMED INC COM | 761152107 | Stock | 120,690 | $6,803,000 | thousands by filing date | call |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 265,942 | $6,800,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 145,531 | $6,799,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 295,882 | $6,797,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 330,224 | $6,796,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 228,941 | $6,788,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 110,000 | $6,766,000 | thousands by filing date | put |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 117,524 | $6,764,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 97,100 | $6,750,000 | thousands by filing date | put |
| TIPTREE INC | 88822Q103 | COM | 930,656 | $6,747,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 203,492 | $6,731,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 609,000 | $6,711,000 | thousands by filing date | put |
| EATON VANCE CORP | 278265103 | COM NON VTG | 171,253 | $6,701,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 126,835 | $6,694,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 41,017 | $6,666,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 98,700 | $6,662,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 753,126 | $6,650,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 297,882 | $6,635,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 166,123 | $6,634,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 117,595 | $6,626,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 299,714 | $6,615,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 888,754 | $6,613,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 49,376 | $6,612,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 73,344 | $6,580,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 289,331 | $6,577,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 390,289 | $6,576,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 613,777 | $6,561,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 42,500 | $6,558,000 | thousands by filing date | call |
| Progressive Corporation | 743315103 | COM | 235,157 | $6,544,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 212,165 | $6,538,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 123,261 | $6,522,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 88,093 | $6,522,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 291,768 | $6,515,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 200,664 | $6,501,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 62,393 | $6,501,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 81,883 | $6,498,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 294,667 | $6,497,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 60,333 | $6,495,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 235,200 | $6,473,000 | thousands by filing date | put |
| HUMANA INC COM | 444859102 | Stock | 33,800 | $6,465,000 | thousands by filing date | call |
| SANDERSON FARMS | 800013104 | COM | 85,983 | $6,462,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 251,783 | $6,456,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 185,682 | $6,456,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 855,499 | $6,450,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 117,121 | $6,431,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 306,183 | $6,430,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 309,537 | $6,412,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 692,401 | $6,384,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 131,103 | $6,382,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 197,825 | $6,374,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 18,661 | $6,372,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 225,000 | $6,361,000 | thousands by filing date | put |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 211,461 | $6,357,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 166,369 | $6,354,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 315,814 | $6,351,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 88,217 | $6,348,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 36,956 | $6,329,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 334,836 | $6,329,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 149,188 | $6,324,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 515,000 | $6,319,000 | thousands by filing date | put |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 498,658 | $6,313,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 331,687 | $6,312,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 271,000 | $6,301,000 | thousands by filing date | put |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 635,628 | $6,274,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 198,735 | $6,273,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 320,815 | $6,265,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 156,624 | $6,246,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 130,930 | $6,239,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 89,400 | $6,192,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 1,030,100 | $6,191,000 | thousands by filing date | put |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 270,930 | $6,188,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 115,200 | $6,179,000 | thousands by filing date | call |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 108,000 | $6,169,000 | thousands by filing date | put |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 518,782 | $6,163,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 169,795 | $6,161,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 101,700 | $6,151,000 | thousands by filing date | call |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 253,807 | $6,142,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 106,348 | $6,138,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 165,906 | $6,138,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 231,200 | $6,136,000 | thousands by filing date | put |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 88,204 | $6,132,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 150,908 | $6,130,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 53,600 | $6,103,000 | thousands by filing date | call |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 452,644 | $6,101,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 486,122 | $6,101,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 206,477 | $6,097,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 2,775,542 | $6,077,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 142,817 | $6,071,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 340,396 | $6,045,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 182,876 | $6,044,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 196,601 | $6,034,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 104,700 | $6,033,000 | thousands by filing date | put |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 185,851 | $6,029,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 36,583 | $6,022,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 360,789 | $6,018,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 98,400 | $6,017,000 | thousands by filing date | put |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 84,875 | $6,001,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 53,161 | $5,992,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 162,066 | $5,982,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 217,455 | $5,978,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 378,491 | $5,965,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 173,440 | $5,925,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 158,363 | $5,921,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 123,900 | $5,917,000 | thousands by filing date | call |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 406,417 | $5,905,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 60,100 | $5,902,000 | thousands by filing date | put |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 345,139 | $5,902,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 373,963 | $5,900,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 258,282 | $5,899,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 254,994 | $5,878,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 297,719 | $5,874,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 735,566 | $5,870,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 6,000,000 | $5,869,000 | thousands by filing date | principal |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 226,000 | $5,867,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 83,300 | $5,866,000 | thousands by filing date | put |
| SONOCO PRODS CO | 835495102 | COM | 136,611 | $5,855,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 205,642 | $5,851,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 363,684 | $5,848,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 275,413 | $5,833,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 195,450 | $5,824,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 356,838 | $5,823,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 51,849 | $5,819,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 75,665 | $5,819,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 273,927 | $5,815,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 102,811 | $5,814,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 68,224 | $5,812,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 137,986 | $5,801,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 185,818 | $5,796,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 277,057 | $5,793,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 146,400 | $5,780,000 | thousands by filing date | call |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 265,704 | $5,779,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 69,486 | $5,773,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 218,700 | $5,772,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 30,319 | $5,767,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 106,804 | $5,765,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 70,380 | $5,758,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 97,113 | $5,742,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 115,800 | $5,736,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 82,136 | $5,734,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 472,663 | $5,724,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 323,300 | $5,722,000 | thousands by filing date | call |
| NEWFIELD EXPL CO | 651290108 | COM | 158,318 | $5,718,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 203,293 | $5,717,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 409,957 | $5,710,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 409,363 | $5,702,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 364,614 | $5,702,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 191,658 | $5,700,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 357,269 | $5,699,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 74,500 | $5,698,000 | thousands by filing date | call |
| WHITING PETE CORP NEW | 966387102 | COM | 169,500 | $5,695,000 | thousands by filing date | call |
| TERADATA CORP DEL | 88076W103 | COM | 153,848 | $5,693,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 315,339 | $5,673,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 204,312 | $5,668,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 123,068 | $5,668,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 206,500 | $5,664,000 | thousands by filing date | put |
| FLOWERS FOODS INC COM | 343498101 | Stock | 267,606 | $5,660,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 960,852 | $5,659,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 205,900 | $5,648,000 | thousands by filing date | call |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 89,977 | $5,643,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 76,899 | $5,641,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 357,400 | $5,640,000 | thousands by filing date | call |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 268,209 | $5,638,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 86,172 | $5,634,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 140,900 | $5,630,000 | thousands by filing date | put |
| INVENSENSE INC | 46123D205 | COM | 372,519 | $5,626,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 123,268 | $5,620,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 105,307 | $5,611,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 107,287 | $5,596,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 121,242 | $5,590,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 70,243 | $5,583,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 75,306 | $5,581,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 1,044,200 | $5,576,000 | thousands by filing date | put |
| GAMING & LEISURE P COM | 36467J108 | REIT | 152,061 | $5,574,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 464,419 | $5,573,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 66,528 | $5,554,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 93,022 | $5,549,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 435,800 | $5,548,000 | thousands by filing date | call |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 120,934 | $5,547,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 523,788 | $5,542,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 1,375,977 | $5,532,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 73,963 | $5,520,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 117,976 | $5,519,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 18,886 | $5,513,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 186,900 | $5,508,000 | thousands by filing date | call |
| FIRSTENERGY CORP | 337932107 | COM | 169,100 | $5,504,000 | thousands by filing date | call |
| MERCER INTL INC | 588056101 | COM | 402,289 | $5,503,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 50,227 | $5,498,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 119,415 | $5,494,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 285,146 | $5,489,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 432,199 | $5,480,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 120,000 | $5,478,000 | thousands by filing date | put |
| INTREXON CORP | 46122T102 | COM | 112,193 | $5,475,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 64,712 | $5,474,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 625,371 | $5,472,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 124,795 | $5,471,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 186,771 | $5,467,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 105,098 | $5,467,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 295,251 | $5,463,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 48,600 | $5,461,000 | thousands by filing date | put |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 112,100 | $5,452,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 315,842 | $5,439,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 57,009 | $5,436,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 174,879 | $5,435,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 62,052 | $5,422,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-009205 | this filing | 2015-08-14 | acceptance time not in the bulk data set |