13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 8,518 holding rows worth $150,455,061,000.
- Accession
- 0000950123-15-009205
- Filer
- CIK 1610520
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 14,890 entries on the cover page, a total value of $150,455,061,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $150,455,131,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,595,835 | $19,416,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 761,251 | $19,381,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 243,248 | $19,375,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 414,189 | $19,363,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 351,300 | $19,360,000 | thousands by filing date | put |
| WESTERN UN CO COM | 959802109 | Stock | 951,602 | $19,346,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 301,116 | $19,327,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 518,748 | $19,297,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 312,700 | $19,294,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 969,700 | $19,278,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 261,729 | $19,253,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 319,100 | $19,191,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 240,400 | $19,150,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 402,522 | $19,120,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 473,751 | $19,030,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 500,400 | $19,030,000 | thousands by filing date | put |
| COPART INC COM | 217204106 | Stock | 535,619 | $19,004,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,206,300 | $18,940,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 31,260 | $18,911,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 1,226,857 | $18,808,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 268,796 | $18,784,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,623,727 | $18,754,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 349,500 | $18,747,000 | thousands by filing date | put |
| ST JUDE MED INC | 790849103 | COM | 256,351 | $18,731,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 648,898 | $18,702,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 131,167 | $18,682,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 1,026,837 | $18,678,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 345,572 | $18,647,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 224,967 | $18,635,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 428,893 | $18,614,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,238,425 | $18,613,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 159,175 | $18,583,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 1,475,243 | $18,544,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 133,371 | $18,497,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 100,276 | $18,488,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 100,000 | $18,483,000 | thousands by filing date | put |
| Vanguard Total World Stock ETF | 922042742 | SHS | 297,902 | $18,327,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 400,784 | $18,320,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 441,031 | $18,290,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 4,428,157 | $18,288,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 102,500 | $18,262,000 | thousands by filing date | call |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 2,337,616 | $18,257,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 371,350 | $18,234,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 396,299 | $18,158,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 725,194 | $18,152,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,634,549 | $18,144,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 1,374,088 | $18,138,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 650,480 | $18,135,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 533,344 | $18,129,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 658,600 | $18,125,000 | thousands by filing date | call |
| NORTHERN TR CORP COM | 665859104 | Stock | 236,859 | $18,110,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 315,581 | $18,035,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 1,127,352 | $18,026,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 126,486 | $17,974,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,201,454 | $17,974,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 1,462,392 | $17,959,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 139,683 | $17,949,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 165,025 | $17,942,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 168,256 | $17,885,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,955,422 | $17,873,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 789,000 | $17,855,000 | thousands by filing date | put |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 2,365,861 | $17,838,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 2,098,189 | $17,772,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 253,127 | $17,762,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 200,000 | $17,760,000 | thousands by filing date | call |
| SanDisk Corporation | 80004C101 | COM | 304,800 | $17,745,000 | thousands by filing date | put |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 360,100 | $17,742,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,523,583 | $17,691,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,038,838 | $17,660,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 178,397 | $17,651,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 148,647 | $17,640,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 334,825 | $17,635,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 950,802 | $17,580,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 328,000 | $17,564,000 | thousands by filing date | put |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 274,400 | $17,548,000 | thousands by filing date | put |
| Dow Chemical Company | 260543103 | COM | 341,100 | $17,454,000 | thousands by filing date | put |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 131,178 | $17,436,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 776,204 | $17,410,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 338,734 | $17,404,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,020,300 | $17,366,000 | thousands by filing date | call |
| TYCO INTL PLC | G91442106 | SHS | 450,230 | $17,325,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 721,300 | $17,304,000 | thousands by filing date | put |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 566,595 | $17,270,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 203,400 | $17,252,000 | thousands by filing date | put |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 254,869 | $17,252,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 2,633,765 | $17,251,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 191,605 | $17,233,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 1,429,569 | $17,226,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 278,428 | $17,206,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 108,000 | $17,203,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 2,920,500 | $17,202,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 932,177 | $17,133,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 872,208 | $17,122,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 179,300 | $17,099,000 | thousands by filing date | call |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 6,084,650 | $17,099,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 270,836 | $17,063,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 272,431 | $17,023,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 188,700 | $16,998,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 854,076 | $16,979,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 385,028 | $16,937,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 220,953 | $16,932,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,117,351 | $16,928,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 402,075 | $16,924,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 975,510 | $16,915,000 | thousands by filing date | |
| CSOP ETF TR | 12649L105 | FTSE CHINA A50 | 812,875 | $16,851,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 555,500 | $16,748,000 | thousands by filing date | put |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 393,030 | $16,657,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 153,522 | $16,643,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 499,123 | $16,631,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 476,272 | $16,546,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 952,214 | $16,530,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 2,022,437 | $16,524,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,298,532 | $16,452,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 333,735 | $16,442,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 661,924 | $16,409,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 538,492 | $16,408,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 191,300 | $16,402,000 | thousands by filing date | call |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 581,758 | $16,377,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 149,661 | $16,347,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 210,100 | $16,333,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 235,700 | $16,325,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 1,137,929 | $16,250,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,120,651 | $16,238,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 176,873 | $16,237,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 308,059 | $16,121,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 190,050 | $16,120,000 | thousands by filing date | call |
| STAG INDUSTRIAL INC | 85254J102 | COM | 805,611 | $16,112,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 381,986 | $16,111,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 939,483 | $16,056,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 543,698 | $16,000,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 443,783 | $15,998,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 2,634,658 | $15,992,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 189,359 | $15,983,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 535,603 | $15,982,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 680,180 | $15,944,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,196,988 | $15,944,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 214,251 | $15,921,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 380,546 | $15,899,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 694,964 | $15,845,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,313,874 | $15,832,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 400,500 | $15,796,000 | thousands by filing date | put |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 532,600 | $15,754,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 483,500 | $15,736,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 232,700 | $15,705,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 284,887 | $15,703,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 992,106 | $15,685,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 473,088 | $15,655,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 420,712 | $15,588,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,614,735 | $15,550,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 223,705 | $15,546,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 270,509 | $15,527,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 250,000 | $15,523,000 | thousands by filing date | call |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 977,222 | $15,489,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 162,780 | $15,475,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 474,436 | $15,471,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 373,321 | $15,455,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,902,767 | $15,451,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 1,010,296 | $15,448,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 501,844 | $15,437,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 126,862 | $15,355,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 505,900 | $15,344,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 783,900 | $15,302,000 | thousands by filing date | put |
| AGL RES INC | 001204106 | COM | 327,855 | $15,265,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 153,046 | $15,256,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 1,060,568 | $15,251,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 56,802 | $15,238,000 | thousands by filing date | call |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 386,412 | $15,136,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 97,900 | $15,106,000 | thousands by filing date | put |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 159,877 | $15,101,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 88,285 | $15,071,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 171,900 | $15,062,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 391,300 | $15,022,000 | thousands by filing date | put |
| HORMEL FOODS CORP COM | 440452100 | Stock | 265,335 | $14,957,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 183,828 | $14,953,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 949,204 | $14,884,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 575,160 | $14,863,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 142,558 | $14,862,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 424,622 | $14,853,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 147,158 | $14,830,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 974,000 | $14,824,000 | thousands by filing date | put |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 540,576 | $14,763,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 188,100 | $14,751,000 | thousands by filing date | put |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 990,067 | $14,742,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 480,305 | $14,741,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 832,488 | $14,736,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,502,043 | $14,736,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 705,766 | $14,736,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,726,125 | $14,672,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 91,500 | $14,661,000 | thousands by filing date | put |
| WABTEC COM | 929740108 | Stock | 155,266 | $14,632,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 348,435 | $14,585,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 178,670 | $14,567,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 625,471 | $14,508,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,324,180 | $14,499,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 144,848 | $14,473,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 18,061 | $14,461,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 339,166 | $14,458,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 748,166 | $14,417,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 447,751 | $14,417,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 176,500 | $14,408,000 | thousands by filing date | put |
| CREE INC | 225447101 | COM | 553,184 | $14,399,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 199,961 | $14,398,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 201,400 | $14,285,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 731,615 | $14,281,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 370,766 | $14,274,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 424,830 | $14,274,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 289,979 | $14,217,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,412,550 | $14,210,000 | thousands by filing date | call |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 600,566 | $14,203,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 918,459 | $14,200,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 147,100 | $14,191,000 | thousands by filing date | call |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 203,216 | $14,162,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,150,917 | $14,122,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 424,513 | $14,119,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 80,700 | $14,098,000 | thousands by filing date | put |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 310,804 | $14,086,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 313,841 | $14,067,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 622,133 | $14,035,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 246,856 | $14,031,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,353,600 | $13,996,000 | thousands by filing date | put |
| SNAP ON INC COM | 833034101 | Stock | 87,832 | $13,987,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 1,500,000 | $13,980,000 | thousands by filing date | call |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 300,000 | $13,941,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 143,500 | $13,907,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 274,576 | $13,901,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 197,342 | $13,897,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 3,141,682 | $13,886,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 176,314 | $13,874,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 772,446 | $13,850,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 339,171 | $13,811,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 76,617 | $13,789,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 189,630 | $13,771,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 521,800 | $13,770,000 | thousands by filing date | call |
| LOGITECH INTL S A SHS | H50430232 | Stock | 933,257 | $13,682,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,215,816 | $13,678,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 558,011 | $13,660,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 3,600,500 | $13,646,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,245,500 | $13,638,000 | thousands by filing date | put |
| THOMSON REUTERS CORP | 884903105 | COM | 357,974 | $13,628,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 122,750 | $13,617,000 | thousands by filing date | put |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 819,809 | $13,592,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 459,630 | $13,577,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 65,300 | $13,493,000 | thousands by filing date | call |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 839,016 | $13,492,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 775,984 | $13,487,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 84,223 | $13,465,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 605,914 | $13,460,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 274,800 | $13,440,000 | thousands by filing date | call |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 683,549 | $13,439,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 516,900 | $13,424,000 | thousands by filing date | call |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 131,424 | $13,416,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 484,259 | $13,365,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 139,542 | $13,350,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 61,002 | $13,336,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 987,136 | $13,297,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 187,368 | $13,290,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 321,640 | $13,213,000 | thousands by filing date | call |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 655,077 | $13,213,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 853,987 | $13,211,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 494,639 | $13,191,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 244,571 | $13,170,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 648,802 | $13,138,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 895,000 | $13,121,000 | thousands by filing date | call |
| iShares MSCI Mexico ETF | 464286822 | SHS | 229,500 | $13,107,000 | thousands by filing date | call |
| EDISON INTL COM | 281020107 | Stock | 235,427 | $13,085,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 237,858 | $13,059,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 898,212 | $13,051,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,018,800 | $13,051,000 | thousands by filing date | put |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 321,549 | $13,036,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 981,340 | $13,032,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 651,791 | $13,010,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 264,565 | $12,987,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 494,654 | $12,975,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 266,293 | $12,963,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 454,351 | $12,962,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 624,057 | $12,956,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 375,492 | $12,936,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 423,600 | $12,884,000 | thousands by filing date | call |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 647,562 | $12,867,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,438,617 | $12,818,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 117,183 | $12,814,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 54,078 | $12,799,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 858,386 | $12,790,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 124,002 | $12,734,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 207,300 | $12,730,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 598,469 | $12,724,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 241,187 | $12,716,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 272,600 | $12,706,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 5,266,000 | $12,638,000 | thousands by filing date | put |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 202,460 | $12,632,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 683,904 | $12,618,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 201,800 | $12,610,000 | thousands by filing date | put |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 530,070 | $12,600,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 221,358 | $12,593,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 225,953 | $12,577,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 305,400 | $12,564,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 839,720 | $12,562,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 1,131,415 | $12,559,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 285,692 | $12,559,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 182,658 | $12,558,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 200,500 | $12,529,000 | thousands by filing date | call |
| GENPACT LIMITED SHS | G3922B107 | Stock | 586,636 | $12,513,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 251,298 | $12,484,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 985,473 | $12,476,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 196,404 | $12,476,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 72,242 | $12,459,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 479,500 | $12,453,000 | thousands by filing date | put |
| WHIRLPOOL CORP COM | 963320106 | Stock | 71,685 | $12,405,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 139,664 | $12,399,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 775,779 | $12,397,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 156,787 | $12,385,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,345,541 | $12,326,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 192,113 | $12,313,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 555,844 | $12,312,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 959,707 | $12,304,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 509,400 | $12,302,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 470,617 | $12,297,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 868,086 | $12,257,000 | thousands by filing date | |
| 38259p508 | COM | 22,670 | $12,243,000 | thousands by filing date | call | |
| SIGNATURE BANK | 82669G104 | COM | 83,426 | $12,213,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,032,734 | $12,197,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 283,491 | $12,179,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 295,645 | $12,155,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 1,803,064 | $12,117,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 208,644 | $12,095,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 184,564 | $12,091,000 | thousands by filing date | |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 686,771 | $12,039,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 176,420 | $12,011,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 461,849 | $12,003,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 592,812 | $11,992,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 654,411 | $11,963,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 156,599 | $11,962,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 136,038 | $11,959,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 638,286 | $11,949,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 288,616 | $11,905,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 211,784 | $11,904,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 214,538 | $11,892,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 451,151 | $11,883,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,106,518 | $11,840,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 332,300 | $11,803,000 | thousands by filing date | call |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 415,558 | $11,798,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 578,730 | $11,783,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,929,454 | $11,769,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,781,395 | $11,758,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 290,545 | $11,747,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 469,100 | $11,742,000 | thousands by filing date | call |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 101,921 | $11,737,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 125,500 | $11,732,000 | thousands by filing date | call |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 675,800 | $11,732,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 94,069 | $11,730,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 168,400 | $11,726,000 | thousands by filing date | put |
| ROYCE VALUE TRUST | 780910105 | COM | 849,839 | $11,719,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 530,055 | $11,699,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,668,500 | $11,696,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 201,823 | $11,681,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 441,934 | $11,671,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 225,546 | $11,668,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 81,029 | $11,667,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 336,126 | $11,634,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 1,258,621 | $11,604,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 731,104 | $11,588,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 130,106 | $11,572,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 386,600 | $11,563,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 195,600 | $11,560,000 | thousands by filing date | call |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 442,360 | $11,541,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 181,192 | $11,522,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 361,878 | $11,522,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 766,350 | $11,503,000 | thousands by filing date | call |
| F5 INC COM | 315616102 | Stock | 95,226 | $11,460,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 174,496 | $11,454,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 162,912 | $11,430,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 222,891 | $11,412,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 413,100 | $11,402,000 | thousands by filing date | put |
| ISHARES TR | 464288620 | SHS | 104,919 | $11,391,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 141,900 | $11,376,000 | thousands by filing date | put |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 488,865 | $11,371,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 527,777 | $11,368,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 167,908 | $11,366,000 | thousands by filing date | call |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 623,821 | $11,335,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 485,412 | $11,334,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 239,402 | $11,293,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 125,648 | $11,276,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 404,431 | $11,224,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 707,600 | $11,215,000 | thousands by filing date | put |
| ISHARES INC | 464286301 | CMN | 644,736 | $11,199,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 221,110 | $11,198,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 88,754 | $11,182,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 312,358 | $11,179,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 77,131 | $11,173,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 485,498 | $11,167,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 82,500 | $11,142,000 | thousands by filing date | put |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 465,560 | $11,141,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 114,926 | $11,134,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 618,465 | $11,126,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 239,337 | $11,122,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 63,779 | $11,094,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 358,231 | $11,091,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 498,412 | $11,089,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 376,600 | $11,057,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 109,900 | $11,023,000 | thousands by filing date | call |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 769,742 | $11,007,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 611,785 | $11,006,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 135,927 | $11,003,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 408,066 | $10,985,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 296,770 | $10,958,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 94,757 | $10,947,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 96,726 | $10,945,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 233,570 | $10,943,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 77,130 | $10,914,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 221,900 | $10,880,000 | thousands by filing date | put |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 307,127 | $10,841,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 1,446,754 | $10,836,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 117,577 | $10,827,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 115,149 | $10,825,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 827,790 | $10,811,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 252,277 | $10,769,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 153,400 | $10,763,000 | thousands by filing date | call |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 99,267 | $10,761,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 98,400 | $10,760,000 | thousands by filing date | put |
| CONAGRA FOODS INC | 205887102 | COM | 245,800 | $10,746,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 203,549 | $10,739,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 147,650 | $10,720,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 128,400 | $10,714,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 306,300 | $10,690,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 209,957 | $10,685,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 418,695 | $10,660,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 80,443 | $10,648,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 321,435 | $10,633,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 128,454 | $10,614,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 286,188 | $10,609,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 210,653 | $10,580,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 268,984 | $10,566,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 600,000 | $10,530,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 432,183 | $10,515,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 130,972 | $10,513,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 178,409 | $10,506,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 801,967 | $10,505,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 84,792 | $10,490,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 86,774 | $10,487,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 124,200 | $10,487,000 | thousands by filing date | put |
| F5 INC COM | 315616102 | Stock | 87,000 | $10,470,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 283,683 | $10,391,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 653,200 | $10,386,000 | thousands by filing date | put |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 584,700 | $10,384,000 | thousands by filing date | put |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 550,656 | $10,374,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 265,426 | $10,372,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 89,009 | $10,355,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 378,551 | $10,353,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 891,231 | $10,330,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 149,758 | $10,330,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 270,417 | $10,322,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 173,543 | $10,318,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 200,000 | $10,302,000 | thousands by filing date | put |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,257,100 | $10,283,000 | thousands by filing date | put |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 204,888 | $10,281,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 356,720 | $10,281,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 207,643 | $10,272,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 245,087 | $10,264,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 386,300 | $10,252,000 | thousands by filing date | call |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 310,616 | $10,250,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 48,149 | $10,232,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 59,828 | $10,232,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 328,971 | $10,228,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 126,900 | $10,223,000 | thousands by filing date | put |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 85,357 | $10,220,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 627,906 | $10,178,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 324,787 | $10,172,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 76,810 | $10,162,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 174,346 | $10,138,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 311,129 | $10,084,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 452,300 | $10,073,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 58,200 | $10,070,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 340,729 | $10,058,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 241,700 | $10,021,000 | thousands by filing date | put |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 473,695 | $10,009,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 134,200 | $9,998,000 | thousands by filing date | call |
| VGT | 92204A702 | SHS | 94,000 | $9,986,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 177,608 | $9,974,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 274,272 | $9,951,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 130,772 | $9,930,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 769,100 | $9,906,000 | thousands by filing date | put |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,197,448 | $9,903,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 209,575 | $9,877,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 100,100 | $9,877,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 398,279 | $9,873,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 490,841 | $9,866,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 146,000 | $9,851,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 457,231 | $9,835,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,986,999 | $9,835,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 103,644 | $9,833,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 242,747 | $9,832,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 254,849 | $9,815,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 302,920 | $9,814,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 190,840 | $9,801,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 128,766 | $9,795,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 135,062 | $9,794,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 78,290 | $9,780,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 275,110 | $9,778,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 100,700 | $9,773,000 | thousands by filing date | put |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 86,743 | $9,766,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-009205 | this filing | 2015-08-14 | acceptance time not in the bulk data set |