13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 8,518 holding rows worth $150,455,061,000.
- Accession
- 0000950123-15-009205
- Filer
- CIK 1610520
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 14,890 entries on the cover page, a total value of $150,455,061,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $150,455,131,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARKET VECTORS TREASURY-HEDG | 57061R775 | HI YLD TREA BD | 755 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 949 | $18,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 2,494 | $18,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 1,300 | $18,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P866 | FUND | 440 | $18,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y819 | TOTAL MKT BEAR | 918 | $18,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 3,817 | $18,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 372 | $18,000 | thousands by filing date | |
| RECON CAP SER TR | 75623U201 | RECON CAP DAX GE | 663 | $18,000 | thousands by filing date | |
| ETFS TR | 26923J206 | ZACKS SM CP US | 692 | $18,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 14,901 | $18,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 5,268 | $18,000 | thousands by filing date | |
| PROSHARES TR II | 74347W288 | ULT BLMBRG COMM | 375 | $18,000 | thousands by filing date | |
| OCI RES LP | 67081B106 | COM UNIT LTD | 730 | $18,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 200 | $17,000 | thousands by filing date | put |
| CANADIANNATLRYCOF | 136375102 | STOK | 300 | $17,000 | thousands by filing date | call |
| FABRINET SHS | G3323L100 | Stock | 917 | $17,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 200 | $17,000 | thousands by filing date | put |
| AZENTA INC | 114340102 | COM | 1,505 | $17,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 2,654 | $17,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 2,000 | $17,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 1,000 | $17,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 3,000 | $17,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 5,172 | $17,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 2,177 | $17,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 1,658 | $17,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 800 | $17,000 | thousands by filing date | call |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 2,125 | $17,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 500 | $17,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 1,704 | $17,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 526 | $17,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,693 | $17,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 4,422 | $17,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 500 | $17,000 | thousands by filing date | put |
| BARD C R INC | 067383109 | COM | 100 | $17,000 | thousands by filing date | call |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,335 | $17,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 6,080 | $17,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 11,259 | $17,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 1,666 | $17,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,309 | $17,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 1,300 | $17,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 1,446 | $17,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 2,000 | $17,000 | thousands by filing date | call |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 925 | $17,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 1,613 | $17,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 14,460 | $17,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 27,698 | $17,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 2,685 | $17,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 2,166 | $17,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 3,622 | $17,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 2,291 | $17,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 500 | $17,000 | thousands by filing date | put |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 500 | $17,000 | thousands by filing date | call |
| SUNSHINE HEART INC | 86782u106 | COM | 4,977 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347X336 | ULTRASHRT TIPS | 618 | $17,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 2,191 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347X344 | ULTRASHT 3-7YR | 595 | $17,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 3,840 | $17,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 1,175 | $17,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 2,048 | $17,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 622 | $17,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 9,157 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 618 | $17,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 497 | $17,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 851 | $17,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 1,800 | $17,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 951 | $17,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 1,377 | $17,000 | thousands by filing date | |
| ATRM HLDGS INC | 04964A103 | COM | 3,885 | $17,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 100 | $16,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 100 | $16,000 | thousands by filing date | call |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 100 | $16,000 | thousands by filing date | call |
| EGAIN CORP | 28225C806 | COM NEW | 3,150 | $16,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 1,005 | $16,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 2,142 | $16,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 3,664 | $16,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 957 | $16,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 1,500 | $16,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 15,200 | $16,000 | thousands by filing date | call |
| TRIO TECH INTL | 896712205 | COM NEW | 5,112 | $16,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 6,615 | $16,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 4,082 | $16,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 1,943 | $16,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 3,029 | $16,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 362 | $16,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 9,600 | $16,000 | thousands by filing date | put |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 2,281 | $16,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 100 | $16,000 | thousands by filing date | put |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 100 | $16,000 | thousands by filing date | call |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 500 | $16,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 381 | $16,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 920 | $16,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 300 | $16,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 2,028 | $16,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 500 | $16,000 | thousands by filing date | put |
| MAST THERAPEUTICS INC | 576314108 | COM | 31,625 | $16,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 13,600 | $16,000 | thousands by filing date | call |
| EPIQ SYSTEMS INC | 26882D109 | COM | 948 | $16,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 6,597 | $16,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 6,500 | $16,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 4,312 | $16,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 5,153 | $16,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 1,598 | $16,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 858 | $16,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 1,168 | $16,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P150 | CHINA TRNDP ETF | 580 | $16,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 3,187 | $16,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 5,786 | $16,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 779 | $16,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H533 | PS AGRI LG ETN | 1,290 | $16,000 | thousands by filing date | |
| Athens Bancshares Corporation | 047042106 | Common Stock | 608 | $16,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 1,464 | $16,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 11,119 | $16,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 684 | $16,000 | thousands by filing date | |
| E FUTURE INFORMATION TECH IN | G29438101 | SHS | 2,843 | $16,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 716 | $16,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 624 | $16,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 968 | $16,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 854 | $16,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 861 | $16,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 1,000 | $16,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 3,189 | $16,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 1,648 | $16,000 | thousands by filing date | |
| YULONG ECO MATLS LTD | G98847117 | ORD SHS NEW | 2,705 | $16,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 1,006 | $16,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J120 | UNIT 03/29/2021T | 1,600 | $16,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 18,118 | $16,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 100 | $15,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 6,100 | $15,000 | thousands by filing date | put |
| AMERESCO INC | 02361E108 | CL A | 2,000 | $15,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 2,461 | $15,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 600 | $15,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 2,577 | $15,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 255 | $15,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 552 | $15,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,125 | $15,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 1,922 | $15,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 500 | $15,000 | thousands by filing date | put |
| LGL GROUP INC | 50186A108 | COM | 3,331 | $15,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 2,147 | $15,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 700 | $15,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 3,175 | $15,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 5,377 | $15,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 1,000 | $15,000 | thousands by filing date | put |
| INCONTACT INC | 45336E109 | COM | 1,461 | $15,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 11,000 | $15,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 81,626 | $15,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 6,900 | $15,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 1,900 | $15,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 400 | $15,000 | thousands by filing date | put |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 2,500 | $15,000 | thousands by filing date | put |
| COMVERSE INC | 20585P105 | COM | 730 | $15,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 1,300 | $15,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 28,786 | $15,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 893 | $15,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 26,388 | $15,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 916 | $15,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P176 | ROGRS ENH ETNS | 815 | $15,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 38,711 | $15,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 2,658 | $15,000 | thousands by filing date | |
| ONVIA INC | 68338T403 | COM | 3,471 | $15,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233107 | COM | 9,292 | $15,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 2,829 | $15,000 | thousands by filing date | |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 8,604 | $15,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 4,059 | $15,000 | thousands by filing date | |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 2,967 | $15,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 626 | $15,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 278 | $15,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 611 | $15,000 | thousands by filing date | |
| NXT ID INC COM | 67091J107 | Stock | 6,424 | $15,000 | thousands by filing date | |
| CARTESIAN INC | 146534102 | COM ADDED | 4,401 | $15,000 | thousands by filing date | |
| ETFS TR | 26923J107 | ZACKS LG CP US | 600 | $15,000 | thousands by filing date | |
| LEVY ACQUISITION CORP-CW18 | 52748T112 | W | 2,500 | $15,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 100 | $14,000 | thousands by filing date | put |
| MERCADOLIBREINC | 58733R102 | STOK | 100 | $14,000 | thousands by filing date | put |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 300 | $14,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 500 | $14,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 500 | $14,000 | thousands by filing date | call |
| MODINE MFG CO COM | 607828100 | Stock | 1,300 | $14,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 6,000 | $14,000 | thousands by filing date | put |
| CELANESE CORP DEL COM | 150870103 | Stock | 200 | $14,000 | thousands by filing date | call |
| ALAMO GROUP INC | 011311107 | COM | 259 | $14,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 4,500 | $14,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 788 | $14,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 1,000 | $14,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 200 | $14,000 | thousands by filing date | put |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 1,655 | $14,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 1,721 | $14,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,390 | $14,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 4,324 | $14,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,015 | $14,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 3,395 | $14,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 1,411 | $14,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 1,000 | $14,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 987 | $14,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1,490 | $14,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 5,000 | $14,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 800 | $14,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 800 | $14,000 | thousands by filing date | call |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 575 | $14,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 2,900 | $14,000 | thousands by filing date | put |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 2,608 | $14,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 8,131 | $14,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 4,061 | $14,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 307 | $14,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 2,300 | $14,000 | thousands by filing date | call |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 1,700 | $14,000 | thousands by filing date | put |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 10,000 | $14,000 | thousands by filing date | principal |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 38,359 | $14,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 2,371 | $14,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 23,310 | $14,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 1,766 | $14,000 | thousands by filing date | |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 1,127 | $14,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 9,688 | $14,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 535 | $14,000 | thousands by filing date | |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 1,388 | $14,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 1,259 | $14,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 868 | $14,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 6,930 | $14,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 1,352 | $14,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 2,699 | $14,000 | thousands by filing date | |
| FIRST FED NORTHN MICH BANCOR | 32021X105 | COM | 2,117 | $14,000 | thousands by filing date | |
| KINGTONE WIRELESSINFO SOL HL | 496880204 | SPONSORED ADR NE | 3,010 | $14,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 315 | $14,000 | thousands by filing date | |
| CSX CORP | 126408GA5 | US DOMESTIC | 4,000 | $14,000 | thousands by filing date | principal |
| FQF TR | 351680400 | QUANTSHARE SIZ | 553 | $14,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P200 | ROGR ENH PRECI | 881 | $14,000 | thousands by filing date | |
| ARMCO METALS HLDGS XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/20 | 042182204 | COM | 14,591 | $14,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 578 | $14,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 2,823 | $14,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 3,366 | $14,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 761 | $14,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 3,108 | $14,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 1,450 | $14,000 | thousands by filing date | |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 9,412 | $14,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 3,639 | $14,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 1,892 | $14,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H205 | COM NEW | 4,553 | $14,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 2,247 | $14,000 | thousands by filing date | |
| BIOTIE THERAPIES OYJ | 09074D103 | SPONSORED ADR | 681 | $14,000 | thousands by filing date | |
| LAKES ENTERTAINMEN | 51206P208 | COM | 1,570 | $14,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 200 | $13,000 | thousands by filing date | call |
| ENNIS INC COM | 293389102 | Stock | 700 | $13,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 1,084 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 200 | $13,000 | thousands by filing date | call |
| DIGI INTL INC | 253798102 | COM | 1,267 | $13,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 1,484 | $13,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 500 | $13,000 | thousands by filing date | put |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 500 | $13,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 3,183 | $13,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 637 | $13,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 700 | $13,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 617 | $13,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 800 | $13,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 560 | $13,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,885 | $13,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 500 | $13,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 430 | $13,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 200 | $13,000 | thousands by filing date | put |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 1,421 | $13,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 751 | $13,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 4,000 | $13,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 100 | $13,000 | thousands by filing date | put |
| Broadcom Inc | Y0486S104 | Common | 100 | $13,000 | thousands by filing date | call |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 1,406 | $13,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 3,600 | $13,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 1,701 | $13,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 59,482 | $13,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 936 | $13,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 700 | $13,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 500 | $13,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 300 | $13,000 | thousands by filing date | call |
| WAUSAU PAPER CORP | 943315101 | COM | 1,365 | $13,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 3,038 | $13,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 4,668 | $13,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 3,501 | $13,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 12,833 | $13,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 9,296 | $13,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 50,600 | $13,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 5,557 | $13,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 13,000 | $13,000 | thousands by filing date | principal |
| AMERIANA BANCORP | 023613102 | COM | 600 | $13,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 2,983 | $13,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H459 | PS CMDT LG ETN | 1,197 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B696 | S&P INTDEV HIB | 441 | $13,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P338 | FUND | 425 | $13,000 | thousands by filing date | |
| QuantShares ETF | 351680202 | Qshrs US Mkt Neutral Val | 503 | $13,000 | thousands by filing date | |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 1,474 | $13,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 2,593 | $13,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 916 | $13,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 2,589 | $13,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 1,141 | $13,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 305 | $13,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 3,743 | $13,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 1,600 | $13,000 | thousands by filing date | call |
| CHECK CAP LTD | M2361E112 | SHS | 3,793 | $13,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 1,444 | $13,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T563 | BG CP GRTH ETN | 228 | $13,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 600 | $12,000 | thousands by filing date | call |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 1,058 | $12,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 200 | $12,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 4,600 | $12,000 | thousands by filing date | call |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 380 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 610 | $12,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 2,200 | $12,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 500 | $12,000 | thousands by filing date | call |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,077 | $12,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 874 | $12,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,390 | $12,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 626 | $12,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 657 | $12,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 545 | $12,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 1,120 | $12,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 4,225 | $12,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 652 | $12,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 503 | $12,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 4,000 | $12,000 | thousands by filing date | call |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 19,400 | $12,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 300 | $12,000 | thousands by filing date | call |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 700 | $12,000 | thousands by filing date | call |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 716 | $12,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 500 | $12,000 | thousands by filing date | put |
| PARTY CITY HOLDCO INC | 702149105 | COM | 594 | $12,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 1,300 | $12,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 500 | $12,000 | thousands by filing date | call |
| LinnCo, LLC | 535782106 | LTD | 1,300 | $12,000 | thousands by filing date | put |
| LinnCo, LLC | 535782106 | LTD | 1,300 | $12,000 | thousands by filing date | call |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 3,000 | $12,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 1,888 | $12,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 3,794 | $12,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 5,700 | $12,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 1,239 | $12,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,300 | $12,000 | thousands by filing date | put |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 4,900 | $12,000 | thousands by filing date | call |
| ENGLOBAL CORP | 293306106 | COM | 9,339 | $12,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 1,829 | $12,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 14,300 | $12,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 1,069 | $12,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 1,200 | $12,000 | thousands by filing date | |
| PUREFUNDS ISE JUNIOR SILV | 30304R308 | COM | 1,605 | $12,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 307 | $12,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 1,711 | $12,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 2,889 | $12,000 | thousands by filing date | |
| ELONG - ADR | 290138205 | ADR | 735 | $12,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 19,991 | $12,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 216 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 632 | $12,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 781 | $12,000 | thousands by filing date | |
| ELEMENTS LKD TO S&P CMDTY TR | 4042EP602 | CMN | 2,090 | $12,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 290 | $12,000 | thousands by filing date | |
| TOFUTTI BRANDS INC | 88906B105 | COM | 2,825 | $12,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 2,074 | $12,000 | thousands by filing date | |
| MSB FINANCIAL CORPORATION | 55352P102 | COM | 886 | $12,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 3,061 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 662 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q736 | FDMTL EMKLODBT | 634 | $12,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K866 | PS CR OIL LG ETN | 1,615 | $12,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 789 | $12,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297504 | ELEMENT USETN22 | 762 | $12,000 | thousands by filing date | |
| UBIC INC | 90346V105 | SPONSORED ADR | 794 | $12,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 4,236 | $12,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 1,847 | $12,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 200 | $12,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 1,000 | $12,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 788 | $12,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 18,929 | $12,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 330 | $12,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 1,698 | $12,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 2,376 | $12,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 1,621 | $12,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 800 | $12,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 5,502 | $12,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 738 | $12,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y628 | ATHENA HGH DIV | 624 | $12,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W408 | Cmn | 501 | $12,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 200 | $11,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 2,500 | $11,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 100 | $11,000 | thousands by filing date | put |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 100 | $11,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 100 | $11,000 | thousands by filing date | call |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 200 | $11,000 | thousands by filing date | call |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 215 | $11,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 500 | $11,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 300 | $11,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 5,511 | $11,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 558 | $11,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 300 | $11,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 400 | $11,000 | thousands by filing date | call |
| EXTREME NETWORKS INC | 30226D106 | COM | 4,050 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 500 | $11,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,000 | $11,000 | thousands by filing date | call |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 100 | $11,000 | thousands by filing date | call |
| FULL HSE RESORTS INC | 359678109 | COM | 6,093 | $11,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 544 | $11,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 100 | $11,000 | thousands by filing date | put |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 311 | $11,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 1,106 | $11,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 541 | $11,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 821 | $11,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 644 | $11,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 300 | $11,000 | thousands by filing date | put |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,000 | $11,000 | thousands by filing date | put |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 6,926 | $11,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 500 | $11,000 | thousands by filing date | call |
| SOLAZYME INC | 83415T101 | COM | 3,600 | $11,000 | thousands by filing date | put |
| NEW YORK & CO INC | 649295102 | COM | 3,914 | $11,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,700 | $11,000 | thousands by filing date | call |
| RAND CAP CORP | 752185108 | COM | 2,802 | $11,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 11,400 | $11,000 | thousands by filing date | call |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 994 | $11,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 3,726 | $11,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 2,317 | $11,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 1,500 | $11,000 | thousands by filing date | call |
| GOLDFIELD CORP | 381370105 | COM | 6,312 | $11,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 195 | $11,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 5,366 | $11,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 5,073 | $11,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 2,073 | $11,000 | thousands by filing date | |
| Leading Brands Inc. | 52170U207 | COM | 2,988 | $11,000 | thousands by filing date | |
| ALON BLUE SQUARE ISRAEL LTD | 02051Q106 | SPONSORED ADR | 4,962 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74348A517 | UL PROSHTFIN NEW | 559 | $11,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 100 | $11,000 | thousands by filing date | call |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 947 | $11,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 5,255 | $11,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y776 | ADVISR GLBECHO | 174 | $11,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 594 | $11,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 700 | $11,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S203 | CONV PFD SER A | 553 | $11,000 | thousands by filing date | |
| ETRACS CMCI INDUST MTLS TR | 902641752 | ETP | 777 | $11,000 | thousands by filing date | |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 23,657 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E267 | GBLX JR MNRS NEW | 1,020 | $11,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 10,323 | $11,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 500 | $11,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 5,194 | $11,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP | 31809H209 | UNIT 99/99/9999 | 1,042 | $11,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 4,000 | $11,000 | thousands by filing date | |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 1,002 | $11,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 4,647 | $11,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 907 | $11,000 | thousands by filing date | |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 1,279 | $11,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y669 | GARTMAN GLD/EU | 834 | $11,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 1,225 | $11,000 | thousands by filing date | |
| WOWO LTD | 98212L101 | SPONSORED ADR | 1,345 | $11,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V105 | COM | 1,000 | $11,000 | thousands by filing date | |
| INVENTERGY GLOBAL INC | 46123X102 | Cmn | 35,011 | $11,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 300 | $10,000 | thousands by filing date | call |
| Stryker Corporation | 863667101 | COM | 100 | $10,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 600 | $10,000 | thousands by filing date | put |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 300 | $10,000 | thousands by filing date | call |
| ARCBEST CORP COM | 03937C105 | Stock | 300 | $10,000 | thousands by filing date | put |
| ZOETIS INC CL A | 98978V103 | Stock | 200 | $10,000 | thousands by filing date | put |
| ZOETIS INC CL A | 98978V103 | Stock | 200 | $10,000 | thousands by filing date | call |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 500 | $10,000 | thousands by filing date | put |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 900 | $10,000 | thousands by filing date | call |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 100 | $10,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 500 | $10,000 | thousands by filing date | put |
| INOGEN INC | 45780L104 | COM | 220 | $10,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 1,035 | $10,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 574 | $10,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 3,400 | $10,000 | thousands by filing date | call |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 500 | $10,000 | thousands by filing date | put |
| UFP TECHNOLOGIES INC | 902673102 | COM | 500 | $10,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 1,018 | $10,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 605 | $10,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 895 | $10,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 760 | $10,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 533 | $10,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 1,652 | $10,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 200 | $10,000 | thousands by filing date | put |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 5,099 | $10,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 400 | $10,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 7,528 | $10,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,750 | $10,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 1,588 | $10,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 8,200 | $10,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 2,246 | $10,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 1,394 | $10,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 7,377 | $10,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 200 | $10,000 | thousands by filing date | call |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 200 | $10,000 | thousands by filing date | call |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 600 | $10,000 | thousands by filing date | put |
| TRUECAR INC | 89785L107 | COM | 800 | $10,000 | thousands by filing date | call |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 1,106 | $10,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 1,559 | $10,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 567 | $10,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 399 | $10,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 1,000 | $10,000 | thousands by filing date | put |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 34,600 | $10,000 | thousands by filing date | put |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 357 | $10,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 1,200 | $10,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 1,700 | $10,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 100 | $10,000 | thousands by filing date | put |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 100 | $10,000 | thousands by filing date | call |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 322 | $10,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 3,771 | $10,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 2,692 | $10,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 200 | $10,000 | thousands by filing date | put |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 2,175 | $10,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 1,398 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-009205 | this filing | 2015-08-14 | acceptance time not in the bulk data set |