13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 9,776 holding rows worth $143,078,463,000.
- Accession
- 0000950123-15-002162
- Filer
- CIK 1610520
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 15,242 entries on the cover page, a total value of $143,078,463,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $143,078,557,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IROBOT CORP | 462726100 | COM | 17,882 | $621,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 40,747 | $621,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 19,196 | $621,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 11,292 | $619,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 9,339 | $619,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 196,663 | $619,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 22,635 | $617,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 12,637 | $617,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 12,500 | $616,000 | thousands by filing date | call |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 7,303 | $616,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 14,354 | $616,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 30,399 | $616,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 54,451 | $614,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 40,400 | $614,000 | thousands by filing date | call |
| LGI HOMES INC COM | 50187T106 | Stock | 41,117 | $613,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 5,500 | $612,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 25,300 | $612,000 | thousands by filing date | call |
| AVANTAX INC | 095229100 | COMMON STOCK | 44,187 | $612,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 53,863 | $611,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 61,000 | $609,000 | thousands by filing date | put |
| CONSOLIDATED EDISON INC | 209115104 | COM | 9,200 | $607,000 | thousands by filing date | put |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 45,365 | $605,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 356,035 | $605,000 | thousands by filing date | |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 21,187 | $605,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 15,839 | $604,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 17,599 | $604,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 132,152 | $604,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 5,900 | $602,000 | thousands by filing date | call |
| MANNKIND CORP | 56400P201 | COM | 115,400 | $602,000 | thousands by filing date | call |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 43,340 | $602,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 15,000 | $601,000 | thousands by filing date | put |
| ISHARES TR | 464287457 | COM | 7,100 | $600,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,472,566 | $598,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 73,077 | $598,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 5,000 | $597,000 | thousands by filing date | call |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 7,823 | $597,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 9,761 | $597,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 7,598 | $597,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 10,888 | $596,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 30,687 | $595,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 222,500 | $594,000 | thousands by filing date | call |
| TRINITY INDS INC | 896522109 | COM | 21,200 | $594,000 | thousands by filing date | call |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 49,100 | $594,000 | thousands by filing date | put |
| TRUSTCO BK CORP N Y | 898349105 | COM | 81,789 | $594,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 40,482 | $594,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 44,559 | $593,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 181,990 | $593,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 3,778 | $590,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 4,356 | $589,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 41,582 | $589,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 24,393 | $588,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 7,900 | $587,000 | thousands by filing date | call |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 17,068 | $587,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 21,500 | $587,000 | thousands by filing date | call |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 35,827 | $586,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 16,135 | $586,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 24,110 | $586,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 32,556 | $586,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 52,084 | $584,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 19,229 | $584,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 69,995 | $584,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 23,424 | $583,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 43,142 | $582,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 20,831 | $581,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 109,632 | $580,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 29,807 | $579,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 118,775 | $579,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 19,717 | $576,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 166,000 | $576,000 | thousands by filing date | call |
| TRUECAR INC | 89785L107 | COM | 25,131 | $576,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 52,312 | $576,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 59,300 | $575,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 14,595 | $574,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 2,700 | $574,000 | thousands by filing date | put |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 11,556 | $573,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 3,356 | $572,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 49,965 | $571,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 5,200 | $570,000 | thousands by filing date | put |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 18,770 | $570,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 553,035 | $570,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 5,533 | $570,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 38,263 | $570,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 12,087 | $568,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 58,583 | $568,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 18,200 | $567,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 12,126 | $567,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 75,937 | $566,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 27,400 | $565,000 | thousands by filing date | call |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 58,713 | $565,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 26,709 | $565,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 62,984 | $565,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 80,852 | $564,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 8,345 | $564,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 12,644 | $563,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 25,160 | $562,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8,500 | $561,000 | thousands by filing date | call |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 12,610 | $561,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 12,444 | $560,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 16,697 | $560,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 21,048 | $559,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 10,972 | $559,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 18,187 | $558,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 23,546 | $558,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 87,229 | $558,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 14,704 | $557,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 20,300 | $556,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 15,416 | $555,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 19,700 | $555,000 | thousands by filing date | put |
| BROWN FORMAN CORP | 115637100 | CL A | 6,316 | $554,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 33,400 | $554,000 | thousands by filing date | put |
| Waste Connections | 941053100 | COM | 12,569 | $553,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 7,300 | $552,000 | thousands by filing date | call |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 2,800 | $550,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q209 | COM NEW | 309,200 | $550,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 43,924 | $549,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 11,140 | $549,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 80,758 | $549,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 36,317 | $548,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 23,544 | $548,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 39,898 | $545,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 47,556 | $544,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 153,604 | $544,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 23,871 | $542,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 14,973 | $541,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 17,290 | $541,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 5,100 | $540,000 | thousands by filing date | call |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 15,100 | $540,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 71,700 | $539,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 129,800 | $539,000 | thousands by filing date | call |
| RTI INTL METALS INC | 74973W107 | COM | 21,345 | $539,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 26,663 | $539,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 15,000 | $538,000 | thousands by filing date | put |
| FLOWSERVE CORP | 34354P105 | COM | 9,000 | $538,000 | thousands by filing date | put |
| MYRIAD GENETICS INC | 62855J104 | COM | 15,800 | $538,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 27,500 | $538,000 | thousands by filing date | put |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 27,336 | $536,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 78,600 | $535,000 | thousands by filing date | call |
| STILLWATER MINING CO | 86074Q102 | COM | 36,300 | $535,000 | thousands by filing date | call |
| KLA CORP | 482480100 | COM | 7,600 | $534,000 | thousands by filing date | put |
| MCGRAW HILL FINL INC | 580645109 | COM | 6,000 | $534,000 | thousands by filing date | call |
| Heritage Commerce Corp | 426927109 | Common Stock | 60,526 | $534,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 42,031 | $533,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 34,591 | $533,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 24,000 | $533,000 | thousands by filing date | call |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 13,192 | $532,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 18,567 | $532,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 103,873 | $531,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 11,200 | $531,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 87,014 | $530,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 41,327 | $529,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 9,605 | $527,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 97,777 | $527,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 23,224 | $527,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 40,121 | $527,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 65,281 | $526,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 42,842 | $526,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 13,283 | $525,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 14,405 | $525,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 36,551 | $525,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 67,301 | $524,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 34,144 | $524,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 16,179 | $523,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 12,404 | $522,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 13,761 | $522,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 38,122 | $521,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 17,785 | $520,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 32,493 | $520,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 11,801 | $519,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 16,800 | $519,000 | thousands by filing date | call |
| WEX INC | 96208T104 | COM | 5,226 | $518,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 44,969 | $518,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 12,945 | $518,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 18,857 | $517,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 19,149 | $517,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 63,423 | $516,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 10,300 | $515,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 28,660 | $515,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 10,960 | $513,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 4,800 | $513,000 | thousands by filing date | put |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 245,661 | $513,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 137,192 | $513,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 10,841 | $512,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 7,600 | $512,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 29,214 | $512,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 139,100 | $512,000 | thousands by filing date | call |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 16,213 | $511,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 39,968 | $511,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 8,534 | $510,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 22,108 | $510,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 9,824 | $510,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 158,789 | $510,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,700 | $509,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 69,582 | $509,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 53,258 | $509,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 19,961 | $509,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 11,900 | $508,000 | thousands by filing date | call |
| STANCORP FINL GROUP INC | 852891100 | COM | 7,272 | $508,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 4,939 | $508,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 17,312 | $507,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 10,300 | $506,000 | thousands by filing date | call |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 5,900 | $506,000 | thousands by filing date | put |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 16,841 | $506,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QLX2 | MTNF 2/1 | 552,000 | $505,000 | thousands by filing date | principal |
| BRUNSWICK CORP | 117043109 | COM | 9,825 | $504,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 36,100 | $502,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 100,500 | $502,000 | thousands by filing date | put |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 10,390 | $502,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 16,158 | $501,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 43,715 | $501,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 17,708 | $501,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 17,600 | $500,000 | thousands by filing date | call |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 4,867 | $500,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 28,182 | $500,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 2,688 | $499,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 10,510 | $499,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 34,490 | $499,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 18,700 | $498,000 | thousands by filing date | call |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 7,398 | $497,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 29,804 | $496,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 62,267 | $496,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 8,744 | $495,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 9,731 | $495,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 10,051 | $494,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 68,187 | $494,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 5,074 | $493,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 13,675 | $493,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 5,000 | $491,000 | thousands by filing date | put |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 15,157 | $491,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 11,263 | $490,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 51,724 | $490,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 31,841 | $490,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,600 | $489,000 | thousands by filing date | put |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 27,554 | $489,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 34,800 | $489,000 | thousands by filing date | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 11,800 | $488,000 | thousands by filing date | put |
| AGREE RLTY CORP COM | 008492100 | REIT | 15,667 | $488,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 34,152 | $488,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 4,100 | $488,000 | thousands by filing date | call |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 32,603 | $488,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 42,508 | $485,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 98,605 | $485,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 9,700 | $483,000 | thousands by filing date | call |
| ARAMARK COM | 03852U106 | Stock | 15,391 | $480,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 65,952 | $480,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 11,958 | $479,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 11,400 | $479,000 | thousands by filing date | call |
| ALLSTATE CORP COM | 020002101 | Stock | 6,800 | $478,000 | thousands by filing date | put |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 8,300 | $478,000 | thousands by filing date | call |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 7,800 | $477,000 | thousands by filing date | put |
| NBT BANCORP INC COM | 628778102 | Stock | 18,114 | $476,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 6,968 | $476,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 82,092 | $476,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 40,200 | $476,000 | thousands by filing date | call |
| MFS CALIF MUN FD | 59318C106 | COM | 43,500 | $475,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 26,808 | $474,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 77,500 | $473,000 | thousands by filing date | call |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 41,530 | $472,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 34,200 | $471,000 | thousands by filing date | call |
| EBIX INC | 278715206 | COM NEW | 27,700 | $471,000 | thousands by filing date | put |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 3,200 | $470,000 | thousands by filing date | call |
| KBHOME | 48666K109 | COM | 28,360 | $469,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 63,451 | $469,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 12,600 | $469,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 45,534 | $468,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 6,864 | $467,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 3,467 | $467,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 38,495 | $467,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 32,511 | $467,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 7,201 | $466,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 7,000 | $465,000 | thousands by filing date | put |
| HYSTER-YALE INC | 449172105 | CL A | 6,346 | $465,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 4,300 | $464,000 | thousands by filing date | call |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 5,712 | $464,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 8,808 | $464,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 17,303 | $463,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 11,072 | $462,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 11,104 | $462,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 5,284 | $460,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 19,627 | $460,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 6,678 | $458,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 110,468 | $457,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 17,927 | $457,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 22,500 | $456,000 | thousands by filing date | call |
| DIGITALGLOBE INC | 25389M877 | COM | 14,726 | $456,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 23,078 | $456,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 18,789 | $455,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 29,097 | $454,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 39,883 | $454,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 27,728 | $454,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 6,300 | $454,000 | thousands by filing date | put |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 16,277 | $453,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 10,600 | $453,000 | thousands by filing date | call |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 44,772 | $453,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 72,867 | $453,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 4,800 | $452,000 | thousands by filing date | put |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 25,216 | $452,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 18,500 | $451,000 | thousands by filing date | call |
| PROSHARES TR | 74347X310 | CMN | 10,706 | $451,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 9,457 | $450,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 28,081 | $450,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 32,777 | $449,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 8,951 | $449,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 11,300 | $449,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 8,413 | $448,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 36,225 | $448,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 39,904 | $448,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 175,500 | $448,000 | thousands by filing date | call |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 36,492 | $448,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 28,138 | $447,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 11,349 | $446,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 14,100 | $445,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 11,808 | $445,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 7,700 | $444,000 | thousands by filing date | call |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 5,700 | $444,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H321 | ETN DJUBSALUMI38 | 24,674 | $444,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 10,300 | $443,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 157,100 | $443,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 7,218 | $443,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H198 | ETN DJUBS TIN 38 | 10,425 | $443,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 6,076 | $441,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 13,774 | $441,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 12,433 | $441,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 17,823 | $441,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 31,700 | $440,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,900 | $439,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 84,101 | $439,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 246,812 | $439,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 14,749 | $438,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 15,404 | $437,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 8,500 | $436,000 | thousands by filing date | put |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 10,407 | $435,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 4,900 | $434,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 15,044 | $434,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 5,500 | $433,000 | thousands by filing date | call |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 8,377 | $433,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 8,200 | $432,000 | thousands by filing date | call |
| CA INC COM | 12673P105 | COM | 14,200 | $432,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 9,317 | $432,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 52,937 | $432,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 7,955 | $429,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 9,410 | $429,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 32,818 | $427,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 2,300 | $426,000 | thousands by filing date | put |
| SAUL CTRS INC COM | 804395101 | REIT | 7,433 | $425,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 11,603 | $424,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 10,168 | $422,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 44,800 | $421,000 | thousands by filing date | put |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 17,095 | $421,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 8,200 | $420,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 5,182 | $420,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 15,451 | $420,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 77,601 | $420,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 9,552 | $419,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 15,537 | $418,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 117,802 | $416,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 12,340 | $415,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 27,286 | $415,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 20,109 | $415,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 8,449 | $414,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 11,466 | $414,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 5,190 | $413,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 7,963 | $413,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 49,500 | $412,000 | thousands by filing date | call |
| G III APPAREL GROUP LTD | 36237H101 | COM | 4,069 | $411,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 35,234 | $411,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 1,700 | $410,000 | thousands by filing date | call |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 6,100 | $410,000 | thousands by filing date | put |
| RAMBUS INC DEL COM | 750917106 | Stock | 36,872 | $409,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 11,009 | $409,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,400 | $408,000 | thousands by filing date | call |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 12,249 | $408,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 16,400 | $407,000 | thousands by filing date | call |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 7,689 | $407,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 9,200 | $405,000 | thousands by filing date | put |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 57,001 | $405,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 8,388 | $404,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 134,578 | $403,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 3,870 | $402,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 12,922 | $402,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 5,800 | $401,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 15,000 | $400,000 | thousands by filing date | call |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 13,421 | $400,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 97,067 | $399,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 56,026 | $398,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 10,289 | $398,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 12,553 | $398,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 406,441 | $398,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 15,934 | $398,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 11,307 | $397,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 20,078 | $397,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 17,207 | $397,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 16,037 | $397,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 7,899 | $396,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 20,998 | $396,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 14,452 | $396,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 14,581 | $395,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 22,031 | $395,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 12,892 | $395,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 22,773 | $395,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 16,409 | $394,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 5,827 | $394,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 20,923 | $394,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 14,151 | $394,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 13,764 | $393,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 25,900 | $392,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 15,100 | $392,000 | thousands by filing date | call |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 45,314 | $392,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,700 | $392,000 | thousands by filing date | call |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 28,087 | $392,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 35,000 | $391,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 19,400 | $391,000 | thousands by filing date | call |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 21,095 | $391,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 31,499 | $391,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 100,100 | $391,000 | thousands by filing date | put |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 11,601 | $390,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 10,018 | $389,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 35,918 | $389,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 42,028 | $389,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 49,557 | $389,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 10,033 | $388,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 65,296 | $388,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,700 | $387,000 | thousands by filing date | put |
| SPARTON CORP | 847235108 | COM | 13,670 | $387,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 6,000 | $385,000 | thousands by filing date | call |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,800 | $385,000 | thousands by filing date | call |
| SEMTECH CORP COM | 816850101 | Stock | 13,943 | $384,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 11,648 | $384,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 9,665 | $384,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 57,984 | $384,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 7,810 | $383,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 12,722 | $383,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 28,195 | $383,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 73,400 | $383,000 | thousands by filing date | put |
| HFF INC | 40418F108 | CL A | 10,680 | $383,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 4,300 | $382,000 | thousands by filing date | put |
| CIGNA CORPORATION | 125509109 | COM | 3,700 | $381,000 | thousands by filing date | put |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 3,300 | $381,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 17,609 | $380,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 161,800 | $380,000 | thousands by filing date | put |
| THOR INDS INC | 885160101 | COM | 6,762 | $378,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 8,644 | $378,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 11,639 | $378,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 115,800 | $378,000 | thousands by filing date | put |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 27,346 | $378,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 11,569 | $377,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 283 | $377,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 13,892 | $377,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 8,893 | $377,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 3,800 | $376,000 | thousands by filing date | call |
| RADIAN GROUP INC COM | 750236101 | Stock | 22,500 | $376,000 | thousands by filing date | call |
| CAE INC COM | 124765108 | Stock | 28,873 | $376,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 14,303 | $376,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 36,600 | $376,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 49,548 | $374,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 30,404 | $374,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 25,836 | $374,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 5,700 | $373,000 | thousands by filing date | call |
| BOISE CASCADE CO DEL | 09739D100 | COM | 10,055 | $373,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 209,500 | $373,000 | thousands by filing date | put |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,900 | $372,000 | thousands by filing date | put |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 16,698 | $372,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 5,100 | $372,000 | thousands by filing date | call |
| POPEYES LA KITCHEN INC | 732872106 | COM | 6,598 | $372,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 28,095 | $371,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 5,900 | $371,000 | thousands by filing date | put |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 59,600 | $371,000 | thousands by filing date | call |
| PARKWAY PPTYS INC | 70159Q104 | COM | 20,199 | $371,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 25,568 | $370,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 12,801 | $370,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 3,859 | $370,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 52,383 | $370,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 20,800 | $370,000 | thousands by filing date | put |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 42,660 | $370,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 34,900 | $370,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 28,232 | $369,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 3,600 | $368,000 | thousands by filing date | put |
| BIOSCRIP INC | 09069N108 | COM | 52,700 | $368,000 | thousands by filing date | call |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 29,291 | $367,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 23,786 | $367,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 26,234 | $367,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 4,800 | $366,000 | thousands by filing date | call |
| ECOLAB INC COM | 278865100 | Stock | 3,500 | $366,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 193,945 | $366,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 4,631 | $365,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 8,000 | $365,000 | thousands by filing date | put |
| KBR INC COM | 48242W106 | Stock | 21,500 | $364,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 23,200 | $364,000 | thousands by filing date | put |
| U S G CORP | 903293405 | COM NEW | 13,000 | $364,000 | thousands by filing date | put |
| AMDOCS LTD | G02602103 | SHS | 7,780 | $363,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 14,600 | $363,000 | thousands by filing date | call |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 235,411 | $363,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 59,880 | $362,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 4,100 | $361,000 | thousands by filing date | call |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 45,914 | $361,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 8,355 | $361,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 6,356 | $360,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 2,414 | $360,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 7,600 | $360,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 5,100 | $359,000 | thousands by filing date | put |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 5,516 | $359,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-002162 | this filing | 2015-02-17 | acceptance time not in the bulk data set |