13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 8,518 holding rows worth $150,455,061,000.
- Accession
- 0000950123-15-009205
- Filer
- CIK 1610520
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 14,890 entries on the cover page, a total value of $150,455,061,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $150,455,131,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 700 | $29,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 14,700 | $29,000 | thousands by filing date | call |
| WP CAREY INC COM | 92936U109 | REIT | 500 | $29,000 | thousands by filing date | call |
| AAON INC | 000360206 | COM PAR $0.004 | 1,294 | $29,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 12,000 | $29,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 600 | $29,000 | thousands by filing date | put |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 792 | $29,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 2,529 | $29,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 1,500 | $29,000 | thousands by filing date | put |
| SCANSOURCE INC | 806037107 | COM | 763 | $29,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 1,389 | $29,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 2,070 | $29,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,460 | $29,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 802 | $29,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 2,530 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 1,191 | $29,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 2,606 | $29,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 1,242 | $29,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 5,511 | $29,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 300 | $29,000 | thousands by filing date | call |
| REGIS CORP | 758932107 | COM | 1,814 | $29,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 2,200 | $29,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 2,800 | $29,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 3,457 | $29,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 4,169 | $29,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 4,152 | $29,000 | thousands by filing date | |
| Alliance Bancorp, Inc. of Pennsylvania | 01890A108 | Common Stock | 1,261 | $29,000 | thousands by filing date | |
| PROSHARES ULT MSCI PAC X-JPN | 74347X534 | CMN | 800 | $29,000 | thousands by filing date | |
| FIRST W VA BANCORP INC | 337493100 | COM | 1,334 | $29,000 | thousands by filing date | |
| SUTRON CORP | 869380105 | COM | 3,413 | $29,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H230 | ETN DJUBSSOFT 38 | 949 | $29,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 2,306 | $29,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 305 | $29,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 862 | $29,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 1,895 | $29,000 | thousands by filing date | |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 8,932 | $29,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 1,995 | $29,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P320 | IPTH LIVESTK | 1,167 | $29,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T100 | EXCH TRAD SPVXSP | 1,860 | $29,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W209 | DB 3X JAP GOV BD | 1,142 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74348A285 | ULTSHT JR MIN | 1,395 | $29,000 | thousands by filing date | |
| ZUOAN FASHION LTD | 98982X202 | SPONS ADR NEW ADDED | 8,282 | $29,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 500 | $28,000 | thousands by filing date | put |
| V F CORP COM | 918204108 | Stock | 400 | $28,000 | thousands by filing date | put |
| NETAPP INC COM | 64110D104 | Stock | 900 | $28,000 | thousands by filing date | put |
| NEOGENOMICS INC | 64049M209 | COM NEW | 5,175 | $28,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 1,703 | $28,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 655 | $28,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 741 | $28,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 500 | $28,000 | thousands by filing date | put |
| DIRECTV | 25490A309 | COM | 300 | $28,000 | thousands by filing date | put |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 3,923 | $28,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 400 | $28,000 | thousands by filing date | put |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,354 | $28,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 700 | $28,000 | thousands by filing date | call |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 263 | $28,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 392 | $28,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 1,212 | $28,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 6,800 | $28,000 | thousands by filing date | call |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,000 | $28,000 | thousands by filing date | put |
| DIEBOLD NXDF INC | 253651103 | COM | 800 | $28,000 | thousands by filing date | put |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 1,000 | $28,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 2,253 | $28,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 20,500 | $28,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 81,100 | $28,000 | thousands by filing date | call |
| U S G CORP | 903293405 | COM NEW | 1,000 | $28,000 | thousands by filing date | put |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 79,000 | $28,000 | thousands by filing date | principal |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 2,300 | $28,000 | thousands by filing date | call |
| CHARLES + COLVARD LTD | 159765106 | COM | 18,557 | $28,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 2,789 | $28,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 2,149 | $28,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 1,216 | $28,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 47,949 | $28,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 2,777 | $28,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 2,060 | $28,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 71,200 | $28,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P218 | ROGR ENH INMET | 1,452 | $28,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 531 | $28,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 6,695 | $28,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 819 | $28,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y750 | QAM EQTY HEDGE | 993 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347R123 | SHT INV GRD CP | 968 | $28,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 2,365 | $28,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 1,100 | $28,000 | thousands by filing date | |
| Janus Velocity Tail Risk Hdgd Lg Cp ETF | 00162Q817 | com | 985 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E184 | GURU SMLCP IDX | 2,069 | $28,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 1,065 | $27,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 9,895 | $27,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 1,615 | $27,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 1,189 | $27,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 1,110 | $27,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 824 | $27,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 800 | $27,000 | thousands by filing date | put |
| RADIANT LOGISTICS INC | 75025X100 | COM | 3,733 | $27,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 1,749 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 400 | $27,000 | thousands by filing date | call |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 498 | $27,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 1,092 | $27,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 1,254 | $27,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 8,422 | $27,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 2,643 | $27,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 44,000 | $27,000 | thousands by filing date | principal |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 397 | $27,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,611 | $27,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 10,374 | $27,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 13,054 | $27,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 1,996 | $27,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 3,116 | $27,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 1,000 | $27,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 2,420 | $27,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 2,976 | $27,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 882 | $27,000 | thousands by filing date | |
| COMMUNITY BANK SHARES/IN | 203599105 | COMMON | 976 | $27,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 610 | $27,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 4,532 | $27,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 1,789 | $27,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M872 | COM | 686 | $27,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 1,957 | $27,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 6,306 | $27,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y644 | Cmn | 1,169 | $27,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 1,100 | $26,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 507 | $26,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,200 | $26,000 | thousands by filing date | call |
| CIRCOR INTL INC | 17273K109 | COM | 474 | $26,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 2,320 | $26,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 1,400 | $26,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 2,467 | $26,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 1,314 | $26,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 5,048 | $26,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 1,000 | $26,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 1,399 | $26,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 1,602 | $26,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 1,466 | $26,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 1,045 | $26,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 4,403 | $26,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 43,357 | $26,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 1,265 | $26,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 5,550 | $26,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 1,719 | $26,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 2,593 | $26,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 122,548 | $26,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 1,228 | $26,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 25,000 | $26,000 | thousands by filing date | principal |
| SUFFOLK BANCORP | 864739107 | COM | 1,000 | $26,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 5,249 | $26,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 2,945 | $26,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 10,538 | $26,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 500 | $26,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 2,011 | $26,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P192 | ROGR ENH ENERG | 1,520 | $26,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 2,245 | $26,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 1,769 | $26,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 1,992 | $26,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 3,673 | $26,000 | thousands by filing date | |
| GREAT BASIN SCIENTIFIC UNITS | 39013L205 | UNIT | 1,481 | $26,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 600 | $25,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 800 | $25,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 2,200 | $25,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 100 | $25,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 100 | $25,000 | thousands by filing date | call |
| SIERRA BANCORP | 82620P102 | COM | 1,416 | $25,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 875 | $25,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 500 | $25,000 | thousands by filing date | call |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 1,494 | $25,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 6,800 | $25,000 | thousands by filing date | call |
| ACCELERON PHARMA INC | 00434H108 | COM | 800 | $25,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 2,506 | $25,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 1,402 | $25,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 934 | $25,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 1,252 | $25,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,219 | $25,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 1,065 | $25,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 774 | $25,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 17,121 | $25,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 1,636 | $25,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 953 | $25,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 49,900 | $25,000 | thousands by filing date | principal |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 1,032 | $25,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 2,458 | $25,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 1,239 | $25,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 1,000 | $25,000 | thousands by filing date | call |
| ULTRATECH INC | 904034105 | COM | 1,373 | $25,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 435 | $25,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 6,000 | $25,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 6,566 | $25,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 16,384 | $25,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 2,502 | $25,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 3,404 | $25,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 2,541 | $25,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 1,011 | $25,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 800 | $25,000 | thousands by filing date | call |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 1,480 | $25,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 1,053 | $25,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 996 | $25,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 988 | $25,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 4,354 | $25,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 2,500 | $25,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 300 | $24,000 | thousands by filing date | put |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 200 | $24,000 | thousands by filing date | put |
| DAVITA INC COM | 23918K108 | Stock | 300 | $24,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 200 | $24,000 | thousands by filing date | put |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 400 | $24,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 300 | $24,000 | thousands by filing date | put |
| KEYCORP COM | 493267108 | Stock | 1,600 | $24,000 | thousands by filing date | call |
| WINGSTOP INC COM | 974155103 | Stock | 845 | $24,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 600 | $24,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,717 | $24,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 800 | $24,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 100 | $24,000 | thousands by filing date | put |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 329 | $24,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 3,726 | $24,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 2,312 | $24,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 1,274 | $24,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 8,690 | $24,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 1,149 | $24,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 2,918 | $24,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 2,975 | $24,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A706 | AGRICULTURE FD | 788 | $24,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 1,350 | $24,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 1,130 | $24,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 713 | $24,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 1,396 | $24,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 785 | $24,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 1,846 | $24,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 12,024 | $24,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 13,927 | $24,000 | thousands by filing date | |
| GYRODYNE CO AMER INC | 403820103 | COM | 8,189 | $24,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 1,183 | $24,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 4,464 | $24,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 2,154 | $24,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 785 | $24,000 | thousands by filing date | |
| VALLEY FINL CORP VA | 919629105 | COM | 1,118 | $24,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 558 | $24,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 1,150 | $24,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 3,457 | $24,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 1,137 | $24,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 1,569 | $24,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 1,800 | $24,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 3,794 | $24,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 2,658 | $24,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 2,252 | $24,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 2,409 | $24,000 | thousands by filing date | |
| DBX ETF TR | 233051796 | XTRACK MSCI MEX | 1,038 | $24,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 3,470 | $24,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 26,572 | $24,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 1,100 | $23,000 | thousands by filing date | call |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 2,200 | $23,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,502 | $23,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 3,597 | $23,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,200 | $23,000 | thousands by filing date | call |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 1,598 | $23,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 899 | $23,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 716 | $23,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 305 | $23,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 1,000 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 1,577 | $23,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 2,000 | $23,000 | thousands by filing date | call |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 2,345 | $23,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 2,523 | $23,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 5,214 | $23,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 1,964 | $23,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,100 | $23,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 2,600 | $23,000 | thousands by filing date | call |
| ESSA BANCORP INC COM | 29667D104 | Stock | 1,770 | $23,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 3,962 | $23,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 534 | $23,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 3,561 | $23,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 644 | $23,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 1,412 | $23,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 596 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 1,936 | $23,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 2,566 | $23,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D845 | ETN IDX-LKD 20 | 1,187 | $23,000 | thousands by filing date | |
| COAST DISTR SYS | 190345108 | COM | 6,281 | $23,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 1,510 | $23,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 5,059 | $23,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 3,211 | $23,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 1,263 | $23,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 1,651 | $23,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Japan ETF | 97717X503 | COM | 730 | $23,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 400 | $22,000 | thousands by filing date | put |
| LIMONEIRA CO | 532746104 | COM | 1,000 | $22,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 200 | $22,000 | thousands by filing date | call |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 500 | $22,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 975 | $22,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 1,718 | $22,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 5,092 | $22,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 2,767 | $22,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 6,368 | $22,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 380 | $22,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 500 | $22,000 | thousands by filing date | put |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 319 | $22,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 10,967 | $22,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 1,000 | $22,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 1,200 | $22,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 3,000 | $22,000 | thousands by filing date | put |
| Galena Biopharma Inc | 363256108 | COM | 12,800 | $22,000 | thousands by filing date | call |
| MERGE HEALTHCARE INC | 589499102 | COM | 4,529 | $22,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 3,604 | $22,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 16,384 | $22,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 4,933 | $22,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 3,339 | $22,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 1,400 | $22,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 15,292 | $22,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 20,000 | $22,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06739F119 | ETN DJUBS NCKL37 | 1,421 | $22,000 | thousands by filing date | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 856 | $22,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 1,448 | $22,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P122 | IPTH S&P GSCI | 790 | $22,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 898 | $22,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 1,434 | $22,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 3,522 | $22,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P200 | GUGG EM RL EST | 891 | $22,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 200 | $21,000 | thousands by filing date | call |
| CAVCO INDS INC DEL | 149568107 | COM | 283 | $21,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 3,123 | $21,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 1,000 | $21,000 | thousands by filing date | put |
| MERCURY SYS INC COM | 589378108 | Stock | 1,415 | $21,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 586 | $21,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,000 | $21,000 | thousands by filing date | call |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 400 | $21,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 500 | $21,000 | thousands by filing date | put |
| PARAMOUNT GROUP INC | 69924R108 | COM | 1,200 | $21,000 | thousands by filing date | call |
| BANCFIRST CORP | 05945F103 | COM | 320 | $21,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 7,000 | $21,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 853 | $21,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 200 | $21,000 | thousands by filing date | put |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 500 | $21,000 | thousands by filing date | call |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 2,447 | $21,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 2,862 | $21,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 1,848 | $21,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 950 | $21,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 700 | $21,000 | thousands by filing date | call |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 1,575 | $21,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 4,487 | $21,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 2,397 | $21,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 2,282 | $21,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 2,026 | $21,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 710 | $21,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 127,000 | $21,000 | thousands by filing date | principal |
| CARA THERAPEUTICS INC | 140755109 | COM | 1,716 | $21,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 5,116 | $21,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 5,700 | $21,000 | thousands by filing date | put |
| XOOM CORP | 98419Q101 | COM | 1,000 | $21,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 900 | $21,000 | thousands by filing date | put |
| PALMETTO BANCSHARES INC | 697062206 | COM | 1,039 | $21,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 1,282 | $21,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 4,245 | $21,000 | thousands by filing date | |
| ISHARES TR | 46429B622 | MSCI A/C ASIA | 352 | $21,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 1,547 | $21,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 265 | $21,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P874 | EMRG MK 3X LNG | 407 | $21,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 825 | $21,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 1,767 | $21,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 1,600 | $21,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 1,470 | $21,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 1,223 | $21,000 | thousands by filing date | |
| ATLANTIC ALLIANCE PARTNER CO | G04897107 | SHS | 2,100 | $21,000 | thousands by filing date | |
| BDCA VENTURE INC | 05543L106 | COM | 4,582 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74348A251 | ULT GOLD MINER | 1,550 | $21,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 200 | $20,000 | thousands by filing date | put |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 400 | $20,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 900 | $20,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 700 | $20,000 | thousands by filing date | call |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 439 | $20,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 399 | $20,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 7,380 | $20,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 743 | $20,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 3,401 | $20,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 609 | $20,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 1,529 | $20,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 1,795 | $20,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 1,289 | $20,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 4,000 | $20,000 | thousands by filing date | put |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 1,587 | $20,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 4,023 | $20,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 1,704 | $20,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 11,004 | $20,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 4,993 | $20,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 17,000 | $20,000 | thousands by filing date | principal |
| MICREL INC | 594793101 | COM | 1,399 | $20,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 600 | $20,000 | thousands by filing date | put |
| Taser Intl Inc | 87651B104 | COM | 600 | $20,000 | thousands by filing date | call |
| CYAN INC | 23247W104 | COM | 3,672 | $20,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 648 | $20,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 8,646 | $20,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 1,106 | $20,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 1,127 | $20,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 847 | $20,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 3,820 | $20,000 | thousands by filing date | |
| HUNTINGTON US EQUITY ROTATIO | 446698102 | CMN | 534 | $20,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 1,156 | $20,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 474 | $20,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 1,400 | $20,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 1,148 | $20,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 1,303 | $20,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 437 | $20,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 2,290 | $20,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 3,868 | $20,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U200 | UNIT 01/01/2023X | 1,900 | $20,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E207 | Pref Stk | 1,056 | $20,000 | thousands by filing date | |
| CODE REBEL CORP | 19200J106 | COM | 606 | $20,000 | thousands by filing date | |
| GLOBAL DEFENSE & NATL SEC SY | 37953N108 | COM | 1,900 | $20,000 | thousands by filing date | |
| LEVY ACQUISITION CORP | 52748T203 | COM | 1,144 | $20,000 | thousands by filing date | |
| BOULEVARD ACQUISITION CORP | 10157P203 | UNIT 02/19/2019 | 1,418 | $20,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 9,105 | $19,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 300 | $19,000 | thousands by filing date | call |
| PACCAR INC COM | 693718108 | Stock | 300 | $19,000 | thousands by filing date | call |
| Q2 HLDGS INC COM | 74736L109 | Stock | 700 | $19,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 1,000 | $19,000 | thousands by filing date | call |
| BANCORP INC DEL | 05969A105 | COM | 2,108 | $19,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 380 | $19,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,533 | $19,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 900 | $19,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 500 | $19,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 1,080 | $19,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 1,388 | $19,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 923 | $19,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 2,908 | $19,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 1,093 | $19,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 3,038 | $19,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 5,836 | $19,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 1,747 | $19,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 2,206 | $19,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 2,461 | $19,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 1,601 | $19,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,751 | $19,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 1,187 | $19,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 4,900 | $19,000 | thousands by filing date | call |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 5,022 | $19,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 1,464 | $19,000 | thousands by filing date | |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 1,129 | $19,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,000 | $19,000 | thousands by filing date | put |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 7,600 | $19,000 | thousands by filing date | put |
| KEY TECHNOLOGY INC | 493143101 | COM | 1,449 | $19,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 3,582 | $19,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 3,921 | $19,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 34,316 | $19,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 2,559 | $19,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 7,780 | $19,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 7,488 | $19,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 438 | $19,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 3,367 | $19,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 8,555 | $19,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 2,857 | $19,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 3,144 | $19,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 1,365 | $19,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 1,500 | $19,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 973 | $19,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K858 | PS MTL DDL ETN | 1,042 | $19,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 2,201 | $19,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 769 | $19,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 1,100 | $19,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 1,928 | $19,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 799 | $19,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 1,332 | $19,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 16,345 | $19,000 | thousands by filing date | |
| FX ENERGY INC | 302695309 | 9.25% PFD SER B | 1,237 | $19,000 | thousands by filing date | |
| SINO MERCURY ACQUISITION COR | 82936K201 | UNIT 08/26/2016 | 1,865 | $19,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 1,100 | $18,000 | thousands by filing date | call |
| AMERICANRLTYINVSINC | 029174109 | STOK | 3,738 | $18,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 200 | $18,000 | thousands by filing date | put |
| HERSHEY CO COM | 427866108 | Stock | 200 | $18,000 | thousands by filing date | put |
| WIX COM LTD SHS | M98068105 | Stock | 796 | $18,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 687 | $18,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 455 | $18,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 900 | $18,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 900 | $18,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,782 | $18,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 4,238 | $18,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 2,300 | $18,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,333 | $18,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 1,991 | $18,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 3,009 | $18,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 5,496 | $18,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 200 | $18,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 200 | $18,000 | thousands by filing date | call |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 650 | $18,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 2,041 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 209 | $18,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 2,800 | $18,000 | thousands by filing date | call |
| LYDALL INC | 550819106 | COMMON STOCK | 595 | $18,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 1,781 | $18,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 3,700 | $18,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,600 | $18,000 | thousands by filing date | call |
| AGENUS INC | 00847G705 | COM NEW | 2,067 | $18,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 6,771 | $18,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 1,408 | $18,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 10,300 | $18,000 | thousands by filing date | call |
| POINTS INTL LTD | 730843208 | COM NEW | 1,419 | $18,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 35,000 | $18,000 | thousands by filing date | principal |
| TOWERSTREAM CORP | 892000100 | COM | 10,325 | $18,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 2,196 | $18,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 20,752 | $18,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 2,950 | $18,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 10,500 | $18,000 | thousands by filing date | put |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 2,938 | $18,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 707 | $18,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 764 | $18,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P188 | 3X INV JAP GOV | 1,172 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-009205 | this filing | 2015-08-14 | acceptance time not in the bulk data set |