13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 9,776 holding rows worth $143,078,463,000.
- Accession
- 0000950123-15-002162
- Filer
- CIK 1610520
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 15,242 entries on the cover page, a total value of $143,078,463,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $143,078,557,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CTS CORP | 126501105 | COM | 1,800 | $33,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 2,738 | $33,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 1,500 | $33,000 | thousands by filing date | call |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 4,715 | $33,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 1,100 | $33,000 | thousands by filing date | put |
| ARTS WAY MFG INC | 043168103 | COM | 6,284 | $33,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,483 | $33,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 1,018 | $33,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 2,607 | $33,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 3,206 | $33,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,698 | $33,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 1,100 | $33,000 | thousands by filing date | call |
| BSB BANCORP INC MD | 05573H108 | COM | 1,771 | $33,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 32,217 | $33,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 2,186 | $33,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 9,629 | $33,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 2,362 | $33,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 4,393 | $33,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 400 | $33,000 | thousands by filing date | call |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 3,988 | $33,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 17,446 | $33,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 3,012 | $33,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 2,087 | $33,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 662 | $33,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H483 | PS CMDT DS ETN | 607 | $33,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 1,435 | $33,000 | thousands by filing date | |
| World Energy Solutions Inc. | 98145W208 | COM | 6,000 | $33,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 1,430 | $33,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 1,447 | $33,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 2,229 | $33,000 | thousands by filing date | |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 1,719 | $33,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 15,930 | $32,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 700 | $32,000 | thousands by filing date | call |
| GRACO INC COM | 384109104 | Stock | 400 | $32,000 | thousands by filing date | call |
| METHANEX CORP COM | 59151K108 | Stock | 700 | $32,000 | thousands by filing date | call |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,700 | $32,000 | thousands by filing date | put |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 2,139 | $32,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 600 | $32,000 | thousands by filing date | put |
| BANCFIRST CORP | 05945F103 | COM | 499 | $32,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 200 | $32,000 | thousands by filing date | call |
| BEL FUSE INC | 077347300 | CL B | 1,177 | $32,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 905 | $32,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 900 | $32,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 1,300 | $32,000 | thousands by filing date | call |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 1,615 | $32,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,100 | $32,000 | thousands by filing date | call |
| CITIZENS INC | 174740100 | COMMON STOCK | 4,284 | $32,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 1,929 | $32,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 2,681 | $32,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 30,000 | $32,000 | thousands by filing date | principal |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,168 | $32,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 2,719 | $32,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 2,700 | $32,000 | thousands by filing date | call |
| ULTRATECH INC | 904034105 | COM | 1,744 | $32,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 1,500 | $32,000 | thousands by filing date | put |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 3,800 | $32,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 2,300 | $32,000 | thousands by filing date | call |
| INTRALINKS HLDGS INC | 46118H104 | COM | 2,683 | $32,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 1,849 | $32,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 2,200 | $32,000 | thousands by filing date | put |
| TANGOE INC/CT | 87582Y108 | COM | 2,470 | $32,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 4,000 | $32,000 | thousands by filing date | put |
| EMERALD OIL INC | 29101U209 | COM NEW | 26,811 | $32,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 1,893 | $32,000 | thousands by filing date | |
| SIMPLICITY BANCORP INC | 828867101 | COM | 1,890 | $32,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 70,417 | $32,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 6,700 | $32,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 4,888 | $32,000 | thousands by filing date | |
| L N B BANCORP INC | 502100100 | COM | 1,776 | $32,000 | thousands by filing date | |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 1,441 | $32,000 | thousands by filing date | |
| ISHARES TR | 46429B457 | MSCI HK SML CP | 1,223 | $32,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 4,400 | $32,000 | thousands by filing date | put |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 2,174 | $32,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 2,638 | $32,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 1,100 | $31,000 | thousands by filing date | put |
| ENBRIDGE INC COM | 29250N105 | Stock | 600 | $31,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 300 | $31,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 17,786 | $31,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 430 | $31,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 5,534 | $31,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 1,243 | $31,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 1,598 | $31,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 900 | $31,000 | thousands by filing date | call |
| VIPER | 92763M105 | COMMON STOCK | 1,700 | $31,000 | thousands by filing date | call |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 11,612 | $31,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 4,200 | $31,000 | thousands by filing date | call |
| WILSHIRE BANCORP INC | 97186T108 | COM | 3,035 | $31,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 1,875 | $31,000 | thousands by filing date | |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 1,974 | $31,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 680 | $31,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 5,869 | $31,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 8,613 | $31,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 9,524 | $31,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 44,421 | $31,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 33,951 | $31,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 20,019 | $31,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 2,600 | $31,000 | thousands by filing date | call |
| INTL FCSTONE INC | 46116V105 | COM | 1,516 | $31,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 1,366 | $31,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,000 | $31,000 | thousands by filing date | put |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 1,469 | $31,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 2,309 | $31,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 7,344 | $31,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 2,509 | $31,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P218 | ROGR ENH INMET | 1,449 | $31,000 | thousands by filing date | |
| PROSHARES TR II | 74347W866 | PSHS ULTRA YEN | 2,193 | $31,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 3,485 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74348A830 | CMN | 649 | $31,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 5,017 | $31,000 | thousands by filing date | |
| VIRTUALSCOPICS INC | 928269208 | COM NEW | 9,801 | $31,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 1,679 | $30,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 6,700 | $30,000 | thousands by filing date | call |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 2,200 | $30,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 1,444 | $30,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 1,568 | $30,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 200 | $30,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 3,100 | $30,000 | thousands by filing date | put |
| DONEGAL GROUP INC | 257701300 | CL B | 1,419 | $30,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 1,474 | $30,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 1,429 | $30,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 200 | $30,000 | thousands by filing date | call |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 2,800 | $30,000 | thousands by filing date | call |
| CURIS INC | 231269101 | COM | 19,724 | $30,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 14,300 | $30,000 | thousands by filing date | put |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 1,148 | $30,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 2,000 | $30,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 31,843 | $30,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 1,490 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74348A806 | ULT INV GRD CP | 492 | $30,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P403 | RUSS2000 3X LG | 382 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347R115 | PSHS CONSUMR GD | 1,140 | $30,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X467 | MSCI EM50 ETF | 672 | $30,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 1,449 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 601 | $30,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 2,406 | $30,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 2,162 | $30,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 2,092 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W299 | JAPAN INTRT FD | 623 | $30,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 500 | $29,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 200 | $29,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 2,000 | $29,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 500 | $29,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,400 | $29,000 | thousands by filing date | put |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 1,033 | $29,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 600 | $29,000 | thousands by filing date | call |
| CIRCOR INTL INC | 17273K109 | COM | 482 | $29,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 3,600 | $29,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 2,106 | $29,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 1,534 | $29,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 2,779 | $29,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 2,357 | $29,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 1,161 | $29,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 1,500 | $29,000 | thousands by filing date | call |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 2,900 | $29,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 2,000 | $29,000 | thousands by filing date | put |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 1,094 | $29,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 600 | $29,000 | thousands by filing date | call |
| EMULEX CORP | 292475209 | COM NEW | 5,114 | $29,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 3,438 | $29,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 712 | $29,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 2,819 | $29,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 7,500 | $29,000 | thousands by filing date | call |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 2,800 | $29,000 | thousands by filing date | call |
| ASB BANCORP INC N C | 00213T109 | COM | 1,350 | $29,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K874 | PS CR OIL SH ETN | 466 | $29,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D845 | ETN IDX-LKD 20 | 1,553 | $29,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 12,763 | $29,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 2,599 | $29,000 | thousands by filing date | |
| IPATH PURE BETA NICKEL | 06740P213 | CMN | 1,097 | $29,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P852 | COM | 7,374 | $29,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 2,871 | $29,000 | thousands by filing date | |
| Birner Dental Management | 091283200 | COM NEW | 1,910 | $29,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K833 | MTL SHRT ETN38 | 1,266 | $29,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P171 | IPTH ALUMN ETN | 1,069 | $29,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W605 | PWSH 3X ITL TR | 438 | $29,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 2,500 | $29,000 | thousands by filing date | call |
| EGALET CORP | 28226B104 | COM | 5,109 | $29,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 2,599 | $29,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 874 | $29,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 18,072 | $29,000 | thousands by filing date | |
| LEVY ACQUISITION CORP | 52748T203 | COM | 2,900 | $29,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 300 | $28,000 | thousands by filing date | call |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 8,000 | $28,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 1,000 | $28,000 | thousands by filing date | call |
| CHAMPION HOMES INC | 830830105 | COM | 7,000 | $28,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 800 | $28,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 732 | $28,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 3,653 | $28,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 44,000 | $28,000 | thousands by filing date | principal |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 200 | $28,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A706 | AGRICULTURE FD | 836 | $28,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 1,930 | $28,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 28,000 | $28,000 | thousands by filing date | principal |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 26,100 | $28,000 | thousands by filing date | call |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 969 | $28,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,974 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 534 | $28,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 2,528 | $28,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 1,000 | $28,000 | thousands by filing date | put |
| PAREXEL INTL CORP | 699462107 | COM | 500 | $28,000 | thousands by filing date | put |
| RACKSPACE HOSTING INC | 750086100 | COM | 600 | $28,000 | thousands by filing date | call |
| CAMAC ENERGY INC | 131745101 | COM | 74,987 | $28,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 3,901 | $28,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 1,644 | $28,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 2,376 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 1,300 | $28,000 | thousands by filing date | call |
| EXCHANGE TRADED CONCEPTS TR | 301505509 | YRKVL HIINCINF | 1,323 | $28,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 3,119 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347X120 | ULT MSCIBZL CAPP | 970 | $28,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 1,864 | $28,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 1,858 | $28,000 | thousands by filing date | |
| KU6 MEDIA CO LTD | 48274B103 | SPONSORED ADR | 27,864 | $28,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 3,524 | $28,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y743 | ADV GLBALPBETA | 915 | $28,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 1,656 | $28,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779200 | COM NEW | 5,080 | $28,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 300 | $27,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 1,000 | $27,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 300 | $27,000 | thousands by filing date | call |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 500 | $27,000 | thousands by filing date | call |
| PRICESMART INC COM | 741511109 | Stock | 300 | $27,000 | thousands by filing date | put |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 400 | $27,000 | thousands by filing date | put |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 700 | $27,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 559 | $27,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 4,288 | $27,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 400 | $27,000 | thousands by filing date | call |
| LHC GROUP | 50187A107 | COM | 886 | $27,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 749 | $27,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 3,900 | $27,000 | thousands by filing date | put |
| INPHI CORP | 45772F107 | COM | 1,437 | $27,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 539 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 200 | $27,000 | thousands by filing date | call |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 3,050 | $27,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 1,637 | $27,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 1,300 | $27,000 | thousands by filing date | call |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 2,780 | $27,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 2,723 | $27,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 1,428 | $27,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 1,376 | $27,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 2,148 | $27,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 4,500 | $27,000 | thousands by filing date | call |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 3,004 | $27,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 1,300 | $27,000 | thousands by filing date | put |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 2,000 | $27,000 | thousands by filing date | put |
| SONIC CORP | 835451105 | COM | 1,000 | $27,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 32,024 | $27,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 900 | $27,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 1,527 | $27,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 2,600 | $27,000 | thousands by filing date | put |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 2,234 | $27,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 6,510 | $27,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 692 | $27,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 10,018 | $27,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 1,599 | $27,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 3,764 | $27,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 2,092 | $27,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 2,097 | $27,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 533 | $27,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 2,100 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347X476 | SHT KBW REGBNK | 1,010 | $27,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y735 | PRING TRNR BUS | 1,038 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74348A889 | GERMAN SOV/SUB | 695 | $27,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 1,487 | $27,000 | thousands by filing date | |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 2,133 | $27,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 608 | $26,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 500 | $26,000 | thousands by filing date | call |
| 1ST SOURCE CORP COM | 336901103 | Stock | 757 | $26,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 300 | $26,000 | thousands by filing date | put |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 2,500 | $26,000 | thousands by filing date | call |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 200 | $26,000 | thousands by filing date | put |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 800 | $26,000 | thousands by filing date | call |
| Q2 HLDGS INC COM | 74736L109 | Stock | 1,400 | $26,000 | thousands by filing date | call |
| ECHOSTAR CORP | 278768106 | CL A | 500 | $26,000 | thousands by filing date | call |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 5,208 | $26,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 670 | $26,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 2,788 | $26,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,000 | $26,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 1,000 | $26,000 | thousands by filing date | call |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1,100 | $26,000 | thousands by filing date | put |
| DNOW INC | 67011P100 | COMMON STOCK | 1,000 | $26,000 | thousands by filing date | put |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 650 | $26,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 809 | $26,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 1,000 | $26,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 3,000 | $26,000 | thousands by filing date | call |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 1,600 | $26,000 | thousands by filing date | put |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 1,000 | $26,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 35,000 | $26,000 | thousands by filing date | put |
| OTONOMY INC | 68906L105 | COM | 792 | $26,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 3,578 | $26,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 56,100 | $26,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 500 | $26,000 | thousands by filing date | call |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 2,887 | $26,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 1,841 | $26,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 8,200 | $26,000 | thousands by filing date | call |
| NEURALSTEM INC | 64127R302 | COM | 9,488 | $26,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 4,668 | $26,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 2,000 | $26,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 1,400 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74348A616 | PSHS ULCONSM NEW | 2,073 | $26,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H566 | PS AGRI DS ETN | 1,092 | $26,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 2,423 | $26,000 | thousands by filing date | |
| VALLEY FINL CORP VA | 919629105 | COM | 1,323 | $26,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 832 | $26,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 1,800 | $26,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 16,362 | $26,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 1,843 | $26,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 100 | $25,000 | thousands by filing date | call |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 1,000 | $25,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,500 | $25,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 1,600 | $25,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,242 | $25,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 1,000 | $25,000 | thousands by filing date | call |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 56,078 | $25,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 6,019 | $25,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 938 | $25,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 875 | $25,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 1,470 | $25,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 500 | $25,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 400 | $25,000 | thousands by filing date | put |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 267 | $25,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,014 | $25,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 336 | $25,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 2,357 | $25,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,772 | $25,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 5,000 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 1,979 | $25,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 3,105 | $25,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 2,900 | $25,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 2,668 | $25,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 6,069 | $25,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 2,440 | $25,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 700 | $25,000 | thousands by filing date | call |
| EVANS BANCORP INC | 29911Q208 | COM | 1,047 | $25,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 50,000 | $25,000 | thousands by filing date | principal |
| POLYPORE INTL INC | 73179V103 | COM | 528 | $25,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 2,431 | $25,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 500 | $25,000 | thousands by filing date | call |
| XOMA CORP DEL | 98419J107 | COM | 7,000 | $25,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 5,000 | $25,000 | thousands by filing date | put |
| AFFYMETRIX INC | 00826T108 | COM | 2,500 | $25,000 | thousands by filing date | call |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 900 | $25,000 | thousands by filing date | put |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 1,835 | $25,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 2,509 | $25,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 3,009 | $25,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,789 | $25,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 44,800 | $25,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 10,644 | $25,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 3,866 | $25,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 25,000 | $25,000 | thousands by filing date | principal |
| AV HOMES INC | 00234P102 | COM | 1,733 | $25,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 1,253 | $25,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 2,623 | $25,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 4,160 | $25,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 2,722 | $25,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 964 | $25,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 2,100 | $25,000 | thousands by filing date | put |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 18,795 | $25,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 2,000 | $25,000 | thousands by filing date | call |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 1,310 | $25,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N522 | DB 3X LONG UST | 452 | $25,000 | thousands by filing date | |
| IPATH PURE BETA GRAINS | 06740P270 | CMN | 621 | $25,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 1,760 | $25,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 41,514 | $25,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 1,908 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 1,707 | $25,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y546 | DRX DLYBRZB 3X | 2,878 | $25,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 1,718 | $25,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 300 | $24,000 | thousands by filing date | put |
| SANMINA CORP COM | 801056102 | Stock | 1,000 | $24,000 | thousands by filing date | call |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 400 | $24,000 | thousands by filing date | put |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 300 | $24,000 | thousands by filing date | put |
| CHART INDS INC | 16115Q308 | COM | 700 | $24,000 | thousands by filing date | put |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 2,556 | $24,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 600 | $24,000 | thousands by filing date | put |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 600 | $24,000 | thousands by filing date | call |
| WINNEBAGO INDS INC | 974637100 | COM | 1,100 | $24,000 | thousands by filing date | put |
| B & G FOODS INC | 05508R106 | COM | 800 | $24,000 | thousands by filing date | call |
| EHEALTH INC | 28238P109 | COM | 944 | $24,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 700 | $24,000 | thousands by filing date | put |
| GLOBANT S A | L44385109 | COM | 1,510 | $24,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 1,000 | $24,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 400 | $24,000 | thousands by filing date | call |
| LA Z BOY INC | 505336107 | COM | 900 | $24,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 479 | $24,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 3,481 | $24,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 1,313 | $24,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 2,135 | $24,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 1,300 | $24,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 1,000 | $24,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 1,776 | $24,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 1,226 | $24,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 700 | $24,000 | thousands by filing date | call |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 340 | $24,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 200 | $24,000 | thousands by filing date | call |
| Community West Bancshares | 204157101 | Common Stock | 3,680 | $24,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 2,338 | $24,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 1,870 | $24,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 2,900 | $24,000 | thousands by filing date | call |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 1,000 | $24,000 | thousands by filing date | put |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 640 | $24,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 1,300 | $24,000 | thousands by filing date | put |
| VERTEX ENERGY INC | 92534K107 | COM | 5,868 | $24,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 1,900 | $24,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 2,500 | $24,000 | thousands by filing date | call |
| SP PLUS CORP | 78469C103 | COM | 958 | $24,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 1,308 | $24,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 700 | $24,000 | thousands by filing date | call |
| PHARMATHENE INC | 71714G102 | COM | 13,216 | $24,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 3,098 | $24,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 13,978 | $24,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 15,115 | $24,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 300 | $24,000 | thousands by filing date | call |
| EPIQ SYSTEMS INC | 26882D109 | COM | 1,379 | $24,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 600 | $24,000 | thousands by filing date | put |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 8,000 | $24,000 | thousands by filing date | call |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 16,871 | $24,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 13,179 | $24,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 14,900 | $24,000 | thousands by filing date | call |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 1,705 | $24,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 913 | $24,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 1,044 | $24,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 656 | $24,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 200 | $24,000 | thousands by filing date | call |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 1,602 | $24,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P170 | INV JAP GOV BD | 1,317 | $24,000 | thousands by filing date | |
| Colonial Financial Services, Inc. | 19566B101 | Common Stock | 1,839 | $24,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 383 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 1,119 | $24,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M872 | COM | 626 | $24,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 1,391 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74348A624 | PSHS UL1000NEW | 1,142 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347X179 | ULT MSCIMEX CAPP | 965 | $24,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 3,386 | $24,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 1,546 | $24,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 1,411 | $24,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 237 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 1,149 | $24,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 200 | $23,000 | thousands by filing date | put |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 600 | $23,000 | thousands by filing date | call |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 400 | $23,000 | thousands by filing date | put |
| AMEREN CORP COM | 023608102 | Stock | 500 | $23,000 | thousands by filing date | call |
| KFORCE INC COM | 493732101 | Stock | 947 | $23,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 1,000 | $23,000 | thousands by filing date | put |
| AGCO CORP | 001084102 | COM | 500 | $23,000 | thousands by filing date | call |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,196 | $23,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,100 | $23,000 | thousands by filing date | call |
| CONTINENTAL RES INC | 212015101 | COM | 600 | $23,000 | thousands by filing date | put |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 641 | $23,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 1,454 | $23,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 1,000 | $23,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 977 | $23,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 300 | $23,000 | thousands by filing date | put |
| TILLYS INC | 886885102 | CL A | 2,394 | $23,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,000 | $23,000 | thousands by filing date | call |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 9,900 | $23,000 | thousands by filing date | put |
| EXAR CORP | 300645108 | COMMON STOCK | 2,282 | $23,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 1,294 | $23,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 7,000 | $23,000 | thousands by filing date | call |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 1,284 | $23,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 506 | $23,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,400 | $23,000 | thousands by filing date | call |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 1,303 | $23,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 300 | $23,000 | thousands by filing date | call |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 2,519 | $23,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 1,100 | $23,000 | thousands by filing date | put |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 500 | $23,000 | thousands by filing date | put |
| MMA Capital Management LLC | 55315D105 | COM | 2,553 | $23,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 3,006 | $23,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 1,826 | $23,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 963 | $23,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 500 | $23,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 3,320 | $23,000 | thousands by filing date | call |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 9,135 | $23,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,200 | $23,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 5,700 | $23,000 | thousands by filing date | put |
| LUMOS NETWORKS CORP | 550283105 | COM | 1,345 | $23,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 6,984 | $23,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 200 | $23,000 | thousands by filing date | put |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 309 | $23,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 1,142 | $23,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 5,241 | $23,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 41,827 | $23,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 2,679 | $23,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 1,482 | $23,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 6,137 | $23,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 2,207 | $23,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 26,298 | $23,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 1,186 | $23,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 2,000 | $23,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 2,821 | $23,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 13,511 | $23,000 | thousands by filing date | |
| CONTINENTAL MATLS CORP | 211615307 | COM | 1,490 | $23,000 | thousands by filing date | |
| MADISON COUNTY FINANCIAL INC | 556777100 | COM | 1,209 | $23,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 5,935 | $23,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P122 | IPTH S&P GSCI | 790 | $23,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P200 | ROGR ENH PRECI | 1,381 | $23,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 1,670 | $23,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,125 | $23,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 3,796 | $23,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 3,203 | $23,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-002162 | this filing | 2015-02-17 | acceptance time not in the bulk data set |