13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 9,776 holding rows worth $143,078,463,000.
- Accession
- 0000950123-15-002162
- Filer
- CIK 1610520
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 15,242 entries on the cover page, a total value of $143,078,463,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $143,078,557,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 22,481 | $1,103,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 87,953 | $1,102,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 35,557 | $1,102,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 40,327 | $1,101,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 32,886 | $1,099,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 31,421 | $1,097,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 49,024 | $1,095,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 80,997 | $1,092,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 150,706 | $1,092,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 38,157 | $1,091,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 38,100 | $1,089,000 | thousands by filing date | call |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 25,838 | $1,089,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 44,788 | $1,089,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 68,111 | $1,087,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 72,560 | $1,086,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 78,874 | $1,086,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 43,700 | $1,086,000 | thousands by filing date | put |
| CHAMBERS STR PPTYS | 157842105 | COM | 134,574 | $1,085,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 23,188 | $1,082,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 73,100 | $1,080,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 75,200 | $1,073,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887109 | COM | 7,700 | $1,072,000 | thousands by filing date | call |
| LUMENIS LTD | M6778Q121 | SHS CL B | 114,828 | $1,072,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 27,743 | $1,071,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 117,300 | $1,059,000 | thousands by filing date | call |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 92,281 | $1,059,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 58,016 | $1,059,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,000 | $1,058,000 | thousands by filing date | put |
| PAREXEL INTL CORP | 699462107 | COM | 18,982 | $1,055,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 40,408 | $1,054,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 20,303 | $1,052,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 21,810 | $1,049,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 13,884 | $1,049,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 176,300 | $1,047,000 | thousands by filing date | call |
| UNIFIRST CORP MASS | 904708104 | COM | 8,619 | $1,046,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 63,200 | $1,046,000 | thousands by filing date | put |
| PARK NATL CORP COM | 700658107 | Stock | 11,808 | $1,045,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 8,336 | $1,044,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 22,033 | $1,044,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 25,631 | $1,042,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 35,146 | $1,041,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 132,276 | $1,041,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 12,687 | $1,039,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 72,394 | $1,037,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 42,077 | $1,037,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 36,481 | $1,036,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 14,674 | $1,036,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 44,545 | $1,034,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 108,345 | $1,033,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 46,185 | $1,032,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 86,044 | $1,031,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 3,560 | $1,030,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 33,761 | $1,029,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 25,327 | $1,026,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 143,500 | $1,025,000 | thousands by filing date | call |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 153,300 | $1,024,000 | thousands by filing date | put |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 36,030 | $1,023,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 7,886 | $1,022,000 | thousands by filing date | put |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 14,800 | $1,020,000 | thousands by filing date | put |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 74,251 | $1,020,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 40,573 | $1,017,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 50,196 | $1,015,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 51,861 | $1,014,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 38,065 | $1,010,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 26,800 | $1,004,000 | thousands by filing date | put |
| AETNA INC NEW | 00817Y108 | COM | 11,300 | $1,004,000 | thousands by filing date | call |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 21,200 | $1,003,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 32,400 | $1,000,000 | thousands by filing date | put |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 39,526 | $1,000,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 15,883 | $995,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 18,600 | $995,000 | thousands by filing date | call |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 45,002 | $993,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 12,669 | $992,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 165,932 | $992,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 13,897 | $992,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 39,800 | $991,000 | thousands by filing date | call |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 24,841 | $989,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 68,191 | $987,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 24,161 | $984,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 589,395 | $984,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416T100 | COM | 18,400 | $984,000 | thousands by filing date | put |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 79,560 | $983,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 54,075 | $983,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 22,542 | $982,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 13,400 | $980,000 | thousands by filing date | call |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 83,166 | $979,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 76,492 | $979,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 11,464 | $978,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 61,240 | $976,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 47,819 | $976,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 190,500 | $973,000 | thousands by filing date | put |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 73,082 | $973,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 63,102 | $972,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 43,000 | $971,000 | thousands by filing date | put |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 12,300 | $969,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P108 | COM | 308,626 | $969,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 26,400 | $968,000 | thousands by filing date | call |
| MARKIT LTD | G58249106 | SHS | 36,567 | $967,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 14,981 | $966,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 31,205 | $966,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 61,350 | $962,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 540,280 | $962,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 212,203 | $961,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 52,800 | $960,000 | thousands by filing date | call |
| Pimco Income Oppty Fund | 72202B100 | COM | 38,294 | $959,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 95,100 | $958,000 | thousands by filing date | call |
| COMERICAINC | 200340107 | COM | 20,400 | $956,000 | thousands by filing date | call |
| GLOBAL PMTS INC | 37940X102 | COM | 11,838 | $956,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 35,398 | $956,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 26,100 | $955,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 79,570 | $954,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 254,159 | $953,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 73,200 | $951,000 | thousands by filing date | put |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 35,160 | $950,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 18,348 | $949,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 19,523 | $947,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 44,926 | $947,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 18,547 | $945,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 14,000 | $944,000 | thousands by filing date | put |
| NUVASIVE INC | 670704105 | COM | 20,029 | $944,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 518,800 | $944,000 | thousands by filing date | call |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 45,932 | $940,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 8,246 | $938,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 13,101 | $936,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 21,700 | $934,000 | thousands by filing date | call |
| CABOT CORP | 127055101 | COM | 21,296 | $934,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 32,277 | $934,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 48,870 | $934,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 64,500 | $933,000 | thousands by filing date | call |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 54,330 | $933,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 11,300 | $932,000 | thousands by filing date | call |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 38,164 | $932,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 14,900 | $929,000 | thousands by filing date | call |
| KITE PHARMA INC | 49803L109 | COM | 16,093 | $928,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 70,266 | $927,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 55,800 | $926,000 | thousands by filing date | call |
| HEWLETT PACKARD CO | 428236103 | COM | 23,040 | $925,000 | thousands by filing date | call |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 32,780 | $925,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 37,441 | $925,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 55,300 | $925,000 | thousands by filing date | call |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 62,567 | $924,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 133,500 | $922,000 | thousands by filing date | call |
| DSW INC-CLASS A | 23334L102 | CL A | 24,637 | $919,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 13,800 | $918,000 | thousands by filing date | call |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 58,094 | $916,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 16,400 | $915,000 | thousands by filing date | put |
| HNI CORP COM | 404251100 | Stock | 17,878 | $913,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 121,300 | $912,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 70,043 | $911,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 190,220 | $911,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 21,349 | $910,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 10,200 | $908,000 | thousands by filing date | put |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 129,021 | $908,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 39,168 | $906,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 1,500,000 | $906,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 16,000 | $905,000 | thousands by filing date | put |
| TRUSTMARK CORP | 898402102 | COM | 36,840 | $904,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 103,900 | $904,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 33,359 | $903,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 24,300 | $901,000 | thousands by filing date | call |
| ARTESIAN RES CORP | 043113208 | CL A | 39,917 | $901,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 48,394 | $900,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 50,107 | $900,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 13,400 | $899,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 19,600 | $895,000 | thousands by filing date | put |
| DEXCOM INC COM | 252131107 | Stock | 16,260 | $895,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 15,353 | $895,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 502,612 | $895,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 22,375 | $893,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 124,089 | $893,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 12,392 | $891,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 169,057 | $891,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 21,585 | $890,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 67,671 | $890,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 238,479 | $887,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 5,216 | $886,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 45,613 | $885,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 14,572 | $885,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 8,264 | $884,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 42,000 | $881,000 | thousands by filing date | call |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 56,607 | $879,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 21,200 | $877,000 | thousands by filing date | call |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 154,579 | $876,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 343,580 | $876,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 29,687 | $874,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 107,243 | $873,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 62,700 | $870,000 | thousands by filing date | call |
| ALLETE INC | 018522300 | COM NEW | 15,765 | $870,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 9,279 | $869,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 20,067 | $866,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 4,800 | $866,000 | thousands by filing date | call |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 32,617 | $865,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 80,752 | $865,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 16,800 | $861,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 39,623 | $860,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 48,695 | $859,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 47,384 | $859,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 70,574 | $858,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 215,413 | $856,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 39,923 | $854,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 27,991 | $853,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 102,536 | $852,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 74,113 | $852,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 56,700 | $851,000 | thousands by filing date | put |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 21,918 | $851,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 54,140 | $851,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 23,500 | $851,000 | thousands by filing date | call |
| SONIC CORP | 835451105 | COM | 31,198 | $850,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 30,000 | $849,000 | thousands by filing date | call |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 15,611 | $849,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 12,400 | $848,000 | thousands by filing date | call |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 5,700 | $848,000 | thousands by filing date | call |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 14,321 | $844,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 56,978 | $844,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 21,875 | $844,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 44,238 | $843,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 168,437 | $843,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 84,300 | $842,000 | thousands by filing date | call |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 78,852 | $842,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 28,370 | $842,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 16,056 | $841,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 90,844 | $841,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 73,648 | $841,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 127,647 | $841,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 7,900 | $840,000 | thousands by filing date | call |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 54,774 | $835,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 23,880 | $834,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 29,330 | $834,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 60,900 | $831,000 | thousands by filing date | call |
| BROWN & BROWN INC COM | 115236101 | Stock | 25,251 | $831,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 56,900 | $830,000 | thousands by filing date | put |
| FRESH MKT INC | 35804H106 | COM | 20,154 | $830,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 26,800 | $828,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 29,500 | $826,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 53,164 | $823,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 22,533 | $822,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 55,500 | $820,000 | thousands by filing date | put |
| SANDERSON FARMS | 800013104 | COM | 9,724 | $817,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 54,586 | $816,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 33,591 | $816,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 16,472 | $815,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 48,376 | $812,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 30,777 | $811,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 16,249 | $810,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 6,600 | $809,000 | thousands by filing date | call |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 28,103 | $808,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 49,151 | $808,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 52,423 | $808,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 22,834 | $807,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 33,377 | $807,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 10,768 | $803,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 31,100 | $803,000 | thousands by filing date | call |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 70,420 | $803,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 15,800 | $802,000 | thousands by filing date | call |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 17,425 | $798,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 31,425 | $798,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 5,100 | $796,000 | thousands by filing date | call |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 8,791 | $795,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 69,447 | $793,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 18,575 | $793,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 22,353 | $793,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 95,100 | $791,000 | thousands by filing date | call |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 70,372 | $790,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 26,606 | $790,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 28,685 | $786,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 12,705 | $785,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 84,200 | $785,000 | thousands by filing date | call |
| ENPRO INC | 29355X107 | COM | 12,500 | $785,000 | thousands by filing date | call |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 21,326 | $785,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 17,817 | $785,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 36,296 | $785,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 10,069 | $783,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 6,000 | $783,000 | thousands by filing date | call |
| VIMICRO INTL CORP | 92718N109 | ADR | 130,635 | $783,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 10,582 | $782,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 21,754 | $781,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 49,971 | $779,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 12,591 | $777,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 30,710 | $775,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 45,266 | $775,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 11,500 | $775,000 | thousands by filing date | call |
| COMSCORE INC | 20564W105 | COM | 16,700 | $775,000 | thousands by filing date | call |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 30,965 | $775,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 23,465 | $774,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 37,835 | $772,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 15,537 | $771,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 707,951 | $771,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 12,200 | $768,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 146,766 | $768,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 37,100 | $768,000 | thousands by filing date | call |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 11,800 | $767,000 | thousands by filing date | put |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 22,079 | $766,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 13,833 | $766,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 32,500 | $766,000 | thousands by filing date | put |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 58,117 | $765,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 15,018 | $765,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 8,064 | $764,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 27,111 | $764,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 99,118 | $764,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 23,767 | $764,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 53,106 | $761,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 38,374 | $761,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 77,220 | $761,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 51,078 | $760,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 27,057 | $759,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 34,400 | $759,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 9,200 | $758,000 | thousands by filing date | call |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 5,200 | $758,000 | thousands by filing date | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 50,000 | $758,000 | thousands by filing date | put |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 44,174 | $757,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 19,742 | $755,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 5,514 | $754,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 43,700 | $754,000 | thousands by filing date | put |
| PROOFPOINT INC | 743424103 | COM | 15,607 | $753,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 11,285 | $752,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 18,751 | $752,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 71,767 | $752,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 7,639 | $750,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 47,153 | $750,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 6,669 | $748,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 26,462 | $747,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 5,800 | $744,000 | thousands by filing date | put |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 20,015 | $744,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 115,000 | $744,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 859 | $742,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 8,522 | $742,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 28,479 | $740,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 176 | $739,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 33,500 | $739,000 | thousands by filing date | call |
| KKR & CO LP | 48248M102 | COMMON STOCK | 31,800 | $738,000 | thousands by filing date | call |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 6,400 | $736,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 15,350 | $735,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 25,396 | $734,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 20,844 | $734,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 112,187 | $734,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 24,149 | $734,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 8,680 | $733,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 12,347 | $733,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 11,400 | $732,000 | thousands by filing date | put |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 62,155 | $731,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 24,359 | $731,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 39,420 | $729,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 38,479 | $728,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 23,977 | $728,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 15,751 | $727,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 20,837 | $727,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 45,572 | $725,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 52,712 | $725,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 29,141 | $725,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 12,924 | $724,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 51,733 | $724,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 9,863 | $724,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 54,028 | $723,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 54,748 | $723,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 16,713 | $721,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 118,149 | $721,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 9,900 | $720,000 | thousands by filing date | put |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 51,111 | $720,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 14,583 | $719,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 112,143 | $719,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 23,760 | $718,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 61,700 | $718,000 | thousands by filing date | put |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 20,457 | $717,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 27,372 | $716,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 34,059 | $715,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 10,732 | $715,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 28,680 | $715,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 38,414 | $714,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 15,089 | $714,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 12,900 | $714,000 | thousands by filing date | put |
| OSI SYSTEMS INC | 671044105 | COM | 10,077 | $713,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,127 | $710,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 53,136 | $710,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 7,274 | $709,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 38,585 | $709,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 29,775 | $708,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 34,000 | $708,000 | thousands by filing date | put |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 103,000 | $708,000 | thousands by filing date | call |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 46,217 | $708,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 14,310 | $707,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 56,355 | $707,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 36,000 | $706,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 19,701 | $704,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 29,894 | $704,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 17,400 | $704,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 13,700 | $703,000 | thousands by filing date | call |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 11,970 | $703,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 11,102 | $703,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 178,107 | $703,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 249,029 | $702,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 8,976 | $702,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 8,500 | $701,000 | thousands by filing date | put |
| AGRIUM INC | 008916108 | COM | 7,400 | $701,000 | thousands by filing date | put |
| iShares Gold Trust | 464285105 | ISHARES | 61,200 | $700,000 | thousands by filing date | call |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 55,797 | $700,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 14,051 | $699,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 11,859 | $697,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 35,800 | $695,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 198,200 | $694,000 | thousands by filing date | put |
| D R HORTON INC COM | 23331A109 | Stock | 27,400 | $693,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 28,398 | $693,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 15,656 | $693,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 51,018 | $693,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 23,000 | $692,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 21,788 | $690,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 18,947 | $690,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 89,551 | $690,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 47,696 | $689,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 20,200 | $686,000 | thousands by filing date | call |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 29,400 | $686,000 | thousands by filing date | put |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 15,139 | $685,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 46,368 | $685,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 27,545 | $685,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 18,004 | $683,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 30,594 | $683,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,100 | $681,000 | thousands by filing date | put |
| WEBSTER FINL CORP | 947890109 | COM | 20,912 | $680,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 101,600 | $679,000 | thousands by filing date | call |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 55,636 | $678,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 44,481 | $678,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 7,466 | $677,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 404,500 | $676,000 | thousands by filing date | put |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 14,300 | $675,000 | thousands by filing date | call |
| SHILOH INDUSTRIES INC | 824543102 | COM | 42,867 | $675,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 40,000 | $674,000 | thousands by filing date | put |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 29,266 | $674,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 69,012 | $673,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 29,500 | $672,000 | thousands by filing date | call |
| ACTUATE CORP | 00508B102 | COM | 101,856 | $672,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 5,835 | $671,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 40,260 | $670,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 11,953 | $669,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 66,531 | $668,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 48,301 | $668,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 26,800 | $667,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 88,499 | $667,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 58,233 | $667,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 19,590 | $665,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 54,300 | $665,000 | thousands by filing date | call |
| COHU INC | 192576106 | COM | 55,726 | $663,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 49,115 | $661,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 14,317 | $661,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 15,438 | $659,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G878 | IPATH GEMS ASIA8 | 15,122 | $657,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 7,400 | $656,000 | thousands by filing date | call |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 4,800 | $656,000 | thousands by filing date | call |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 103,981 | $656,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 95,120 | $654,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 14,161 | $653,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 157,363 | $653,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 15,700 | $651,000 | thousands by filing date | call |
| SONIC FDRY INC | 83545R207 | COM NEW | 85,207 | $651,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 14,019 | $650,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 70,827 | $650,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 3,600 | $649,000 | thousands by filing date | put |
| DEPOMED INC | 249908104 | COM | 40,228 | $648,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 13,700 | $647,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 3,500 | $646,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 18,530 | $645,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 9,027 | $645,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 6,800 | $644,000 | thousands by filing date | call |
| U S PHYSICAL THERAPY | 90337L108 | COM | 15,340 | $644,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 26,077 | $643,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 27,489 | $642,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 12,264 | $642,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 25,117 | $642,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 7,400 | $640,000 | thousands by filing date | call |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 37,971 | $640,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 12,508 | $640,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 17,600 | $639,000 | thousands by filing date | call |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 30,585 | $639,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 31,093 | $638,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 65,249 | $637,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 26,901 | $637,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 77,449 | $637,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 43,923 | $637,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 26,429 | $636,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 10,300 | $636,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 11,600 | $635,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 6,077 | $635,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 20,537 | $634,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 2,502 | $632,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 10,360 | $631,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 10,200 | $630,000 | thousands by filing date | call |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 35,777 | $629,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 53,524 | $629,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 17,300 | $628,000 | thousands by filing date | put |
| CHILDRENS PL INC NEW | 168905107 | COM | 11,004 | $627,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 7,900 | $627,000 | thousands by filing date | call |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 43,702 | $627,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 8,317 | $626,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 9,854 | $625,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 76,500 | $625,000 | thousands by filing date | put |
| HERSHEY CO COM | 427866108 | Stock | 6,000 | $624,000 | thousands by filing date | call |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 88,080 | $624,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 2,314 | $623,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 17,320 | $623,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 14,917 | $622,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 21,187 | $621,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 8,979 | $621,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-002162 | this filing | 2015-02-17 | acceptance time not in the bulk data set |