13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 8,518 holding rows worth $150,455,061,000.
- Accession
- 0000950123-15-009205
- Filer
- CIK 1610520
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 14,890 entries on the cover page, a total value of $150,455,061,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $150,455,131,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 2,196 | $51,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 1,100 | $51,000 | thousands by filing date | put |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 1,982 | $51,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 7,368 | $51,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 897 | $51,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 2,985 | $51,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B888 | PWRSH CHI A PT | 1,240 | $51,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 1,759 | $50,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 1,900 | $50,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 4,000 | $50,000 | thousands by filing date | put |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 2,244 | $50,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 825 | $50,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 973 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 1,570 | $50,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 10,800 | $50,000 | thousands by filing date | call |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 4,365 | $50,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 50,000 | $50,000 | thousands by filing date | principal |
| RANGE RES CORP COM | 75281A109 | Stock | 1,000 | $49,000 | thousands by filing date | call |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 600 | $49,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 890 | $49,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 1,991 | $49,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 2,234 | $49,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 300 | $49,000 | thousands by filing date | put |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 5,154 | $49,000 | thousands by filing date | |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 2,975 | $49,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 2,870 | $49,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 1,366 | $49,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 9,700 | $49,000 | thousands by filing date | call |
| LEXMARK INTL NEW | 529771107 | CL A | 1,100 | $49,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 2,035 | $49,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 1,950 | $49,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 2,338 | $49,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 615 | $49,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P643 | TRES 5YR BEAR | 1,511 | $49,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 4,863 | $49,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 2,065 | $49,000 | thousands by filing date | |
| Birner Dental Management | 091283200 | COM NEW | 3,710 | $49,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 1,295 | $49,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 1,694 | $49,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,700 | $48,000 | thousands by filing date | call |
| SEATTLE GENETICS INC | 812578102 | COM | 1,000 | $48,000 | thousands by filing date | put |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 14,697 | $48,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 4,500 | $48,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 3,545 | $48,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 4,316 | $48,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 13,803 | $48,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 3,418 | $48,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 1,437 | $48,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 4,438 | $48,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 1,866 | $48,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 1,423 | $48,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 17,763 | $48,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 799 | $47,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 2,000 | $47,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 1,442 | $47,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 1,960 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 1,011 | $47,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 4,188 | $47,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 27,851 | $47,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 12,200 | $47,000 | thousands by filing date | call |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 4,900 | $47,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 5,393 | $47,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K794 | LTN AM BLL 3X NW | 1,294 | $47,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,100 | $46,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 1,909 | $46,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 2,235 | $46,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 864 | $46,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,900 | $46,000 | thousands by filing date | put |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 911 | $46,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 9,500 | $46,000 | thousands by filing date | call |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 1,892 | $46,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 1,980 | $46,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 2,242 | $46,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 1,594 | $46,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 2,427 | $46,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 2,531 | $46,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 1,183 | $46,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H420 | IPATH AS GLF CUR | 936 | $46,000 | thousands by filing date | |
| MORGAN STANLEY | 617480280 | SHRT EUR ETN20 | 790 | $46,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P197 | IPTH LEAD ETN | 1,526 | $46,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F176 | COM | 1,119 | $46,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 1,200 | $46,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 500 | $45,000 | thousands by filing date | call |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 698 | $45,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 1,100 | $45,000 | thousands by filing date | call |
| ECOLAB INC COM | 278865100 | Stock | 400 | $45,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 200 | $45,000 | thousands by filing date | call |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 3,188 | $45,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 931 | $45,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 4,743 | $45,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 700 | $45,000 | thousands by filing date | call |
| NEW GERMANY FD INC | 644465106 | COM | 3,000 | $45,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 2,033 | $45,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 27,000 | $45,000 | thousands by filing date | principal |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 9,160 | $45,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 20,000 | $45,000 | thousands by filing date | put |
| ORTHOFIX INTL N V | N6748L102 | COM | 1,357 | $45,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 1,263 | $45,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 42,710 | $45,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 4,537 | $45,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 25,042 | $45,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L469 | 2 YR TREAS BULL | 703 | $45,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 713 | $45,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 300 | $44,000 | thousands by filing date | call |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 1,742 | $44,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 766 | $44,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 3,000 | $44,000 | thousands by filing date | call |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 200 | $44,000 | thousands by filing date | put |
| 8X8 INC | 282914100 | COMMON STOCK | 4,929 | $44,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 400 | $44,000 | thousands by filing date | call |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 51,500 | $44,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 21,513 | $44,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 2,568 | $44,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 9,300 | $44,000 | thousands by filing date | put |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 10,150 | $44,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 6,241 | $44,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396704 | NAVELLR A-100 | 850 | $44,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 6,407 | $44,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 1,864 | $44,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 2,100 | $44,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,500 | $43,000 | thousands by filing date | call |
| FRANCO NEV CORP COM | 351858105 | Stock | 900 | $43,000 | thousands by filing date | call |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 1,821 | $43,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 800 | $43,000 | thousands by filing date | put |
| GOOGLE INC | 38259P706 | CL C | 82 | $43,000 | thousands by filing date | call |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 785 | $43,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 1,415 | $43,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 2,328 | $43,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 8,582 | $43,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 750 | $43,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 1,579 | $43,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 1,151 | $43,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,700 | $43,000 | thousands by filing date | call |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 46,209 | $43,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P168 | LCAP ALT EXC ETN | 1,173 | $43,000 | thousands by filing date | |
| BARCLAYS BANK | 06739H412 | CARRY ETN 38 | 1,066 | $43,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L519 | FUND | 1,348 | $43,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 1,354 | $43,000 | thousands by filing date | |
| HUNTINGTON STRATEGY SHS | 446698201 | ECOL STRAT ETF | 1,140 | $43,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 3,106 | $43,000 | thousands by filing date | |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 7,946 | $43,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505608 | JANUS EQL RSK W | 835 | $43,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 471 | $42,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 3,407 | $42,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,980 | $42,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,400 | $42,000 | thousands by filing date | call |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 900 | $42,000 | thousands by filing date | call |
| GRAHAM CORP | 384556106 | COM | 2,037 | $42,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 1,859 | $42,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 2,118 | $42,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 18,140 | $42,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 13,742 | $42,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 1,700 | $42,000 | thousands by filing date | call |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 3,843 | $42,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 1,790 | $42,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 1,263 | $42,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 19,545 | $42,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 2,796 | $42,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 24,703 | $42,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 1,802 | $42,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 2,582 | $42,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 1,506 | $42,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D654 | 3X INVERS SILV | 701 | $42,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 2,800 | $42,000 | thousands by filing date | |
| ISHARES TR | 46429B374 | ALCO ASIA INFO | 1,214 | $42,000 | thousands by filing date | |
| Amedica Corporation | 023435100 | COM | 72,719 | $42,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 1,658 | $42,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 1,769 | $42,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 700 | $41,000 | thousands by filing date | call |
| AVNET INC COM | 053807103 | Stock | 1,000 | $41,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 800 | $41,000 | thousands by filing date | put |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 1,549 | $41,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 1,227 | $41,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 794 | $41,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 7,612 | $41,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 6,120 | $41,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 4,900 | $41,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 1,443 | $41,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 329 | $41,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 1,715 | $41,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 1,158 | $41,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 4,100 | $41,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 2,065 | $41,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 8,700 | $41,000 | thousands by filing date | call |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 3,000 | $41,000 | thousands by filing date | put |
| GIGAMON INC | 37518B102 | COM | 1,218 | $41,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 1,789 | $41,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 10,704 | $41,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 3,307 | $41,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 1,000 | $41,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 6,109 | $41,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 11,092 | $41,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 2,126 | $41,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 3,325 | $41,000 | thousands by filing date | |
| TEXAS CAPITAL BANCSHARES INC | 88224Q115 | WTS | 855 | $41,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 752 | $40,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 1,000 | $40,000 | thousands by filing date | put |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 350 | $40,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 402 | $40,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 3,802 | $40,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 1,100 | $40,000 | thousands by filing date | call |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 1,973 | $40,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 2,155 | $40,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 2,270 | $40,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 83,200 | $40,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 5,678 | $40,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 984 | $40,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 3,250 | $40,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 1,211 | $40,000 | thousands by filing date | |
| IPATH INVERSE S&P 500 VIX II | 06741K486 | ETP | 1,090 | $40,000 | thousands by filing date | |
| Coeur D'Alene | 192108ar9 | CONV BOND | 40,000 | $40,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 1,307 | $40,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 2,783 | $39,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 3,889 | $39,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 600 | $39,000 | thousands by filing date | put |
| CUMMINS INC COM | 231021106 | Stock | 300 | $39,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 400 | $39,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 3,700 | $39,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 558 | $39,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 1,666 | $39,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 2,847 | $39,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 14,751 | $39,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 552 | $39,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,500 | $39,000 | thousands by filing date | put |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1,610 | $39,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 2,002 | $39,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 3,924 | $39,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 6,182 | $39,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 3,098 | $39,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 1,200 | $39,000 | thousands by filing date | call |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 2,556 | $39,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 1,285 | $39,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 5,430 | $39,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 982 | $39,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 2,190 | $39,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 3,331 | $39,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 1,440 | $39,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P171 | IPTH ALUMN ETN | 1,604 | $39,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 4,400 | $39,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 11,984 | $39,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 1,115 | $39,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 2,211 | $39,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 7,020 | $39,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 800 | $38,000 | thousands by filing date | call |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 2,940 | $38,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 2,000 | $38,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 4,100 | $38,000 | thousands by filing date | put |
| GREAT WESTN BANCORP INC | 391416104 | COM | 1,536 | $38,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 2,742 | $38,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 2,022 | $38,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 2,006 | $38,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 721 | $38,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 3,546 | $38,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 2,045 | $38,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,000 | $38,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 7,585 | $38,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 1,285 | $38,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 500 | $38,000 | thousands by filing date | put |
| TANGOE INC/CT | 87582Y108 | COM | 3,026 | $38,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 2,541 | $38,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 2,395 | $38,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 3,157 | $38,000 | thousands by filing date | |
| ISHARES TR | 46429B457 | MSCI HK SML CP | 1,324 | $38,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 4,500 | $38,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 4,609 | $38,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 2,581 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74348A327 | ULTSHT SMLCP600 | 1,079 | $38,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 2,747 | $38,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 1,322 | $38,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R585 | RUSSIA SMALLCP | 1,693 | $38,000 | thousands by filing date | |
| BOULEVARD ACQUISITION CORP | 10157P112 | *W EXP 02/19/201 | 10,258 | $38,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 100 | $37,000 | thousands by filing date | put |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 1,371 | $37,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 610 | $37,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 700 | $37,000 | thousands by filing date | call |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 1,422 | $37,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 1,730 | $37,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 300 | $37,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 5,460 | $37,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 21,869 | $37,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 1,700 | $37,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 535 | $37,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 1,000 | $37,000 | thousands by filing date | call |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 1,297 | $37,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 1,400 | $37,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 17,306 | $37,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 2,578 | $37,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 800 | $37,000 | thousands by filing date | call |
| Alamos Gold, Inc. | 011527108 | COM | 6,400 | $37,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 1,250 | $37,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 694 | $37,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 15,000 | $37,000 | thousands by filing date | put |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 1,719 | $37,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 1,998 | $37,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 10,230 | $37,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 948 | $37,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R308 | COM NEW | 32,353 | $37,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 562 | $37,000 | thousands by filing date | |
| PROSHARES ULTRASHORT CONSUMER SERVICES | 74348A236 | ETF | 790 | $37,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L859 | ETRAC MP2X LEV | 1,741 | $37,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 600 | $36,000 | thousands by filing date | call |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 8,000 | $36,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 200 | $36,000 | thousands by filing date | call |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 257 | $36,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 700 | $36,000 | thousands by filing date | put |
| HUB GROUP INC | 443320106 | CL A | 903 | $36,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 2,016 | $36,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 5,010 | $36,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 3,100 | $36,000 | thousands by filing date | call |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 2,027 | $36,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 2,849 | $36,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 13,627 | $36,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 1,500 | $36,000 | thousands by filing date | call |
| JOY GLOBAL INC | 481165108 | COM | 1,000 | $36,000 | thousands by filing date | call |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 1,814 | $36,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 52,366 | $36,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 5,838 | $36,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 800 | $36,000 | thousands by filing date | call |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 1,439 | $36,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 4,000 | $36,000 | thousands by filing date | call |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 1,965 | $36,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H483 | PS CMDT DS ETN | 725 | $36,000 | thousands by filing date | |
| STARZ | 85571Q201 | COM | 816 | $36,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 1,385 | $36,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H198 | ETN DJUBS TIN 38 | 1,195 | $36,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 2,888 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74348A889 | GERMAN SOV/SUB | 980 | $36,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 1,624 | $36,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 4,275 | $36,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 2,614 | $36,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 4,463 | $36,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 700 | $36,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,300 | $35,000 | thousands by filing date | call |
| U HAUL HOLDING COMPANY | 023586100 | COM | 107 | $35,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 2,881 | $35,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 2,618 | $35,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 100 | $35,000 | thousands by filing date | call |
| CALAMOS DY COM NPV | 12811V105 | COM | 1,533 | $35,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 1,000 | $35,000 | thousands by filing date | put |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,922 | $35,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 2,191 | $35,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,000 | $35,000 | thousands by filing date | put |
| PROSHARES TR | 74348A707 | ULTRA HIGH YLD | 616 | $35,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 4,659 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 710 | $35,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 5,166 | $35,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 3,470 | $35,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 6,487 | $35,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 1,599 | $35,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 8,765 | $35,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K833 | MTL SHRT ETN38 | 1,456 | $35,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W265 | RUPEE/USD ETN | 950 | $35,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 1,457 | $35,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 297 | $35,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357116 | UNIT 99/99/9999 | 3,484 | $35,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 2,153 | $35,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 2,171 | $35,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 1,275 | $34,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 756 | $34,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 2,118 | $34,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 1,100 | $34,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 3,045 | $34,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 2,660 | $34,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 7,131 | $34,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 3,692 | $34,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 2,708 | $34,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 1,771 | $34,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 1,506 | $34,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 3,600 | $34,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 1,297 | $34,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 2,100 | $34,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 800 | $34,000 | thousands by filing date | call |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 1,037 | $34,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 2,300 | $34,000 | thousands by filing date | put |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 1,600 | $34,000 | thousands by filing date | call |
| JIVE SOFTWARE INC | 47760A108 | COM | 6,486 | $34,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 3,063 | $34,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 1,559 | $34,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 2,804 | $34,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 5,245 | $34,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 3,484 | $34,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 63,232 | $34,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 3,954 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74347X179 | ULT MSCIMEX CAPP | 1,384 | $34,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 2,992 | $34,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 2,181 | $34,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,000 | $33,000 | thousands by filing date | put |
| GRIFFON CORP | 398433102 | COM | 2,084 | $33,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 8,700 | $33,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 2,833 | $33,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 2,788 | $33,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 4,958 | $33,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 615 | $33,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 2,183 | $33,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 2,354 | $33,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 2,000 | $33,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 10,900 | $33,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 1,827 | $33,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 3,346 | $33,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 3,039 | $33,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 487 | $33,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 2,200 | $33,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739H263 | FUND | 875 | $33,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 621 | $33,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 34,200 | $33,000 | thousands by filing date | put |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 3,431 | $33,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 505 | $33,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 1,396 | $33,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 12,965 | $33,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 12,738 | $33,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 2,154 | $33,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 1,424 | $33,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 725 | $33,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L792 | ETRACS 2XLEV | 1,044 | $33,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 1,607 | $32,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 200 | $32,000 | thousands by filing date | put |
| ANGIODYNAMICS INC | 03475V101 | COM | 1,930 | $32,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 2,062 | $32,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 1,576 | $32,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 4,234 | $32,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 3,337 | $32,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 1,814 | $32,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 1,465 | $32,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 1,200 | $32,000 | thousands by filing date | put |
| MODEL N INC | 607525102 | COM | 2,682 | $32,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 3,803 | $32,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 300 | $32,000 | thousands by filing date | call |
| ENDOCYTE INC | 29269A102 | COM | 6,100 | $32,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 1,744 | $32,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 30,000 | $32,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 3,000 | $32,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 1,298 | $32,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 900 | $32,000 | thousands by filing date | put |
| State Investors Bancorp, Inc. | 857030100 | Common Stock | 1,492 | $32,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 1,195 | $32,000 | thousands by filing date | |
| BARCLAYS BK PLC IPTH NAT GAS | 06740P239 | COM | 1,608 | $32,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 1,221 | $32,000 | thousands by filing date | |
| Proshares Ultrashort Health ETF | 74348A228 | COM | 665 | $32,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K828 | NT GS BLL 3X NEW | 1,544 | $32,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 701 | $31,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 778 | $31,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 2,551 | $31,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 4,872 | $31,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 1,726 | $31,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 2,081 | $31,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 1,068 | $31,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 2,725 | $31,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 915 | $31,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 5,061 | $31,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 2,579 | $31,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 858 | $31,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 5,100 | $31,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 1,296 | $31,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 30,000 | $31,000 | thousands by filing date | principal |
| GLOBAL NET LEASE INC | 379378102 | COM | 3,468 | $31,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 9,909 | $31,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 2,900 | $31,000 | thousands by filing date | put |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 3,700 | $31,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 1,052 | $31,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 218 | $31,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 1,200 | $31,000 | thousands by filing date | put |
| SPAN AMER MED SYS INC | 846396109 | COM | 1,702 | $31,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 2,223 | $31,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 33,830 | $31,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 15,725 | $31,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 1,424 | $31,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 5,267 | $31,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 13,475 | $31,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 1,886 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 1,052 | $31,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 2,269 | $31,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 6,384 | $31,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 1,676 | $31,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 519 | $31,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 1,656 | $31,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 6,420 | $31,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E176 | GURU INTL IDX | 2,150 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74348A277 | ULTRA JR MINER | 1,999 | $31,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 1,400 | $30,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 2,100 | $30,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 800 | $30,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 5,464 | $30,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 500 | $30,000 | thousands by filing date | call |
| MARINEMAX INC | 567908108 | COM | 1,279 | $30,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,292 | $30,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 4,375 | $30,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 1,483 | $30,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 6,100 | $30,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 500 | $30,000 | thousands by filing date | put |
| GORDMANS STORES INC | 38269P100 | COM | 4,902 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347X120 | ULT MSCIBZL CAPP | 1,342 | $30,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P127 | RBS OIL TRNDPL | 1,500 | $30,000 | thousands by filing date | |
| IPATH PURE BETA NICKEL | 06740P213 | CMN | 1,440 | $30,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H321 | ETN DJUBSALUMI38 | 1,941 | $30,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 1,691 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W356 | JAPAN CP GOODS | 1,052 | $30,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 1,458 | $30,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 1,229 | $30,000 | thousands by filing date | |
| CHINA ADVANCED CONSTR MATLS | 169365202 | COM NEW | 8,043 | $30,000 | thousands by filing date | |
| VIRTUALSCOPICS INC | 928269208 | COM NEW | 10,987 | $30,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-009205 | this filing | 2015-08-14 | acceptance time not in the bulk data set |