13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 8,518 holding rows worth $150,455,061,000.
- Accession
- 0000950123-15-009205
- Filer
- CIK 1610520
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 14,890 entries on the cover page, a total value of $150,455,061,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $150,455,131,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CON-WAY INC | 205944101 | COM | 2,327 | $89,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 2,964 | $89,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 5,831 | $89,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 5,367 | $89,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y504 | BAS MAT BULL3X | 1,460 | $89,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W299 | JAPAN INTRT FD | 1,810 | $89,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,700 | $88,000 | thousands by filing date | put |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 8,143 | $88,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,000 | $88,000 | thousands by filing date | call |
| McCormick & Company Inc | 579780107 | COM | 1,081 | $88,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 21,159 | $88,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 8,072 | $88,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 4,903 | $88,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 8,500 | $88,000 | thousands by filing date | put |
| XCERRA CORP | 98400J108 | COM | 11,673 | $88,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 7,048 | $88,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 2,500 | $88,000 | thousands by filing date | call |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 16,776 | $88,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 2,100 | $87,000 | thousands by filing date | call |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 25,996 | $87,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 6,837 | $87,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 3,629 | $87,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 2,163 | $87,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 4,113 | $87,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 51,369 | $87,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 7,519 | $87,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 12,672 | $86,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,600 | $86,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 3,010 | $86,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 3,507 | $86,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 7,652 | $86,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 4,450 | $86,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 11,135 | $86,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 4,634 | $86,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 4,042 | $86,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 3,900 | $86,000 | thousands by filing date | call |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 2,800 | $86,000 | thousands by filing date | call |
| DIGIRAD CORP | 253827109 | COM | 19,827 | $86,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 1,841 | $86,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 2,500 | $85,000 | thousands by filing date | call |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 4,819 | $85,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 3,646 | $85,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 1,246 | $85,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 15,800 | $85,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 8,585 | $85,000 | thousands by filing date | |
| Del Taco Restaurants | 52748T104 | COM | 5,600 | $85,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 5,809 | $84,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 2,600 | $84,000 | thousands by filing date | put |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 1,819 | $84,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 4,964 | $84,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 3,166 | $84,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 4,000 | $84,000 | thousands by filing date | put |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 180,030 | $84,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 6,110 | $84,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 4,647 | $84,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K874 | PS CR OIL SH ETN | 1,457 | $84,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R734 | FORN CURR STRT | 1,954 | $84,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 1,755 | $84,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 2,558 | $84,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 8,120 | $84,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 2,345 | $83,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 15,378 | $83,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 4,887 | $83,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 1,255 | $83,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 7,199 | $83,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 7,060 | $83,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 7,148 | $83,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 11,791 | $83,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 10,393 | $83,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 9,770 | $83,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 5,578 | $83,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 27,000 | $83,000 | thousands by filing date | principal |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 8,085 | $83,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 5,452 | $82,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,700 | $82,000 | thousands by filing date | call |
| EASTERN CO | 276317104 | COM | 4,432 | $82,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 32,570 | $82,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 4,954 | $82,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 22,600 | $82,000 | thousands by filing date | put |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 1,690 | $82,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 1,507 | $82,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 2,986 | $81,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,800 | $81,000 | thousands by filing date | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,900 | $81,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,700 | $81,000 | thousands by filing date | put |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 3,788 | $81,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,700 | $81,000 | thousands by filing date | call |
| ORION S.A. | L72967109 | COM | 4,343 | $80,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 2,777 | $80,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 2,170 | $80,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 4,000 | $80,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,000 | $80,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 700 | $80,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 4,866 | $80,000 | thousands by filing date | |
| OMNICARE | 68214L201 | PFD | 697 | $80,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 2,488 | $80,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 49,125 | $80,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,000 | $79,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 3,246 | $79,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,710 | $79,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 7,288 | $79,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 2,371 | $79,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 9,512 | $79,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 51,900 | $79,000 | thousands by filing date | |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 1,336 | $79,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 2,432 | $79,000 | thousands by filing date | |
| PROSHARES TR | 74348A806 | ULT INV GRD CP | 1,365 | $79,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 2,645 | $79,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F184 | FUND | 1,891 | $79,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 4,767 | $79,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 2,000 | $78,000 | thousands by filing date | call |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 16,062 | $78,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 2,254 | $78,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 3,067 | $78,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 4,399 | $78,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 4,124 | $78,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 2,982 | $78,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 6,070 | $78,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 1,182 | $78,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 3,385 | $78,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 1,601 | $78,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 17,298 | $78,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 3,130 | $77,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 5,400 | $77,000 | thousands by filing date | put |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 1,184 | $77,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 828 | $77,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,100 | $77,000 | thousands by filing date | call |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 1,667 | $77,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 2,200 | $77,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 2,079 | $77,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 2,941 | $77,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 5,186 | $77,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 14,983 | $77,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 4,979 | $76,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 1,275 | $76,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 5,124 | $76,000 | thousands by filing date | |
| ETFS ASIAN GOLD TR PHYS ASAIN | 26923C102 | GLD | 662 | $76,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 3,068 | $76,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 5,000 | $75,000 | thousands by filing date | put |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 3,673 | $75,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 5,093 | $75,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 4,807 | $75,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 4,743 | $75,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 1,149 | $75,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 4,858 | $75,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 31,468 | $75,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 1,887 | $75,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 3,037 | $75,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 8,201 | $75,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,000 | $74,000 | thousands by filing date | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 600 | $74,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 1,600 | $74,000 | thousands by filing date | put |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 6,952 | $74,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 2,106 | $74,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,000 | $74,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 4,009 | $74,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 1,559 | $74,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 7,849 | $74,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 2,278 | $74,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 700 | $73,000 | thousands by filing date | put |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 4,511 | $73,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 3,804 | $73,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 24,793 | $73,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 3,738 | $73,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 3,528 | $73,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 21,992 | $73,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 10,119 | $73,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 3,449 | $73,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 700 | $72,000 | thousands by filing date | put |
| AAR CORP | 000361105 | COM | 2,235 | $72,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 2,739 | $72,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 6,772 | $72,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 4,347 | $72,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 3,000 | $72,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 1,037 | $72,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 5,153 | $72,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 2,213 | $72,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 6,320 | $72,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 40,000 | $72,000 | thousands by filing date | put |
| LUMENIS LTD | M6778Q121 | SHS CL B | 5,308 | $72,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 1,628 | $71,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,124 | $71,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 19,896 | $71,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 7,038 | $71,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 452 | $71,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 1,800 | $71,000 | thousands by filing date | put |
| HARMAN INTL INDS INC | 413086109 | COM | 600 | $71,000 | thousands by filing date | call |
| COMSTOCK RESOURCES INC | 205768203 | COM | 21,373 | $71,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 6,743 | $71,000 | thousands by filing date | |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 6,659 | $71,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 3,687 | $71,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 6,313 | $71,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 3,660 | $71,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 7,100 | $70,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,000 | $70,000 | thousands by filing date | put |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 2,129 | $70,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 1,800 | $70,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 2,195 | $70,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 3,591 | $70,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 2,000 | $70,000 | thousands by filing date | call |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,772 | $70,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 4,529 | $70,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 2,535 | $70,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 2,689 | $70,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 11,100 | $70,000 | thousands by filing date | put |
| ANGIES LIST INC | 034754101 | COM | 11,377 | $70,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 7,784 | $70,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 7,100 | $70,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 19,000 | $70,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 9,062 | $69,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 3,300 | $69,000 | thousands by filing date | call |
| BLACKROCK INC CL A COM | 09247X101 | COM | 200 | $69,000 | thousands by filing date | put |
| KRATON CORPORATION | 50077C106 | COM | 2,900 | $69,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 3,575 | $69,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 11,795 | $69,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 6,695 | $69,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 18,633 | $69,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 3,000 | $69,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 2,500 | $68,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 2,100 | $68,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 2,400 | $68,000 | thousands by filing date | put |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,578 | $68,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 2,962 | $68,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 4,925 | $68,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 3,162 | $68,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 5,486 | $68,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 7,000 | $68,000 | thousands by filing date | put |
| PHH CORP | 693320202 | COM NEW | 2,625 | $68,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 18,700 | $68,000 | thousands by filing date | call |
| SEQUENOM INC COM NEW | 817337405 | COM | 22,328 | $68,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 52,100 | $68,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 2,985 | $68,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 1,420 | $68,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,000 | $67,000 | thousands by filing date | call |
| AUTOZONE INC COM | 053332102 | Stock | 100 | $67,000 | thousands by filing date | put |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 2,630 | $67,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 7,700 | $67,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 300 | $67,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 6,393 | $67,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 2,000 | $67,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 5,902 | $67,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 1,364 | $67,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 1,230 | $67,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,900 | $67,000 | thousands by filing date | call |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 4,000 | $67,000 | thousands by filing date | put |
| FARMER BROS CO | 307675108 | COM | 2,855 | $67,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 17,708 | $67,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 464 | $67,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 4,224 | $67,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 513 | $67,000 | thousands by filing date | |
| L N B BANCORP INC | 502100100 | COM | 3,651 | $67,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 2,765 | $67,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 1,172 | $66,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 5,515 | $66,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 2,167 | $66,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,500 | $66,000 | thousands by filing date | put |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 7,142 | $66,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 2,539 | $66,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 1,237 | $66,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 1,101 | $66,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 2,092 | $66,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 11,100 | $66,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y140 | DLY RUSSIA BUL14 | 2,731 | $66,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461507 | REDM PFD SER B | 2,545 | $66,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 1,453 | $65,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,000 | $65,000 | thousands by filing date | put |
| TREDEGAR CORP | 894650100 | COM | 2,939 | $65,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 1,100 | $65,000 | thousands by filing date | call |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 2,678 | $65,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 5,290 | $65,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 9,289 | $65,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 3,100 | $65,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 10,487 | $65,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,596 | $65,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 2,472 | $65,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 2,875 | $65,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 8,196 | $65,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 4,883 | $65,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 8,823 | $65,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y330 | Cmn | 3,289 | $65,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 1,000 | $64,000 | thousands by filing date | put |
| POWELL INDS INC | 739128106 | COM | 1,823 | $64,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 3,303 | $64,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 4,363 | $64,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 1,369 | $64,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 3,372 | $64,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 5,030 | $64,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 1,000 | $64,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W395 | FUND | 649 | $64,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 4,915 | $64,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 2,655 | $64,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 1,915 | $64,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 7,108 | $64,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 14,997 | $64,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 3,608 | $64,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B613 | CONTRARIAN OPP | 2,374 | $64,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 2,700 | $63,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 800 | $63,000 | thousands by filing date | call |
| ANDERSONS INC COM | 034164103 | Stock | 1,591 | $63,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 4,200 | $63,000 | thousands by filing date | call |
| ADDUS HOMECARE CORP | 006739106 | COM | 2,240 | $63,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 3,091 | $63,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 6,388 | $63,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 7,950 | $63,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,052 | $63,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 3,491 | $63,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 626 | $63,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P601 | S&P 500 3X LNG | 700 | $63,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 722 | $63,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 1,350 | $63,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10,900 | $62,000 | thousands by filing date | call |
| ENOVA INTL INC | 29357K103 | COM | 3,290 | $62,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 2,154 | $62,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 4,454 | $62,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,942 | $62,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 1,400 | $62,000 | thousands by filing date | put |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,400 | $62,000 | thousands by filing date | put |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 2,837 | $62,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 22,799 | $62,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 16,708 | $62,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 1,894 | $62,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 2,185 | $62,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 6,528 | $62,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 1,256 | $62,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 35,725 | $62,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 100 | $61,000 | thousands by filing date | put |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 5,800 | $61,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 464 | $61,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 11,300 | $61,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 1,365 | $61,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 2,206 | $61,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 5,077 | $61,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 10,800 | $61,000 | thousands by filing date | call |
| SALISBURY BANCORP INC | 795226109 | COM | 2,038 | $61,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 10,231 | $61,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 8,803 | $61,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 1,827 | $61,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 4,439 | $61,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 2,774 | $61,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 4,295 | $61,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 4,237 | $61,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 2,000 | $60,000 | thousands by filing date | put |
| GDL FD | 361570104 | COM SH BEN IT | 5,871 | $60,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 304 | $60,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 3,800 | $60,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 1,638 | $60,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 20,150 | $60,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 3,566 | $60,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 143,672 | $60,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 2,175 | $60,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 3,776 | $60,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 1,987 | $59,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 844 | $59,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 1,000 | $59,000 | thousands by filing date | call |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,200 | $59,000 | thousands by filing date | call |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 2,061 | $59,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,000 | $59,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 500 | $59,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 2,300 | $59,000 | thousands by filing date | call |
| COMPUGEN LTD | M25722105 | ORD | 8,549 | $59,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 560 | $59,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 2,973 | $59,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES-CL B | 345550305 | COMMON | 2,660 | $59,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P403 | RUSS2000 3X LG | 389 | $59,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A883 | VAL MKT LEG ET | 2,242 | $59,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 1,453 | $59,000 | thousands by filing date | |
| PROSHARES TR | 74348A269 | ULTSHT GLD MIN | 2,330 | $59,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 66,587 | $59,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 6,700 | $58,000 | thousands by filing date | call |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,600 | $58,000 | thousands by filing date | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 400 | $58,000 | thousands by filing date | put |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 8,560 | $58,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 2,432 | $58,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 3,000 | $58,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 9,220 | $58,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 800 | $58,000 | thousands by filing date | put |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 67,000 | $58,000 | thousands by filing date | principal |
| GLATFELTER | 377316104 | COM | 2,599 | $58,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 1,879 | $58,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 1,184 | $58,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 1,610 | $58,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 2,300 | $58,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 6,480 | $58,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,000 | $57,000 | thousands by filing date | put |
| FRESHPET INC COM | 358039105 | Stock | 3,050 | $57,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 500 | $57,000 | thousands by filing date | put |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 4,000 | $57,000 | thousands by filing date | put |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 1,144 | $57,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 15,000 | $57,000 | thousands by filing date | put |
| TENNECO INC | 880349105 | COM | 1,000 | $57,000 | thousands by filing date | put |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 1,211 | $57,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 4,049 | $57,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 1,500 | $57,000 | thousands by filing date | call |
| SUN HYDRAULICS CORP | 866942105 | COM | 1,494 | $57,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 46,000 | $57,000 | thousands by filing date | principal |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 3,685 | $57,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 500 | $57,000 | thousands by filing date | put |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 12,378 | $57,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 14,527 | $57,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 1,874 | $57,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 2,945 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 2,701 | $57,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 291,791 | $57,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 2,793 | $57,000 | thousands by filing date | |
| CURRENCYSHARES SINGAPORE DLR | 23130K100 | SHS | 777 | $57,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 1,676 | $57,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 998 | $57,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 2,255 | $57,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 2,272 | $57,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 1,638 | $56,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 900 | $56,000 | thousands by filing date | call |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 850 | $56,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 2,129 | $56,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 9,564 | $56,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 6,300 | $56,000 | thousands by filing date | put |
| OWENS RLTY MTG INC | 690828108 | COM | 3,725 | $56,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 6,010 | $56,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 3,033 | $56,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 1,650 | $56,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 5,135 | $56,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 18,887 | $56,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 4,807 | $56,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 45,800 | $56,000 | thousands by filing date | put |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 7,600 | $56,000 | thousands by filing date | call |
| BANK OF AMERICA CORP | 060505153 | CMN | 109,445 | $56,000 | thousands by filing date | |
| PROSHARES TR II | 74347W676 | ULSHT DJ UBS CMD | 646 | $56,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 7,667 | $56,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 13,173 | $56,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 600 | $55,000 | thousands by filing date | put |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 4,023 | $55,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 1,000 | $55,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 1,370 | $55,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 500 | $55,000 | thousands by filing date | put |
| HURCO CO | 447324104 | COM | 1,578 | $55,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 4,600 | $55,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 1,746 | $55,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 2,485 | $55,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 4,180 | $55,000 | thousands by filing date | |
| ISHARES INC | 464286459 | EMKTS VALU IDX | 1,266 | $55,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R361 | Cmn | 1,157 | $55,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E150 | GF CHINA BD ET | 1,446 | $55,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,300 | $54,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 1,500 | $54,000 | thousands by filing date | put |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 2,006 | $54,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 4,214 | $54,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 600 | $54,000 | thousands by filing date | call |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 1,296 | $54,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 3,762 | $54,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 850 | $54,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 7,900 | $54,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 9,364 | $54,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 2,117 | $54,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 12,983 | $54,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740209 | UNIT 10/20/2021 | 5,425 | $54,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 500 | $53,000 | thousands by filing date | call |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 500 | $53,000 | thousands by filing date | put |
| MKS INC. COM | 55306N104 | Stock | 1,397 | $53,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 9,176 | $53,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 3,600 | $53,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 4,700 | $53,000 | thousands by filing date | put |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 500 | $53,000 | thousands by filing date | put |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,399 | $53,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 8,378 | $53,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 1,287 | $53,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 2,500 | $53,000 | thousands by filing date | call |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 752 | $53,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 2,221 | $53,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 12,200 | $53,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 13,486 | $53,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 3,774 | $53,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 2,762 | $53,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 1,000 | $53,000 | thousands by filing date | call |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 2,700 | $53,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 3,368 | $53,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 6,400 | $53,000 | thousands by filing date | call |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 7,100 | $53,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 3,554 | $53,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 71,780 | $53,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 3,303 | $53,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 3,363 | $52,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 3,725 | $52,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 581 | $52,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 1,283 | $52,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 6,332 | $52,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 12,100 | $52,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 1,760 | $52,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 800 | $52,000 | thousands by filing date | put |
| INVACARE CORP | 461203101 | COMMON STOCK | 2,436 | $52,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 3,034 | $52,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 29,036 | $52,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 2,502 | $52,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 5,100 | $52,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 3,015 | $52,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 3,940 | $52,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 7,910 | $52,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P189 | IPT COPPER ETN | 1,805 | $52,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 700 | $51,000 | thousands by filing date | call |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 4,506 | $51,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 1,365 | $51,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 1,078 | $51,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-009205 | this filing | 2015-08-14 | acceptance time not in the bulk data set |