13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 9,776 holding rows worth $143,078,463,000.
- Accession
- 0000950123-15-002162
- Filer
- CIK 1610520
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 15,242 entries on the cover page, a total value of $143,078,463,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $143,078,557,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 112,134 | $1,809,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 71,104 | $1,806,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 75,300 | $1,805,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 45,000 | $1,802,000 | thousands by filing date | put |
| OWENS CORNING NEW | 690742101 | COM | 50,214 | $1,798,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 93,686 | $1,798,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 69,608 | $1,791,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 111,660 | $1,787,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 156,658 | $1,783,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 128,500 | $1,782,000 | thousands by filing date | call |
| COMMVAULT SYS INC COM | 204166102 | Stock | 34,453 | $1,781,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 33,274 | $1,781,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 42,106 | $1,781,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 19,855 | $1,779,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 33,200 | $1,779,000 | thousands by filing date | put |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 65,673 | $1,773,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 38,794 | $1,770,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 70,149 | $1,770,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 87,000 | $1,769,000 | thousands by filing date | call |
| PLANTRONICS INC NEW | 727493108 | COM | 33,358 | $1,768,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 13,900 | $1,767,000 | thousands by filing date | call |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 22,808 | $1,764,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 597,860 | $1,764,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 702,400 | $1,763,000 | thousands by filing date | call |
| ST JUDE MED INC | 790849103 | COM | 27,100 | $1,762,000 | thousands by filing date | call |
| JOHNSON CONTROLS INT F | 478366107 | COM | 36,400 | $1,760,000 | thousands by filing date | call |
| PHH CORP | 693320202 | COM NEW | 73,464 | $1,760,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 133,212 | $1,756,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 28,000 | $1,754,000 | thousands by filing date | put |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 143,077 | $1,753,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 217,300 | $1,751,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 66,837 | $1,748,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 187,399 | $1,747,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 79,996 | $1,745,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 41,922 | $1,743,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 172,988 | $1,742,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 177,312 | $1,739,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 135,800 | $1,736,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 31,830 | $1,734,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 49,565 | $1,732,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 55,500 | $1,729,000 | thousands by filing date | call |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 156,703 | $1,729,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 78,648 | $1,726,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 35,732 | $1,725,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 58,083 | $1,722,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 33,970 | $1,720,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 16,100 | $1,720,000 | thousands by filing date | call |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 25,584 | $1,715,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 140,835 | $1,714,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 36,200 | $1,713,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 120,142 | $1,711,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 6,500 | $1,710,000 | thousands by filing date | put |
| PINNACLE WEST CAP CORP | 723484101 | COM | 25,000 | $1,708,000 | thousands by filing date | call |
| PRA Group Inc | 69354N106 | COM | 29,479 | $1,708,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 20,175 | $1,708,000 | thousands by filing date | put |
| Dow Chemical Company | 260543103 | COM | 37,446 | $1,708,000 | thousands by filing date | call |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 80,204 | $1,708,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 22,063 | $1,707,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 196,095 | $1,706,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 133,368 | $1,705,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 16,781 | $1,704,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 23,566 | $1,701,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 19,167 | $1,699,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 246,608 | $1,695,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 62,651 | $1,688,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 52,447 | $1,685,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 110,741 | $1,684,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 94,891 | $1,684,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 406,865 | $1,680,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 99,992 | $1,680,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 51,904 | $1,675,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 29,840 | $1,673,000 | thousands by filing date | call |
| SCHD | 808524797 | COM | 41,962 | $1,672,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 11,600 | $1,672,000 | thousands by filing date | put |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 53,642 | $1,672,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 74,300 | $1,671,000 | thousands by filing date | call |
| BROWN SHOE COMPANY INC | 115736100 | COM | 51,876 | $1,668,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 40,900 | $1,665,000 | thousands by filing date | call |
| BAXTER INTL INC | 071813109 | COM | 22,719 | $1,665,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 233,100 | $1,664,000 | thousands by filing date | put |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 85,958 | $1,662,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 38,401 | $1,661,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 74,900 | $1,661,000 | thousands by filing date | call |
| BRF SA | 10552T107 | SPONSORED ADR | 71,100 | $1,660,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 20,100 | $1,659,000 | thousands by filing date | call |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 16,418 | $1,659,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 6,300 | $1,657,000 | thousands by filing date | call |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 155,349 | $1,656,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 50,925 | $1,653,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 252,112 | $1,651,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 28,107 | $1,650,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 22,815 | $1,649,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 27,140 | $1,649,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 51,618 | $1,643,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 85,089 | $1,640,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 123,700 | $1,639,000 | thousands by filing date | call |
| DIRECTV | 25490A309 | COM | 18,900 | $1,639,000 | thousands by filing date | call |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 46,400 | $1,639,000 | thousands by filing date | put |
| SOTHEBYS | 835898107 | COM | 37,897 | $1,636,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 55,100 | $1,632,000 | thousands by filing date | put |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 82,730 | $1,632,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 459,311 | $1,630,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 126,412 | $1,630,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 101,953 | $1,629,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 136,100 | $1,625,000 | thousands by filing date | call |
| KBHOME | 48666K109 | COM | 98,000 | $1,622,000 | thousands by filing date | put |
| LANDAUER INC | 51476K103 | COM | 47,501 | $1,622,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 60,008 | $1,621,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 23,302 | $1,618,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 29,285 | $1,618,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 210,159 | $1,618,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 156,300 | $1,618,000 | thousands by filing date | call |
| APPROACH RESOURCES INC | 03834A103 | COM | 253,000 | $1,617,000 | thousands by filing date | call |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 67,951 | $1,616,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,328 | $1,613,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 45,748 | $1,612,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 12,671 | $1,611,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 35,735 | $1,608,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 100,331 | $1,607,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 8,700 | $1,606,000 | thousands by filing date | call |
| SOLERA HOLDINGS INC | 83421A104 | COM | 31,309 | $1,602,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 59,961 | $1,601,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 47,300 | $1,600,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 46,752 | $1,599,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 36,900 | $1,599,000 | thousands by filing date | call |
| ACTAVIS PLC | G0083B108 | SHS | 6,200 | $1,595,000 | thousands by filing date | put |
| SUN CMNTYS INC COM | 866674104 | REIT | 26,283 | $1,589,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 39,700 | $1,589,000 | thousands by filing date | put |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 110,543 | $1,584,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 16,372 | $1,584,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 77,607 | $1,578,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 162,057 | $1,578,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 30,500 | $1,578,000 | thousands by filing date | put |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 463,842 | $1,577,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 97,714 | $1,576,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 62,239 | $1,574,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 26,500 | $1,572,000 | thousands by filing date | call |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 118,569 | $1,572,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 18,400 | $1,571,000 | thousands by filing date | call |
| MATADOR RES CO COM | 576485205 | Stock | 77,600 | $1,570,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 20,700 | $1,570,000 | thousands by filing date | call |
| METALLUS INC | 887399103 | COMMON STOCK | 42,361 | $1,569,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 48,009 | $1,568,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 129,979 | $1,565,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 29,700 | $1,564,000 | thousands by filing date | put |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 99,757 | $1,561,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 36,495 | $1,559,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 52,364 | $1,559,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 60,734 | $1,558,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 307,084 | $1,557,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 28,114 | $1,555,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 26,191 | $1,553,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 57,441 | $1,552,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 34,654 | $1,551,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 110,053 | $1,550,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 187,574 | $1,549,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 38,800 | $1,548,000 | thousands by filing date | put |
| FEDERAL MOGUL CORP | 313549404 | COM | 96,035 | $1,546,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 140,428 | $1,545,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 137,323 | $1,542,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 18,788 | $1,541,000 | thousands by filing date | |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 1,000,000 | $1,538,000 | thousands by filing date | principal |
| GAP INC COM | 364760108 | Stock | 36,500 | $1,537,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 166,913 | $1,533,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 108,156 | $1,532,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 52,182 | $1,531,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 34,929 | $1,529,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 30,618 | $1,528,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 85,000 | $1,527,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 94,152 | $1,526,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 20,999 | $1,523,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 146,047 | $1,522,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 250,000 | $1,520,000 | thousands by filing date | put |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 23,622 | $1,518,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 103,762 | $1,517,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 54,581 | $1,516,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 51,463 | $1,516,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 15,750 | $1,514,000 | thousands by filing date | call |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 40,621 | $1,509,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 24,700 | $1,508,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 80,490 | $1,508,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 31,646 | $1,508,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 53,422 | $1,507,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 385,396 | $1,507,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 28,480 | $1,506,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 34,395 | $1,504,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 92,660 | $1,504,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 97,302 | $1,503,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 34,410 | $1,501,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 25,020 | $1,500,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 115,225 | $1,500,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 80,268 | $1,498,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 45,564 | $1,497,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 20,989 | $1,496,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 115,179 | $1,495,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 45,800 | $1,494,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 54,200 | $1,493,000 | thousands by filing date | call |
| GREENHILL & CO INC COM | 395259104 | Stock | 34,200 | $1,492,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 100,100 | $1,491,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 96,437 | $1,490,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 13,667 | $1,487,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 94,163 | $1,485,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 24,809 | $1,485,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 52,599 | $1,483,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 51,952 | $1,481,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 18,200 | $1,480,000 | thousands by filing date | call |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 58,240 | $1,476,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 23,100 | $1,474,000 | thousands by filing date | call |
| OI SA-ADR | 670851401 | Com | 461,694 | $1,473,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 17,125 | $1,472,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 48,659 | $1,471,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 230,100 | $1,470,000 | thousands by filing date | put |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 56,449 | $1,467,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 23,907 | $1,465,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 33,951 | $1,465,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 83,555 | $1,465,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 97,477 | $1,464,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 47,300 | $1,460,000 | thousands by filing date | call |
| CALAMP CORP | 128126109 | COMMON STOCK | 79,682 | $1,459,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 46,300 | $1,457,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 23,000 | $1,454,000 | thousands by filing date | call |
| ENERGEN CORP | 29265N108 | COM | 22,800 | $1,454,000 | thousands by filing date | call |
| CINCINNATI BELL INC NEW | 171871106 | COM | 455,662 | $1,454,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 16,266 | $1,453,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 97,173 | $1,453,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 9,900 | $1,453,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 52,317 | $1,451,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 40,000 | $1,449,000 | thousands by filing date | call |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 72,026 | $1,449,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 28,581 | $1,449,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 76,012 | $1,444,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 90,000 | $1,444,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q209 | COM NEW | 811,200 | $1,444,000 | thousands by filing date | put |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 39,295 | $1,443,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 501,000 | $1,443,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 33,058 | $1,440,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 562,811 | $1,440,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 22,201 | $1,439,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 113,579 | $1,438,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 90,805 | $1,436,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 43,500 | $1,436,000 | thousands by filing date | put |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 178,351 | $1,434,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 36,200 | $1,433,000 | thousands by filing date | put |
| MEDASSETS INC | 584045108 | COM | 72,396 | $1,431,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 78,900 | $1,430,000 | thousands by filing date | put |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 53,050 | $1,427,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 28,300 | $1,425,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 69,496 | $1,424,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 106,855 | $1,424,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 20,920 | $1,424,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 104,300 | $1,423,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 37,670 | $1,422,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 37,023 | $1,421,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 105,423 | $1,420,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 145,039 | $1,420,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 22,244 | $1,419,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 53,767 | $1,418,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 100,000 | $1,417,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 153,005 | $1,416,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 24,500 | $1,415,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 12,900 | $1,414,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 22,898 | $1,413,000 | thousands by filing date | put |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 433,500 | $1,413,000 | thousands by filing date | call |
| ATMEL CORP | 049513104 | COM | 168,243 | $1,413,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 23,928 | $1,410,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 31,300 | $1,409,000 | thousands by filing date | put |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 77,991 | $1,409,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 26,391 | $1,405,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 186,039 | $1,405,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 81,890 | $1,403,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 70,323 | $1,403,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 27,983 | $1,402,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 33,557 | $1,401,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 119,901 | $1,395,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 62,118 | $1,395,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 122,975 | $1,392,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 134,212 | $1,391,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 68,070 | $1,390,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 31,375 | $1,389,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 24,986 | $1,389,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 10,800 | $1,386,000 | thousands by filing date | call |
| CIMPRESS N V | N20146101 | SHS EURO | 18,516 | $1,386,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 51,800 | $1,385,000 | thousands by filing date | put |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 96,159 | $1,385,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 48,010 | $1,385,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 21,373 | $1,379,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 61,800 | $1,379,000 | thousands by filing date | put |
| COACH INC | 189754104 | COM | 36,700 | $1,378,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 51,500 | $1,377,000 | thousands by filing date | call |
| DREW INDS INC | 26168L205 | COM NEW | 26,966 | $1,377,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 18,600 | $1,375,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 96,244 | $1,374,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 36,271 | $1,372,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 103,500 | $1,371,000 | thousands by filing date | put |
| EVOGENE LTD | M4119S104 | SHS | 148,830 | $1,371,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 35,985 | $1,369,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 29,967 | $1,367,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 83,109 | $1,367,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 17,819 | $1,367,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 123,428 | $1,367,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 27,430 | $1,367,000 | thousands by filing date | |
| RevShares Ultra Dividend Fund | 761396886 | COM | 45,040 | $1,367,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 58,778 | $1,366,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 17,194 | $1,366,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 66,114 | $1,366,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 28,180 | $1,366,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 121,861 | $1,366,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 22,426 | $1,363,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 21,878 | $1,363,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 90,100 | $1,361,000 | thousands by filing date | call |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 56,119 | $1,359,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 24,978 | $1,357,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 77,678 | $1,356,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 151,100 | $1,355,000 | thousands by filing date | call |
| NETSUITE INC | 64118Q107 | COM | 12,407 | $1,354,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 64,845 | $1,353,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 81,843 | $1,351,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 36,400 | $1,350,000 | thousands by filing date | put |
| CORVEL CORP COM | 221006109 | Stock | 36,229 | $1,349,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 124,800 | $1,349,000 | thousands by filing date | call |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 65,476 | $1,348,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 86,654 | $1,345,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 38,753 | $1,344,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 50,974 | $1,343,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 144,955 | $1,342,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 69,307 | $1,340,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 503,000 | $1,338,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 20,400 | $1,336,000 | thousands by filing date | put |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 56,544 | $1,336,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 642,235 | $1,335,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 25,435 | $1,334,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 22,200 | $1,333,000 | thousands by filing date | put |
| LITTELFUSE INC COM | 537008104 | Stock | 13,783 | $1,332,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 81,630 | $1,332,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 46,269 | $1,328,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 104,561 | $1,327,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 87,325 | $1,326,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 19,300 | $1,324,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 45,866 | $1,314,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 26,150 | $1,314,000 | thousands by filing date | |
| SOUFUN HLDGS LTD | 836034AB4 | NOTE 2.000%12/1 | 1,500,000 | $1,313,000 | thousands by filing date | principal |
| CORESITE RLTY CORP | 21870Q105 | COM | 33,609 | $1,312,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 295,000 | $1,310,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 13,100 | $1,309,000 | thousands by filing date | put |
| EASTGROUP PPTYS INC | 277276101 | COM | 20,678 | $1,309,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 90,417 | $1,308,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 46,360 | $1,308,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 47,800 | $1,307,000 | thousands by filing date | call |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 47,113 | $1,307,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 82,026 | $1,305,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 44,000 | $1,304,000 | thousands by filing date | call |
| Gulfport Energy | 402635304 | COM | 31,200 | $1,302,000 | thousands by filing date | put |
| INVENSENSE INC | 46123D205 | COM | 80,100 | $1,302,000 | thousands by filing date | call |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 43,216 | $1,301,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 69,045 | $1,300,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 553,498 | $1,300,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 79,152 | $1,297,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 10,000 | $1,296,000 | thousands by filing date | call |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 52,100 | $1,296,000 | thousands by filing date | call |
| Duke Energy Corporation | 26441C204 | COM | 15,500 | $1,295,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 6,700 | $1,290,000 | thousands by filing date | call |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 36,151 | $1,290,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 10,800 | $1,290,000 | thousands by filing date | put |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 20,620 | $1,289,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 17,909 | $1,289,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 15,600 | $1,288,000 | thousands by filing date | put |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 31,809 | $1,288,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 18,200 | $1,287,000 | thousands by filing date | call |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 29,510 | $1,286,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 17,413 | $1,285,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 110,549 | $1,283,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 36,500 | $1,282,000 | thousands by filing date | call |
| NATUS MEDICAL INC | 639050103 | COM | 35,533 | $1,281,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 26,053 | $1,281,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 75,541 | $1,281,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 45,991 | $1,280,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 98,500 | $1,279,000 | thousands by filing date | put |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 92,566 | $1,276,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 37,300 | $1,273,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 138,138 | $1,271,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 53,948 | $1,271,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 29,127 | $1,268,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 16,366 | $1,268,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 9,111 | $1,263,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 44,456 | $1,262,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 28,686 | $1,262,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 7,700 | $1,261,000 | thousands by filing date | call |
| PACWEST BANCORP DEL | 695263103 | COM | 27,699 | $1,260,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 28,221 | $1,257,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 41,737 | $1,257,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 32,517 | $1,255,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 358,600 | $1,255,000 | thousands by filing date | call |
| V F CORP COM | 918204108 | Stock | 16,700 | $1,250,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 29,500 | $1,248,000 | thousands by filing date | call |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 86,899 | $1,248,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 25,700 | $1,246,000 | thousands by filing date | call |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 106,111 | $1,246,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 23,200 | $1,244,000 | thousands by filing date | put |
| STANDARD PAC CORP NEW | 85375C101 | COM | 170,532 | $1,243,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 89,322 | $1,235,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 48,100 | $1,234,000 | thousands by filing date | call |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 38,721 | $1,229,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 55,938 | $1,228,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 57,431 | $1,227,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 11,900 | $1,225,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945201 | COM | 16,400 | $1,224,000 | thousands by filing date | call |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 37,705 | $1,222,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 23,644 | $1,219,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 109,223 | $1,212,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 84,800 | $1,210,000 | thousands by filing date | call |
| TRONOX LTD | Q9235V101 | SHS CL A | 50,626 | $1,209,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 83,451 | $1,207,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 54,930 | $1,207,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 43,000 | $1,205,000 | thousands by filing date | call |
| CDW CORP COM | 12514G108 | Stock | 34,253 | $1,204,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 102,144 | $1,202,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 106,253 | $1,201,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 12,590 | $1,201,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 11,500 | $1,198,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 128,400 | $1,197,000 | thousands by filing date | put |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 125,036 | $1,196,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 48,353 | $1,196,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 38,844 | $1,196,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 105,419 | $1,195,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 18,372 | $1,195,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 201,292 | $1,195,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 15,925 | $1,193,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 32,965 | $1,193,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 53,300 | $1,191,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 101,225 | $1,190,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 25,267 | $1,189,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 27,800 | $1,188,000 | thousands by filing date | put |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 83,240 | $1,187,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 44,542 | $1,187,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 22,265 | $1,186,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 46,773 | $1,186,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 34,169 | $1,185,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 19,584 | $1,183,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 47,346 | $1,182,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 8,900 | $1,178,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 17,024 | $1,176,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 121,771 | $1,175,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 36,587 | $1,175,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 7,895 | $1,170,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 26,569 | $1,167,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 27,300 | $1,163,000 | thousands by filing date | call |
| IBERIABANK CORP | 450828108 | COM | 17,919 | $1,162,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 27,888 | $1,160,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 36,075 | $1,159,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 163,447 | $1,159,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 21,700 | $1,157,000 | thousands by filing date | put |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 84,732 | $1,157,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 54,428 | $1,156,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 73,431 | $1,156,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 64,537 | $1,155,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 216,233 | $1,155,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 22,100 | $1,151,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 98,900 | $1,150,000 | thousands by filing date | call |
| STAPLES INC | 855030102 | COM | 63,400 | $1,149,000 | thousands by filing date | call |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 8,060 | $1,149,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 16,483 | $1,148,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 78,500 | $1,147,000 | thousands by filing date | put |
| MASTEC INC COM | 576323109 | Stock | 50,689 | $1,146,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 11,249 | $1,145,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 25,524 | $1,144,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 57,000 | $1,143,000 | thousands by filing date | call |
| QUIDEL CORP | 74838J101 | COM | 39,425 | $1,140,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 47,739 | $1,138,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 91,044 | $1,137,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 68,368 | $1,137,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 20,891 | $1,135,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 63,696 | $1,133,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 18,000 | $1,133,000 | thousands by filing date | put |
| ISHARES BAA-BA | 46432F107 | COM | 21,430 | $1,133,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 112,950 | $1,131,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 51,100 | $1,131,000 | thousands by filing date | call |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 170,182 | $1,131,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 63,900 | $1,130,000 | thousands by filing date | call |
| CIVEO CORP | 178787107 | COM | 274,700 | $1,129,000 | thousands by filing date | call |
| MOSAIC CO COM | 61945C103 | Stock | 24,700 | $1,128,000 | thousands by filing date | call |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 139,393 | $1,127,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 11,925 | $1,125,000 | thousands by filing date | put |
| KKR & CO LP | 48248M102 | COMMON STOCK | 48,400 | $1,123,000 | thousands by filing date | put |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 38,082 | $1,122,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 52,047 | $1,122,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 60,667 | $1,122,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 52,362 | $1,121,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 33,187 | $1,120,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 15,600 | $1,118,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 130,040 | $1,115,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 27,874 | $1,114,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 70,775 | $1,109,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 1,200,000 | $1,109,000 | thousands by filing date | principal |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 25,000 | $1,107,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 42,400 | $1,106,000 | thousands by filing date | put |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 585,018 | $1,106,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 18,404 | $1,105,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 9,800 | $1,105,000 | thousands by filing date | call |
| KLX INC | 482539103 | COM | 26,786 | $1,105,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 47,010 | $1,105,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-002162 | this filing | 2015-02-17 | acceptance time not in the bulk data set |