13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 9,776 holding rows worth $143,078,463,000.
- Accession
- 0000950123-15-002162
- Filer
- CIK 1610520
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 15,242 entries on the cover page, a total value of $143,078,463,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $143,078,557,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIREXION SHS ETF TR | 25459W284 | DL RUSSIA BEAR | 1,763 | $50,000 | thousands by filing date | |
| DB-X FUNDS | 233052505 | XTRAK INDEP TRGT | 1,795 | $50,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 3,241 | $50,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 6,682 | $50,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 2,749 | $50,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 2,500 | $49,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 500 | $49,000 | thousands by filing date | call |
| WOODWARD INC COM | 980745103 | Stock | 1,000 | $49,000 | thousands by filing date | call |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 2,598 | $49,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 5,900 | $49,000 | thousands by filing date | call |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 3,000 | $49,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 2,118 | $49,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 8,995 | $49,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 1,214 | $49,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 2,700 | $49,000 | thousands by filing date | put |
| HANGER INC | 41043F208 | COMMON STOCK | 2,255 | $49,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 3,930 | $49,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 46,000 | $49,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 2,246 | $49,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 600 | $49,000 | thousands by filing date | put |
| FBR & CO | 30247C400 | COM NEW | 2,001 | $49,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 3,725 | $49,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 900 | $49,000 | thousands by filing date | call |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 99,343 | $49,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 3,977 | $49,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 5,964 | $48,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 700 | $48,000 | thousands by filing date | put |
| CELANESE CORP DEL COM | 150870103 | Stock | 800 | $48,000 | thousands by filing date | put |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 2,738 | $48,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 2,700 | $48,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 2,754 | $48,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 1,422 | $48,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 7,715 | $48,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 3,290 | $48,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 18,000 | $48,000 | thousands by filing date | put |
| UNILIFE CORP NEW | 90478E103 | COM | 14,300 | $48,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 2,748 | $48,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 26,000 | $48,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 5,000 | $48,000 | thousands by filing date | call |
| CON-WAY INC | 205944101 | COM | 978 | $48,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 2,731 | $48,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 3,090 | $48,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W227 | COM | 11,123 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74348A483 | UL RUS1000VA NEW | 1,567 | $48,000 | thousands by filing date | |
| RUSSELL EXCHANGE TRADED FDS | 782474522 | EQUITY ETF | 1,338 | $48,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 1,840 | $48,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 1,600 | $47,000 | thousands by filing date | put |
| OPEN TEXT CORP COM | 683715106 | Stock | 800 | $47,000 | thousands by filing date | put |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 500 | $47,000 | thousands by filing date | call |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 1,166 | $47,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 1,184 | $47,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 16,102 | $47,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 2,484 | $47,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 800 | $47,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 4,800 | $47,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 300 | $47,000 | thousands by filing date | put |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 700 | $47,000 | thousands by filing date | put |
| PIPER SANDLER COMPANIES | 724078100 | COM | 807 | $47,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 1,520 | $47,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 1,665 | $47,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,189 | $47,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 3,733 | $47,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 1,717 | $47,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 1,700 | $47,000 | thousands by filing date | call |
| AKORN INC | 009728106 | COM | 1,300 | $47,000 | thousands by filing date | call |
| NW Biotherapeutics | 66737P600 | USD | 8,700 | $47,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 12,199 | $47,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 10,644 | $47,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 5,000 | $47,000 | thousands by filing date | call |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 5,689 | $47,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 600 | $47,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 11,400 | $47,000 | thousands by filing date | call |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 4,435 | $47,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 9,400 | $47,000 | thousands by filing date | put |
| COMVERSE INC | 20585P105 | COM | 2,500 | $47,000 | thousands by filing date | call |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 8,256 | $47,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 2,187 | $47,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 2,612 | $47,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 6,912 | $47,000 | thousands by filing date | |
| HUNTINGTON STRATEGY SHS | 446698201 | ECOL STRAT ETF | 1,282 | $47,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 4,020 | $47,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 4,345 | $47,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 8,679 | $47,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 2,635 | $47,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 1,000 | $46,000 | thousands by filing date | put |
| INTERPUBLIC GROUP COS | 460690100 | COM | 2,200 | $46,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G100 | COM | 500 | $46,000 | thousands by filing date | put |
| TITAN MACHY INC | 88830R101 | COM | 3,294 | $46,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 6,038 | $46,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 637 | $46,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 1,200 | $46,000 | thousands by filing date | call |
| Abrdn Emerging Markets | 00301W105 | COM | 6,214 | $46,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 8,865 | $46,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 2,500 | $46,000 | thousands by filing date | call |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 2,002 | $46,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 8,399 | $46,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 1,839 | $46,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 3,299 | $46,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 49,962 | $46,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 3,050 | $46,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 4,796 | $46,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 631 | $46,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 2,027 | $46,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 3,936 | $46,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H420 | IPATH AS GLF CUR | 916 | $46,000 | thousands by filing date | |
| CURRENCYSHARES CHINESE RENMI | 23131C107 | CHIN RENMINBI | 582 | $46,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 20,835 | $46,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P197 | IPTH LEAD ETN | 1,431 | $46,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W407 | PWRSHR 3X GERM | 934 | $46,000 | thousands by filing date | |
| PROSHARES TR | 74348A368 | ULTRASHORT INDL | 1,074 | $46,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 2,023 | $46,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 890 | $45,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 15,900 | $45,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 4,000 | $45,000 | thousands by filing date | put |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 300 | $45,000 | thousands by filing date | call |
| FEDERAL SIGNAL CORP | 313855108 | COM | 2,882 | $45,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 2,068 | $45,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 3,430 | $45,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 740 | $45,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 1,300 | $45,000 | thousands by filing date | call |
| WINMARK CORP | 974250102 | COM | 517 | $45,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 5,255 | $45,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 1,029 | $45,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 2,772 | $45,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 320 | $45,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 500 | $45,000 | thousands by filing date | call |
| United Parcel Service, Inc | 917286106 | COM | 2,501 | $45,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 14,854 | $45,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 600 | $45,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 46,000 | $45,000 | thousands by filing date | call |
| PFSWEB INC | 717098206 | COM | 3,585 | $45,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 2,900 | $45,000 | thousands by filing date | put |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 1,862 | $45,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 5,500 | $45,000 | thousands by filing date | put |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 10,667 | $45,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 1,465 | $45,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 3,462 | $45,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 686 | $45,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 1,788 | $45,000 | thousands by filing date | |
| BARCLAYS BANK | 06739H412 | CARRY ETN 38 | 1,082 | $45,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L469 | 2 YR TREAS BULL | 750 | $45,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 3,724 | $45,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 2,550 | $45,000 | thousands by filing date | |
| IPATH INVERSE S&P 500 VIX II | 06741K486 | ETP | 1,190 | $45,000 | thousands by filing date | |
| AVOLON HLDGS LTD | G52237107 | COM | 2,261 | $45,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 3,500 | $45,000 | thousands by filing date | call |
| CREDIT SUISSE AG NASSAU BRH | 22539T100 | EXCH TRAD SPVXSP | 2,062 | $45,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 6,381 | $45,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 891 | $44,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 5,147 | $44,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 1,226 | $44,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 2,219 | $44,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 1,696 | $44,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 3,576 | $44,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 1,501 | $44,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 1,110 | $44,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 4,819 | $44,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 2,253 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74348A707 | ULTRA HIGH YLD | 782 | $44,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 800 | $44,000 | thousands by filing date | call |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 2,053 | $44,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 26,500 | $44,000 | thousands by filing date | call |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 117,586 | $44,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 3,483 | $44,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 1,500 | $44,000 | thousands by filing date | call |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,251 | $44,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 1,600 | $44,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 6,600 | $44,000 | thousands by filing date | call |
| Galena Biopharma Inc | 363256108 | COM | 29,000 | $44,000 | thousands by filing date | call |
| PROSHARES TR | 74347R511 | PSHS ULT MDCP GR | 376 | $44,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 1,398 | $44,000 | thousands by filing date | |
| STARZ | 85571Q201 | COM | 1,483 | $44,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 2,323 | $44,000 | thousands by filing date | |
| IJH | 464287507 | COM | 300 | $43,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 300 | $43,000 | thousands by filing date | call |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 833 | $43,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 500 | $43,000 | thousands by filing date | call |
| SIERRA BANCORP | 82620P102 | COM | 2,442 | $43,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 1,191 | $43,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 468 | $43,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 500 | $43,000 | thousands by filing date | put |
| LINDSAY CORPORATION | 535555106 | COM | 500 | $43,000 | thousands by filing date | call |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 712 | $43,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 1,213 | $43,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 4,100 | $43,000 | thousands by filing date | call |
| ALLERGAN INC | 018490102 | COM | 200 | $43,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W540 | FUND | 500 | $43,000 | thousands by filing date | call |
| NEURALSTEM INC | 64127R302 | COM | 15,700 | $43,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R734 | FORN CURR STRT | 965 | $43,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 1,634 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 2,152 | $43,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 408 | $43,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 1,000 | $43,000 | thousands by filing date | put |
| INGREDION INC COM | 457187102 | Stock | 500 | $42,000 | thousands by filing date | call |
| REPLIGEN CORP COM | 759916109 | Stock | 2,100 | $42,000 | thousands by filing date | call |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 400 | $42,000 | thousands by filing date | call |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,000 | $42,000 | thousands by filing date | call |
| GEOPARK LTD USD SHS | G38327105 | Stock | 8,214 | $42,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 1,243 | $42,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 750 | $42,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,000 | $42,000 | thousands by filing date | call |
| IROBOT CORP | 462726100 | COM | 1,200 | $42,000 | thousands by filing date | call |
| FIBROGEN INC | 31572Q808 | COM | 1,547 | $42,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,300 | $42,000 | thousands by filing date | put |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 3,402 | $42,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 2,805 | $42,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 2,174 | $42,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 2,950 | $42,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 2,600 | $42,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 10,500 | $42,000 | thousands by filing date | call |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 5,358 | $42,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 5,000 | $42,000 | thousands by filing date | put |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 5,000 | $42,000 | thousands by filing date | call |
| GLATFELTER | 377316104 | COM | 1,649 | $42,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 2,429 | $42,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 12,300 | $42,000 | thousands by filing date | call |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 37,927 | $42,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 6,000 | $42,000 | thousands by filing date | call |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 2,458 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD CBOE | 33733E609 | S\&P.* | 1,598 | $42,000 | thousands by filing date | |
| BARCLAYS BK PLC IPTH NAT GAS | 06740P239 | COM | 1,885 | $42,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 2,164 | $42,000 | thousands by filing date | |
| PROSHARES TR II | 74347W494 | PROSHS ULT AUS | 1,525 | $42,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 3,700 | $41,000 | thousands by filing date | put |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 200 | $41,000 | thousands by filing date | put |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 2,089 | $41,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 935 | $41,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 700 | $41,000 | thousands by filing date | put |
| INNODATA INC | 457642205 | COM NEW | 13,933 | $41,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 2,207 | $41,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 1,856 | $41,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,792 | $41,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 2,000 | $41,000 | thousands by filing date | put |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 2,500 | $41,000 | thousands by filing date | put |
| DENNYS CORP | 24869P104 | COM | 3,969 | $41,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 4,000 | $41,000 | thousands by filing date | call |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,639 | $41,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 1,800 | $41,000 | thousands by filing date | call |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 4,579 | $41,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 2,800 | $41,000 | thousands by filing date | call |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 900 | $41,000 | thousands by filing date | call |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 1,646 | $41,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 6,369 | $41,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 2,100 | $41,000 | thousands by filing date | call |
| EXTERRAN HLDGS INC | 30225X103 | COM | 1,258 | $41,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 2,702 | $41,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 5,400 | $41,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 2,972 | $41,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 5,938 | $41,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 1,513 | $41,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 763 | $41,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 898 | $41,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 3,204 | $41,000 | thousands by filing date | |
| PROSHARES ULTRA RUS 1000 VAL | 74347R529 | COM | 534 | $41,000 | thousands by filing date | |
| DIREXION DAILY | 25459Y306 | TL BD MKT BEAR | 1,247 | $41,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 3,444 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 2,354 | $41,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 6,176 | $41,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 5,393 | $41,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 700 | $40,000 | thousands by filing date | put |
| INVESCO LTD SHS | G491BT108 | Stock | 1,000 | $40,000 | thousands by filing date | call |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 900 | $40,000 | thousands by filing date | put |
| KELLY SVCS INC | 488152208 | CL A | 2,354 | $40,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 2,669 | $40,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 500 | $40,000 | thousands by filing date | call |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 862 | $40,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 11,650 | $40,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 1,386 | $40,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 620 | $40,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 262 | $40,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 827 | $40,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 27,000 | $40,000 | thousands by filing date | principal |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 24,056 | $40,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 108,400 | $40,000 | thousands by filing date | put |
| ASGN INC | 682159108 | COM | 1,200 | $40,000 | thousands by filing date | put |
| MANITOWOC COMPANY INC | 563571108 | COM | 1,800 | $40,000 | thousands by filing date | put |
| KEY ENERGY SVCS INC | 492914106 | COM | 23,893 | $40,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 1,700 | $40,000 | thousands by filing date | call |
| SILVER STD RES INC | 82823L106 | COM | 8,000 | $40,000 | thousands by filing date | call |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 700 | $40,000 | thousands by filing date | call |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 1,576 | $40,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 1,500 | $40,000 | thousands by filing date | put |
| FRONTLINE LTD | G3682E127 | COM | 16,090 | $40,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 10,597 | $40,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 1,529 | $40,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 840 | $40,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 7,000 | $40,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 1,285 | $40,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 3,689 | $40,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 2,453 | $40,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y181 | SML CP BULL 2X | 297 | $40,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 2,179 | $40,000 | thousands by filing date | |
| GLOBAL DEFENSE & NATL SEC SY | 37953N108 | COM | 3,854 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74348A293 | ULTSHT RUSS GWTH | 1,239 | $40,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 2,220 | $39,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,300 | $39,000 | thousands by filing date | put |
| JABIL INC COM | 466313103 | Stock | 1,800 | $39,000 | thousands by filing date | call |
| OIL DRI CORP AMER COM | 677864100 | Stock | 1,197 | $39,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 400 | $39,000 | thousands by filing date | call |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 200 | $39,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 3,037 | $39,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 1,100 | $39,000 | thousands by filing date | put |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 1,462 | $39,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,400 | $39,000 | thousands by filing date | put |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 1,477 | $39,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,376 | $39,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 2,600 | $39,000 | thousands by filing date | call |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 5,018 | $39,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 700 | $39,000 | thousands by filing date | call |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 4,842 | $39,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 2,100 | $39,000 | thousands by filing date | call |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 1,500 | $39,000 | thousands by filing date | put |
| ENCORE ENERGY CORP F | 97717W174 | COM | 1,828 | $39,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 2,900 | $39,000 | thousands by filing date | call |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 4,800 | $39,000 | thousands by filing date | call |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 1,557 | $39,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 20,500 | $39,000 | thousands by filing date | call |
| EMC INS GROUP INC | 268664109 | COM | 1,112 | $39,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 2,673 | $39,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 3,134 | $39,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 982 | $39,000 | thousands by filing date | |
| COMMUNITY BANK SHARES/IN | 203599105 | COMMON | 1,437 | $39,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 756 | $39,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 920 | $39,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 2,200 | $39,000 | thousands by filing date | call |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 43,176 | $39,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 1,300 | $38,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657101 | COM | 700 | $38,000 | thousands by filing date | put |
| AMC NETWORKS INC | 00164V103 | CL A | 600 | $38,000 | thousands by filing date | call |
| ARDELYX INC | 039697107 | COM | 2,005 | $38,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 2,500 | $38,000 | thousands by filing date | call |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 881 | $38,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 900 | $38,000 | thousands by filing date | call |
| DATALINK CORP | 237934104 | COMMON STOCK | 2,934 | $38,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 8,100 | $38,000 | thousands by filing date | call |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 4,134 | $38,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 400 | $38,000 | thousands by filing date | call |
| ENDOCYTE INC | 29269A102 | COM | 6,000 | $38,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 4,110 | $38,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 2,464 | $38,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 1,100 | $38,000 | thousands by filing date | put |
| ALERE INC | 01449J105 | COM | 1,000 | $38,000 | thousands by filing date | put |
| CDI CORP | 125071100 | COM | 2,150 | $38,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 12,100 | $38,000 | thousands by filing date | call |
| CORPBANCA | 21987A209 | SPONSORED ADR | 2,119 | $38,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 4,449 | $38,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES-CL B | 345550305 | COMMON | 1,761 | $38,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 1,804 | $38,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 1,787 | $38,000 | thousands by filing date | |
| ISHARES TR | 46429B622 | MSCI A/C ASIA | 699 | $38,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 1,697 | $38,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 1,002 | $38,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R406 | SEL LC GRW ETF | 869 | $38,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F176 | COM | 914 | $38,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 2,225 | $38,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,609 | $38,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 700 | $37,000 | thousands by filing date | put |
| INGLES MKTS INC CL A | 457030104 | Stock | 1,000 | $37,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 1,000 | $37,000 | thousands by filing date | put |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 900 | $37,000 | thousands by filing date | call |
| AAR CORP | 000361105 | COM | 1,316 | $37,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 5,590 | $37,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 1,669 | $37,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 2,000 | $37,000 | thousands by filing date | call |
| INPHI CORP | 45772F107 | COM | 2,000 | $37,000 | thousands by filing date | put |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 2,073 | $37,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 5,044 | $37,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 4,477 | $37,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 1,545 | $37,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 3,302 | $37,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 9,113 | $37,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 5,214 | $37,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 6,669 | $37,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 6,700 | $37,000 | thousands by filing date | call |
| PENNS WOODS BANCORP INC | 708430103 | COM | 750 | $37,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 544 | $37,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 2,200 | $37,000 | thousands by filing date | call |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 3,428 | $37,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 6,329 | $37,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 5,300 | $37,000 | thousands by filing date | call |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 20,998 | $37,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 41,700 | $37,000 | thousands by filing date | put |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 53,045 | $37,000 | thousands by filing date | |
| PROSHARES SHORT BASIC MAT | 74347X559 | COM | 1,454 | $37,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 1,537 | $37,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 4,816 | $37,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 2,105 | $37,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H230 | ETN DJUBSSOFT 38 | 963 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347X484 | ULT KBW REGBNK | 393 | $37,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 2,165 | $37,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 100 | $37,000 | thousands by filing date | |
| YODLEE INC | 98600P201 | COM | 2,990 | $37,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 4,180 | $36,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 600 | $36,000 | thousands by filing date | call |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 900 | $36,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 500 | $36,000 | thousands by filing date | put |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 2,065 | $36,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 600 | $36,000 | thousands by filing date | call |
| KBR INC COM | 48242W106 | Stock | 2,100 | $36,000 | thousands by filing date | call |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,204 | $36,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 1,400 | $36,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 1,925 | $36,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 1,497 | $36,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 1,350 | $36,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 3,593 | $36,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 2,125 | $36,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 2,756 | $36,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 5,400 | $36,000 | thousands by filing date | call |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 542 | $36,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 879 | $36,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 1,136 | $36,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 2,000 | $36,000 | thousands by filing date | call |
| DYNAMIC MATLS CORP | 267888105 | COM | 2,236 | $36,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 6,500 | $36,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 1,716 | $36,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 4,175 | $36,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 4,650 | $36,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 6,665 | $36,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 2,289 | $36,000 | thousands by filing date | |
| WESTMORELAND COAL CO | 960878304 | PFD DP A CV1/4 | 623 | $36,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 1,221 | $36,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W217 | US DEFLATION | 645 | $36,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 1,308 | $36,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 567 | $36,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 3,455 | $36,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 2,633 | $36,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 2,400 | $36,000 | thousands by filing date | call |
| NEPHROGENEX INC | 640667101 | Cmn | 2,699 | $36,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 500 | $35,000 | thousands by filing date | put |
| GAMING & LEISURE P COM | 36467J108 | REIT | 1,200 | $35,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 3,500 | $35,000 | thousands by filing date | put |
| ALAMO GROUP INC | 011311107 | COM | 732 | $35,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 1,341 | $35,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,200 | $35,000 | thousands by filing date | put |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 1,000 | $35,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,100 | $35,000 | thousands by filing date | put |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 700 | $35,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 1,100 | $35,000 | thousands by filing date | call |
| TRUEBLUE INC | 89785X101 | COM | 1,596 | $35,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 914 | $35,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 1,200 | $35,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 2,025 | $35,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 2,007 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 1,156 | $35,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 1,320 | $35,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 1,700 | $35,000 | thousands by filing date | call |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 1,992 | $35,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 1,123 | $35,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 300 | $35,000 | thousands by filing date | call |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 51,651 | $35,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 2,392 | $35,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 1,583 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 680 | $35,000 | thousands by filing date | |
| ISHARES INC | 464286467 | EMKTS GRW IDX | 669 | $35,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 17,345 | $35,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 1,325 | $35,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 4,463 | $35,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 3,395 | $35,000 | thousands by filing date | |
| 1347 CAP CORP | 68245V202 | UNIT 07/18/2016 | 3,466 | $35,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 300 | $34,000 | thousands by filing date | put |
| MURPHY USA INC COM | 626755102 | Stock | 500 | $34,000 | thousands by filing date | put |
| FMC CORP COM NEW | 302491303 | Stock | 600 | $34,000 | thousands by filing date | call |
| Q2 HLDGS INC COM | 74736L109 | Stock | 1,778 | $34,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,200 | $34,000 | thousands by filing date | put |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 718 | $34,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 4,574 | $34,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 1,700 | $34,000 | thousands by filing date | call |
| SANDERSON FARMS | 800013104 | COM | 400 | $34,000 | thousands by filing date | call |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 1,063 | $34,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 3,715 | $34,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 2,832 | $34,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 2,293 | $34,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 500 | $34,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 6,800 | $34,000 | thousands by filing date | call |
| REGIS CORP | 758932107 | COM | 2,000 | $34,000 | thousands by filing date | call |
| ACE LTD | H0023R105 | SHS | 300 | $34,000 | thousands by filing date | call |
| HESKA CORP | 42805E306 | COM | 1,904 | $34,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 2,685 | $34,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 1,142 | $34,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 1,621 | $34,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 5,189 | $34,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 3,307 | $34,000 | thousands by filing date | |
| DB-X FUNDS | 233052109 | XTRAK 2010TGT DT | 1,368 | $34,000 | thousands by filing date | |
| HUNTINGTON US EQUITY ROTATIO | 446698102 | CMN | 889 | $34,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 960 | $34,000 | thousands by filing date | |
| TEXAS CAPITAL BANCSHARES INC | 88224Q115 | WTS | 855 | $34,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 1,667 | $34,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 2,663 | $34,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 1,783 | $34,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 2,298 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74348A327 | ULTSHT SMLCP600 | 871 | $34,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 14,641 | $34,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 1,407 | $34,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y644 | Cmn | 1,404 | $34,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 525 | $33,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 800 | $33,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,200 | $33,000 | thousands by filing date | call |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 3,280 | $33,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 2,508 | $33,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 3,400 | $33,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-002162 | this filing | 2015-02-17 | acceptance time not in the bulk data set |