13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 9,776 holding rows worth $143,078,463,000.
- Accession
- 0000950123-15-002162
- Filer
- CIK 1610520
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 15,242 entries on the cover page, a total value of $143,078,463,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $143,078,557,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPEED COMM INC COM NEW | 84764T106 | Stock | 7,734 | $23,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 9,673 | $23,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 435 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E176 | GURU INTL IDX | 1,601 | $23,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 1,768 | $23,000 | thousands by filing date | |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 72,334 | $23,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 100 | $22,000 | thousands by filing date | put |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 200 | $22,000 | thousands by filing date | put |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 2,367 | $22,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 300 | $22,000 | thousands by filing date | put |
| PARAMOUNT GROUP INC | 69924R108 | COM | 1,200 | $22,000 | thousands by filing date | call |
| LEMAITRE VASCULAR INC | 525558201 | COM | 2,881 | $22,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 2,260 | $22,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 800 | $22,000 | thousands by filing date | call |
| MEREDITH CORP | 589433101 | COM | 400 | $22,000 | thousands by filing date | put |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 715 | $22,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 4,271 | $22,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 2,254 | $22,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 408 | $22,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 1,073 | $22,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 1,435 | $22,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 585 | $22,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 2,138 | $22,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 1,121 | $22,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 689 | $22,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 687 | $22,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 969 | $22,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 933 | $22,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 300 | $22,000 | thousands by filing date | call |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 2,645 | $22,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 1,175 | $22,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 2,092 | $22,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 800 | $22,000 | thousands by filing date | call |
| CYS INVTS INC | 12673A108 | COM | 2,500 | $22,000 | thousands by filing date | put |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 653 | $22,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 2,423 | $22,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 2,964 | $22,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 1,305 | $22,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 4,846 | $22,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 2,313 | $22,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 13,888 | $22,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 285 | $22,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 15,976 | $22,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 800 | $22,000 | thousands by filing date | put |
| STANDARD PAC CORP NEW | 85375C101 | COM | 3,000 | $22,000 | thousands by filing date | put |
| RICHMONT MINES INC | 76547T106 | COM | 6,939 | $22,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 1,000 | $22,000 | thousands by filing date | put |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 1,000 | $22,000 | thousands by filing date | call |
| SIGMA DESIGNS INC | 826565103 | COM | 3,000 | $22,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 3,172 | $22,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 340 | $22,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 56,261 | $22,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 6,400 | $22,000 | thousands by filing date | put |
| SILICON IMAGE INC | 82705T102 | COM | 4,127 | $22,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,000 | $22,000 | thousands by filing date | call |
| YRC WORLDWIDE INC | 984249607 | COM | 1,000 | $22,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 3,969 | $22,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 2,984 | $22,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 2,600 | $22,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 10,161 | $22,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 1,500 | $22,000 | thousands by filing date | call |
| CASCADE BANCORP | 147154207 | COM | 4,252 | $22,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 9,989 | $22,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P176 | ROGRS ENH ETNS | 1,193 | $22,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 2,615 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74348A517 | UL PROSHTFIN NEW | 991 | $22,000 | thousands by filing date | |
| ISHARES TR | 46429B226 | INDUSTRIAL SCT | 439 | $22,000 | thousands by filing date | |
| ISHARES TR | 46429B259 | FINANCIALS SEC | 415 | $22,000 | thousands by filing date | |
| DB-X FUNDS | 233052208 | XTRAK 2020TGT DT | 792 | $22,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 2,869 | $22,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 2,016 | $22,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 863 | $22,000 | thousands by filing date | |
| VELOCITYSHARES 3X LONG CRUDE | 22542D589 | ETP | 4,531 | $22,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 7,160 | $22,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W506 | PWRSHR DB GERM | 800 | $22,000 | thousands by filing date | |
| CMS BANCORP INC | 12600U102 | COM | 1,740 | $22,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 1,076 | $22,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 1,822 | $22,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 1,501 | $22,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 1,318 | $22,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 2,972 | $22,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 590 | $22,000 | thousands by filing date | |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 6,536 | $22,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 300 | $21,000 | thousands by filing date | call |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 100 | $21,000 | thousands by filing date | call |
| CANADIANNATLRYCOF | 136375102 | STOK | 300 | $21,000 | thousands by filing date | put |
| DEL MONTE CORP ORD | G36738105 | Stock | 624 | $21,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 300 | $21,000 | thousands by filing date | call |
| GENUINE PARTS CO COM | 372460105 | Stock | 200 | $21,000 | thousands by filing date | call |
| VSE CORP COM | 918284100 | Stock | 315 | $21,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 1,960 | $21,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 700 | $21,000 | thousands by filing date | put |
| AAON INC | 000360206 | COM PAR $0.004 | 912 | $21,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 2,200 | $21,000 | thousands by filing date | put |
| HAWKINS INC | 420261109 | COM | 490 | $21,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 900 | $21,000 | thousands by filing date | put |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 500 | $21,000 | thousands by filing date | put |
| SOUND FINL BANCORP INC | 83607A100 | COM | 1,171 | $21,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1,100 | $21,000 | thousands by filing date | call |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 905 | $21,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 2,089 | $21,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 252 | $21,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 1,384 | $21,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 1,422 | $21,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 2,675 | $21,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 1,800 | $21,000 | thousands by filing date | call |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 2,238 | $21,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 1,791 | $21,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 1,800 | $21,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 413 | $21,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 200 | $21,000 | thousands by filing date | put |
| DIEBOLD NXDF INC | 253651103 | COM | 600 | $21,000 | thousands by filing date | call |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 1,100 | $21,000 | thousands by filing date | call |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 341 | $21,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 3,100 | $21,000 | thousands by filing date | call |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 2,400 | $21,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 5,300 | $21,000 | thousands by filing date | put |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 864 | $21,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 300 | $21,000 | thousands by filing date | call |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 1,287 | $21,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 3,114 | $21,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 400 | $21,000 | thousands by filing date | put |
| BLYTH INC | 09643P207 | COM NEW | 2,285 | $21,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 21,507 | $21,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 2,082 | $21,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 1,000 | $21,000 | thousands by filing date | call |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 2,109 | $21,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 7,500 | $21,000 | thousands by filing date | call |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 15,491 | $21,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 895 | $21,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 1,475 | $21,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 2,768 | $21,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 3,322 | $21,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 4,078 | $21,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 2,530 | $21,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 188,707 | $21,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 2,945 | $21,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 9,000 | $21,000 | thousands by filing date | call |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 4,100 | $21,000 | thousands by filing date | put |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 14,106 | $21,000 | thousands by filing date | |
| HAMPDEN BANCORP INC | 40867E107 | COM | 1,000 | $21,000 | thousands by filing date | |
| RIVER VY BANCORP | 768475105 | COM | 1,006 | $21,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 1,905 | $21,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 1,531 | $21,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 22,067 | $21,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 504 | $21,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P874 | EMRG MK 3X LNG | 453 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E267 | GBLX JR MNRS NEW | 1,841 | $21,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 574 | $21,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 1,557 | $21,000 | thousands by filing date | |
| PROSHARES ULTRASHORT UTILITIES | 74347B722 | FUND | 438 | $21,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 7,762 | $21,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 1,740 | $21,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 11,610 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E184 | GURU SMLCP IDX | 1,509 | $21,000 | thousands by filing date | |
| BOULEVARD ACQUISITION CORP | 10157P203 | UNIT 02/19/2019 | 2,060 | $21,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 786 | $20,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 200 | $20,000 | thousands by filing date | put |
| MIDDLEBYCORP | 596278101 | STOK | 200 | $20,000 | thousands by filing date | call |
| FIVE9 INC | 338307101 | COM | 4,490 | $20,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 600 | $20,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 2,500 | $20,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 300 | $20,000 | thousands by filing date | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 200 | $20,000 | thousands by filing date | put |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 738 | $20,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 700 | $20,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 6,700 | $20,000 | thousands by filing date | call |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 1,000 | $20,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 400 | $20,000 | thousands by filing date | call |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 300 | $20,000 | thousands by filing date | call |
| ISHARES INC | 464286103 | MSCI AUST ETF | 900 | $20,000 | thousands by filing date | call |
| Concho Resources Inc. | 20605P101 | COM | 200 | $20,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 200 | $20,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 4,200 | $20,000 | thousands by filing date | put |
| EATON VANCE CORP | 278265103 | COM NON VTG | 500 | $20,000 | thousands by filing date | call |
| BIG LOTS INC | 089302103 | COM | 500 | $20,000 | thousands by filing date | call |
| MARINEMAX INC | 567908108 | COM | 1,000 | $20,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 1,416 | $20,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,425 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 941 | $20,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 1,450 | $20,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 15,200 | $20,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 408 | $20,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 2,685 | $20,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 2,301 | $20,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 887 | $20,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 500 | $20,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 2,000 | $20,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 771 | $20,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 20,000 | $20,000 | thousands by filing date | put |
| CHIMERIX INC COM | 16934W106 | Stock | 500 | $20,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 1,044 | $20,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 19,614 | $20,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 13,996 | $20,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 200 | $20,000 | thousands by filing date | call |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 3,700 | $20,000 | thousands by filing date | call |
| IGATE CORP | 45169U105 | COM | 500 | $20,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 7,601 | $20,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 400 | $20,000 | thousands by filing date | put |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 7,191 | $20,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 900 | $20,000 | thousands by filing date | put |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 500 | $20,000 | thousands by filing date | call |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,000 | $20,000 | thousands by filing date | put |
| MITCHAM INDS INC COM | 606501104 | COM | 3,308 | $20,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 13,400 | $20,000 | thousands by filing date | put |
| METALICO INC | 591176102 | COM | 60,089 | $20,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 27,555 | $20,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 2,200 | $20,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 900 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 2,642 | $20,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 4,985 | $20,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 16,469 | $20,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 2,008 | $20,000 | thousands by filing date | |
| IMRIS INC | 45322N105 | COM | 24,296 | $20,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 8,521 | $20,000 | thousands by filing date | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 947 | $20,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 4,327 | $20,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 24,756 | $20,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 1,084 | $20,000 | thousands by filing date | |
| PEERLESS SYS CORP COM | 705536100 | COM | 2,944 | $20,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 2,040 | $20,000 | thousands by filing date | |
| Coeur D'Alene | 192108ar9 | CONV BOND | 20,000 | $20,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06739F184 | FUND | 435 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 280 | $20,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1,923 | $20,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 2,006 | $20,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y413 | DLY JPN BULL 3X | 507 | $20,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 912 | $20,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 38,833 | $20,000 | thousands by filing date | |
| DIREXION DAILY SEMICON 3X | 25459Y314 | Cmn | 1,468 | $20,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 200 | $19,000 | thousands by filing date | call |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 437 | $19,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 500 | $19,000 | thousands by filing date | call |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 4,079 | $19,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 400 | $19,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 700 | $19,000 | thousands by filing date | put |
| AXOGEN INC | 05463X106 | COM | 5,298 | $19,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 1,134 | $19,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 2,000 | $19,000 | thousands by filing date | put |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 500 | $19,000 | thousands by filing date | call |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 272 | $19,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 600 | $19,000 | thousands by filing date | call |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 200 | $19,000 | thousands by filing date | call |
| AON PLC | G0408V102 | SHS CL A | 200 | $19,000 | thousands by filing date | call |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 1,607 | $19,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 606 | $19,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 645 | $19,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 3,739 | $19,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 992 | $19,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 1,059 | $19,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 500 | $19,000 | thousands by filing date | put |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,500 | $19,000 | thousands by filing date | put |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,000 | $19,000 | thousands by filing date | put |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 6,200 | $19,000 | thousands by filing date | call |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 700 | $19,000 | thousands by filing date | put |
| Bowater Inc | 09066L105 | COMMON STOCKS | 5,231 | $19,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 2,300 | $19,000 | thousands by filing date | call |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 2,294 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 661 | $19,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 713 | $19,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 27,800 | $19,000 | thousands by filing date | call |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 700 | $19,000 | thousands by filing date | put |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 400 | $19,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 35,000 | $19,000 | thousands by filing date | principal |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 200 | $19,000 | thousands by filing date | put |
| FIRSTMERIT CORP | 337915102 | COM | 1,000 | $19,000 | thousands by filing date | call |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 30,783 | $19,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 8,316 | $19,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 3,969 | $19,000 | thousands by filing date | |
| DENALI FD INC | 24823A102 | COM | 822 | $19,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 8,258 | $19,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 6,623 | $19,000 | thousands by filing date | |
| LAPORTE BANCORP INC MD | 516651106 | COM | 1,512 | $19,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 690 | $19,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 7,000 | $19,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P881 | IDX FUTRS NT30 | 1,530 | $19,000 | thousands by filing date | |
| ATLATSA RES CORP | 049477102 | COM | 101,873 | $19,000 | thousands by filing date | |
| UNITED STS COMMODITY IDX FDT | 911718302 | COM UNIT US ML | 970 | $19,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 4,907 | $19,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 1,073 | $19,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 1,694 | $19,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 3,237 | $19,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 1,798 | $19,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 3,511 | $19,000 | thousands by filing date | |
| SINO MERCURY ACQUISITION COR | 82936K201 | UNIT 08/26/2016 | 1,865 | $19,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 500 | $18,000 | thousands by filing date | call |
| COSTAR GROUP INC COM | 22160N109 | Stock | 100 | $18,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 200 | $18,000 | thousands by filing date | call |
| CENCORA INC COM | 03073E105 | Stock | 200 | $18,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,100 | $18,000 | thousands by filing date | call |
| OWENS CORNING NEW | 690742101 | COM | 500 | $18,000 | thousands by filing date | call |
| UR-ENERGY INC | 91688R108 | COM | 21,546 | $18,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 1,921 | $18,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 660 | $18,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 200 | $18,000 | thousands by filing date | call |
| MEDIFAST INC | 58470H101 | COM | 526 | $18,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 1,000 | $18,000 | thousands by filing date | call |
| AMERICAN VANGUARD CORP | 030371108 | COM | 1,517 | $18,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 2,821 | $18,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,512 | $18,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 900 | $18,000 | thousands by filing date | call |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 1,477 | $18,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 6,850 | $18,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 200 | $18,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 6,100 | $18,000 | thousands by filing date | call |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 1,958 | $18,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 200 | $18,000 | thousands by filing date | put |
| MASTECH HLDGS INC | 57633B100 | COM | 1,677 | $18,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 1,351 | $18,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,400 | $18,000 | thousands by filing date | call |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 1,237 | $18,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 2,500 | $18,000 | thousands by filing date | put |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 700 | $18,000 | thousands by filing date | call |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 500 | $18,000 | thousands by filing date | put |
| Check Point Software Technologies Ltd | 162825103 | COM | 1,293 | $18,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 300 | $18,000 | thousands by filing date | call |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,000 | $18,000 | thousands by filing date | put |
| FOX CORP CLASS B | 90130A200 | COM | 500 | $18,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 1,200 | $18,000 | thousands by filing date | put |
| CODORUS VY BANCORP INC | 192025104 | COM | 899 | $18,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 2,058 | $18,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 600 | $18,000 | thousands by filing date | put |
| BBCN BANCORP INC | 073295107 | COM | 1,274 | $18,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 3,000 | $18,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 4,205 | $18,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,000 | $18,000 | thousands by filing date | put |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 5,817 | $18,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 1,000 | $18,000 | thousands by filing date | put |
| HATTERAS FINL CORP | 41902R103 | COM | 1,000 | $18,000 | thousands by filing date | put |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 1,003 | $18,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 23,594 | $18,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 1,323 | $18,000 | thousands by filing date | |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 1,888 | $18,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 648 | $18,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 1,342 | $18,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 1,873 | $18,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 300 | $18,000 | thousands by filing date | put |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 300 | $18,000 | thousands by filing date | call |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 3,429 | $18,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 924 | $18,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H467 | PS CMDTY SH ETN | 411 | $18,000 | thousands by filing date | |
| DIREXION DLY LAT AMER BULL3X | 25459Y652 | CMN | 1,528 | $18,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 18,068 | $18,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 1,236 | $18,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 736 | $18,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 3,673 | $18,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 9,460 | $18,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 1,473 | $18,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P866 | FUND | 440 | $18,000 | thousands by filing date | |
| FQF TR | 351680400 | QUANTSHARE SIZ | 740 | $18,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y504 | BAS MAT BULL3X | 289 | $18,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 858 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74348A335 | COM | 587 | $18,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 889 | $18,000 | thousands by filing date | |
| Janus Velocity Tail Risk Hdgd Lg Cp ETF | 00162Q817 | com | 619 | $18,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 6,304 | $18,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 9,318 | $18,000 | thousands by filing date | |
| FREESEAS INC | Y26496300 | SHS PAR 0.001NEW | 196,600 | $18,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W225 | US INFLATN ETN | 470 | $18,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 800 | $17,000 | thousands by filing date | put |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 200 | $17,000 | thousands by filing date | call |
| ENNIS INC COM | 293389102 | Stock | 1,269 | $17,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 200 | $17,000 | thousands by filing date | put |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 200 | $17,000 | thousands by filing date | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,100 | $17,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 1,200 | $17,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 4,800 | $17,000 | thousands by filing date | put |
| THOR INDS INC | 885160101 | COM | 300 | $17,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 392 | $17,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 1,500 | $17,000 | thousands by filing date | put |
| ARTIVION INC | 228903100 | COM | 1,500 | $17,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 1,000 | $17,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 350 | $17,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 2,499 | $17,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 2,714 | $17,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 400 | $17,000 | thousands by filing date | put |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 391 | $17,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 1,550 | $17,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 1,000 | $17,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 1,527 | $17,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 1,762 | $17,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 5,126 | $17,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 1,656 | $17,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 692 | $17,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,000 | $17,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 2,713 | $17,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 675 | $17,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 4,333 | $17,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 842 | $17,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 4,213 | $17,000 | thousands by filing date | |
| ELLOMAY CAPITAL LIMITED | M39927120 | SHS | 1,779 | $17,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 600 | $17,000 | thousands by filing date | put |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 1,949 | $17,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 344 | $17,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 769 | $17,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 500 | $17,000 | thousands by filing date | put |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 300 | $17,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 1,900 | $17,000 | thousands by filing date | call |
| GLEN BURNIE BANCORP | 377407101 | COM | 1,429 | $17,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,405 | $17,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,000 | $17,000 | thousands by filing date | put |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 1,600 | $17,000 | thousands by filing date | put |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 500 | $17,000 | thousands by filing date | call |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 13,000 | $17,000 | thousands by filing date | principal |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 19,700 | $17,000 | thousands by filing date | call |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 4,196 | $17,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 700 | $17,000 | thousands by filing date | put |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 31,384 | $17,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 2,500 | $17,000 | thousands by filing date | call |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 27,616 | $17,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 16,495 | $17,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 6,261 | $17,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 2,087 | $17,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 4,306 | $17,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 8,719 | $17,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 10,206 | $17,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 6,911 | $17,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 2,388 | $17,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 4,124 | $17,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 504 | $17,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 3,198 | $17,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 1,275 | $17,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 800 | $17,000 | thousands by filing date | put |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 1,640 | $17,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 1,610 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 400 | $17,000 | thousands by filing date | call |
| COAST DISTR SYS | 190345108 | COM | 5,211 | $17,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 978 | $17,000 | thousands by filing date | |
| FIRST W VA BANCORP INC | 337493100 | COM | 829 | $17,000 | thousands by filing date | |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 6,000 | $17,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 24,451 | $17,000 | thousands by filing date | |
| ETRACS CMCI INDUST MTLS TR | 902641752 | ETP | 1,052 | $17,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 795 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74348A681 | PSHS ULSHRUS NEW | 926 | $17,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 1,329 | $17,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 1,100 | $17,000 | thousands by filing date | put |
| PFENEX INC | 717071104 | COM | 2,303 | $17,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 563 | $17,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 908 | $17,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 400 | $17,000 | thousands by filing date | call |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 1,164 | $17,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 2,172 | $17,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740126 | RIGHT 99/99/9999 | 52,100 | $17,000 | thousands by filing date | |
| LAKES ENTERTAINMEN | 51206P208 | COM | 2,544 | $17,000 | thousands by filing date | |
| SANCHEZ PRODTN PARTNERS LLC | 79971A106 | COM UNIT RP CL B ADDED | 12,106 | $17,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 200 | $16,000 | thousands by filing date | call |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 200 | $16,000 | thousands by filing date | put |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 200 | $16,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 600 | $16,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 300 | $16,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 8,400 | $16,000 | thousands by filing date | put |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,603 | $16,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 100 | $16,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 600 | $16,000 | thousands by filing date | put |
| INTERFACE INC | 458665304 | COM | 974 | $16,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 2,387 | $16,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 294 | $16,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 500 | $16,000 | thousands by filing date | put |
| ENOVA INTL INC | 29357K103 | COM | 711 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 500 | $16,000 | thousands by filing date | call |
| CHEMOCENTRYX INC | 16383L106 | COM | 2,278 | $16,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 300 | $16,000 | thousands by filing date | call |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 778 | $16,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 1,226 | $16,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 1,422 | $16,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 1,006 | $16,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 200 | $16,000 | thousands by filing date | put |
| WGL HLDGS INC | 92924F106 | COM | 300 | $16,000 | thousands by filing date | call |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 15,400 | $16,000 | thousands by filing date | put |
| NETLIST INC | 64118P109 | COM | 20,929 | $16,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 1,579 | $16,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 2,125 | $16,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 799 | $16,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 200 | $16,000 | thousands by filing date | call |
| JIVE SOFTWARE INC | 47760A108 | COM | 2,600 | $16,000 | thousands by filing date | call |
| TEARLAB CORP | 878193101 | COM | 5,755 | $16,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 1,900 | $16,000 | thousands by filing date | call |
| GFI GROUP INC | 361652209 | COM | 3,000 | $16,000 | thousands by filing date | put |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 1,000 | $16,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 6,500 | $16,000 | thousands by filing date | call |
| MONSTER WORLDWIDE INC | 611742107 | COM | 3,500 | $16,000 | thousands by filing date | call |
| ACTUANT CORP | 00508X203 | CL A NEW | 600 | $16,000 | thousands by filing date | put |
| IXIA | 45071R109 | COM | 1,406 | $16,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 2,000 | $16,000 | thousands by filing date | put |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 14,082 | $16,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 1,572 | $16,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 34,638 | $16,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 10,100 | $16,000 | thousands by filing date | call |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 7,290 | $16,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 1,900 | $16,000 | thousands by filing date | call |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 579 | $16,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 4,038 | $16,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 2,035 | $16,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 500 | $16,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 1,300 | $16,000 | thousands by filing date | put |
| ALTEVA | 02153V102 | COMM STK | 2,211 | $16,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 1,368 | $16,000 | thousands by filing date | |
| FIRST FED NORTHN MICH BANCOR | 32021X105 | COM | 2,827 | $16,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 4,898 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347R123 | SHT INV GRD CP | 544 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-002162 | this filing | 2015-02-17 | acceptance time not in the bulk data set |