13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 9,776 holding rows worth $143,078,463,000.
- Accession
- 0000950123-15-002162
- Filer
- CIK 1610520
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 15,242 entries on the cover page, a total value of $143,078,463,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $143,078,557,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FORD MTR CO COM | 345370860 | Stock | 1,279,080 | $19,826,000 | thousands by filing date | call |
| AGRIUM INC | 008916108 | COM | 208,911 | $19,788,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 201,800 | $19,772,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 761,870 | $19,725,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 269,871 | $19,682,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 460,400 | $19,673,000 | thousands by filing date | call |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,706,786 | $19,457,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 5,855,000 | $19,424,000 | thousands by filing date | principal |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 2,276,102 | $19,324,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 252,863 | $19,318,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 269,155 | $19,304,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 253,013 | $19,280,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 210,300 | $19,249,000 | thousands by filing date | call |
| WHIRLPOOL CORP COM | 963320106 | Stock | 99,300 | $19,238,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 894,300 | $19,192,000 | thousands by filing date | call |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 292,800 | $19,187,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 386,500 | $19,132,000 | thousands by filing date | put |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 218,661 | $19,129,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 809,628 | $19,115,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 172,300 | $19,084,000 | thousands by filing date | call |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 819,374 | $19,018,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 364,864 | $19,017,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 1,036,708 | $19,002,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 198,308 | $19,000,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 401,700 | $18,968,000 | thousands by filing date | call |
| ST JUDE MED INC | 790849103 | COM | 291,171 | $18,935,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 404,952 | $18,915,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 795,218 | $18,903,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 241,561 | $18,854,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 345,557 | $18,836,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 71,800 | $18,826,000 | thousands by filing date | call |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 609,409 | $18,818,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 147,719 | $18,817,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 1,179,557 | $18,755,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 1,375,644 | $18,736,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 589,500 | $18,734,000 | thousands by filing date | put |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 373,051 | $18,700,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,434,703 | $18,665,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 169,246 | $18,660,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 946,409 | $18,644,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 291,920 | $18,625,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 489,885 | $18,605,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 900,100 | $18,596,000 | thousands by filing date | call |
| LinnCo, LLC | 535782106 | LTD | 1,793,142 | $18,595,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 838,508 | $18,581,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 379,913 | $18,521,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 5,022,047 | $18,481,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 333,756 | $18,467,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 6,682,440 | $18,444,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 6,908,386 | $18,376,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 365,993 | $18,375,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 558,561 | $18,360,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 314,568 | $18,327,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 1,114,150 | $18,317,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 2,539,107 | $18,307,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 720,688 | $18,306,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,115,267 | $18,301,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 463,003 | $18,289,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 1,020,713 | $18,282,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 226,400 | $18,250,000 | thousands by filing date | call |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,914,997 | $18,250,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,155,300 | $18,242,000 | thousands by filing date | put |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 395,900 | $18,235,000 | thousands by filing date | put |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 244,218 | $18,198,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 593,241 | $18,138,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 101,800 | $18,108,000 | thousands by filing date | put |
| D R HORTON INC COM | 23331A109 | Stock | 715,900 | $18,105,000 | thousands by filing date | call |
| FIVE BELOW INC COM | 33829M101 | Stock | 442,846 | $18,081,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 237,300 | $18,075,000 | thousands by filing date | put |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 411,104 | $18,068,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 271,302 | $18,021,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 249,100 | $17,965,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 52,506 | $17,936,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 631,600 | $17,931,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 161,074 | $17,921,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 155,900 | $17,919,000 | thousands by filing date | call |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 458,607 | $17,917,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 522,206 | $17,884,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 430,572 | $17,847,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,434,035 | $17,768,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 758,112 | $17,763,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 58,300 | $17,685,000 | thousands by filing date | put |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 118,819 | $17,669,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 1,109,196 | $17,659,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 338,385 | $17,629,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 51,900 | $17,617,000 | thousands by filing date | put |
| ISHARES TR | 464287861 | EUROPE ETF | 413,403 | $17,582,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 932,594 | $17,533,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 284,529 | $17,521,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 565,810 | $17,509,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 135,944 | $17,495,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 124,791 | $17,480,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 806,968 | $17,439,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 405,233 | $17,433,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 151,134 | $17,407,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,255,428 | $17,390,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 165,988 | $17,389,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 380,681 | $17,363,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 189,504 | $17,228,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,113,337 | $17,223,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 790,605 | $17,219,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 342,440 | $17,190,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 1,086,237 | $17,184,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 303,700 | $17,183,000 | thousands by filing date | call |
| F5 INC COM | 315616102 | Stock | 131,609 | $17,170,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 907,985 | $17,106,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 395,629 | $17,076,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,458,450 | $17,035,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 82,297 | $17,002,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 746,058 | $16,935,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 452,530 | $16,929,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 593,676 | $16,884,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 206,475 | $16,817,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 251,400 | $16,816,000 | thousands by filing date | put |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,366,592 | $16,782,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,059,918 | $16,704,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 112,113 | $16,688,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 794,273 | $16,680,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 560,300 | $16,663,000 | thousands by filing date | call |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 148,464 | $16,634,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 676,870 | $16,584,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 249,841 | $16,565,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 914,148 | $16,564,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 845,595 | $16,548,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 434,631 | $16,546,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 586,003 | $16,485,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 163,140 | $16,474,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,377,700 | $16,450,000 | thousands by filing date | put |
| LEGGETT & PLATT INC | 524660107 | COM | 386,035 | $16,449,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 191,047 | $16,421,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 539,112 | $16,411,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 556,468 | $16,371,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 734,872 | $16,366,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 259,227 | $16,345,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 494,600 | $16,258,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 592,460 | $16,240,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 288,100 | $16,240,000 | thousands by filing date | call |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,405,823 | $16,237,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 252,637 | $16,221,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 961,024 | $16,165,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 481,100 | $16,160,000 | thousands by filing date | put |
| DTE ENERGY CO COM | 233331107 | Stock | 186,964 | $16,148,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 325,500 | $16,112,000 | thousands by filing date | call |
| GARMIN LTD SHS | H2906T109 | Stock | 303,651 | $16,042,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 635,025 | $16,003,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 565,404 | $15,996,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 573,539 | $15,990,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 755,308 | $15,990,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 188,513 | $15,978,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 290,498 | $15,964,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 319,012 | $15,960,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 2,453,957 | $15,951,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 329,594 | $15,933,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 672,761 | $15,924,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 456,879 | $15,876,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 220,869 | $15,863,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 141,700 | $15,850,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 716,274 | $15,830,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 239,465 | $15,759,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 577,355 | $15,756,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 290,560 | $15,716,000 | thousands by filing date | call |
| MANULIFE FINL CORP | 56501R106 | COM | 822,557 | $15,703,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 179,200 | $15,702,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 169,554 | $15,679,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 115,991 | $15,678,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 61,470 | $15,668,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 139,959 | $15,623,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,877,410 | $15,620,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 197,200 | $15,620,000 | thousands by filing date | put |
| ISHARES TR | 464287846 | DOW JONES US ETF | 150,731 | $15,610,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 1,500,900 | $15,579,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 1,901,882 | $15,557,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 978,898 | $15,516,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,679,127 | $15,515,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 2,297,619 | $15,486,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 818,200 | $15,464,000 | thousands by filing date | call |
| CALPINE CORP | 131347304 | COM | 697,960 | $15,447,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 160,300 | $15,413,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 271,043 | $15,375,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 363,325 | $15,362,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 129,300 | $15,361,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 133,413 | $15,343,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 664,887 | $15,339,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 224,094 | $15,308,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 363,218 | $15,295,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 910,896 | $15,285,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 121,656 | $15,236,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 333,672 | $15,232,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 248,391 | $15,204,000 | thousands by filing date | put |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 376,625 | $15,160,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 685,520 | $15,156,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 128,023 | $15,154,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 1,259,735 | $15,117,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 386,283 | $15,080,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 336,400 | $15,074,000 | thousands by filing date | call |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 272,409 | $15,062,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 185,400 | $15,056,000 | thousands by filing date | put |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 289,740 | $15,017,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,002,383 | $14,975,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 255,372 | $14,940,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 398,549 | $14,938,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 299,700 | $14,916,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 194,830 | $14,841,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 195,500 | $14,840,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 844,552 | $14,788,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 434,250 | $14,782,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,606,804 | $14,767,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 1,112,628 | $14,742,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 437,310 | $14,742,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 223,300 | $14,682,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 1,230,352 | $14,678,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 329,100 | $14,676,000 | thousands by filing date | put |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 297,153 | $14,673,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 240,200 | $14,647,000 | thousands by filing date | put |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 93,031 | $14,546,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 679,400 | $14,526,000 | thousands by filing date | put |
| FIRST SOLAR INC COM | 336433107 | Stock | 325,611 | $14,521,000 | thousands by filing date | call |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 141,000 | $14,502,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 620,207 | $14,488,000 | thousands by filing date | call |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 278,732 | $14,478,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 289,805 | $14,476,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 102,159 | $14,476,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 168,000 | $14,475,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,115,476 | $14,468,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 166,257 | $14,446,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,524,891 | $14,365,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 151,145 | $14,341,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 165,299 | $14,300,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 155,100 | $14,299,000 | thousands by filing date | call |
| ENBRIDGE INC COM | 29250N105 | Stock | 278,063 | $14,295,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 970,189 | $14,262,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 390,609 | $14,246,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 289,500 | $14,241,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 297,297 | $14,190,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 320,750 | $14,184,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 41,500 | $14,177,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 262,676 | $14,163,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,258,900 | $14,150,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 385,800 | $14,070,000 | thousands by filing date | put |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 558,700 | $14,051,000 | thousands by filing date | call |
| ALCOA INC | 013817101 | COM | 887,300 | $14,010,000 | thousands by filing date | call |
| SCANA CORP NEW | 80589M102 | COM | 231,940 | $14,009,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 307,709 | $13,985,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 85,572 | $13,981,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 151,645 | $13,980,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 22,578 | $13,978,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 850,411 | $13,913,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 294,400 | $13,902,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 247,739 | $13,873,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 127,827 | $13,869,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 270,557 | $13,831,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 603,820 | $13,803,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,687,100 | $13,800,000 | thousands by filing date | put |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,045,054 | $13,795,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 272,900 | $13,760,000 | thousands by filing date | call |
| DRESSER-RAND GROUP INC | 261608103 | COM | 168,200 | $13,759,000 | thousands by filing date | call |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 183,611 | $13,750,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 202,026 | $13,707,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 138,410 | $13,705,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 135,587 | $13,682,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 254,217 | $13,680,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 748,456 | $13,667,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 509,330 | $13,645,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 305,217 | $13,643,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 530,273 | $13,617,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 193,400 | $13,617,000 | thousands by filing date | put |
| iShares Global Healthcare ETF | 464287325 | SHS | 136,640 | $13,604,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 643,535 | $13,591,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 1,059,720 | $13,586,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 1,120,000 | $13,586,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 322,600 | $13,585,000 | thousands by filing date | put |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 157,931 | $13,545,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 843,364 | $13,494,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 255,693 | $13,485,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 854,398 | $13,431,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,635,849 | $13,414,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 634,026 | $13,410,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 227,100 | $13,406,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 266,406 | $13,398,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 996,331 | $13,381,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 148,000 | $13,379,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 291,830 | $13,375,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 156,500 | $13,359,000 | thousands by filing date | put |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,443,914 | $13,327,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 724,700 | $13,320,000 | thousands by filing date | put |
| ALBEMARLE CORP | 012653101 | COM | 221,319 | $13,309,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 503,664 | $13,296,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 104,046 | $13,283,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 271,618 | $13,282,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 384,410 | $13,243,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 792,697 | $13,222,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 155,600 | $13,175,000 | thousands by filing date | call |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 424,489 | $13,172,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 746,870 | $13,152,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 866,461 | $13,127,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 693,331 | $13,125,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 442,700 | $13,108,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 274,953 | $13,077,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 528,200 | $13,062,000 | thousands by filing date | put |
| AFLAC INC COM | 001055102 | Stock | 213,400 | $13,036,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 137,600 | $13,011,000 | thousands by filing date | put |
| ENSCO PLC | G3157S106 | SHS CLASS A | 433,900 | $12,995,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 123,400 | $12,953,000 | thousands by filing date | put |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 185,669 | $12,910,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 405,500 | $12,887,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 583,400 | $12,864,000 | thousands by filing date | call |
| LINKEDIN CORP | 53578A108 | COM | 56,000 | $12,864,000 | thousands by filing date | call |
| AMEREN CORP COM | 023608102 | Stock | 278,576 | $12,851,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 766,300 | $12,836,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 179,399 | $12,814,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 107,400 | $12,794,000 | thousands by filing date | call |
| AXIALL CORP | 05463D100 | COM | 300,704 | $12,771,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 260,095 | $12,760,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 219,098 | $12,743,000 | thousands by filing date | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 300,300 | $12,742,000 | thousands by filing date | call |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 165,358 | $12,729,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 300,000 | $12,729,000 | thousands by filing date | put |
| STRATASYS LTD | M85548101 | SHS | 153,072 | $12,721,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 300,000 | $12,714,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 317,743 | $12,710,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 424,937 | $12,706,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 167,840 | $12,705,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 302,919 | $12,692,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 278,908 | $12,691,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 885,278 | $12,686,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 395,812 | $12,674,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 471,439 | $12,672,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 657,898 | $12,665,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 277,275 | $12,643,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 838,790 | $12,624,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 501,247 | $12,606,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 620,395 | $12,588,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,098,714 | $12,580,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 921,512 | $12,560,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,300,306 | $12,548,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 133,553 | $12,539,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 449,300 | $12,526,000 | thousands by filing date | put |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 449,577 | $12,521,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 632,832 | $12,511,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 454,117 | $12,488,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 253,100 | $12,460,000 | thousands by filing date | put |
| IRON MTN INC NEW REIT | 462846106 | COM | 321,835 | $12,442,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 493,026 | $12,438,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 243,495 | $12,426,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 116,234 | $12,389,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 332,538 | $12,354,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 40,700 | $12,346,000 | thousands by filing date | call |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 789,878 | $12,338,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 178,851 | $12,328,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 921,657 | $12,322,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 73,871 | $12,308,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 963,462 | $12,303,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 2,731,302 | $12,263,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 182,711 | $12,252,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 274,587 | $12,245,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 695,845 | $12,205,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 896,218 | $12,189,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 1,192,744 | $12,189,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 1,617,932 | $12,183,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 296,972 | $12,155,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 503,267 | $12,139,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 329,911 | $12,124,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 175,941 | $12,112,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 464,940 | $12,112,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 404,278 | $12,108,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 140,342 | $12,033,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 420,100 | $12,032,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 104,400 | $12,007,000 | thousands by filing date | call |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 413,811 | $12,000,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 132,956 | $11,993,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 355,647 | $11,993,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 459,018 | $11,972,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 610,194 | $11,966,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 406,290 | $11,933,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 256,365 | $11,927,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 180,677 | $11,909,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 90,791 | $11,901,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 441,249 | $11,888,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 288,036 | $11,879,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 281,200 | $11,872,000 | thousands by filing date | call |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 836,288 | $11,867,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 188,700 | $11,825,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 177,255 | $11,821,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 237,259 | $11,813,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 430,192 | $11,805,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 336,763 | $11,783,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,343,121 | $11,779,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,067,224 | $11,760,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 447,141 | $11,755,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 245,100 | $11,754,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 584,403 | $11,718,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 456,011 | $11,665,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 259,823 | $11,643,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 373,898 | $11,624,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 276,216 | $11,607,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 843,953 | $11,604,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 265,499 | $11,602,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 205,700 | $11,595,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 177,000 | $11,583,000 | thousands by filing date | put |
| CREE INC | 225447101 | COM | 359,200 | $11,573,000 | thousands by filing date | call |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 2,958,000 | $11,566,000 | thousands by filing date | call |
| INFORMATICA CORP | 45666Q102 | COM | 301,651 | $11,503,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 592,673 | $11,492,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 336,700 | $11,488,000 | thousands by filing date | put |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 226,162 | $11,455,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 696,900 | $11,436,000 | thousands by filing date | put |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 100,500 | $11,398,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 71,400 | $11,373,000 | thousands by filing date | call |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 41,700 | $11,365,000 | thousands by filing date | call |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 223,916 | $11,364,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 259,600 | $11,345,000 | thousands by filing date | call |
| SONOCO PRODS CO | 835495102 | COM | 259,544 | $11,342,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 110,289 | $11,288,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 644,100 | $11,285,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 275,402 | $11,274,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 393,971 | $11,256,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 150,722 | $11,207,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 5,816,000 | $11,167,000 | thousands by filing date | principal |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 965,500 | $11,152,000 | thousands by filing date | call |
| HELMERICH & PAYNE INC | 423452101 | COM | 165,349 | $11,147,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 80,903 | $11,105,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,664,412 | $11,102,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 827,800 | $11,093,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 779,228 | $11,074,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 538,574 | $11,062,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 114,700 | $11,047,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 223,800 | $11,027,000 | thousands by filing date | put |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 837,296 | $10,994,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 90,247 | $10,992,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 72,100 | $10,964,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 263,098 | $10,937,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 462,585 | $10,931,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 117,644 | $10,928,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 104,250 | $10,923,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 250,000 | $10,920,000 | thousands by filing date | put |
| Liberty Media Corp | 531229300 | COMMON STOCK | 311,541 | $10,913,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 503,139 | $10,903,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 124,107 | $10,902,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 348,263 | $10,890,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 673,396 | $10,875,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 128,024 | $10,861,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,065,652 | $10,859,000 | thousands by filing date | put |
| HESS CORP | 42809H107 | COM | 146,900 | $10,844,000 | thousands by filing date | call |
| ETFS Gold Trust | 26922Y105 | ETF | 93,425 | $10,823,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 366,379 | $10,816,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 704,058 | $10,801,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 301,500 | $10,788,000 | thousands by filing date | put |
| ISHARES INC | 464286301 | CMN | 665,186 | $10,779,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 78,741 | $10,767,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 9,118,000 | $10,760,000 | thousands by filing date | principal |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 346,962 | $10,756,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 298,973 | $10,739,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 512,848 | $10,734,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 100,300 | $10,718,000 | thousands by filing date | call |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 313,600 | $10,716,000 | thousands by filing date | put |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 90,986 | $10,714,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 288,069 | $10,713,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 728,068 | $10,681,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 85,200 | $10,675,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y199 | DAILY 7-10 YR TR | 125,050 | $10,672,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 209,429 | $10,660,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 274,133 | $10,652,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 84,381 | $10,629,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 454,800 | $10,624,000 | thousands by filing date | put |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 185,648 | $10,593,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 174,118 | $10,572,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 105,691 | $10,570,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 400,000 | $10,560,000 | thousands by filing date | put |
| AQUA AMERICA INC | 03836W103 | COM | 395,353 | $10,556,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 119,232 | $10,548,000 | thousands by filing date | call |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 358,886 | $10,548,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 92,899 | $10,513,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 237,558 | $10,452,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 1,173,300 | $10,431,000 | thousands by filing date | call |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 275,081 | $10,429,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 278,200 | $10,407,000 | thousands by filing date | put |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 799,700 | $10,404,000 | thousands by filing date | call |
| NEWFIELD EXPL CO | 651290108 | COM | 383,000 | $10,387,000 | thousands by filing date | call |
| FAMILY DLR STORES INC | 307000109 | COM | 131,100 | $10,384,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 221,924 | $10,377,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 111,500 | $10,374,000 | thousands by filing date | put |
| SYNOPSYS INC COM | 871607107 | Stock | 238,619 | $10,372,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 413,100 | $10,361,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 547,700 | $10,352,000 | thousands by filing date | put |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 295,381 | $10,324,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 726,763 | $10,306,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 135,100 | $10,295,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 977,989 | $10,289,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 531,242 | $10,285,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 524,900 | $10,272,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 126,100 | $10,271,000 | thousands by filing date | put |
| CIENA CORP COM NEW | 171779309 | Stock | 529,100 | $10,270,000 | thousands by filing date | put |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 250,487 | $10,265,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 211,900 | $10,243,000 | thousands by filing date | put |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 332,832 | $10,232,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 224,421 | $10,205,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 240,476 | $10,201,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 309,093 | $10,201,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 265,739 | $10,194,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 144,500 | $10,173,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-002162 | this filing | 2015-02-17 | acceptance time not in the bulk data set |