13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 9,776 holding rows worth $143,078,463,000.
- Accession
- 0000950123-15-002162
- Filer
- CIK 1610520
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 15,242 entries on the cover page, a total value of $143,078,463,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $143,078,557,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 14,800 | $359,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 71,886 | $359,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 9,038 | $359,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 11,151 | $358,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 4,681 | $358,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 4,137 | $357,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 9,600 | $357,000 | thousands by filing date | call |
| Adobe Inc | 00724F101 | COM | 4,900 | $356,000 | thousands by filing date | put |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 19,800 | $356,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 12,752 | $356,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 3,700 | $355,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 3,416 | $355,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 65,419 | $354,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 4,700 | $354,000 | thousands by filing date | call |
| ELECTRO RENT CORP | 285218103 | COM | 25,170 | $354,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 59,938 | $354,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 4,659 | $353,000 | thousands by filing date | put |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 6,083 | $353,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 19,014 | $353,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 14,867 | $352,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 9,400 | $351,000 | thousands by filing date | put |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 15,048 | $351,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 23,870 | $351,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 7,169 | $351,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 474,648 | $351,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 17,100 | $350,000 | thousands by filing date | put |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 6,000 | $350,000 | thousands by filing date | call |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 38,483 | $350,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 7,201 | $350,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 2,512 | $350,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 27,724 | $350,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 8,800 | $349,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 8,600 | $349,000 | thousands by filing date | call |
| POPULAR INC | 733174700 | COM NEW | 10,247 | $349,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 8,715 | $349,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 10,408 | $348,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 25,499 | $348,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 29,055 | $348,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 7,579 | $346,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,300 | $345,000 | thousands by filing date | put |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 24,152 | $344,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 20,746 | $344,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 23,977 | $344,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 324,768 | $344,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 57,900 | $344,000 | thousands by filing date | put |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 45,307 | $343,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,000 | $342,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 8,200 | $342,000 | thousands by filing date | call |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 20,435 | $342,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 9,346 | $342,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 500 | $341,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 9,500 | $341,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 7,300 | $341,000 | thousands by filing date | call |
| Mexico Fund Inc/The | 592835102 | COM | 16,394 | $341,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 55,884 | $341,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 5,300 | $341,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 8,378 | $340,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 8,500 | $339,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 54,200 | $338,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 24,188 | $338,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 5,938 | $337,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 4,569 | $336,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 7,413 | $335,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 13,345 | $335,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 64,784 | $334,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 11,880 | $334,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 23,812 | $334,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 22,900 | $332,000 | thousands by filing date | call |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 27,821 | $332,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 8,291 | $331,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 11,023 | $331,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 30,256 | $331,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 36,794 | $331,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 33,800 | $330,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 5,600 | $330,000 | thousands by filing date | call |
| ROGERS CORP COM | 775133101 | Stock | 4,037 | $329,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 5,139 | $329,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 13,403 | $329,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 6,826 | $328,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 9,787 | $328,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 3,830 | $328,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 15,752 | $327,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 7,100 | $327,000 | thousands by filing date | call |
| RE MAX HLDGS INC | 75524W108 | CL A | 9,559 | $327,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 24,041 | $327,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 9,117 | $326,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 24,845 | $325,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 11,823 | $324,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 32,000 | $324,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 13,000 | $324,000 | thousands by filing date | put |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 6,000 | $324,000 | thousands by filing date | call |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 5,320 | $324,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 13,918 | $324,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 3,736 | $323,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 10,100 | $323,000 | thousands by filing date | put |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 3,300 | $322,000 | thousands by filing date | call |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 4,300 | $322,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 7,700 | $321,000 | thousands by filing date | put |
| FLUOR CORP | 343412102 | COM | 5,300 | $321,000 | thousands by filing date | call |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 7,600 | $321,000 | thousands by filing date | call |
| Lowes Companies Inc | 42222G108 | LOW | 6,000 | $321,000 | thousands by filing date | put |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 5,322 | $320,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 3,362 | $320,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 16,464 | $320,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 6,300 | $320,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 3,000 | $320,000 | thousands by filing date | call |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 7,477 | $320,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 21,013 | $320,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 5,875 | $319,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 9,203 | $319,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 196,595 | $318,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 17,019 | $318,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 6,700 | $318,000 | thousands by filing date | put |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 5,000 | $317,000 | thousands by filing date | call |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 22,700 | $317,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 3,100 | $317,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 3,800 | $316,000 | thousands by filing date | put |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 6,400 | $316,000 | thousands by filing date | call |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 8,798 | $316,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 7,700 | $315,000 | thousands by filing date | call |
| XOMA CORP DEL | 98419J107 | COM | 87,985 | $315,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 69,701 | $315,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 20,707 | $313,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 2,647 | $313,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 4,000 | $312,000 | thousands by filing date | put |
| BLUEBIRD BIO INC | 09609G100 | COM | 3,400 | $312,000 | thousands by filing date | call |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 14,300 | $312,000 | thousands by filing date | call |
| INTEROIL CORP | 460951106 | COM | 6,400 | $312,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 21,097 | $311,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,700 | $310,000 | thousands by filing date | put |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 23,425 | $310,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 71,361 | $310,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 33,000 | $310,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 5,500 | $309,000 | thousands by filing date | put |
| ENVESTNET INC | 29404K106 | COM | 6,274 | $308,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 38,243 | $307,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 3,100 | $307,000 | thousands by filing date | put |
| DIGITAL RIV INC | 25388B104 | COM | 12,387 | $307,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 9,343 | $307,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 7,226 | $306,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 6,500 | $306,000 | thousands by filing date | call |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,300 | $305,000 | thousands by filing date | call |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 32,176 | $305,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 48,500 | $305,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y651 | NORTH SQUA MCKE | 3,073 | $305,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 69,383 | $305,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 3,275 | $304,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 65,996 | $303,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 4,500 | $303,000 | thousands by filing date | put |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 18,292 | $303,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 12,831 | $303,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 17,506 | $301,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 20,817 | $301,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,700 | $300,000 | thousands by filing date | call |
| SKYWEST INC COM | 830879102 | Stock | 22,611 | $300,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 20,818 | $300,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 9,900 | $299,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,700 | $299,000 | thousands by filing date | put |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 14,185 | $299,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 28,639 | $299,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 8,173 | $299,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 4,207 | $298,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,100 | $298,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 13,800 | $298,000 | thousands by filing date | call |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,400 | $298,000 | thousands by filing date | call |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 4,158 | $297,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 9,700 | $297,000 | thousands by filing date | call |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 24,650 | $297,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 8,500 | $297,000 | thousands by filing date | put |
| FRESHPET INC COM | 358039105 | Stock | 17,365 | $296,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 10,800 | $296,000 | thousands by filing date | put |
| BB & T CORP | 054937107 | COM | 7,600 | $296,000 | thousands by filing date | call |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 8,600 | $296,000 | thousands by filing date | put |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 42,981 | $295,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 5,055 | $295,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 12,500 | $295,000 | thousands by filing date | call |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 40,767 | $295,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 3,700 | $294,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 35,600 | $294,000 | thousands by filing date | put |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 10,100 | $293,000 | thousands by filing date | put |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 11,235 | $293,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 25,373 | $293,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,500 | $292,000 | thousands by filing date | call |
| OMNICELL COM COM | 68213N109 | Stock | 8,809 | $292,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 8,500 | $292,000 | thousands by filing date | call |
| TUMI HLDGS INC | 89969Q104 | COM | 12,305 | $292,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 60,500 | $290,000 | thousands by filing date | call |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 34,828 | $290,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,300 | $289,000 | thousands by filing date | put |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 5,937 | $288,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 88,601 | $288,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 4,651 | $288,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 14,300 | $288,000 | thousands by filing date | put |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 25,300 | $288,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 4,900 | $287,000 | thousands by filing date | call |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 8,801 | $287,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 655 | $286,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 6,690 | $286,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 18,510 | $286,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 5,435 | $286,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 15,810 | $286,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 12,032 | $286,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 19,000 | $285,000 | thousands by filing date | call |
| FRANCO NEV CORP COM | 351858105 | Stock | 5,800 | $285,000 | thousands by filing date | put |
| FLUOR CORP | 343412102 | COM | 4,700 | $285,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914103 | COM | 6,800 | $285,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 9,876 | $284,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 6,307 | $284,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 5,300 | $283,000 | thousands by filing date | put |
| ROSS STORES INC COM | 778296103 | Stock | 3,000 | $283,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 101,600 | $283,000 | thousands by filing date | call |
| AES TR III | 00808N202 | PFD CV 6.75% | 5,546 | $282,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 30,644 | $282,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 42,100 | $281,000 | thousands by filing date | put |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 29,160 | $280,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 14,200 | $280,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 3,300 | $280,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 11,696 | $280,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 37,881 | $279,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 58,995 | $279,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 31,631 | $279,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 20,442 | $278,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,900 | $278,000 | thousands by filing date | put |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 14,327 | $278,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 5,200 | $278,000 | thousands by filing date | call |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 13,749 | $278,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 6,043 | $278,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 2,500 | $277,000 | thousands by filing date | call |
| US ECOLOGY INC COM | 91732J102 | COM | 6,901 | $277,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 39,488 | $277,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 7,600 | $276,000 | thousands by filing date | call |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 90,580 | $276,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 21,432 | $276,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 13,645 | $275,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 4,598 | $275,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 7,208 | $275,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 16,856 | $275,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 31,658 | $275,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 38,037 | $275,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 6,468 | $274,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 5,780 | $274,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 7,485 | $274,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 11,056 | $274,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 3,500 | $273,000 | thousands by filing date | call |
| CYRUSONE INC | 23283R100 | COM | 9,920 | $273,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 7,916 | $273,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 76,200 | $273,000 | thousands by filing date | put |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 12,336 | $272,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 56,822 | $272,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 3,423 | $271,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 7,022 | $271,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 43,213 | $271,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 7,367 | $270,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 6,600 | $270,000 | thousands by filing date | put |
| PC CONNECTION INC | 69318J100 | COM | 10,988 | $270,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 13,015 | $270,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 5,000 | $269,000 | thousands by filing date | call |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 32,341 | $269,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 16,768 | $269,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 9,724 | $268,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 6,751 | $268,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 8,447 | $268,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 8,537 | $268,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 15,269 | $268,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 14,386 | $267,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 11,800 | $267,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 13,329 | $267,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 17,501 | $267,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 8,900 | $267,000 | thousands by filing date | put |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 29,913 | $267,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 33,900 | $266,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 4,800 | $266,000 | thousands by filing date | put |
| BJS RESTAURANTS INC | 09180C106 | COM | 5,300 | $266,000 | thousands by filing date | call |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 6,600 | $266,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 5,643 | $266,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 6,853 | $265,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 5,700 | $265,000 | thousands by filing date | put |
| STILLWATER MINING CO | 86074Q102 | COM | 17,957 | $265,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 10,936 | $265,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 12,660 | $265,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 3,941 | $264,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 13,267 | $263,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 4,633 | $263,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 2,600 | $262,000 | thousands by filing date | call |
| ECOLAB INC COM | 278865100 | Stock | 2,500 | $261,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 18,600 | $261,000 | thousands by filing date | put |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 22,001 | $261,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 6,847 | $261,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 12,924 | $261,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 2,671 | $261,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,000 | $260,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 10,717 | $260,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 7,400 | $260,000 | thousands by filing date | call |
| INVENTURE FOODS INC | 461212102 | COM | 20,427 | $260,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 17,132 | $259,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 4,868 | $259,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,100 | $258,000 | thousands by filing date | put |
| AUTODESK INC COM | 052769106 | Stock | 4,300 | $258,000 | thousands by filing date | call |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 27,880 | $257,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 8,400 | $257,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 26,489 | $256,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 50,940 | $256,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 6,300 | $256,000 | thousands by filing date | call |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 2,814 | $256,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 10,235 | $256,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 3,400 | $255,000 | thousands by filing date | call |
| BIG LOTS INC | 089302103 | COM | 6,377 | $255,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 49,774 | $255,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 22,158 | $255,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 4,531 | $255,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,500 | $254,000 | thousands by filing date | call |
| SYSCOCORP | 871829107 | COM | 6,400 | $254,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y165 | DAILY 500 2X ETF | 1,815 | $254,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 11,292 | $254,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 31,659 | $253,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 3,252 | $253,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 15,487 | $252,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 4,520 | $252,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 57,329 | $252,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 1,987 | $252,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 14,749 | $251,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 8,584 | $251,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 20,885 | $251,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 17,787 | $251,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 8,805 | $251,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 11,379 | $250,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 10,600 | $250,000 | thousands by filing date | call |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 14,580 | $250,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 10,352 | $250,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 6,300 | $250,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 6,755 | $250,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 35,698 | $249,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 33,800 | $249,000 | thousands by filing date | call |
| U S G CORP | 903293405 | COM NEW | 8,900 | $249,000 | thousands by filing date | call |
| MEDIVATION INC | 58501N101 | COM | 2,500 | $249,000 | thousands by filing date | call |
| F5 INC COM | 315616102 | Stock | 1,900 | $248,000 | thousands by filing date | put |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 22,708 | $248,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 12,554 | $247,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 5,300 | $247,000 | thousands by filing date | call |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 10,379 | $247,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 5,000 | $246,000 | thousands by filing date | call |
| Meru Networks, Inc. | 59047Q103 | COM | 65,292 | $246,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 92,758 | $246,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 4,472 | $245,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,500 | $245,000 | thousands by filing date | call |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 192,848 | $245,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,100 | $244,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 25,600 | $244,000 | thousands by filing date | call |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 76,800 | $244,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 19,400 | $244,000 | thousands by filing date | call |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 18,936 | $244,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 13,629 | $244,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 55,109 | $244,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 4,600 | $243,000 | thousands by filing date | call |
| CALIX INC | 13100M509 | COM | 24,251 | $243,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 4,923 | $243,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 15,286 | $243,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 15,000 | $243,000 | thousands by filing date | call |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 17,297 | $243,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 30,962 | $242,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 6,100 | $242,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 4,605 | $242,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 26,100 | $242,000 | thousands by filing date | call |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 9,701 | $241,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 4,700 | $241,000 | thousands by filing date | put |
| MOODYS CORP COM | 615369105 | Stock | 2,500 | $240,000 | thousands by filing date | call |
| RINGCENTRAL INC | 76680R206 | CL A | 16,066 | $240,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 10,831 | $240,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 13,890 | $240,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 14,500 | $240,000 | thousands by filing date | call |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 23,136 | $240,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 7,040 | $240,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 12,838 | $240,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 9,117 | $240,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,100 | $238,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 43,305 | $238,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 19,843 | $238,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 28,317 | $238,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 4,832 | $237,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1,533 | $237,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 4,086 | $237,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 18,169 | $237,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 12,200 | $237,000 | thousands by filing date | call |
| EROS INTL PLC | G3788M114 | SHS NEW | 11,155 | $237,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 22,535 | $237,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,100 | $236,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 10,905 | $236,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,148 | $235,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 35,435 | $235,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 5,215 | $235,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 18,126 | $235,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,200 | $234,000 | thousands by filing date | put |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 7,598 | $234,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 4,577 | $233,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 6,735 | $233,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 10,528 | $233,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 2,200 | $233,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 16,605 | $233,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 3,464 | $233,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 4,400 | $232,000 | thousands by filing date | put |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,100 | $232,000 | thousands by filing date | put |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 16,724 | $232,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 16,417 | $232,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 15,086 | $232,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 14,000 | $232,000 | thousands by filing date | put |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 6,879 | $232,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 8,497 | $231,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 6,457 | $231,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 13,045 | $231,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 2,980 | $231,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 9,926 | $231,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 6,200 | $231,000 | thousands by filing date | call |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 4,447 | $231,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 6,033 | $231,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 3,400 | $230,000 | thousands by filing date | call |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 9,404 | $230,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 7,839 | $230,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 8,526 | $230,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 11,021 | $230,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 10,247 | $229,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 105,801 | $229,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 7,838 | $229,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 8,800 | $229,000 | thousands by filing date | call |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 13,639 | $228,000 | thousands by filing date | |
| MERK GOLD TR SHS BEN INT | 590055109 | ALTERNATIVE-PUBLIC | 19,319 | $228,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 11,100 | $227,000 | thousands by filing date | call |
| PANERA BREAD CO | 69840W108 | CL A | 1,300 | $227,000 | thousands by filing date | call |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 13,924 | $226,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 23,038 | $226,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 6,169 | $226,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 5,058 | $226,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,700 | $225,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 5,200 | $225,000 | thousands by filing date | put |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 15,890 | $225,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 5,588 | $225,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 7,883 | $224,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 4,765 | $224,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 9,441 | $224,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 4,200 | $224,000 | thousands by filing date | call |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 12,474 | $224,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 4,040 | $223,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 5,387 | $223,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 4,200 | $223,000 | thousands by filing date | call |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 8,759 | $223,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 7,775 | $223,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 2,219 | $222,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 3,744 | $222,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 25,556 | $221,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 6,349 | $221,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 19,250 | $221,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 10,065 | $221,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 4,350 | $221,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 17,000 | $221,000 | thousands by filing date | call |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 20,000 | $221,000 | thousands by filing date | call |
| PMC-SIERRA INC | 69344F106 | COM | 24,150 | $221,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 46,006 | $221,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 13,900 | $220,000 | thousands by filing date | put |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 2,437 | $220,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 10,286 | $220,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 15,153 | $220,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 63,300 | $220,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 18,267 | $220,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 9,597 | $220,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2,488 | $219,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 31,307 | $219,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 105,220 | $219,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,500 | $219,000 | thousands by filing date | call |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 2,700 | $219,000 | thousands by filing date | put |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 9,380 | $219,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 20,708 | $219,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 12,067 | $219,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 2,169 | $218,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 11,760 | $218,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 7,340 | $218,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 13,984 | $218,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 6,821 | $218,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 15,168 | $218,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 3,400 | $217,000 | thousands by filing date | put |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 17,148 | $217,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 4,671 | $216,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 4,182 | $216,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 4,100 | $216,000 | thousands by filing date | put |
| PROTECTIVE LIFE CORP | 743674103 | COM | 3,100 | $216,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 19,400 | $215,000 | thousands by filing date | call |
| BLACKROCK INC CL A COM | 09247X101 | COM | 600 | $215,000 | thousands by filing date | put |
| GAMCO INVS INC COM | 361438104 | COM | 2,422 | $215,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 244,273 | $215,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 9,340 | $215,000 | thousands by filing date | |
| LIBERTY BB-C RGH2014 | 530307115 | COM | 22,592 | $215,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 26,645 | $214,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 800 | $212,000 | thousands by filing date | put |
| CHATHAM LODGING TR | 16208T102 | COM | 7,308 | $212,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 4,762 | $212,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 15,316 | $212,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 51,000 | $211,000 | thousands by filing date | call |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 60,097 | $211,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 17,083 | $211,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 72,400 | $211,000 | thousands by filing date | call |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 2,600 | $211,000 | thousands by filing date | call |
| CRITEO S A SPONS ADS | 226718104 | ADR | 5,200 | $210,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-002162 | this filing | 2015-02-17 | acceptance time not in the bulk data set |