13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 9,776 holding rows worth $143,078,463,000.
- Accession
- 0000950123-15-002162
- Filer
- CIK 1610520
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 15,242 entries on the cover page, a total value of $143,078,463,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $143,078,557,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 200 | $9,000 | thousands by filing date | put |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 200 | $9,000 | thousands by filing date | call |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 300 | $9,000 | thousands by filing date | put |
| CVR Partners, LP | 126633106 | LTD | 900 | $9,000 | thousands by filing date | call |
| CIBER INC | 17163B102 | COM | 2,486 | $9,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 936 | $9,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 600 | $9,000 | thousands by filing date | put |
| ARUBA NETWORKS INC | 043176106 | COM | 500 | $9,000 | thousands by filing date | put |
| SERVOTRONICS INC | 817732100 | COM | 1,428 | $9,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 3,665 | $9,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 1,302 | $9,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 3,600 | $9,000 | thousands by filing date | put |
| WI-LAN INC | 928972108 | COM | 3,043 | $9,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 1,000 | $9,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 591 | $9,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 4,213 | $9,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 7,234 | $9,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,100 | $9,000 | thousands by filing date | put |
| ROSETTA STONE INC | 777780107 | COM | 916 | $9,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 3,000 | $9,000 | thousands by filing date | put |
| STEMCELLS INC | 85857R204 | COM NEW | 9,425 | $9,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 6,500 | $9,000 | thousands by filing date | put |
| AUTOBYTEL INC | 05275N205 | COM | 821 | $9,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 2,595 | $9,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 4,223 | $9,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 5,474 | $9,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 636 | $9,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 3,563 | $9,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 1,800 | $9,000 | thousands by filing date | call |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 1,781 | $9,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 31,724 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 351 | $9,000 | thousands by filing date | |
| Professional Diversity Network | 74312y103 | COM | 1,749 | $9,000 | thousands by filing date | |
| WOLVERINE BANCORP INC | 977880103 | COM | 361 | $9,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 853 | $9,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P188 | 3X INV JAP GOV | 580 | $9,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H459 | PS CMDT LG ETN | 797 | $9,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 235 | $9,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 1,229 | $9,000 | thousands by filing date | |
| DOVER SADDLERY INC | 260412101 | COM | 1,838 | $9,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 2,321 | $9,000 | thousands by filing date | |
| COMERICA INC-CW18 | 200340115 | WTS | 512 | $9,000 | thousands by filing date | |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 32,229 | $9,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 5,597 | $9,000 | thousands by filing date | |
| GENERAL EMPLOYMENT ENTERPRIS | 369730106 | COM | 7,815 | $9,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 1,236 | $9,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 2,479 | $9,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L527 | 30 YR TREAS BULL | 117 | $9,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 8,444 | $9,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297504 | ELEMENT USETN22 | 610 | $9,000 | thousands by filing date | |
| UBIC INC | 90346V105 | SPONSORED ADR | 796 | $9,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 2,292 | $9,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 20,595 | $9,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 1,606 | $9,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 596 | $9,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 4,889 | $9,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 1,786 | $9,000 | thousands by filing date | |
| BARCLAYS BANK PLC INV USTREA ETN | 06742W570 | Stock | 267 | $9,000 | thousands by filing date | |
| 6D Global Tech Inc | 83002F100 | COM | 1,300 | $9,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 610 | $9,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 566 | $9,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 78 | $9,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274D705 | S&P 500 VEQ SW | 400 | $9,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 100 | $8,000 | thousands by filing date | call |
| PLEXUS CORP COM | 729132100 | Stock | 204 | $8,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 300 | $8,000 | thousands by filing date | put |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 200 | $8,000 | thousands by filing date | put |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 100 | $8,000 | thousands by filing date | put |
| INVESCO LTD SHS | G491BT108 | Stock | 200 | $8,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 100 | $8,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 100 | $8,000 | thousands by filing date | call |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 400 | $8,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 200 | $8,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 100 | $8,000 | thousands by filing date | put |
| LKQ CORP COM | 501889208 | Stock | 300 | $8,000 | thousands by filing date | put |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 200 | $8,000 | thousands by filing date | put |
| RAYONIER INC COM | 754907103 | REIT | 300 | $8,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 400 | $8,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 500 | $8,000 | thousands by filing date | call |
| AMERICAN PUB ED INC | 02913V103 | COM | 217 | $8,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 361 | $8,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 4,600 | $8,000 | thousands by filing date | call |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 300 | $8,000 | thousands by filing date | call |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 500 | $8,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 300 | $8,000 | thousands by filing date | put |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 400 | $8,000 | thousands by filing date | call |
| ABIOMED INC | 003654100 | COM | 200 | $8,000 | thousands by filing date | put |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 500 | $8,000 | thousands by filing date | put |
| JACK IN THE BOX INC | 466367109 | COM | 100 | $8,000 | thousands by filing date | put |
| UNILEVER N V | 904784709 | N Y SHS NEW | 200 | $8,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 437 | $8,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 2,000 | $8,000 | thousands by filing date | call |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 100 | $8,000 | thousands by filing date | call |
| NEKTAR THERAPEUTICS | 640268108 | COM | 500 | $8,000 | thousands by filing date | call |
| TUCOWS INC | 898697206 | COM NEW | 400 | $8,000 | thousands by filing date | call |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 439 | $8,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 2,135 | $8,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 597 | $8,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 2,800 | $8,000 | thousands by filing date | put |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 100 | $8,000 | thousands by filing date | put |
| UNITED BANCORP INC OHIO | 909911109 | COM | 948 | $8,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 2,550 | $8,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 2,735 | $8,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 738 | $8,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 851 | $8,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 3,961 | $8,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 100 | $8,000 | thousands by filing date | call |
| ROCKWELL COLLINS INC | 774341101 | COM | 100 | $8,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 200 | $8,000 | thousands by filing date | call |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 5,282 | $8,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 3,054 | $8,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 1,200 | $8,000 | thousands by filing date | put |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 2,600 | $8,000 | thousands by filing date | put |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 2,400 | $8,000 | thousands by filing date | put |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 500 | $8,000 | thousands by filing date | put |
| DENISON MINES CORP | 91688T104 | COM | 7,261 | $8,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 8,888 | $8,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 1,700 | $8,000 | thousands by filing date | call |
| POWER REIT | 73933H101 | COM | 935 | $8,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 1,745 | $8,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 100 | $8,000 | thousands by filing date | call |
| QIWI PLC | 74735M108 | SPON ADR REP B | 400 | $8,000 | thousands by filing date | call |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 200 | $8,000 | thousands by filing date | call |
| STARTEK INC | 85569C107 | COM | 772 | $8,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 730 | $8,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 500 | $8,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 769 | $8,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 200 | $8,000 | thousands by filing date | put |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 700 | $8,000 | thousands by filing date | put |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 300 | $8,000 | thousands by filing date | put |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 400 | $8,000 | thousands by filing date | call |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 235 | $8,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 7,200 | $8,000 | thousands by filing date | call |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 500 | $8,000 | thousands by filing date | call |
| ARQULE INC | 04269E107 | COM | 6,792 | $8,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 200 | $8,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 1,159 | $8,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 3,109 | $8,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 600 | $8,000 | thousands by filing date | call |
| BLUE NILE INC | 09578R103 | COM | 219 | $8,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 8,886 | $8,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 500 | $8,000 | thousands by filing date | put |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 400 | $8,000 | thousands by filing date | call |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 3,968 | $8,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 6,704 | $8,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 1,543 | $8,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 596 | $8,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 14,700 | $8,000 | thousands by filing date | call |
| NORTHEAST BANCORP | 663904209 | COM | 834 | $8,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 16,000 | $8,000 | thousands by filing date | principal |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 1,000 | $8,000 | thousands by filing date | call |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 900 | $8,000 | thousands by filing date | call |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 1,000 | $8,000 | thousands by filing date | call |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 1,600 | $8,000 | thousands by filing date | call |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 4,164 | $8,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 6,316 | $8,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 4,555 | $8,000 | thousands by filing date | |
| ELONG - ADR | 290138205 | ADR | 419 | $8,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 100 | $8,000 | thousands by filing date | call |
| ROPER INDUSTRIES INC | 776696AA4 | CNV | 4,000 | $8,000 | thousands by filing date | principal |
| EUROSEAS LTD | Y23592200 | CMN | 10,921 | $8,000 | thousands by filing date | |
| CHART ACQUISITION CORP | 161151204 | UNIT | 800 | $8,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 2,055 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 400 | $8,000 | thousands by filing date | call |
| HOPFED BANCORP INC | 439734104 | COM | 564 | $8,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P643 | TRES 5YR BEAR | 216 | $8,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D670 | 3X INVERS GOLD | 108 | $8,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 1,360 | $8,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 2,604 | $8,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 334 | $8,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 453 | $8,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 1,000 | $8,000 | thousands by filing date | call |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 1,070 | $8,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 10,005 | $8,000 | thousands by filing date | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 8,028 | $8,000 | thousands by filing date | |
| LIONS GATE ENTERTAINMENT 3.625% CB 03/15/2025- REG | 53626YAA6 | Bond | 2,000 | $8,000 | thousands by filing date | principal |
| WILHELMINA INTL INC | 968235200 | COM NEW | 1,317 | $8,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 4,675 | $8,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 556 | $8,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 1,168 | $8,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 1,635 | $8,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 300 | $8,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 1,405 | $8,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR QTY 2000 | 00400R403 | CEF | 321 | $8,000 | thousands by filing date | |
| Del Taco Restaurants | 52748T104 | COM | 809 | $8,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 747 | $8,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 5,312 | $8,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,100 | $7,000 | thousands by filing date | call |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 372 | $7,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 500 | $7,000 | thousands by filing date | call |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 100 | $7,000 | thousands by filing date | call |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 100 | $7,000 | thousands by filing date | call |
| DOLLAR GEN CORP COM | 256677105 | Stock | 100 | $7,000 | thousands by filing date | put |
| VERACYTE INC COM | 92337F107 | Stock | 675 | $7,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,200 | $7,000 | thousands by filing date | put |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 100 | $7,000 | thousands by filing date | call |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 200 | $7,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 1,241 | $7,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 900 | $7,000 | thousands by filing date | call |
| PROTO LABS INC | 743713109 | COM | 100 | $7,000 | thousands by filing date | call |
| IPG PHOTONICS CORP | 44980X109 | COM | 100 | $7,000 | thousands by filing date | put |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 800 | $7,000 | thousands by filing date | call |
| TRUPANION INC | 898202106 | COM | 970 | $7,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 2,410 | $7,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 200 | $7,000 | thousands by filing date | call |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 200 | $7,000 | thousands by filing date | put |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 829 | $7,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 298 | $7,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 296 | $7,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 1,262 | $7,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1,183 | $7,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 296 | $7,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 400 | $7,000 | thousands by filing date | put |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,517 | $7,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 255 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 350 | $7,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 500 | $7,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 500 | $7,000 | thousands by filing date | call |
| Gilat Satellite Network | M51474118 | COM | 1,409 | $7,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 1,335 | $7,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 1,297 | $7,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 2,068 | $7,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 2,598 | $7,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 634 | $7,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 417 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 100 | $7,000 | thousands by filing date | call |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 100 | $7,000 | thousands by filing date | call |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 100 | $7,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 158 | $7,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 400 | $7,000 | thousands by filing date | call |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 406 | $7,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 458 | $7,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 200 | $7,000 | thousands by filing date | call |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 33,190 | $7,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 3,000 | $7,000 | thousands by filing date | put |
| NW Biotherapeutics | 66737P600 | USD | 1,300 | $7,000 | thousands by filing date | call |
| FLEETMATICS GROUP PLC | G35569105 | COM | 184 | $7,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 100 | $7,000 | thousands by filing date | call |
| ALTERA CORP | 021441100 | COM | 200 | $7,000 | thousands by filing date | call |
| ASGN INC | 682159108 | COM | 200 | $7,000 | thousands by filing date | call |
| RPX CORP | 74972G103 | COM | 500 | $7,000 | thousands by filing date | call |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 500 | $7,000 | thousands by filing date | call |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 175 | $7,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 100 | $7,000 | thousands by filing date | call |
| OMNICARE INC | 681904108 | COM | 100 | $7,000 | thousands by filing date | call |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 3,505 | $7,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 100 | $7,000 | thousands by filing date | call |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 2,587 | $7,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 493 | $7,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 17,846 | $7,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 1,000 | $7,000 | thousands by filing date | put |
| SPANSION INC | 84649R200 | COM CL A NEW | 200 | $7,000 | thousands by filing date | call |
| HARVEST CAP CR CORP | 41753F109 | COM | 566 | $7,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 4,900 | $7,000 | thousands by filing date | call |
| RR DONNELLEY + SONS CO | 257867101 | COM | 400 | $7,000 | thousands by filing date | put |
| GSE SYS INC | 36227k106 | COM | 4,046 | $7,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 5,000 | $7,000 | thousands by filing date | principal |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 3,948 | $7,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 800 | $7,000 | thousands by filing date | call |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 936 | $7,000 | thousands by filing date | |
| BTU INTERNATIONAL INC | 056032105 | COM | 2,194 | $7,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 7,000 | $7,000 | thousands by filing date | principal |
| RUCKUS WIRELESS INC | 781220108 | COM | 600 | $7,000 | thousands by filing date | put |
| VERSAR INC | 925297103 | COM | 2,112 | $7,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 4,940 | $7,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 2,321 | $7,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D787 | VIX MID TERM | 400 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y462 | DLY CHINBR3X NEW | 600 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E317 | GLBLX CEN ASIA | 640 | $7,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 570 | $7,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 2,778 | $7,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 897 | $7,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 2,460 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347X518 | ULT MSCIMEX CAPP | 204 | $7,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 6,345 | $7,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 13,384 | $7,000 | thousands by filing date | |
| FLUOR CORP NEW | 343412AA0 | NOTE 1.5 | 3,000 | $7,000 | thousands by filing date | principal |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 1,900 | $7,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 3,247 | $7,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 377 | $7,000 | thousands by filing date | |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 4,381 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J216 | COM | 250 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 100 | $7,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 283,080 | $7,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 4,957 | $7,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 270 | $7,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 1,989 | $7,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 3,445 | $7,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 278 | $7,000 | thousands by filing date | |
| ONE HORIZON GROUP INC | 68235H205 | COM NEW | 3,626 | $7,000 | thousands by filing date | |
| SIGNAL GENETICS INC | 826640104 | Cmn | 2,655 | $7,000 | thousands by filing date | |
| GLOBEIMMUNE INC | 37957B100 | COM | 858 | $7,000 | thousands by filing date | |
| FX ENERGY INC | 302695309 | 9.25% PFD SER B | 400 | $7,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q205 | UNIT 03/17/2014 | 700 | $7,000 | thousands by filing date | |
| SUPERTEL HOSPITALITY INC NEW | 86852R108 | COM | 3,094 | $7,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 200 | $6,000 | thousands by filing date | put |
| AMERICANRLTYINVSINC | 029174109 | STOK | 1,184 | $6,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 100 | $6,000 | thousands by filing date | put |
| VERISIGN INC COM | 92343E102 | Stock | 100 | $6,000 | thousands by filing date | call |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 100 | $6,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 300 | $6,000 | thousands by filing date | put |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 100 | $6,000 | thousands by filing date | call |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 100 | $6,000 | thousands by filing date | call |
| LKQ CORP COM | 501889208 | Stock | 200 | $6,000 | thousands by filing date | call |
| DEXCOM INC COM | 252131107 | Stock | 100 | $6,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 100 | $6,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,700 | $6,000 | thousands by filing date | call |
| SABRE CORP COM | 78573M104 | Stock | 307 | $6,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 4,022 | $6,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 439 | $6,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 900 | $6,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 900 | $6,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 300 | $6,000 | thousands by filing date | put |
| THOR INDS INC | 885160101 | COM | 100 | $6,000 | thousands by filing date | put |
| ABM INDS INC | 000957100 | COM | 200 | $6,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 1,000 | $6,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 2,000 | $6,000 | thousands by filing date | put |
| ADDUS HOMECARE CORP | 006739106 | COM | 258 | $6,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 100 | $6,000 | thousands by filing date | call |
| MIMEDX GROUP INC | 602496101 | COM | 500 | $6,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 100 | $6,000 | thousands by filing date | put |
| LIVEPERSON, INC. | 538146101 | COM | 400 | $6,000 | thousands by filing date | put |
| CERNER CORP | 156782104 | COM | 100 | $6,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 100 | $6,000 | thousands by filing date | put |
| TENNECO INC | 880349105 | COM | 100 | $6,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 500 | $6,000 | thousands by filing date | put |
| MONRO INC | 610236101 | COMMON STOCK | 100 | $6,000 | thousands by filing date | call |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 4,066 | $6,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 200 | $6,000 | thousands by filing date | put |
| INTEST CORP | 461147100 | COMMON STOCK | 1,316 | $6,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 310 | $6,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 607 | $6,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 2,300 | $6,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 1,282 | $6,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 2,000 | $6,000 | thousands by filing date | call |
| DESTINATION XL GROUP INC | 25065K104 | COM | 1,125 | $6,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 100 | $6,000 | thousands by filing date | put |
| TRIO TECH INTL | 896712205 | COM NEW | 2,055 | $6,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 299 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 80 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 65 | $6,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 299 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 360 | $6,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 984 | $6,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 6,398 | $6,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 426 | $6,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 500 | $6,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 551 | $6,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 100 | $6,000 | thousands by filing date | call |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 635 | $6,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 200 | $6,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 2,200 | $6,000 | thousands by filing date | call |
| AIR INDS GROUP COM | 00912N205 | Stock | 583 | $6,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 100 | $6,000 | thousands by filing date | call |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 2,800 | $6,000 | thousands by filing date | call |
| CARVER BANCORP ORD | 146875604 | COM | 960 | $6,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 10,000 | $6,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 636 | $6,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 500 | $6,000 | thousands by filing date | put |
| HOSPIRA INC | 441060100 | COM | 100 | $6,000 | thousands by filing date | call |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 2,529 | $6,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 304 | $6,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 100 | $6,000 | thousands by filing date | put |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 555 | $6,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 400 | $6,000 | thousands by filing date | put |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 100 | $6,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 6,000 | $6,000 | thousands by filing date | principal |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 2,400 | $6,000 | thousands by filing date | put |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 3,000 | $6,000 | thousands by filing date | principal |
| ENDOCYTE INC | 29269A102 | COM | 1,000 | $6,000 | thousands by filing date | put |
| EPIZYME INC | 29428V104 | COM | 300 | $6,000 | thousands by filing date | call |
| EXFO INC | 302046107 | SUB VTG SHS | 1,782 | $6,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 500 | $6,000 | thousands by filing date | put |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 500 | $6,000 | thousands by filing date | call |
| ANGIES LIST INC | 034754101 | COM | 1,000 | $6,000 | thousands by filing date | put |
| NEUSTAR INC | 64126X201 | CL A | 200 | $6,000 | thousands by filing date | call |
| SELECT COMFORT CORP | 81616X103 | COM | 215 | $6,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 200 | $6,000 | thousands by filing date | put |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 4,100 | $6,000 | thousands by filing date | call |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 5,000 | $6,000 | thousands by filing date | principal |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 1,925 | $6,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 2,972 | $6,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 800 | $6,000 | thousands by filing date | call |
| LIFELOCK INC COM | 53224V100 | COM | 300 | $6,000 | thousands by filing date | call |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 500 | $6,000 | thousands by filing date | call |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 2,000 | $6,000 | thousands by filing date | call |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 4,000 | $6,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 1,500 | $6,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 300 | $6,000 | thousands by filing date | call |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 500 | $6,000 | thousands by filing date | put |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 12,921 | $6,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 1,669 | $6,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 482 | $6,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 3,000 | $6,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 1,367 | $6,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 629 | $6,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 3,952 | $6,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 866 | $6,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 20,000 | $6,000 | thousands by filing date | principal |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 13,400 | $6,000 | thousands by filing date | call |
| China Recycling Energy Corp | 168913101 | Com | 8,491 | $6,000 | thousands by filing date | |
| ALON BLUE SQUARE ISRAEL LTD | 02051Q106 | SPONSORED ADR | 2,218 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347X336 | ULTRASHRT TIPS | 226 | $6,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 9,571 | $6,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 948 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 278 | $6,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 100 | $6,000 | thousands by filing date | call |
| GEEKNET INC | 36846Q203 | COM | 762 | $6,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 911 | $6,000 | thousands by filing date | |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 4,440 | $6,000 | thousands by filing date | |
| CHYRONHEGO CORP | 171607104 | COM | 2,197 | $6,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 3,123 | $6,000 | thousands by filing date | |
| ADVANCED PHOTONIX INC | 00754E107 | CLA | 20,088 | $6,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 966 | $6,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255302 | COM PAR $0.0001 | 2,820 | $6,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 3,215 | $6,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 3,800 | $6,000 | thousands by filing date | call |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 4,545 | $6,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 1,140 | $6,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 242 | $6,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 979 | $6,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 366 | $6,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 2,891 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P650 | TRES 5YR BULL | 100 | $6,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 429 | $6,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 100 | $6,000 | thousands by filing date | put |
| CONTROL4 CORP | 21240D107 | COM | 400 | $6,000 | thousands by filing date | call |
| THIRD PT REINS LTD | G8827U100 | COM | 400 | $6,000 | thousands by filing date | put |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 9,270 | $6,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 268 | $6,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 500 | $6,000 | thousands by filing date | call |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 5,000 | $6,000 | thousands by filing date | |
| BACTERIN INTL HLDGS INC | 05644R200 | COM NEW | 1,917 | $6,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 1,806 | $6,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 200 | $6,000 | thousands by filing date | call |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 4,762 | $6,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 500 | $6,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 276 | $6,000 | thousands by filing date | |
| Cogo Group, Inc. | G9363W104 | COM | 4,180 | $6,000 | thousands by filing date | |
| VESTIN RLTY MTG II INC | 92549X300 | COM PAR | 1,449 | $6,000 | thousands by filing date | |
| CVSL INC | 12665T206 | Cmn | 710 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X228 | MSCI TAWN STRGIC | 100 | $6,000 | thousands by filing date | |
| CORP RES SVCS INC COM | 22004Y105 | Stock | 5,186 | $6,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 100 | $5,000 | thousands by filing date | call |
| EPAM SYS INC COM | 29414B104 | Stock | 100 | $5,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 400 | $5,000 | thousands by filing date | call |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 100 | $5,000 | thousands by filing date | call |
| BERKLEY W R CORP COM | 084423102 | Stock | 100 | $5,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,000 | $5,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 100 | $5,000 | thousands by filing date | put |
| ANDERSONS INC COM | 034164103 | Stock | 100 | $5,000 | thousands by filing date | call |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 200 | $5,000 | thousands by filing date | call |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 100 | $5,000 | thousands by filing date | put |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 100 | $5,000 | thousands by filing date | call |
| CARNIVAL PLC ADS | 14365C103 | ADR | 100 | $5,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 5,500 | $5,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 198 | $5,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 3,586 | $5,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 300 | $5,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 100 | $5,000 | thousands by filing date | put |
| ECHOSTAR CORP | 278768106 | CL A | 100 | $5,000 | thousands by filing date | put |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 500 | $5,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 400 | $5,000 | thousands by filing date | call |
| MERCER INTL INC | 588056101 | COM | 400 | $5,000 | thousands by filing date | put |
| CLUBCORP HLDGS INC | 18948M108 | COM | 300 | $5,000 | thousands by filing date | call |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 241 | $5,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 1,087 | $5,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 473 | $5,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 1,846 | $5,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 100 | $5,000 | thousands by filing date | put |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 370 | $5,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 612 | $5,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 271 | $5,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 2,605 | $5,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 194 | $5,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 599 | $5,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 661 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 211 | $5,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 7,048 | $5,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 1,830 | $5,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 951 | $5,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 2,238 | $5,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 550 | $5,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 2,447 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 110 | $5,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 1,045 | $5,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 1,000 | $5,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 900 | $5,000 | thousands by filing date | call |
| LOXO ONCOLOGY INC | 548862101 | COM | 399 | $5,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 100 | $5,000 | thousands by filing date | put |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 500 | $5,000 | thousands by filing date | put |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 645 | $5,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 800 | $5,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,500 | $5,000 | thousands by filing date | put |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 100 | $5,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 300 | $5,000 | thousands by filing date | call |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 279 | $5,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 500 | $5,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 630 | $5,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 300 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-002162 | this filing | 2015-02-17 | acceptance time not in the bulk data set |