13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 9,776 holding rows worth $143,078,463,000.
- Accession
- 0000950123-15-002162
- Filer
- CIK 1610520
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 15,242 entries on the cover page, a total value of $143,078,463,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $143,078,557,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MACERICH CO | 554382101 | COM | 121,860 | $10,164,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 149,084 | $10,163,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 219,810 | $10,151,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 211,864 | $10,144,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 110,301 | $10,129,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 159,643 | $10,124,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 148,600 | $10,099,000 | thousands by filing date | put |
| Lineage, Inc. | 536020100 | COM | 992,495 | $10,054,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 200,000 | $10,006,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 93,589 | $9,998,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 88,372 | $9,996,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 809,250 | $9,986,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 150,198 | $9,929,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 6,012,000 | $9,901,000 | thousands by filing date | principal |
| VWO | 922042858 | SHS | 247,300 | $9,897,000 | thousands by filing date | call |
| FIRSTENERGY CORP | 337932107 | COM | 253,822 | $9,896,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 99,000 | $9,892,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 383,111 | $9,888,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 1,090,100 | $9,865,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 60,000 | $9,859,000 | thousands by filing date | call |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 476,866 | $9,842,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 749,406 | $9,839,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 1,282,155 | $9,834,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 60,100 | $9,820,000 | thousands by filing date | put |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 191,218 | $9,789,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 107,500 | $9,772,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 79,929 | $9,754,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 188,783 | $9,735,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 23,700 | $9,723,000 | thousands by filing date | put |
| VERIFONE SYS INC | 92342Y109 | COM | 261,226 | $9,718,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 129,018 | $9,710,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 262,175 | $9,708,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 584,885 | $9,703,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 386,838 | $9,702,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 313,663 | $9,689,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 126,369 | $9,679,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 602,862 | $9,646,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 179,630 | $9,643,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 203,208 | $9,638,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 73,199 | $9,630,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 365,861 | $9,615,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 1,906,663 | $9,610,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 239,000 | $9,565,000 | thousands by filing date | put |
| AMTRUST FINL SVCS INC | 032359309 | COM | 169,850 | $9,554,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 469,100 | $9,551,000 | thousands by filing date | call |
| M & T BK CORP COM | 55261F104 | Stock | 75,933 | $9,539,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 312,761 | $9,536,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 161,205 | $9,482,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,062,006 | $9,452,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 103,600 | $9,451,000 | thousands by filing date | call |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 90,394 | $9,448,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 154,873 | $9,436,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 843,579 | $9,432,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 421,500 | $9,408,000 | thousands by filing date | call |
| CA INC COM | 12673P105 | COM | 308,795 | $9,403,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 243,335 | $9,399,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 86,765 | $9,362,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 696,807 | $9,358,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 206,400 | $9,356,000 | thousands by filing date | put |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 363,208 | $9,335,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 125,631 | $9,334,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 79,634 | $9,321,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 138,737 | $9,308,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 1,040,287 | $9,269,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 908,307 | $9,256,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 230,100 | $9,234,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 453,300 | $9,229,000 | thousands by filing date | put |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 168,874 | $9,224,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 630,400 | $9,223,000 | thousands by filing date | call |
| DDR CORP | 23317H102 | COM | 501,815 | $9,213,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 871,736 | $9,206,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 411,424 | $9,204,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 357,087 | $9,195,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 189,774 | $9,188,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 94,268 | $9,185,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 214,330 | $9,171,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 76,558 | $9,169,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 427,627 | $9,168,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 43,027 | $9,145,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 272,689 | $9,124,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 420,279 | $9,120,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 752,230 | $9,110,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,023,025 | $9,095,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 160,100 | $9,092,000 | thousands by filing date | call |
| FLOWSERVE CORP | 34354P105 | COM | 151,764 | $9,079,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 595,256 | $9,077,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 360,579 | $9,065,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 335,833 | $9,034,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 89,218 | $9,029,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 854,879 | $9,028,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 190,967 | $9,025,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 10,000,000 | $9,019,000 | thousands by filing date | principal |
| PITNEY BOWES INC COM | 724479100 | Stock | 369,922 | $9,015,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 119,800 | $8,997,000 | thousands by filing date | call |
| SOUTHERN COPPER CORP | 84265V105 | COM | 318,576 | $8,983,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 5,364,838 | $8,960,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 91,400 | $8,955,000 | thousands by filing date | call |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 453,170 | $8,932,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 128,579 | $8,890,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 319,000 | $8,873,000 | thousands by filing date | call |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 686,424 | $8,869,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 70,400 | $8,865,000 | thousands by filing date | call |
| EVERCORE INC CLASS A | 29977A105 | Stock | 169,144 | $8,858,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 189,152 | $8,854,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 388,758 | $8,852,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 197,011 | $8,828,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 323,020 | $8,825,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 225,400 | $8,746,000 | thousands by filing date | call |
| CARLISLE COS INC COM | 142339100 | Stock | 96,899 | $8,745,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 242,426 | $8,742,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 247,395 | $8,733,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 251,237 | $8,718,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 94,300 | $8,682,000 | thousands by filing date | put |
| STERIS CORP | 859152100 | COMMON STOCK | 133,877 | $8,682,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 380,947 | $8,678,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 216,680 | $8,676,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 108,854 | $8,669,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 131,600 | $8,653,000 | thousands by filing date | call |
| ISHARES TR | 464288372 | COM | 204,899 | $8,636,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 441,582 | $8,628,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 101,736 | $8,619,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 214,185 | $8,593,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 158,091 | $8,583,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 192,766 | $8,577,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 225,800 | $8,571,000 | thousands by filing date | put |
| LKQ CORP COM | 501889208 | Stock | 304,714 | $8,569,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 797,000 | $8,568,000 | thousands by filing date | put |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 50,251 | $8,558,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 330,664 | $8,554,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 62,790 | $8,550,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 123,500 | $8,530,000 | thousands by filing date | put |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 382,207 | $8,501,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 166,030 | $8,482,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 196,206 | $8,482,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 433,193 | $8,456,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 98,900 | $8,448,000 | thousands by filing date | put |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 75,880 | $8,438,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 496,069 | $8,438,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,013,605 | $8,423,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 120,842 | $8,416,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 366,900 | $8,413,000 | thousands by filing date | put |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 499,299 | $8,383,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 390,600 | $8,382,000 | thousands by filing date | put |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 320,616 | $8,375,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 384,353 | $8,356,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 274,235 | $8,329,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 343,329 | $8,327,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 420,614 | $8,303,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 108,600 | $8,297,000 | thousands by filing date | call |
| ISHARES TR | 464287713 | US TELECOM ETF | 282,508 | $8,272,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 368,893 | $8,267,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 417,683 | $8,266,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 498,100 | $8,263,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 228,000 | $8,260,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 405,645 | $8,259,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 302,726 | $8,258,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,570,216 | $8,244,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 1,606,550 | $8,242,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 247,864 | $8,227,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 297,246 | $8,216,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 169,000 | $8,210,000 | thousands by filing date | call |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 309,300 | $8,187,000 | thousands by filing date | put |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 325,941 | $8,175,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 107,300 | $8,173,000 | thousands by filing date | call |
| CIVEO CORP | 178787107 | COM | 1,988,218 | $8,171,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 155,390 | $8,162,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 195,885 | $8,149,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 695,583 | $8,145,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 82,133 | $8,143,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,326,446 | $8,131,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 44,998 | $8,117,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 510,967 | $8,104,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 553,564 | $8,098,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 261,987 | $8,085,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 11,840 | $8,084,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 174,266 | $8,056,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 749,300 | $8,055,000 | thousands by filing date | call |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 277,762 | $8,055,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 6,309 | $8,046,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 235,817 | $8,044,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 71,937 | $8,043,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 89,149 | $8,031,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 282,900 | $8,003,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 137,216 | $8,002,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 723,533 | $7,981,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 966,111 | $7,971,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 104,542 | $7,968,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 138,159 | $7,968,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 222,974 | $7,967,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 139,068 | $7,963,000 | thousands by filing date | call |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 223,903 | $7,962,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 78,033 | $7,953,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 120,999 | $7,953,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 92,600 | $7,952,000 | thousands by filing date | put |
| TIVO INC | 888706108 | COM | 670,930 | $7,944,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 116,100 | $7,939,000 | thousands by filing date | put |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 227,769 | $7,913,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 89,719 | $7,897,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 125,942 | $7,896,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 216,021 | $7,883,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 603,604 | $7,877,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 192,800 | $7,872,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 156,453 | $7,857,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 120,300 | $7,820,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 127,834 | $7,804,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 41,188 | $7,795,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 80,700 | $7,772,000 | thousands by filing date | put |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 173,862 | $7,756,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 177,495 | $7,753,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 116,716 | $7,752,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 515,197 | $7,733,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 166,700 | $7,733,000 | thousands by filing date | put |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 314,469 | $7,723,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 188,790 | $7,715,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 686,000 | $7,711,000 | thousands by filing date | call |
| HOME PROPERTIES INC | 437306103 | COM | 117,474 | $7,707,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 43,300 | $7,702,000 | thousands by filing date | call |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 54,675 | $7,696,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 112,857 | $7,694,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 312,632 | $7,693,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 76,000 | $7,683,000 | thousands by filing date | call |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 154,438 | $7,669,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 69,904 | $7,667,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 228,101 | $7,653,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 141,079 | $7,642,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 271,845 | $7,636,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 843,800 | $7,636,000 | thousands by filing date | put |
| GOLDCORP INC NEW | 380956409 | COM | 411,400 | $7,619,000 | thousands by filing date | call |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 157,574 | $7,609,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 162,318 | $7,603,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 193,891 | $7,601,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 66,527 | $7,592,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 935,318 | $7,576,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 83,700 | $7,572,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 529,853 | $7,566,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 71,189 | $7,555,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 43,500 | $7,554,000 | thousands by filing date | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,213,086 | $7,546,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 641,571 | $7,545,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 119,665 | $7,538,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 109,075 | $7,533,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 551,108 | $7,528,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 216,595 | $7,527,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 82,900 | $7,483,000 | thousands by filing date | put |
| CARTERS INC | 146229109 | COM | 85,284 | $7,446,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 269,449 | $7,437,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 2,681,487 | $7,427,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 298,791 | $7,404,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 241,993 | $7,398,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 158,764 | $7,396,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 329,712 | $7,392,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 150,234 | $7,389,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 342,221 | $7,378,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 128,500 | $7,373,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 985,611 | $7,363,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 76,600 | $7,359,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 100,000 | $7,357,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 331,803 | $7,346,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 44,070 | $7,343,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 99,378 | $7,339,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 71,900 | $7,335,000 | thousands by filing date | put |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 515,113 | $7,330,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 496,955 | $7,325,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 328,791 | $7,322,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 59,259 | $7,320,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 318,796 | $7,320,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 65,500 | $7,294,000 | thousands by filing date | call |
| YELP INC CL A | 985817105 | Stock | 133,100 | $7,285,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 510,287 | $7,282,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 282,808 | $7,268,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 44,100 | $7,247,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 283,040 | $7,237,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 199,126 | $7,236,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 176,822 | $7,228,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 353,031 | $7,226,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 147,300 | $7,225,000 | thousands by filing date | call |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 755,835 | $7,225,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 176,672 | $7,203,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 90,700 | $7,201,000 | thousands by filing date | call |
| PEPCO HOLDINGS INC | 713291102 | COM | 266,938 | $7,189,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 872,046 | $7,186,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 516,800 | $7,168,000 | thousands by filing date | put |
| BLUEBIRD BIO INC | 09609G100 | COM | 78,139 | $7,167,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 544,398 | $7,165,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 265,392 | $7,163,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 440,359 | $7,161,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 519,791 | $7,157,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 337,677 | $7,152,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 585,253 | $7,134,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 122,984 | $7,120,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 74,124 | $7,117,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 120,892 | $7,116,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 527,596 | $7,112,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 91,168 | $7,097,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 142,000 | $7,093,000 | thousands by filing date | call |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 117,916 | $7,086,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 132,134 | $7,073,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 173,933 | $7,055,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 981,613 | $7,048,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 170,000 | $7,040,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 844,600 | $7,036,000 | thousands by filing date | put |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 222,489 | $7,006,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 296,964 | $6,999,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 46,586 | $6,985,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 46,500 | $6,982,000 | thousands by filing date | call |
| PETROLEUM & RES CORP | 716549100 | COM | 292,410 | $6,971,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 108,730 | $6,964,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 185,740 | $6,952,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 407,385 | $6,950,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,240,553 | $6,946,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 74,807 | $6,942,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 101,900 | $6,930,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 473,400 | $6,926,000 | thousands by filing date | put |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 300,313 | $6,922,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 3,145,367 | $6,920,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 252,227 | $6,901,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 416,977 | $6,893,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 180,800 | $6,892,000 | thousands by filing date | put |
| PANERA BREAD CO | 69840W108 | CL A | 39,423 | $6,892,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 524,300 | $6,884,000 | thousands by filing date | put |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 438,910 | $6,873,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 130,564 | $6,872,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,959,145 | $6,857,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 321,025 | $6,854,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 52,600 | $6,837,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 305,300 | $6,833,000 | thousands by filing date | put |
| NUCOR CORP COM | 670346105 | Stock | 139,100 | $6,823,000 | thousands by filing date | put |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 327,879 | $6,819,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 257,100 | $6,805,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 122,393 | $6,795,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 143,452 | $6,790,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 101,000 | $6,790,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 219,429 | $6,789,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 380,600 | $6,786,000 | thousands by filing date | put |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 422,953 | $6,768,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 859,727 | $6,758,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 271,290 | $6,750,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 71,609 | $6,742,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 74,503 | $6,731,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 77,689 | $6,719,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 62,532 | $6,715,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 65,404 | $6,710,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 515,200 | $6,692,000 | thousands by filing date | call |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 152,848 | $6,690,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 195,281 | $6,683,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 57,800 | $6,678,000 | thousands by filing date | call |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 152,480 | $6,674,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 136,700 | $6,670,000 | thousands by filing date | put |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 277,580 | $6,656,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 397,688 | $6,649,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 372,945 | $6,645,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 111,753 | $6,621,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 200,430 | $6,615,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 304,462 | $6,595,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 556,641 | $6,591,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 129,908 | $6,587,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 906,710 | $6,583,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 344,454 | $6,565,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 126,200 | $6,562,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 107,100 | $6,556,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 131,725 | $6,532,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 365,829 | $6,523,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 645,690 | $6,509,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 211,066 | $6,504,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,238,102 | $6,500,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 214,986 | $6,490,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 804,680 | $6,486,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 166,080 | $6,482,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 285,305 | $6,465,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 258,543 | $6,435,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 42,429 | $6,423,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 101,108 | $6,422,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 337,673 | $6,399,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 50,100 | $6,396,000 | thousands by filing date | call |
| GATX CORP COM | 361448103 | Stock | 110,847 | $6,379,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 496,046 | $6,369,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 730,155 | $6,360,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 69,444 | $6,331,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 171,337 | $6,329,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 89,846 | $6,326,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 56,090 | $6,323,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 381,001 | $6,321,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 73,600 | $6,308,000 | thousands by filing date | call |
| ALLEGION PLC | G0176J109 | ORD SHS | 113,449 | $6,292,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 62,200 | $6,288,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914103 | COM | 149,800 | $6,277,000 | thousands by filing date | call |
| VANGUARD | 92205F106 | Domestic Common | 416,511 | $6,277,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 129,177 | $6,264,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 367,930 | $6,251,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 72,919 | $6,250,000 | thousands by filing date | put |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 101,232 | $6,250,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 82,000 | $6,248,000 | thousands by filing date | put |
| THE ADT CORPORATION | 00101J106 | COM | 172,245 | $6,241,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 377,238 | $6,240,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 416,462 | $6,238,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 130,400 | $6,237,000 | thousands by filing date | call |
| STANTEC INC COM | 85472N109 | Stock | 227,297 | $6,233,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 50,700 | $6,214,000 | thousands by filing date | put |
| VANGUARD MALVERN FDS | 922020805 | SHS | 128,701 | $6,208,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 240,266 | $6,206,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 335,000 | $6,204,000 | thousands by filing date | put |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 71,374 | $6,197,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 122,264 | $6,195,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 217,406 | $6,185,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,243,577 | $6,180,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 524,176 | $6,175,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 769,721 | $6,173,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 136,528 | $6,172,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 387,900 | $6,168,000 | thousands by filing date | put |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 74,628 | $6,155,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 43,400 | $6,152,000 | thousands by filing date | put |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 204,747 | $6,151,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 51,000 | $6,137,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 55,400 | $6,133,000 | thousands by filing date | put |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 136,841 | $6,129,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 875,271 | $6,127,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 602,132 | $6,124,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 300,000 | $6,120,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 182,672 | $6,116,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 128,685 | $6,109,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 241,357 | $6,103,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 77,723 | $6,096,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 431,491 | $6,093,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 70,222 | $6,088,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 176,992 | $6,083,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 80,493 | $6,083,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 88,277 | $6,077,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 113,489 | $6,074,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 753,520 | $6,074,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 144,993 | $6,064,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 166,511 | $6,062,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 158,899 | $6,057,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 338,760 | $6,054,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 166,600 | $6,052,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 215,883 | $6,051,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 781,400 | $6,048,000 | thousands by filing date | put |
| U S G CORP | 903293405 | COM NEW | 215,934 | $6,044,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 355,295 | $6,040,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 114,230 | $6,035,000 | thousands by filing date | call |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 99,023 | $6,029,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 353,903 | $6,027,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 84,372 | $6,017,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 49,747 | $6,017,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 57,991 | $6,011,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 98,852 | $6,009,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 96,514 | $6,008,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 344,347 | $6,005,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 655,474 | $5,991,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 90,000 | $5,985,000 | thousands by filing date | put |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 93,108 | $5,981,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 80,200 | $5,977,000 | thousands by filing date | call |
| Empire District Electric Co/Th | 291641108 | COM | 200,608 | $5,966,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 73,089 | $5,965,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 108,448 | $5,964,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 76,899 | $5,957,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 391,649 | $5,946,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 228,895 | $5,939,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 79,500 | $5,935,000 | thousands by filing date | put |
| NEENAH PAPER INC | 640079109 | COM | 98,410 | $5,931,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 110,400 | $5,922,000 | thousands by filing date | call |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 146,976 | $5,922,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 423,167 | $5,920,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 83,259 | $5,919,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 429,116 | $5,913,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 356,331 | $5,912,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 204,473 | $5,911,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 206,302 | $5,906,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 131,700 | $5,901,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 202,000 | $5,886,000 | thousands by filing date | call |
| NELNET INC | 64031N108 | CL A | 126,938 | $5,881,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 96,544 | $5,878,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 81,475 | $5,876,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 242,200 | $5,875,000 | thousands by filing date | call |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 189,591 | $5,864,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 135,997 | $5,855,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 115,324 | $5,849,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 289,986 | $5,844,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 139,840 | $5,837,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 452,284 | $5,834,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 492,300 | $5,829,000 | thousands by filing date | put |
| RPC INC | 749660106 | COMMON STOCK | 446,803 | $5,826,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 92,690 | $5,825,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 420,323 | $5,809,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 97,900 | $5,806,000 | thousands by filing date | put |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 161,530 | $5,786,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 232,428 | $5,785,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 182,960 | $5,772,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 175,732 | $5,762,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 129,668 | $5,756,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 31,500 | $5,736,000 | thousands by filing date | call |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 250,616 | $5,732,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 104,664 | $5,728,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 423,915 | $5,723,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 319,178 | $5,704,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 60,300 | $5,702,000 | thousands by filing date | call |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 45,168 | $5,700,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 212,000 | $5,669,000 | thousands by filing date | call |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 218,981 | $5,656,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 413,487 | $5,656,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 209,200 | $5,638,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-002162 | this filing | 2015-02-17 | acceptance time not in the bulk data set |