13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 9,776 holding rows worth $143,078,463,000.
- Accession
- 0000950123-15-002162
- Filer
- CIK 1610520
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 15,242 entries on the cover page, a total value of $143,078,463,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $143,078,557,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 155 | $16,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 2,000 | $16,000 | thousands by filing date | call |
| WOORI BK | 98105T104 | ADR | 571 | $16,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 337 | $16,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 5,678 | $16,000 | thousands by filing date | |
| MACROCURE LTD | M67872107 | SHS | 2,161 | $16,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUIS | 425886207 | COM | 1,594 | $16,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 2,337 | $15,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 926 | $15,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 400 | $15,000 | thousands by filing date | call |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 200 | $15,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 100 | $15,000 | thousands by filing date | call |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 100 | $15,000 | thousands by filing date | call |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,269 | $15,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 1,336 | $15,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 1,000 | $15,000 | thousands by filing date | call |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,000 | $15,000 | thousands by filing date | put |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 600 | $15,000 | thousands by filing date | call |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 200 | $15,000 | thousands by filing date | put |
| TUCOWS INC | 898697206 | COM NEW | 758 | $15,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 800 | $15,000 | thousands by filing date | put |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 385 | $15,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 3,138 | $15,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 848 | $15,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 1,563 | $15,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 500 | $15,000 | thousands by filing date | put |
| VIACOM INC | 92553P201 | CL B | 200 | $15,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 1,180 | $15,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1,918 | $15,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 500 | $15,000 | thousands by filing date | call |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 1,563 | $15,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 1,125 | $15,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 421 | $15,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 800 | $15,000 | thousands by filing date | call |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 1,004 | $15,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 3,749 | $15,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 500 | $15,000 | thousands by filing date | put |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 1,000 | $15,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 200 | $15,000 | thousands by filing date | call |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 300 | $15,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 17,000 | $15,000 | thousands by filing date | principal |
| P & F INDS INC | 692830508 | CL A NEW | 1,831 | $15,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 14,500 | $15,000 | thousands by filing date | call |
| BROADSOFT INC | 11133B409 | COM | 500 | $15,000 | thousands by filing date | call |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 200 | $15,000 | thousands by filing date | call |
| MAST THERAPEUTICS INC | 576314108 | COM | 25,900 | $15,000 | thousands by filing date | call |
| SOLARWINDS INC | 83416B109 | COM | 300 | $15,000 | thousands by filing date | put |
| SPARTAN MTRS INC | 846819100 | COM | 2,837 | $15,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 5,778 | $15,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 800 | $15,000 | thousands by filing date | call |
| SIGMA DESIGNS INC | 826565103 | COM | 2,000 | $15,000 | thousands by filing date | call |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 1,000 | $15,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 251 | $15,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 751 | $15,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 3,152 | $15,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 977 | $15,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 3,738 | $15,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 200 | $15,000 | thousands by filing date | put |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 12,303 | $15,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y439 | DLY TECBEARX NEW | 1,338 | $15,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 9,081 | $15,000 | thousands by filing date | |
| State Investors Bancorp, Inc. | 857030100 | Common Stock | 744 | $15,000 | thousands by filing date | |
| MARKET VECTORS TREASURY-HEDG | 57061R775 | HI YLD TREA BD | 613 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B696 | S&P INTDEV HIB | 556 | $15,000 | thousands by filing date | |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 4,525 | $15,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 3,900 | $15,000 | thousands by filing date | call |
| CSX CORP | 126408GA5 | US DOMESTIC | 4,000 | $15,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B102 | PSHS HLTH CARE | 1,022 | $15,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 1,000 | $15,000 | thousands by filing date | call |
| OPHTHOTECH CORP | 683745103 | COM | 335 | $15,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 937 | $15,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 1,361 | $15,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 150 | $15,000 | thousands by filing date | |
| CHINA XINIYA FASHION LTD | 16950W113 | SPONSRD ADR NEW | 7,071 | $15,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 982 | $15,000 | thousands by filing date | |
| BDCA VENTURE INC | 05543L106 | COM | 2,990 | $15,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y157 | DLYJR GL MNR3X N | 626 | $15,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 300 | $14,000 | thousands by filing date | put |
| ARCBEST CORP COM | 03937C105 | Stock | 300 | $14,000 | thousands by filing date | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 300 | $14,000 | thousands by filing date | call |
| MOVADO GROUP INC COM | 624580106 | Stock | 500 | $14,000 | thousands by filing date | call |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 400 | $14,000 | thousands by filing date | call |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 100 | $14,000 | thousands by filing date | put |
| SELECTIVE INS GROUP INC | 816300107 | COM | 520 | $14,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 2,086 | $14,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 900 | $14,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 2,400 | $14,000 | thousands by filing date | call |
| SIGMA ALDRICH CORP | 826552101 | COM | 100 | $14,000 | thousands by filing date | put |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 439 | $14,000 | thousands by filing date | |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 716 | $14,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 981 | $14,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 600 | $14,000 | thousands by filing date | put |
| HALYARD HEALTH INC | 40650V100 | COM | 300 | $14,000 | thousands by filing date | put |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 1,139 | $14,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 609 | $14,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 1,600 | $14,000 | thousands by filing date | call |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 4,400 | $14,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 600 | $14,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 2,300 | $14,000 | thousands by filing date | put |
| BRIGHTCOVE INC | 10921T101 | COM | 1,800 | $14,000 | thousands by filing date | call |
| Lee Enterprises Inc | 523768109 | COM | 3,704 | $14,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 10,355 | $14,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 300 | $14,000 | thousands by filing date | put |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 19,354 | $14,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 768 | $14,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 1,126 | $14,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 4,894 | $14,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 700 | $14,000 | thousands by filing date | call |
| CRAY INC | 225223304 | COM NEW | 400 | $14,000 | thousands by filing date | put |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 300 | $14,000 | thousands by filing date | put |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 3,243 | $14,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 400 | $14,000 | thousands by filing date | call |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 300 | $14,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 897 | $14,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 300 | $14,000 | thousands by filing date | call |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 9,400 | $14,000 | thousands by filing date | call |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 7,550 | $14,000 | thousands by filing date | |
| FIRST CAPITAL BANCORP VA | 319438107 | COM | 3,174 | $14,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P150 | CHINA TRNDP ETF | 500 | $14,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 400 | $14,000 | thousands by filing date | put |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 600 | $14,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K825 | MTLS LNG ETN38 | 841 | $14,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K841 | MTLS DBL ETN38 | 1,803 | $14,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 4,013 | $14,000 | thousands by filing date | |
| PIZZA INN HOLDINGS INC | 725846109 | COM | 2,041 | $14,000 | thousands by filing date | |
| QC HLDGS INC | 74729T101 | COM | 8,381 | $14,000 | thousands by filing date | |
| CORDIA BANCORP INC | 218513109 | COM | 3,541 | $14,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 2,736 | $14,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y784 | ACCUVS GLB OPP | 579 | $14,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 2,316 | $14,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 800 | $14,000 | thousands by filing date | call |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 1,335 | $14,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 1,217 | $14,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 800 | $14,000 | thousands by filing date | put |
| ROKA BIOSCIENCE INC | 775431109 | COM | 3,273 | $14,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 3,392 | $14,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R585 | RUSSIA SMALLCP | 717 | $14,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 300 | $13,000 | thousands by filing date | put |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 100 | $13,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 100 | $13,000 | thousands by filing date | put |
| INOGEN INC | 45780L104 | COM | 396 | $13,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 500 | $13,000 | thousands by filing date | put |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 562 | $13,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 300 | $13,000 | thousands by filing date | call |
| TERADATA CORP DEL | 88076W103 | COM | 300 | $13,000 | thousands by filing date | call |
| TIMKEN CO | 887389104 | COM | 300 | $13,000 | thousands by filing date | call |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 500 | $13,000 | thousands by filing date | put |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 500 | $13,000 | thousands by filing date | call |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 300 | $13,000 | thousands by filing date | call |
| AMC NETWORKS INC | 00164V103 | CL A | 200 | $13,000 | thousands by filing date | put |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 6,200 | $13,000 | thousands by filing date | call |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 1,586 | $13,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 694 | $13,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 678 | $13,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 1,000 | $13,000 | thousands by filing date | put |
| PAMT CORP | 693149106 | COMMON STOCK | 248 | $13,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 1,375 | $13,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 510 | $13,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 948 | $13,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 500 | $13,000 | thousands by filing date | call |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 100 | $13,000 | thousands by filing date | call |
| KINDRED HEALTHCARE INC | 494580103 | COM | 700 | $13,000 | thousands by filing date | put |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 500 | $13,000 | thousands by filing date | call |
| PROSHARES | 74347R503 | COMMON STOCK | 600 | $13,000 | thousands by filing date | put |
| CSS INDS INC | 125906107 | COMMON STOCK | 472 | $13,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 495 | $13,000 | thousands by filing date | |
| Northeast Community Bancorp Inc | 664112109 | COM | 1,820 | $13,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 5,702 | $13,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 26,648 | $13,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 700 | $13,000 | thousands by filing date | call |
| Accelerate Diagnostics | 00430H102 | COM | 700 | $13,000 | thousands by filing date | call |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 200 | $13,000 | thousands by filing date | put |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 200 | $13,000 | thousands by filing date | call |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 1,520 | $13,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 513 | $13,000 | thousands by filing date | |
| KONAMI CORP-ADR | 50046R101 | SPON | 697 | $13,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 6,171 | $13,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 1,545 | $13,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 5,780 | $13,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 13,000 | $13,000 | thousands by filing date | principal |
| CGG SPONS ADR | 12531Q105 | ADR | 2,218 | $13,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 67,269 | $13,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 4,748 | $13,000 | thousands by filing date | |
| Leading Brands Inc. | 52170U207 | COM | 3,887 | $13,000 | thousands by filing date | |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 992 | $13,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H533 | PS AGRI LG ETN | 965 | $13,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 30,025 | $13,000 | thousands by filing date | |
| SELECTICA INC | 816288203 | COM | 2,488 | $13,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 2,328 | $13,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 19,105 | $13,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 813 | $13,000 | thousands by filing date | |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 1,790 | $13,000 | thousands by filing date | |
| GLOBAL TECH ADVANCED INNOVAT | G39320117 | SHS NEW | 3,045 | $13,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P135 | BIG PHARMA ETN | 250 | $13,000 | thousands by filing date | |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 4,566 | $13,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 300 | $13,000 | thousands by filing date | call |
| MARA HLDGS INC | 56585W203 | COM | 1,514 | $13,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 2,559 | $13,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 1,000 | $13,000 | thousands by filing date | put |
| OPUS BK IRVINE CALIF | 684000102 | COM | 447 | $13,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 2,067 | $13,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 629 | $13,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 4,003 | $13,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 362 | $13,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 262 | $13,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 200 | $12,000 | thousands by filing date | put |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 300 | $12,000 | thousands by filing date | put |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 500 | $12,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 6,900 | $12,000 | thousands by filing date | call |
| INSULET CORP COM | 45784P101 | Stock | 269 | $12,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 700 | $12,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 500 | $12,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 500 | $12,000 | thousands by filing date | call |
| OLD REP INTL CORP COM | 680223104 | Stock | 800 | $12,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 500 | $12,000 | thousands by filing date | put |
| ALBEMARLE CORP | 012653101 | COM | 200 | $12,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 400 | $12,000 | thousands by filing date | put |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 200 | $12,000 | thousands by filing date | call |
| CRA INTL INC | 12618T105 | COM | 412 | $12,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 500 | $12,000 | thousands by filing date | call |
| RINGCENTRAL INC | 76680R206 | CL A | 800 | $12,000 | thousands by filing date | put |
| MITEK SYS INC | 606710200 | COM NEW | 3,500 | $12,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 400 | $12,000 | thousands by filing date | call |
| ARISTA NETWORKS INC | 040413106 | COM | 200 | $12,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,000 | $12,000 | thousands by filing date | put |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 100 | $12,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 600 | $12,000 | thousands by filing date | put |
| TRUBRIDGE INC | 205306103 | COM | 200 | $12,000 | thousands by filing date | call |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 2,569 | $12,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 3,514 | $12,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 484 | $12,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 1,227 | $12,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 500 | $12,000 | thousands by filing date | put |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 400 | $12,000 | thousands by filing date | call |
| NEENAH PAPER INC | 640079109 | COM | 200 | $12,000 | thousands by filing date | call |
| CARRIZO OIL & GAS INC | 144577103 | COM | 300 | $12,000 | thousands by filing date | put |
| SUNOPTA INC | 8676EP108 | COM | 1,000 | $12,000 | thousands by filing date | call |
| AWARE INC MASS | 05453N100 | CMN | 2,742 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 107 | $12,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 200 | $12,000 | thousands by filing date | call |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 1,129 | $12,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 2,000 | $12,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,500 | $12,000 | thousands by filing date | call |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 700 | $12,000 | thousands by filing date | call |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 3,221 | $12,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 7,257 | $12,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 478 | $12,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 100 | $12,000 | thousands by filing date | put |
| ORCHID IS CAP INC | 68571X103 | COM | 884 | $12,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 3,200 | $12,000 | thousands by filing date | put |
| TIVO INC | 888706108 | COM | 1,000 | $12,000 | thousands by filing date | put |
| COMSTOCK RESOURCES INC | 205768203 | COM | 1,715 | $12,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 600 | $12,000 | thousands by filing date | call |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 1,100 | $12,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 15,360 | $12,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 2,000 | $12,000 | thousands by filing date | call |
| INTERMOLECULAR INC | 45882D109 | COM | 6,319 | $12,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 2,200 | $12,000 | thousands by filing date | call |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 24,894 | $12,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 42,057 | $12,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 6,354 | $12,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 8,500 | $12,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 12,382 | $12,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 7,600 | $12,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 729 | $12,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 3,227 | $12,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 6,416 | $12,000 | thousands by filing date | |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 68,476 | $12,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 1,940 | $12,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 30,950 | $12,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 6,863 | $12,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D472 | CMDT BCH TOT RET | 771 | $12,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 434 | $12,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 17,980 | $12,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 5,629 | $12,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 941 | $12,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 410 | $12,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 290 | $12,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K858 | PS MTL DDL ETN | 791 | $12,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 762 | $12,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 2,975 | $12,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 600 | $12,000 | thousands by filing date | call |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 1,006 | $12,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 1,114 | $12,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 517 | $12,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 1,179 | $12,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 1,046 | $12,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 2,099 | $12,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 2,295 | $12,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 611 | $12,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131103 | COM | 11,720 | $12,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 200 | $11,000 | thousands by filing date | call |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 300 | $11,000 | thousands by filing date | put |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 100 | $11,000 | thousands by filing date | put |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 100 | $11,000 | thousands by filing date | call |
| UGI CORP NEW COM | 902681105 | Stock | 300 | $11,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 700 | $11,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 300 | $11,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 202 | $11,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 226 | $11,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 1,581 | $11,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 300 | $11,000 | thousands by filing date | call |
| BRADY CORP | 104674106 | CL A | 400 | $11,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 200 | $11,000 | thousands by filing date | call |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 685 | $11,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 2,264 | $11,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 214 | $11,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 500 | $11,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 500 | $11,000 | thousands by filing date | put |
| MEXCO ENERGY CORP | 592770101 | COM | 1,971 | $11,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 500 | $11,000 | thousands by filing date | call |
| VERITEX HLDGS INC | 923451108 | COM | 789 | $11,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 573 | $11,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 300 | $11,000 | thousands by filing date | put |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 2,211 | $11,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 500 | $11,000 | thousands by filing date | put |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 598 | $11,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 100 | $11,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 3,100 | $11,000 | thousands by filing date | call |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 613 | $11,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 400 | $11,000 | thousands by filing date | call |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 1,000 | $11,000 | thousands by filing date | put |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,950 | $11,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 3,000 | $11,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 671 | $11,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 1,300 | $11,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 400 | $11,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 4,000 | $11,000 | thousands by filing date | call |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 2,001 | $11,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 728 | $11,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 500 | $11,000 | thousands by filing date | put |
| MODEL N INC | 607525102 | COM | 1,082 | $11,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 100 | $11,000 | thousands by filing date | put |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 1,114 | $11,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 6,692 | $11,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 941 | $11,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 5,459 | $11,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 8,205 | $11,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 992 | $11,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 200 | $11,000 | thousands by filing date | call |
| SEASPAN CORP | Y75638109 | SHS | 600 | $11,000 | thousands by filing date | put |
| BOVIE MEDICAL CORP | 10211F100 | COM | 3,000 | $11,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 15,605 | $11,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 2,500 | $11,000 | thousands by filing date | call |
| WARREN RESOURCES INC | 93564A100 | COM | 6,600 | $11,000 | thousands by filing date | call |
| GTX INC | 40052B108 | COM | 14,545 | $11,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 6,718 | $11,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 178 | $11,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 200 | $11,000 | thousands by filing date | put |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 5,276 | $11,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 559 | $11,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 636 | $11,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 498 | $11,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 2,214 | $11,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 1,000 | $11,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 2,332 | $11,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 2,225 | $11,000 | thousands by filing date | |
| Saexploration Holdings Inc. | 78636X105 | COM | 2,714 | $11,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863116 | SHS NEW | 4,478 | $11,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 2,756 | $11,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 1,320 | $11,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 669 | $11,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 3,617 | $11,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 1,272 | $11,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 527 | $11,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 3,349 | $11,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 700 | $11,000 | thousands by filing date | put |
| OPOWER INC | 68375Y109 | COM | 770 | $11,000 | thousands by filing date | |
| MYOS CORP | 554051201 | Cmn | 1,542 | $11,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 200 | $10,000 | thousands by filing date | put |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 100 | $10,000 | thousands by filing date | put |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 500 | $10,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 500 | $10,000 | thousands by filing date | call |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 328 | $10,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 200 | $10,000 | thousands by filing date | call |
| BERKLEY W R CORP COM | 084423102 | Stock | 200 | $10,000 | thousands by filing date | put |
| AVERY DENNISON CORP COM | 053611109 | Stock | 200 | $10,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 100 | $10,000 | thousands by filing date | put |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 300 | $10,000 | thousands by filing date | call |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 300 | $10,000 | thousands by filing date | put |
| HORMEL FOODS CORP COM | 440452100 | Stock | 200 | $10,000 | thousands by filing date | put |
| OSHKOSH CORP COM | 688239201 | Stock | 200 | $10,000 | thousands by filing date | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 100 | $10,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 300 | $10,000 | thousands by filing date | call |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 2,259 | $10,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,900 | $10,000 | thousands by filing date | call |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 200 | $10,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 100 | $10,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 169 | $10,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 600 | $10,000 | thousands by filing date | call |
| BOOT BARN HLDGS INC | 099406100 | COM | 562 | $10,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 700 | $10,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F302 | COM SER C | 300 | $10,000 | thousands by filing date | call |
| MERCER INTL INC | 588056101 | COM | 800 | $10,000 | thousands by filing date | call |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 300 | $10,000 | thousands by filing date | call |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 300 | $10,000 | thousands by filing date | call |
| WABCO HLDGS INC | 92927K102 | COM | 100 | $10,000 | thousands by filing date | call |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 2,267 | $10,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 251 | $10,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 600 | $10,000 | thousands by filing date | call |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 34,796 | $10,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 442 | $10,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 343 | $10,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 720 | $10,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 200 | $10,000 | thousands by filing date | call |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 1,093 | $10,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 100 | $10,000 | thousands by filing date | put |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 397 | $10,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 1,069 | $10,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 1,400 | $10,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 3,300 | $10,000 | thousands by filing date | call |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | put |
| INUVO INC | 46122W204 | COM NEW | 7,785 | $10,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 590 | $10,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,000 | $10,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y100 | COM | 800 | $10,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W395 | FUND | 100 | $10,000 | thousands by filing date | put |
| CVR Partners, LP | 126633106 | LTD | 1,000 | $10,000 | thousands by filing date | put |
| ATMEL CORP | 049513104 | COM | 1,200 | $10,000 | thousands by filing date | put |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 500 | $10,000 | thousands by filing date | put |
| JUST ENERGY GROUP INC | 48213W101 | COM | 2,000 | $10,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 500 | $10,000 | thousands by filing date | put |
| REACHLOCAL INC | 75525F104 | COM | 2,743 | $10,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 300 | $10,000 | thousands by filing date | put |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 1,057 | $10,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 200 | $10,000 | thousands by filing date | put |
| AIXTRON SE | 009606104 | SPONSORED ADR | 872 | $10,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 500 | $10,000 | thousands by filing date | put |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 4,600 | $10,000 | thousands by filing date | put |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 9,855 | $10,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 5,034 | $10,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 607 | $10,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 1,191 | $10,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 2,479 | $10,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 2,339 | $10,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 582 | $10,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 5,300 | $10,000 | thousands by filing date | call |
| ROYAL BK OF SCOTLAND PLC | 78009P168 | LCAP ALT EXC ETN | 257 | $10,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 991 | $10,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 10,000 | $10,000 | thousands by filing date | principal |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 1,790 | $10,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N530 | DB 3X SHRT UST | 1,983 | $10,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 2,164 | $10,000 | thousands by filing date | |
| Athens Bancshares Corporation | 047042106 | Common Stock | 413 | $10,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 436 | $10,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 8,506 | $10,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F104 | COM | 6,196 | $10,000 | thousands by filing date | |
| HMG COURTLAND PPTYS INC | 404232100 | COM | 904 | $10,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 13,917 | $10,000 | thousands by filing date | |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 8,341 | $10,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 13,718 | $10,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 500 | $10,000 | thousands by filing date | |
| TIGER MEDIA INC | G88685105 | SHS | 12,152 | $10,000 | thousands by filing date | |
| MEDGENICS INC | 58436Q112 | *W EXP 03/31/201 | 3,819 | $10,000 | thousands by filing date | |
| UNITED STS COMMODITY IDX FDT | 911718203 | COM UTS US AGR | 456 | $10,000 | thousands by filing date | |
| E FUTURE INFORMATION TECH IN | G29438101 | SHS | 2,286 | $10,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525202 | PFD CV SER A | 801 | $10,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 656 | $10,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 492 | $10,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 1,550 | $10,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 660 | $10,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 725 | $10,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 1,771 | $10,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E207 | Pref Stk | 650 | $10,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q106 | COM | 1,000 | $10,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D720 | X LNK HOLT MKT | 533 | $10,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 200 | $9,000 | thousands by filing date | put |
| WABTEC COM | 929740108 | Stock | 100 | $9,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 900 | $9,000 | thousands by filing date | call |
| AZZ INC COM | 002474104 | Stock | 200 | $9,000 | thousands by filing date | call |
| MERIT MED SYS INC COM | 589889104 | Stock | 500 | $9,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 4,900 | $9,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 4,000 | $9,000 | thousands by filing date | call |
| CADIZ INC | 127537207 | COM NEW | 780 | $9,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 500 | $9,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 100 | $9,000 | thousands by filing date | put |
| HCI GROUP INC | 40416E103 | COM | 200 | $9,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 500 | $9,000 | thousands by filing date | put |
| MITEK SYS INC | 606710200 | COM NEW | 2,600 | $9,000 | thousands by filing date | call |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 600 | $9,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 885 | $9,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 200 | $9,000 | thousands by filing date | call |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 400 | $9,000 | thousands by filing date | put |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 100 | $9,000 | thousands by filing date | call |
| ENVIRI CORP | 415864107 | COM | 500 | $9,000 | thousands by filing date | call |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 593 | $9,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 2,051 | $9,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 400 | $9,000 | thousands by filing date | call |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 434 | $9,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 232 | $9,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 1,716 | $9,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 300 | $9,000 | thousands by filing date | call |
| FULL HSE RESORTS INC | 359678109 | COM | 6,760 | $9,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 3,300 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 272 | $9,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 500 | $9,000 | thousands by filing date | call |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | put |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 300 | $9,000 | thousands by filing date | put |
| VALARIS ORD | 920355104 | COM | 100 | $9,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-002162 | this filing | 2015-02-17 | acceptance time not in the bulk data set |