13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 9,776 holding rows worth $143,078,463,000.
- Accession
- 0000950123-15-002162
- Filer
- CIK 1610520
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 15,242 entries on the cover page, a total value of $143,078,463,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $143,078,557,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 50,053 | $5,630,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 438,426 | $5,625,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 358,204 | $5,620,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 210,994 | $5,619,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 189,734 | $5,618,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 268,470 | $5,614,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 61,500 | $5,611,000 | thousands by filing date | put |
| D R HORTON INC COM | 23331A109 | Stock | 221,842 | $5,610,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 218,476 | $5,597,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 269,709 | $5,586,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 344,931 | $5,581,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 98,439 | $5,573,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 214,082 | $5,571,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 359,262 | $5,543,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 146,998 | $5,536,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 274,162 | $5,535,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 64,192 | $5,533,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 233,392 | $5,492,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 500,181 | $5,492,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 118,528 | $5,488,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 116,859 | $5,484,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 60,984 | $5,484,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 73,402 | $5,481,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 216,900 | $5,481,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 218,900 | $5,459,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 129,588 | $5,457,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 91,200 | $5,452,000 | thousands by filing date | put |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 179,484 | $5,439,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 271,103 | $5,438,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 188,989 | $5,435,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 552,114 | $5,427,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 160,464 | $5,423,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 65,498 | $5,371,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 240,200 | $5,366,000 | thousands by filing date | call |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 100,586 | $5,356,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 206,718 | $5,352,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 158,200 | $5,349,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R104 | COM | 239,408 | $5,344,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 119,500 | $5,342,000 | thousands by filing date | put |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 377,129 | $5,336,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 50,493 | $5,335,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 172,400 | $5,335,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 240,010 | $5,323,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 302,029 | $5,318,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 197,653 | $5,317,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 94,197 | $5,314,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 208,878 | $5,314,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 54,857 | $5,312,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 58,600 | $5,301,000 | thousands by filing date | call |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 652,695 | $5,300,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 323,614 | $5,291,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 259,190 | $5,290,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 461,300 | $5,282,000 | thousands by filing date | call |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 55,910 | $5,265,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 123,116 | $5,251,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 104,064 | $5,250,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 29,488 | $5,249,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 83,700 | $5,248,000 | thousands by filing date | call |
| MERCURY GENL CORP NEW | 589400100 | COM | 92,132 | $5,222,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 542,275 | $5,206,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 189,122 | $5,201,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 40,633 | $5,195,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 309,179 | $5,195,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 239,906 | $5,192,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 104,638 | $5,189,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 50,400 | $5,184,000 | thousands by filing date | put |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 194,791 | $5,183,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 799,600 | $5,182,000 | thousands by filing date | call |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 446,773 | $5,173,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 153,070 | $5,173,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 72,900 | $5,156,000 | thousands by filing date | put |
| CDK GLOBAL INC | 12508E101 | COM | 126,496 | $5,156,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 371,541 | $5,153,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 57,000 | $5,139,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 145,537 | $5,134,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 36,336 | $5,115,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 186,236 | $5,110,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 81,840 | $5,086,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 235,317 | $5,078,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 202,528 | $5,077,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 48,919 | $5,070,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 122,131 | $5,051,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 247,683 | $5,045,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 96,612 | $5,045,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 458,560 | $5,036,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 180,843 | $5,031,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 62,017 | $5,025,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 14,800 | $5,024,000 | thousands by filing date | call |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 355,430 | $5,018,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 410,084 | $5,015,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 353,990 | $5,012,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 1,379,414 | $5,007,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 49,569 | $5,005,000 | thousands by filing date | call |
| FLIR SYS INC | 302445101 | COM | 154,645 | $4,996,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 419,987 | $4,994,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 906,372 | $4,994,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 124,397 | $4,988,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 45,188 | $4,985,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 31,760 | $4,972,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 84,333 | $4,971,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 72,300 | $4,958,000 | thousands by filing date | put |
| FIRST AMERN FINL CORP | 31847R102 | COM | 146,183 | $4,955,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 541,542 | $4,955,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 143,414 | $4,940,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 128,451 | $4,940,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 86,650 | $4,934,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 285,940 | $4,933,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 71,299 | $4,926,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 506,667 | $4,920,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 118,887 | $4,906,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 51,240 | $4,896,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 235,610 | $4,884,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 114,081 | $4,883,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 47,419 | $4,864,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 225,653 | $4,860,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 180,800 | $4,860,000 | thousands by filing date | put |
| RAYTHEON CO | 755111507 | COM NEW | 44,900 | $4,857,000 | thousands by filing date | call |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 94,204 | $4,852,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 201,465 | $4,849,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,014,318 | $4,848,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 355,525 | $4,842,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 171,644 | $4,816,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 48,548 | $4,811,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 438,099 | $4,810,000 | thousands by filing date | call |
| Gulfport Energy | 402635304 | COM | 115,100 | $4,804,000 | thousands by filing date | call |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 224,131 | $4,794,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 133,400 | $4,792,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 161,700 | $4,767,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 72,017 | $4,766,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 118,159 | $4,766,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 202,650 | $4,762,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 475,678 | $4,761,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 607,900 | $4,760,000 | thousands by filing date | call |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 82,088 | $4,751,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 88,226 | $4,740,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 235,929 | $4,731,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 54,933 | $4,730,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 185,562 | $4,728,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 285,831 | $4,725,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 140,291 | $4,722,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 232,079 | $4,716,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 316,400 | $4,714,000 | thousands by filing date | put |
| MORNINGSTAR INC COM | 617700109 | Stock | 72,815 | $4,712,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 426,800 | $4,708,000 | thousands by filing date | put |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 145,829 | $4,703,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 141,711 | $4,702,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 283,900 | $4,696,000 | thousands by filing date | call |
| MARIN SOFTWARE INC | 56804T106 | COM | 554,329 | $4,690,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 118,349 | $4,680,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 184,981 | $4,676,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 81,084 | $4,673,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 87,936 | $4,673,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 38,200 | $4,670,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 55,413 | $4,669,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 73,800 | $4,666,000 | thousands by filing date | put |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 266,383 | $4,664,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 126,361 | $4,659,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 15,388 | $4,655,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 392,724 | $4,654,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 225,056 | $4,654,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 83,400 | $4,653,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 126,576 | $4,642,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 73,728 | $4,642,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 439,300 | $4,639,000 | thousands by filing date | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 200,000 | $4,628,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 215,177 | $4,601,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 114,200 | $4,601,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 101,100 | $4,600,000 | thousands by filing date | call |
| TOLL BROTHERS INC COM | 889478103 | Stock | 134,200 | $4,599,000 | thousands by filing date | call |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 331,571 | $4,595,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 265,494 | $4,593,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 24,700 | $4,573,000 | thousands by filing date | call |
| Concho Resources Inc. | 20605P101 | COM | 45,795 | $4,569,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 38,283 | $4,557,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 72,016 | $4,554,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 69,500 | $4,552,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 299,494 | $4,552,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 651,054 | $4,551,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 142,456 | $4,549,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 257,245 | $4,548,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 255,200 | $4,545,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 605,893 | $4,544,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 100,441 | $4,539,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 75,225 | $4,531,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 257,289 | $4,528,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 58,048 | $4,525,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 351,324 | $4,515,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 76,874 | $4,502,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 75,000 | $4,501,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 48,300 | $4,494,000 | thousands by filing date | call |
| KELLANOVA | 487836108 | COM | 68,600 | $4,489,000 | thousands by filing date | put |
| MKS INC. COM | 55306N104 | Stock | 122,203 | $4,473,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 126,100 | $4,454,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 91,600 | $4,450,000 | thousands by filing date | put |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 119,495 | $4,447,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 83,292 | $4,446,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 49,588 | $4,444,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,033,351 | $4,443,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 30,800 | $4,442,000 | thousands by filing date | put |
| HUMANA INC COM | 444859102 | Stock | 30,900 | $4,438,000 | thousands by filing date | put |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 199,973 | $4,435,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 71,459 | $4,430,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 649,536 | $4,430,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 703,870 | $4,428,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 64,100 | $4,422,000 | thousands by filing date | call |
| VALMONT INDS INC COM | 920253101 | Stock | 34,728 | $4,411,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 37,944 | $4,411,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 231,468 | $4,409,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 116,842 | $4,407,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 29,709 | $4,405,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 244,992 | $4,400,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 169,240 | $4,388,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 467,176 | $4,387,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 275,472 | $4,380,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 36,947 | $4,370,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 195,354 | $4,362,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 38,554 | $4,360,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 72,900 | $4,358,000 | thousands by filing date | call |
| TRIMBLE INC COM | 896239100 | Stock | 164,034 | $4,354,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 522,309 | $4,351,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 153,045 | $4,342,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 308,387 | $4,336,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 127,726 | $4,330,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 96,795 | $4,326,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 119,463 | $4,324,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 80,841 | $4,323,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,074,900 | $4,321,000 | thousands by filing date | put |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 103,184 | $4,320,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 208,927 | $4,308,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 290,040 | $4,307,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 309,682 | $4,306,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 123,620 | $4,305,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 689,632 | $4,303,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 43,864 | $4,301,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 190,336 | $4,300,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 50,000 | $4,298,000 | thousands by filing date | put |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 124,741 | $4,290,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 371,165 | $4,287,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 96,239 | $4,267,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 275,896 | $4,255,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 169,897 | $4,241,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 134,077 | $4,230,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 77,016 | $4,230,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 61,653 | $4,216,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 128,298 | $4,212,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 72,024 | $4,205,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 62,238 | $4,196,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 40,100 | $4,193,000 | thousands by filing date | call |
| BLACK HILLS CORP COM | 092113109 | Stock | 79,056 | $4,193,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 52,200 | $4,179,000 | thousands by filing date | put |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 89,700 | $4,161,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 47,000 | $4,158,000 | thousands by filing date | put |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 40,987 | $4,157,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 287,728 | $4,155,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 52,300 | $4,153,000 | thousands by filing date | put |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 96,416 | $4,149,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 134,128 | $4,149,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 159,620 | $4,148,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 75,179 | $4,144,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 83,174 | $4,143,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 435,014 | $4,141,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 141,235 | $4,140,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 122,700 | $4,133,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 121,036 | $4,127,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 75,000 | $4,121,000 | thousands by filing date | put |
| IMPAX LABORATORIES INC | 45256B101 | COM | 129,981 | $4,118,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 307,600 | $4,113,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 194,979 | $4,112,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 102,603 | $4,099,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 82,795 | $4,099,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 300,416 | $4,098,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 87,534 | $4,091,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 61,180 | $4,090,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 76,800 | $4,089,000 | thousands by filing date | call |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 189,699 | $4,087,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 65,200 | $4,086,000 | thousands by filing date | call |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 356,500 | $4,082,000 | thousands by filing date | put |
| COSTAMARE INC | Y1771G102 | SHS | 231,538 | $4,077,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 37,781 | $4,074,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 45,888 | $4,073,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 145,727 | $4,072,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 57,744 | $4,072,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 80,000 | $4,071,000 | thousands by filing date | call |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 290,188 | $4,054,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 81,000 | $4,046,000 | thousands by filing date | put |
| PEABODY ENERGY CORP | 704549104 | COM | 522,503 | $4,045,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 423,550 | $4,040,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 310,525 | $4,040,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 84,500 | $4,037,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329YAE4 | CNV | 2,700,000 | $4,037,000 | thousands by filing date | principal |
| STELLUS CAP INVT CORP | 858568108 | COM | 342,138 | $4,031,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 64,000 | $4,028,000 | thousands by filing date | call |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 105,224 | $4,016,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 42,600 | $4,012,000 | thousands by filing date | call |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 39,900 | $4,012,000 | thousands by filing date | call |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 88,526 | $4,008,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 232,663 | $4,007,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 322,308 | $4,006,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 49,400 | $4,005,000 | thousands by filing date | call |
| iShares MSCI Frontier 100 | 464286145 | cs | 129,513 | $3,989,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 299,589 | $3,982,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 48,955 | $3,978,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 5,800 | $3,970,000 | thousands by filing date | put |
| TEEKAY CORPORATION | Y8564W103 | COM | 77,991 | $3,969,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 52,877 | $3,961,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 127,795 | $3,949,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 30,000 | $3,947,000 | thousands by filing date | call |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 51,015 | $3,947,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 157,889 | $3,909,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 78,180 | $3,906,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 109,178 | $3,906,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 36,000 | $3,901,000 | thousands by filing date | call |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 126,200 | $3,898,000 | thousands by filing date | put |
| DOMTAR CORP | 257559203 | COM NEW | 96,378 | $3,876,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 121,533 | $3,873,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 100,800 | $3,871,000 | thousands by filing date | put |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 51,429 | $3,871,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 150,115 | $3,868,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 232,776 | $3,857,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 99,433 | $3,857,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 36,989 | $3,851,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 278,281 | $3,849,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 203,775 | $3,849,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 183,921 | $3,844,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 238,194 | $3,842,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 244,701 | $3,836,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 240,275 | $3,835,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 127,829 | $3,824,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 105,740 | $3,820,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 97,027 | $3,819,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 148,199 | $3,807,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 84,738 | $3,797,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 659,203 | $3,790,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 1,767,217 | $3,782,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 181,647 | $3,782,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 89,435 | $3,782,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 278,237 | $3,775,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 335,288 | $3,772,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 83,600 | $3,758,000 | thousands by filing date | put |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 70,500 | $3,758,000 | thousands by filing date | call |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 197,973 | $3,755,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 86,327 | $3,754,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 46,933 | $3,753,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 58,783 | $3,751,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 211,100 | $3,751,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 83,400 | $3,749,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 51,400 | $3,737,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 70,000 | $3,733,000 | thousands by filing date | call |
| EPAM SYS INC COM | 29414B104 | Stock | 77,962 | $3,722,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 115,856 | $3,722,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 68,229 | $3,722,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 282,000 | $3,711,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 95,100 | $3,707,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 51,600 | $3,700,000 | thousands by filing date | put |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 268,307 | $3,684,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 108,160 | $3,676,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 76,855 | $3,676,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 274,485 | $3,670,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 34,325 | $3,669,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 390,698 | $3,669,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 320,948 | $3,668,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 87,100 | $3,656,000 | thousands by filing date | put |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 108,112 | $3,651,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 248,706 | $3,631,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 14,100 | $3,629,000 | thousands by filing date | call |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 272,020 | $3,623,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 34,136 | $3,619,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 251,629 | $3,608,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 329,095 | $3,604,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 262,352 | $3,600,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 140,752 | $3,591,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 272,006 | $3,590,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 114,017 | $3,587,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 121,764 | $3,579,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 170,447 | $3,578,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 131,600 | $3,569,000 | thousands by filing date | put |
| RAYTHEON CO | 755111507 | COM NEW | 32,900 | $3,559,000 | thousands by filing date | put |
| TOLL BROTHERS INC COM | 889478103 | Stock | 103,800 | $3,557,000 | thousands by filing date | put |
| TECO ENERGY INC | 872375100 | COM | 173,200 | $3,549,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 66,785 | $3,546,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 253,450 | $3,541,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 505,064 | $3,536,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 61,968 | $3,532,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 179,981 | $3,532,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 118,560 | $3,521,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 334,144 | $3,519,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 149,738 | $3,514,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 30,619 | $3,512,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 86,800 | $3,509,000 | thousands by filing date | call |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 70,266 | $3,501,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 210,442 | $3,495,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 5,100 | $3,491,000 | thousands by filing date | call |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 67,283 | $3,485,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 385,838 | $3,476,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 34,221 | $3,469,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 266,514 | $3,468,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 91,564 | $3,460,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 134,280 | $3,455,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 256,880 | $3,450,000 | thousands by filing date | put |
| WENDYS CO COM | 95058W100 | Stock | 381,863 | $3,448,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 347,912 | $3,448,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 21,508 | $3,445,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 41,900 | $3,438,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 98,276 | $3,438,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 64,296 | $3,436,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 206,887 | $3,435,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 139,017 | $3,427,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 42,427 | $3,425,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 50,753 | $3,421,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 125,000 | $3,420,000 | thousands by filing date | call |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 248,013 | $3,418,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 53,552 | $3,416,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 53,926 | $3,409,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 29,500 | $3,398,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 142,000 | $3,398,000 | thousands by filing date | put |
| QIWI PLC | 74735M108 | SPON ADR REP B | 168,000 | $3,392,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 44,436 | $3,387,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 90,319 | $3,383,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 186,036 | $3,382,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 131,975 | $3,381,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 808,850 | $3,377,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 34,634 | $3,360,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 204,704 | $3,353,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 130,437 | $3,352,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 47,000 | $3,350,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 48,400 | $3,348,000 | thousands by filing date | put |
| NIELSEN HOLDINGS N V | N63218106 | COM | 74,818 | $3,346,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 942,091 | $3,344,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 268,548 | $3,341,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 115,285 | $3,340,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 42,000 | $3,334,000 | thousands by filing date | put |
| DENTSPLY INTL INC | 249030107 | COM | 62,499 | $3,329,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 74,536 | $3,329,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 362,403 | $3,327,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 54,285 | $3,326,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 58,871 | $3,324,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 185,074 | $3,322,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 279,563 | $3,322,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 91,564 | $3,317,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 118,500 | $3,304,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701107 | COM | 115,500 | $3,293,000 | thousands by filing date | call |
| COGNEX CORP | 192422103 | COM | 79,625 | $3,290,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 60,620 | $3,289,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 26,502 | $3,285,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 35,516 | $3,282,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 95,710 | $3,280,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 251,700 | $3,275,000 | thousands by filing date | put |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 134,451 | $3,269,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 67,300 | $3,263,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 456,309 | $3,258,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 597,844 | $3,258,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 88,802 | $3,252,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 1,116,092 | $3,248,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 245,510 | $3,248,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 610,126 | $3,240,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 267,715 | $3,239,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 60,413 | $3,234,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 225,585 | $3,226,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 38,247 | $3,222,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 17,400 | $3,220,000 | thousands by filing date | call |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 57,688 | $3,219,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 230,036 | $3,211,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 74,596 | $3,210,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 158,786 | $3,208,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 65,908 | $3,207,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 376,900 | $3,204,000 | thousands by filing date | put |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 626,918 | $3,204,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 46,411 | $3,196,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 85,457 | $3,196,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 367,200 | $3,195,000 | thousands by filing date | call |
| ALLEGHANY CORP DEL | 017175100 | COM | 6,885 | $3,192,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 167,858 | $3,188,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 39,366 | $3,184,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 247,482 | $3,182,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 159,193 | $3,176,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 43,000 | $3,174,000 | thousands by filing date | put |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 155,040 | $3,165,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 56,659 | $3,158,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 187,721 | $3,154,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 67,271 | $3,151,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 90,964 | $3,151,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 52,733 | $3,151,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 147,489 | $3,150,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 33,919 | $3,149,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 158,070 | $3,142,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 115,008 | $3,141,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 58,700 | $3,138,000 | thousands by filing date | call |
| BB & T CORP | 054937107 | COM | 80,600 | $3,135,000 | thousands by filing date | put |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 209,254 | $3,133,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 212,301 | $3,129,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 61,678 | $3,126,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 367,700 | $3,125,000 | thousands by filing date | call |
| Schwab US REIT ETF | 808524847 | SHS | 80,084 | $3,119,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 130,441 | $3,118,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 87,066 | $3,112,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 141,030 | $3,105,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 50,822 | $3,105,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 248,422 | $3,105,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 150,000 | $3,099,000 | thousands by filing date | put |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 57,842 | $3,083,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-002162 | this filing | 2015-02-17 | acceptance time not in the bulk data set |