13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 8,518 holding rows worth $150,455,061,000.
- Accession
- 0000950123-15-009205
- Filer
- CIK 1610520
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 14,890 entries on the cover page, a total value of $150,455,061,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $150,455,131,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DEUTSCHE BK AG LONDON BRH | 25154P170 | INV JAP GOV BD | 554 | $10,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 840 | $10,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 4,970 | $10,000 | thousands by filing date | |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 6,000 | $10,000 | thousands by filing date | |
| MADISON COUNTY FINANCIAL INC | 556777100 | COM | 481 | $10,000 | thousands by filing date | |
| CORDIA BANCORP INC | 218513109 | COM | 2,706 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347X476 | SHT KBW REGBNK | 410 | $10,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639209 | UNIT 12/06/20166 | 451 | $10,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 643 | $10,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 1,853 | $10,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 549 | $10,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 1,873 | $10,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831113 | *W EXP 12/18/201 | 9,639 | $10,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 35,599 | $10,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 98 | $10,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D203 | UNIT 06/11/2019 | 896 | $10,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 3,226 | $10,000 | thousands by filing date | |
| CALAMOS ETF TR | 12811T100 | FOCUS GROWTH | 944 | $10,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L124 | UNIT 06/25/2016 | 990 | $10,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y149 | SHS NEW 2014 | 9,966 | $10,000 | thousands by filing date | |
| AXION PWR INTL INC | 05460X208 | COM NEW | 84,600 | $10,000 | thousands by filing date | |
| SUPERTEL HOSPITALITY INC NEW | 86852R207 | PFD STK SER A | 1,207 | $10,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D720 | X LNK HOLT MKT | 533 | $10,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 100 | $9,000 | thousands by filing date | put |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 482 | $9,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 913 | $9,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 200 | $9,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 500 | $9,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,700 | $9,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 800 | $9,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 600 | $9,000 | thousands by filing date | call |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 200 | $9,000 | thousands by filing date | put |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 20,636 | $9,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 100 | $9,000 | thousands by filing date | call |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 200 | $9,000 | thousands by filing date | put |
| LANTHEUS HLDGS INC | 516544103 | COM | 1,464 | $9,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 773 | $9,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 3,000 | $9,000 | thousands by filing date | put |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 846 | $9,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 300 | $9,000 | thousands by filing date | put |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 500 | $9,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 593 | $9,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 1,639 | $9,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 1,368 | $9,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 608 | $9,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 464 | $9,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 213 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 107 | $9,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 628 | $9,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 520 | $9,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 4,909 | $9,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 1,000 | $9,000 | thousands by filing date | |
| ELLOMAY CAPITAL LIMITED | M39927120 | SHS | 1,144 | $9,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 1,779 | $9,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 500 | $9,000 | thousands by filing date | call |
| Direxion Daily South Korea Bull 3X ETF | 25459Y520 | Exchange Traded Fund | 285 | $9,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 12,423 | $9,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 1,526 | $9,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 725 | $9,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 2,800 | $9,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 480 | $9,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639118 | *W EXP 12/06/201 | 2,313 | $9,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 1,581 | $9,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 700 | $9,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 1,100 | $9,000 | thousands by filing date | put |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 4,314 | $9,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 13,866 | $9,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 207 | $9,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 7,000 | $9,000 | thousands by filing date | principal |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 500 | $9,000 | thousands by filing date | call |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 1,595 | $9,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 7,800 | $9,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 6,529 | $9,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 587 | $9,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 709 | $9,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 1,316 | $9,000 | thousands by filing date | |
| ROPER INDUSTRIES INC | 776696AA4 | CNV | 4,000 | $9,000 | thousands by filing date | principal |
| RAND LOGISTICS INC | 752182105 | COM | 2,682 | $9,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D878 | EXCH NT LKD 20 | 360 | $9,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 404 | $9,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H566 | PS AGRI DS ETN | 359 | $9,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 3,793 | $9,000 | thousands by filing date | |
| TEL INSTR ELECTRS CORP | 879165207 | COM | 1,781 | $9,000 | thousands by filing date | |
| SELECTICA INC | 816288203 | COM | 1,652 | $9,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 1,662 | $9,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 2,453 | $9,000 | thousands by filing date | |
| SKYSTAR BIO-PHARMA CO | 830884300 | COM PAR $.001 | 3,382 | $9,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 972 | $9,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 1,500 | $9,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 1,674 | $9,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 1,042 | $9,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051861 | MSCI UK | 380 | $9,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 492 | $9,000 | thousands by filing date | |
| Innocoll | 45780Q103 | SPONDS ADR | 628 | $9,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R338 | GLB SPIN OFF | 475 | $9,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q106 | COM | 900 | $9,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K711 | EURO BULL 2X | 220 | $9,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 341 | $8,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 200 | $8,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 100 | $8,000 | thousands by filing date | call |
| EASTMAN CHEM CO COM | 277432100 | Stock | 100 | $8,000 | thousands by filing date | put |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 100 | $8,000 | thousands by filing date | call |
| OLD REP INTL CORP COM | 680223104 | Stock | 500 | $8,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 6,200 | $8,000 | thousands by filing date | call |
| ADMA BIOLOGICS INC | 000899104 | COM | 916 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 135 | $8,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 300 | $8,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 2,435 | $8,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 199 | $8,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 761 | $8,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 1,006 | $8,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 300 | $8,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 4,382 | $8,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 100 | $8,000 | thousands by filing date | put |
| BB & T CORP | 054937107 | COM | 200 | $8,000 | thousands by filing date | put |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 200 | $8,000 | thousands by filing date | put |
| DLH HLDGS CORP | 23335Q100 | COM | 3,081 | $8,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 465 | $8,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 1,111 | $8,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 427 | $8,000 | thousands by filing date | |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 2,735 | $8,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 514 | $8,000 | thousands by filing date | |
| ASM INTERNATIONAL NV | N07045102 | Common Stock | 165 | $8,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 1,556 | $8,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 1,700 | $8,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 600 | $8,000 | thousands by filing date | call |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 3,379 | $8,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,100 | $8,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 800 | $8,000 | thousands by filing date | call |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 22,400 | $8,000 | thousands by filing date | put |
| IMATION CORP | 45245A107 | COM | 1,999 | $8,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 300 | $8,000 | thousands by filing date | call |
| EXETER RES CORP | 301835104 | COM | 17,475 | $8,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 134 | $8,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 900 | $8,000 | thousands by filing date | call |
| INVENTURE FOODS INC | 461212102 | COM | 800 | $8,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 1,075 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 400 | $8,000 | thousands by filing date | call |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 100 | $8,000 | thousands by filing date | call |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 1,031 | $8,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 100 | $8,000 | thousands by filing date | put |
| NORTHEAST BANCORP | 663904209 | COM | 834 | $8,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 1,133 | $8,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 1,633 | $8,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 3,157 | $8,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 524 | $8,000 | thousands by filing date | |
| FIRST CAPITAL BANCORP VA | 319438107 | COM | 1,843 | $8,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 1,675 | $8,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 12,873 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 800 | $8,000 | thousands by filing date | call |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 870 | $8,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 227 | $8,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751103 | SHS | 11,563 | $8,000 | thousands by filing date | |
| ISHARES TR | 46429B382 | MSCI EMKT LATN | 231 | $8,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H467 | PS CMDTY SH ETN | 202 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 291 | $8,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 2,033 | $8,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 6,219 | $8,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P163 | IPTH SUGAR ETN | 377 | $8,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W407 | PWRSHR 3X GERM | 170 | $8,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W506 | PWRSHR DB GERM | 298 | $8,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525202 | PFD CV SER A | 801 | $8,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 1,240 | $8,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 722 | $8,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 255 | $8,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 4,946 | $8,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 792 | $8,000 | thousands by filing date | |
| CEL SCI CORP | 150837177 | *W EXP 10/11/201 | 40,071 | $8,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 8,875 | $8,000 | thousands by filing date | |
| CVSL INC | 12665T206 | Cmn | 6,635 | $8,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740126 | RIGHT 99/99/9999 | 24,472 | $8,000 | thousands by filing date | |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 38,867 | $8,000 | thousands by filing date | |
| CHINA GERUI ADV MAT GR LTD | G21101137 | USD NEW ORD SHS ADDED | 6,693 | $8,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 1,371 | $7,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 200 | $7,000 | thousands by filing date | call |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 1,865 | $7,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 100 | $7,000 | thousands by filing date | call |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 500 | $7,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 400 | $7,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 253 | $7,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 642 | $7,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 1,000 | $7,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 445 | $7,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 100 | $7,000 | thousands by filing date | put |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 100 | $7,000 | thousands by filing date | call |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 100 | $7,000 | thousands by filing date | call |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 400 | $7,000 | thousands by filing date | put |
| VARONIS SYS INC | 922280102 | COM | 300 | $7,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 100 | $7,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 500 | $7,000 | thousands by filing date | call |
| CERNER CORP | 156782104 | COM | 100 | $7,000 | thousands by filing date | put |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 146 | $7,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 908 | $7,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 200 | $7,000 | thousands by filing date | call |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 1,950 | $7,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 1,177 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 800 | $7,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 2,000 | $7,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 260 | $7,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 770 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 240 | $7,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 11,414 | $7,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 2,593 | $7,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 400 | $7,000 | thousands by filing date | call |
| AMTRUST FINL SVCS INC | 032359309 | COM | 100 | $7,000 | thousands by filing date | call |
| EBIX INC | 278715206 | COM NEW | 200 | $7,000 | thousands by filing date | put |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 4,400 | $7,000 | thousands by filing date | call |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 479 | $7,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 284 | $7,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 300 | $7,000 | thousands by filing date | put |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 4,000 | $7,000 | thousands by filing date | principal |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 5,435 | $7,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 100 | $7,000 | thousands by filing date | call |
| VERTEX ENERGY INC | 92534K107 | COM | 2,912 | $7,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 708 | $7,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 450 | $7,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 200 | $7,000 | thousands by filing date | call |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 31,025 | $7,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 5,986 | $7,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 3,000 | $7,000 | thousands by filing date | principal |
| CAREER EDUCATION CORP | 141665109 | COM | 2,140 | $7,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 14,075 | $7,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 200 | $7,000 | thousands by filing date | call |
| SPARTAN MTRS INC | 846819100 | COM | 1,561 | $7,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 600 | $7,000 | thousands by filing date | put |
| TENGASCO INC | 88033R205 | COM NEW | 23,466 | $7,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 7,000 | $7,000 | thousands by filing date | principal |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 3,399 | $7,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 1,158 | $7,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 290 | $7,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 505 | $7,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D753 | EXCH NT LKD 31 | 410 | $7,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 413 | $7,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H475 | PS CMDT DL ETN | 1,495 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 435 | $7,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 1,608 | $7,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 30,000 | $7,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 5,387 | $7,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 2,908 | $7,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 664 | $7,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 16,484 | $7,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255302 | COM PAR $0.0001 | 8,213 | $7,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 267 | $7,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 5,462 | $7,000 | thousands by filing date | |
| China Yida Holdings Co | 16945D303 | COM PAR $0.0001 | 2,194 | $7,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 1,140 | $7,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P131 | W EXP 06/11/201 | 17,030 | $7,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 942 | $7,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 3,300 | $7,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 359 | $7,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P205 | RUSS1000 3X LG | 40 | $7,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297199 | MLCX BIO ETN23 | 800 | $7,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 4,609 | $7,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 1,785 | $7,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 500 | $7,000 | thousands by filing date | put |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 1,055 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 200 | $7,000 | thousands by filing date | put |
| TIMBERLINE RES CORP COM NEW | 887133205 | Equities | 12,306 | $7,000 | thousands by filing date | |
| POSTROCK ENERGY CORPORATION COM NEW | 737525204 | Common Stock | 2,539 | $7,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 1,473 | $7,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 630 | $7,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 400 | $7,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 515 | $7,000 | thousands by filing date | |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 1,429 | $7,000 | thousands by filing date | |
| JAGUAR ANIMAL HEALTH INC | 47008L106 | COM | 1,499 | $7,000 | thousands by filing date | |
| VESTIN RLTY MTG II INC | 92549X300 | COM PAR | 1,829 | $7,000 | thousands by filing date | |
| AOXIN TIANLI GROUP INC | G0404E104 | Cmn | 5,113 | $7,000 | thousands by filing date | |
| AVENUE FINL HLDGS INC | 05358K102 | COM | 548 | $7,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 3,264 | $7,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 100 | $6,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 200 | $6,000 | thousands by filing date | put |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 100 | $6,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 200 | $6,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 285 | $6,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 363 | $6,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 300 | $6,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,500 | $6,000 | thousands by filing date | put |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 100 | $6,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 500 | $6,000 | thousands by filing date | put |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2,112 | $6,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 227 | $6,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 4,378 | $6,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 1,498 | $6,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 1,987 | $6,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 600 | $6,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 2,239 | $6,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 577 | $6,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 1,693 | $6,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 200 | $6,000 | thousands by filing date | put |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 426 | $6,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 398 | $6,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 3,059 | $6,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 100 | $6,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,900 | $6,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 1,456 | $6,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 362 | $6,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 7,493 | $6,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 8,740 | $6,000 | thousands by filing date | |
| Northeast Community Bancorp Inc | 664112109 | COM | 759 | $6,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 500 | $6,000 | thousands by filing date | put |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 175 | $6,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 2,345 | $6,000 | thousands by filing date | |
| U M H PROPERTIES INC | 903002202 | CV RED PFD-A | 240 | $6,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 900 | $6,000 | thousands by filing date | put |
| ANGIES LIST INC | 034754101 | COM | 1,000 | $6,000 | thousands by filing date | call |
| RADISYS CORP | 750459109 | COM | 2,656 | $6,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 3,305 | $6,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 9,919 | $6,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 7,142 | $6,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 600 | $6,000 | thousands by filing date | put |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 10,945 | $6,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 12,049 | $6,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 2,712 | $6,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 12,958 | $6,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 600 | $6,000 | thousands by filing date | put |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 965 | $6,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 319 | $6,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 3,298 | $6,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 954 | $6,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 4,671 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 600 | $6,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 3,000 | $6,000 | thousands by filing date | principal |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 3,189 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 300 | $6,000 | thousands by filing date | put |
| HOPFED BANCORP INC | 439734104 | COM | 520 | $6,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 2,908 | $6,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 7,136 | $6,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 367 | $6,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 21,015 | $6,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 12,203 | $6,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 5,748 | $6,000 | thousands by filing date | |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 1,132 | $6,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 982 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P650 | TRES 5YR BULL | 100 | $6,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 1,989 | $6,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 1,830 | $6,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 409,480 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 300 | $6,000 | thousands by filing date | call |
| KITE PHARMA INC | 49803L109 | COM | 100 | $6,000 | thousands by filing date | call |
| 1347 Property Insurance Holdings | 68244P107 | COM | 675 | $6,000 | thousands by filing date | |
| ACRE RLTY INVS INCORPORATED REIT | 00489F106 | REIT | 4,200 | $6,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 858 | $6,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 307 | $6,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 1,702 | $6,000 | thousands by filing date | |
| PREMIER EXHIBITIONS INC COM NEW | 74051E201 | Stock | 1,270 | $6,000 | thousands by filing date | |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 1,235 | $6,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO COM PAR NEW | 560690307 | Stock | 4,113 | $6,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V305 | COM PAR | 2,600 | $6,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G509 | TAC MAN US COR | 250 | $6,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 2,712 | $6,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 3,183 | $6,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 2,634 | $6,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 307 | $6,000 | thousands by filing date | |
| VESTIN REALTY MORTGAGE I INC | 925490203 | COM NEW | 1,533 | $6,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 400 | $5,000 | thousands by filing date | put |
| ENBRIDGE INC COM | 29250N105 | Stock | 100 | $5,000 | thousands by filing date | put |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 231 | $5,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 300 | $5,000 | thousands by filing date | put |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 100 | $5,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,000 | $5,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 300 | $5,000 | thousands by filing date | call |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 694 | $5,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 6,500 | $5,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 2,000 | $5,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657101 | COM | 100 | $5,000 | thousands by filing date | call |
| COMMUNITY USD0.01 | 20369C106 | COM | 276 | $5,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 100 | $5,000 | thousands by filing date | call |
| THL CR SR LN FD | 87244R103 | COM | 317 | $5,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 424 | $5,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 900 | $5,000 | thousands by filing date | call |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 271 | $5,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 194 | $5,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 300 | $5,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 732 | $5,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 11,576 | $5,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 939 | $5,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 1,006 | $5,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 2,303 | $5,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 1,000 | $5,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 260 | $5,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 667 | $5,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 2,958 | $5,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 1,000 | $5,000 | thousands by filing date | principal |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 1,000 | $5,000 | thousands by filing date | principal |
| MECHEL PREF SPON ADR | 583840509 | COM | 12,760 | $5,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 2,100 | $5,000 | thousands by filing date | call |
| GULF IS FABRICATION INC | 402307102 | COM | 440 | $5,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 267 | $5,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 1,525 | $5,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 5,038 | $5,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 4,891 | $5,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 2,500 | $5,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 1,695 | $5,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 3,000 | $5,000 | thousands by filing date | call |
| AMBASSADORS GROUP INC | 023177108 | COM | 2,223 | $5,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 389 | $5,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 4,520 | $5,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 5,000 | $5,000 | thousands by filing date | principal |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 4,000 | $5,000 | thousands by filing date | principal |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 8,800 | $5,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 10,129 | $5,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 4,874 | $5,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 4,879 | $5,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 9,200 | $5,000 | thousands by filing date | call |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 640 | $5,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 2,950 | $5,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 302 | $5,000 | thousands by filing date | |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 3,780 | $5,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 5,481 | $5,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 5,000 | $5,000 | thousands by filing date | call |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 2,332 | $5,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 100 | $5,000 | thousands by filing date | call |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 769 | $5,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 2,515 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 71 | $5,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 190 | $5,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 2,497 | $5,000 | thousands by filing date | |
| QKL STORES INC | 74732Y303 | COM PAR $0.001 | 2,624 | $5,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 1,524 | $5,000 | thousands by filing date | |
| RESPONSE GENETICS INC | 76123U105 | COM | 16,621 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286418 | EMKT CNSM DISC | 93 | $5,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 3,556 | $5,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 16,783 | $5,000 | thousands by filing date | |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 3,483 | $5,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H102 | COM | 3,771 | $5,000 | thousands by filing date | |
| AMERICAN LORAIN CORP | 027297100 | COM | 2,631 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X467 | MSCI EM50 ETF | 100 | $5,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 11,047 | $5,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 200 | $5,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 1,469 | $5,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,000 | $5,000 | thousands by filing date | call |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 649 | $5,000 | thousands by filing date | |
| ZAZA ENERGY CORP - NEW | 98919T407 | COM | 5,749 | $5,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 3,051 | $5,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 450 | $5,000 | thousands by filing date | |
| ARROW INVTS TR | 042765784 | QVM EQT FACTOR | 186 | $5,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 436 | $5,000 | thousands by filing date | |
| PRESBIA PLC | G7234P100 | SHS | 594 | $5,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 260 | $5,000 | thousands by filing date | |
| CHINA COML CR INC | 16891K103 | COM | 3,844 | $5,000 | thousands by filing date | |
| VBI VACCINES INC CDA | 91790E102 | Stock | 1,725 | $5,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 940 | $5,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 1,421 | $5,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 287 | $5,000 | thousands by filing date | |
| Escalera Resources Co | 296064108 | Ordinary Shares | 18,208 | $5,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 10,798 | $5,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 1,478 | $5,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V863 | SSGA RISK AWAR | 120 | $5,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES IN | 043635309 | COM NEW | 8,881 | $5,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131103 | COM | 6,177 | $5,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 200 | $4,000 | thousands by filing date | put |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 131 | $4,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 100 | $4,000 | thousands by filing date | put |
| OPEN TEXT CORP COM | 683715106 | Stock | 100 | $4,000 | thousands by filing date | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 500 | $4,000 | thousands by filing date | call |
| FORTINET INC COM | 34959E109 | Stock | 100 | $4,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 100 | $4,000 | thousands by filing date | put |
| COMMVAULT SYS INC COM | 204166102 | Stock | 100 | $4,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 200 | $4,000 | thousands by filing date | put |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 100 | $4,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 100 | $4,000 | thousands by filing date | put |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 175 | $4,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 89 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 100 | $4,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 200 | $4,000 | thousands by filing date | call |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 200 | $4,000 | thousands by filing date | put |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 904 | $4,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 2,070 | $4,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 3,891 | $4,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 2,000 | $4,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 166 | $4,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 100 | $4,000 | thousands by filing date | put |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 3,200 | $4,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 600 | $4,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 902 | $4,000 | thousands by filing date | |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 1,654 | $4,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 1,724 | $4,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 100 | $4,000 | thousands by filing date | put |
| LO JACK CORP | 539451104 | COMMON STOCK | 1,111 | $4,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 184 | $4,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 1,404 | $4,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 7,500 | $4,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 2,149 | $4,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 500 | $4,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,500 | $4,000 | thousands by filing date | call |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 1,159 | $4,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 715 | $4,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 657 | $4,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 200 | $4,000 | thousands by filing date | call |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 100 | $4,000 | thousands by filing date | call |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 1,399 | $4,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,016 | $4,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 1,000 | $4,000 | thousands by filing date | principal |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 2,000 | $4,000 | thousands by filing date | call |
| BG MEDICINE INC | 08861T107 | COM | 7,898 | $4,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 1,100 | $4,000 | thousands by filing date | call |
| RACKSPACE HOSTING INC | 750086100 | COM | 100 | $4,000 | thousands by filing date | call |
| MEI PHARMA INC | 55279B202 | COM NEW | 2,576 | $4,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 1,741 | $4,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 1,807 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-009205 | this filing | 2015-08-14 | acceptance time not in the bulk data set |