13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 9,776 holding rows worth $143,078,463,000.
- Accession
- 0000950123-15-002162
- Filer
- CIK 1610520
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 15,242 entries on the cover page, a total value of $143,078,463,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $143,078,557,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TIMKEN CO | 887389104 | COM | 72,144 | $3,079,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 151,400 | $3,078,000 | thousands by filing date | put |
| AUTONATION INC COM | 05329W102 | Stock | 50,945 | $3,077,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 224,743 | $3,077,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 371,907 | $3,076,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 279,305 | $3,069,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 22,993 | $3,069,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 37,970 | $3,068,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 52,300 | $3,066,000 | thousands by filing date | put |
| Walter Energy Inc | 93317Q105 | COM | 2,220,780 | $3,065,000 | thousands by filing date | call |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 168,360 | $3,059,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 72,483 | $3,057,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 52,693 | $3,057,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 40,193 | $3,055,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 72,786 | $3,049,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 284,669 | $3,046,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 45,701 | $3,043,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 48,701 | $3,036,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 58,638 | $3,033,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 82,046 | $3,032,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 685,183 | $3,029,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 145,800 | $3,028,000 | thousands by filing date | put |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 26,437 | $3,027,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 63,233 | $3,026,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 63,645 | $3,017,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 36,544 | $3,014,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 199,163 | $3,010,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 125,600 | $3,006,000 | thousands by filing date | call |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 31,015 | $3,003,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 179,487 | $2,999,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 56,853 | $2,997,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 82,500 | $2,995,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 188,272 | $2,994,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 146,853 | $2,989,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 67,675 | $2,984,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 99,661 | $2,980,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 119,964 | $2,973,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 124,706 | $2,973,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 119,373 | $2,966,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 24,202 | $2,965,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 296,099 | $2,958,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 255,000 | $2,953,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 20,800 | $2,948,000 | thousands by filing date | call |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 51,600 | $2,945,000 | thousands by filing date | put |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 158,058 | $2,945,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 43,300 | $2,940,000 | thousands by filing date | call |
| KEURIG GREEN MTN INC | 49271M100 | COM | 22,200 | $2,939,000 | thousands by filing date | call |
| GRACO INC COM | 384109104 | Stock | 36,639 | $2,937,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 57,928 | $2,936,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 115,546 | $2,935,000 | thousands by filing date | call |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 49,634 | $2,934,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 109,731 | $2,934,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 46,066 | $2,931,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 282,663 | $2,929,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P143 | RBS NASD LKD41 | 75,761 | $2,929,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 36,800 | $2,921,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 156,324 | $2,921,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 43,437 | $2,920,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 21,350 | $2,914,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 49,052 | $2,911,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 140,096 | $2,911,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 88,429 | $2,911,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 219,721 | $2,907,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 375,510 | $2,906,000 | thousands by filing date | call |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 43,300 | $2,905,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 721,884 | $2,902,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 97,373 | $2,898,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 22,327 | $2,891,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 34,295 | $2,887,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 27,496 | $2,883,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 115,664 | $2,873,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 193,334 | $2,871,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 80,848 | $2,868,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 30,417 | $2,867,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 67,500 | $2,863,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 346,500 | $2,862,000 | thousands by filing date | call |
| AEGION CORP | 00770F104 | COMMON STOCK | 153,450 | $2,856,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 978,900 | $2,849,000 | thousands by filing date | put |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 124,736 | $2,848,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 32,549 | $2,844,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 44,508 | $2,838,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 727,097 | $2,836,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 85,904 | $2,829,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 23,122 | $2,827,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 662,324 | $2,822,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 192,473 | $2,816,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 42,400 | $2,812,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 131,844 | $2,809,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 241,955 | $2,807,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 194,248 | $2,797,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 37,282 | $2,797,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 30,664 | $2,791,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 33,800 | $2,786,000 | thousands by filing date | put |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 59,682 | $2,785,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 109,117 | $2,782,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 80,257 | $2,780,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 183,126 | $2,774,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 146,863 | $2,770,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 67,954 | $2,767,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 36,900 | $2,764,000 | thousands by filing date | put |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 18,053 | $2,763,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 39,441 | $2,760,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 35,530 | $2,759,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 69,914 | $2,756,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 41,000 | $2,749,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 140,600 | $2,747,000 | thousands by filing date | call |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 213,433 | $2,745,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 63,100 | $2,732,000 | thousands by filing date | call |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 79,200 | $2,726,000 | thousands by filing date | put |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 35,000 | $2,723,000 | thousands by filing date | call |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 57,600 | $2,720,000 | thousands by filing date | put |
| HILLENBRAND INC | 431571108 | COM | 78,772 | $2,718,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 14,000 | $2,712,000 | thousands by filing date | call |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 77,097 | $2,712,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 70,966 | $2,711,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 71,959 | $2,708,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 37,752 | $2,707,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 70,847 | $2,707,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 80,000 | $2,704,000 | thousands by filing date | call |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,189,027 | $2,699,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 35,253 | $2,694,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 33,356 | $2,693,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 141,070 | $2,687,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 76,681 | $2,679,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 50,517 | $2,678,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 186,695 | $2,677,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 35,179 | $2,671,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 585,343 | $2,669,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 25,200 | $2,667,000 | thousands by filing date | put |
| II VI INC | 902104108 | COM | 195,269 | $2,665,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 45,287 | $2,664,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 44,481 | $2,661,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 156,485 | $2,652,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 74,693 | $2,650,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 77,066 | $2,649,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 85,000 | $2,648,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914109 | COM | 201,100 | $2,646,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 34,800 | $2,642,000 | thousands by filing date | call |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 23,855 | $2,640,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 20,470 | $2,640,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 307,200 | $2,634,000 | thousands by filing date | call |
| CEPHEID | 15670R107 | COM | 48,620 | $2,632,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 195,081 | $2,624,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 85,301 | $2,622,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 188,748 | $2,622,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 182,345 | $2,622,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 62,584 | $2,620,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 32,300 | $2,614,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 157,400 | $2,611,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 28,900 | $2,609,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 106,006 | $2,609,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 78,741 | $2,606,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 836,091 | $2,600,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 58,374 | $2,592,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 47,417 | $2,590,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 97,759 | $2,589,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 21,829 | $2,587,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 59,123 | $2,586,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 21,577 | $2,585,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 550,469 | $2,582,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 673,655 | $2,580,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 217,619 | $2,579,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 1,959,000 | $2,576,000 | thousands by filing date | principal |
| CAMECO CORP COM | 13321L108 | Stock | 156,900 | $2,575,000 | thousands by filing date | call |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 158,353 | $2,573,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 50,600 | $2,564,000 | thousands by filing date | put |
| Delek Logistics Partners LP | 24664T103 | Com | 72,300 | $2,564,000 | thousands by filing date | put |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 47,200 | $2,558,000 | thousands by filing date | put |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 199,250 | $2,556,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 94,518 | $2,547,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 176,103 | $2,546,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 116,139 | $2,546,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 46,807 | $2,543,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 313,048 | $2,542,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 41,420 | $2,535,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 41,400 | $2,529,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 332,869 | $2,524,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 400,404 | $2,523,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 86,000 | $2,521,000 | thousands by filing date | put |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 85,900 | $2,518,000 | thousands by filing date | call |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 24,638 | $2,518,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 217,100 | $2,514,000 | thousands by filing date | call |
| VIPER | 92763M105 | COMMON STOCK | 138,538 | $2,512,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 27,175 | $2,511,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 27,448 | $2,504,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 92,322 | $2,504,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 92,371 | $2,502,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 41,956 | $2,496,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 90,310 | $2,493,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 108,700 | $2,492,000 | thousands by filing date | call |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 78,295 | $2,491,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 96,600 | $2,490,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 57,683 | $2,480,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 80,876 | $2,477,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 182,068 | $2,475,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 33,090 | $2,474,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 35,500 | $2,473,000 | thousands by filing date | put |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 19,845 | $2,472,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 33,923 | $2,472,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 35,887 | $2,471,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 42,824 | $2,464,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 63,883 | $2,463,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 96,722 | $2,463,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 82,186 | $2,461,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 25,843 | $2,457,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 45,285 | $2,453,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 103,600 | $2,447,000 | thousands by filing date | call |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 172,870 | $2,446,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 67,300 | $2,445,000 | thousands by filing date | put |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 41,741 | $2,442,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 139,741 | $2,441,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 137,371 | $2,439,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 87,866 | $2,431,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 94,123 | $2,429,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 92,976 | $2,429,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 116,683 | $2,420,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 170,823 | $2,417,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 70,893 | $2,417,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 336,310 | $2,415,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 100,363 | $2,413,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 55,200 | $2,412,000 | thousands by filing date | put |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 103,481 | $2,409,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 71,163 | $2,408,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 21,980 | $2,406,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 17,759 | $2,405,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 307,200 | $2,405,000 | thousands by filing date | put |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 76,214 | $2,402,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 148,989 | $2,401,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 96,071 | $2,401,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 48,950 | $2,400,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 244,495 | $2,396,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 43,192 | $2,392,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 21,120 | $2,391,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 39,280 | $2,388,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 443,884 | $2,384,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 4,500 | $2,380,000 | thousands by filing date | call |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 71,558 | $2,379,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 44,280 | $2,375,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 65,392 | $2,375,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 49,039 | $2,375,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 55,992 | $2,373,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 468,943 | $2,373,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 55,089 | $2,371,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 47,075 | $2,369,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 32,500 | $2,369,000 | thousands by filing date | put |
| BERKLEY W R CORP COM | 084423102 | Stock | 46,144 | $2,365,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 188,113 | $2,365,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 49,443 | $2,361,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 27,040 | $2,358,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 1,295,300 | $2,357,000 | thousands by filing date | put |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 33,332 | $2,353,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 63,940 | $2,349,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 106,037 | $2,349,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 61,898 | $2,347,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 73,800 | $2,343,000 | thousands by filing date | call |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 157,272 | $2,343,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 27,376 | $2,341,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 68,714 | $2,340,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 324,814 | $2,335,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 116,100 | $2,328,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 284,650 | $2,328,000 | thousands by filing date | call |
| CALPINE CORP | 131347304 | COM | 105,100 | $2,326,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 869,700 | $2,322,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 62,007 | $2,319,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 27,900 | $2,319,000 | thousands by filing date | call |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 43,700 | $2,316,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 191,070 | $2,314,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 114,425 | $2,313,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 32,038 | $2,311,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 19,849 | $2,304,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 25,334 | $2,299,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 155,664 | $2,298,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 86,218 | $2,297,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 25,929 | $2,297,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 53,081 | $2,296,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 20,681 | $2,295,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 117,172 | $2,291,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 187,998 | $2,284,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 125,463 | $2,278,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 171,424 | $2,278,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 109,579 | $2,278,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 30,216 | $2,273,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 31,000 | $2,272,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 156,734 | $2,268,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 159,184 | $2,267,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 13,800 | $2,259,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075F106 | COM | 254,085 | $2,259,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 67,055 | $2,257,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 87,515 | $2,254,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 24,300 | $2,252,000 | thousands by filing date | put |
| Invesco Large-Cap Growth | 73935X609 | ETF | 76,968 | $2,252,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 18,800 | $2,251,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 116,243 | $2,250,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 96,858 | $2,244,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 39,147 | $2,243,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 73,332 | $2,242,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 70,664 | $2,238,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 12,174 | $2,235,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 42,362 | $2,234,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 64,523 | $2,234,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 81,100 | $2,234,000 | thousands by filing date | call |
| VIPER | 92763M105 | COMMON STOCK | 123,100 | $2,232,000 | thousands by filing date | put |
| ITT CORP | 450911201 | COM | 55,111 | $2,230,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 27,255 | $2,227,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 112,091 | $2,225,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 47,229 | $2,224,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 114,329 | $2,221,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 78,159 | $2,221,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 49,300 | $2,219,000 | thousands by filing date | call |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 27,833 | $2,219,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 19,655 | $2,216,000 | thousands by filing date | put |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 79,431 | $2,216,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 64,731 | $2,215,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 42,654 | $2,213,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 101,291 | $2,211,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 130,336 | $2,206,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 190,412 | $2,205,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 105,371 | $2,201,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 138,350 | $2,197,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 68,597 | $2,196,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 50,978 | $2,193,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 98,465 | $2,191,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 64,235 | $2,191,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 35,413 | $2,189,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 167,092 | $2,189,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 31,700 | $2,187,000 | thousands by filing date | put |
| BUCKLE INC COM | 118440106 | Stock | 41,580 | $2,184,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 66,183 | $2,181,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 98,787 | $2,180,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 83,831 | $2,180,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 452,997 | $2,179,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 64,959 | $2,178,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 61,800 | $2,170,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 25,400 | $2,170,000 | thousands by filing date | call |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 22,600 | $2,170,000 | thousands by filing date | put |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 22,056 | $2,167,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 129,406 | $2,166,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 261,335 | $2,166,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 94,977 | $2,165,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 62,721 | $2,164,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 93,795 | $2,163,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 52,400 | $2,163,000 | thousands by filing date | call |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 121,341 | $2,161,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 31,200 | $2,159,000 | thousands by filing date | call |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 14,500 | $2,158,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354107 | COM | 120,800 | $2,154,000 | thousands by filing date | call |
| Crestwood Equity Partners | 226344109 | COM | 265,900 | $2,154,000 | thousands by filing date | put |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 20,234 | $2,140,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 334,350 | $2,140,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 76,856 | $2,137,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 51,362 | $2,136,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 39,491 | $2,133,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 43,639 | $2,128,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 38,188 | $2,126,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 42,022 | $2,125,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 117,792 | $2,123,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 123,846 | $2,123,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 85,746 | $2,120,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 327,385 | $2,119,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 81,473 | $2,118,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 456,279 | $2,117,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 83,300 | $2,116,000 | thousands by filing date | put |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 82,596 | $2,115,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 475,900 | $2,113,000 | thousands by filing date | put |
| TOWER INTL INC | 891826109 | COM | 82,464 | $2,107,000 | thousands by filing date | |
| ISHARES INC | 46434G608 | MSCI EMRGN ETF | 90,000 | $2,099,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 92,819 | $2,096,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 45,400 | $2,096,000 | thousands by filing date | call |
| CRANE CO | 224399105 | COM | 35,558 | $2,087,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 153,062 | $2,082,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 108,225 | $2,081,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 73,299 | $2,080,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 32,300 | $2,076,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 329,034 | $2,076,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 120,100 | $2,072,000 | thousands by filing date | call |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 63,013 | $2,070,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 29,400 | $2,069,000 | thousands by filing date | put |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 183,333 | $2,066,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 117,388 | $2,065,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 50,000 | $2,064,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 43,902 | $2,062,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 600,000 | $2,058,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X350 | SOLACTIVE GERMNY | 37,910 | $2,050,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 23,950 | $2,049,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 86,897 | $2,047,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 50,100 | $2,046,000 | thousands by filing date | put |
| CIT GROUP INC COM NEW | 125581801 | Stock | 42,780 | $2,046,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 58,200 | $2,044,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 93,537 | $2,042,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 38,973 | $2,042,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 22,800 | $2,036,000 | thousands by filing date | call |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 30,007 | $2,030,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 208,783 | $2,028,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 90,086 | $2,028,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 199,780 | $2,024,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 123,142 | $2,023,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 75,000 | $2,021,000 | thousands by filing date | put |
| CNO FINL GROUP INC | 12621E103 | COM | 117,011 | $2,015,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 36,000 | $2,013,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 35,994 | $2,012,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 50,211 | $2,011,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 39,767 | $2,009,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 146,412 | $2,009,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 4,968 | $2,004,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 16,800 | $2,002,000 | thousands by filing date | put |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 34,113 | $2,000,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,718 | $2,000,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 58,728 | $1,994,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 80,963 | $1,992,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 81,473 | $1,992,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 32,130 | $1,991,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 53,027 | $1,990,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 134,940 | $1,990,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 79,875 | $1,987,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 20,548 | $1,985,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 77,689 | $1,984,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 83,932 | $1,981,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 119,138 | $1,980,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 36,296 | $1,978,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 39,705 | $1,975,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 234,356 | $1,975,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 28,000 | $1,971,000 | thousands by filing date | call |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 26,903 | $1,971,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 28,000 | $1,969,000 | thousands by filing date | call |
| INVENSENSE INC | 46123D205 | COM | 120,900 | $1,966,000 | thousands by filing date | put |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 103,436 | $1,965,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 139,367 | $1,960,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 43,386 | $1,959,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 117,515 | $1,957,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 141,504 | $1,951,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 72,594 | $1,951,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 48,842 | $1,948,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 13,500 | $1,946,000 | thousands by filing date | call |
| Lockheed Martin Corporation | 539830109 | COM | 10,100 | $1,945,000 | thousands by filing date | put |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 34,343 | $1,943,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 22,815 | $1,942,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 10,400 | $1,939,000 | thousands by filing date | put |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 31,400 | $1,939,000 | thousands by filing date | call |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 46,846 | $1,938,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 128,300 | $1,937,000 | thousands by filing date | call |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 258,316 | $1,935,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 42,443 | $1,935,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 32,918 | $1,933,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 102,286 | $1,932,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 40,888 | $1,930,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 136,680 | $1,929,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 4,700 | $1,928,000 | thousands by filing date | call |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 158,537 | $1,920,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 75,076 | $1,917,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 30,102 | $1,916,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 156,300 | $1,915,000 | thousands by filing date | put |
| TALISMAN ENERGY INC | 87425E103 | COM | 243,955 | $1,911,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 362,562 | $1,907,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 30,015 | $1,907,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 17,089 | $1,905,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 91,554 | $1,903,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 53,061 | $1,898,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 486,974 | $1,894,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 167,490 | $1,893,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 587,136 | $1,891,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 33,132 | $1,889,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 124,816 | $1,886,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 166,610 | $1,883,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 60,472 | $1,883,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 18,700 | $1,882,000 | thousands by filing date | put |
| ACCURAY INC | 004397AB1 | CNV | 1,800,000 | $1,879,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 61,013 | $1,876,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 59,600 | $1,875,000 | thousands by filing date | put |
| POOL CORP COM | 73278L105 | Stock | 29,531 | $1,873,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 15,539 | $1,873,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 49,154 | $1,869,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 95,160 | $1,867,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 27,726 | $1,862,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 15,630 | $1,862,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 139,100 | $1,860,000 | thousands by filing date | put |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 31,700 | $1,859,000 | thousands by filing date | call |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 77,692 | $1,856,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 14,600 | $1,856,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 36,668 | $1,852,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 168,445 | $1,850,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 53,935 | $1,850,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 37,923 | $1,850,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 135,730 | $1,850,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 140,686 | $1,850,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 116,097 | $1,845,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 58,091 | $1,843,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 117,400 | $1,842,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 66,650 | $1,835,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 23,500 | $1,834,000 | thousands by filing date | call |
| AMREIT INC | 03216B208 | CL B | 69,052 | $1,833,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 74,500 | $1,833,000 | thousands by filing date | put |
| THE COOPER COMPANIES | 216648402 | COM NEW | 11,300 | $1,831,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 52,293 | $1,831,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 109,472 | $1,827,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 403,977 | $1,826,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 59,558 | $1,825,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 158,981 | $1,823,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 66,147 | $1,819,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 49,801 | $1,817,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 94,314 | $1,810,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-002162 | this filing | 2015-02-17 | acceptance time not in the bulk data set |