13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 9,776 holding rows worth $143,078,463,000.
- Accession
- 0000950123-15-002162
- Filer
- CIK 1610520
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 15,242 entries on the cover page, a total value of $143,078,463,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $143,078,557,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,000 | $75,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 400 | $75,000 | thousands by filing date | call |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 2,156 | $75,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 2,816 | $75,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,300 | $75,000 | thousands by filing date | put |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 3,590 | $75,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 514 | $75,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 4,905 | $75,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 15,989 | $75,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 7,205 | $75,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 19,742 | $75,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 110,204 | $75,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 2,832 | $75,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 12,128 | $75,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 1,000 | $75,000 | thousands by filing date | call |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 3,423 | $75,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 1,500 | $74,000 | thousands by filing date | call |
| KEYCORP COM | 493267108 | Stock | 5,300 | $74,000 | thousands by filing date | put |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 5,555 | $74,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 3,600 | $74,000 | thousands by filing date | call |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 4,713 | $74,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 9,831 | $74,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 14,583 | $74,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 2,862 | $74,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 1,163 | $74,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 6,500 | $74,000 | thousands by filing date | put |
| FIRST TRUST VALUE LINE EQUITY | 336919105 | COM | 2,813 | $74,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740209 | UNIT 10/20/2021 | 7,450 | $74,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 6,900 | $73,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 2,100 | $73,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,100 | $73,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 1,200 | $73,000 | thousands by filing date | put |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 4,100 | $73,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 900 | $73,000 | thousands by filing date | call |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 10,651 | $73,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 2,000 | $73,000 | thousands by filing date | put |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 12,833 | $73,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 896 | $73,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 528 | $73,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 7,100 | $73,000 | thousands by filing date | call |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 2,318 | $72,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 1,535 | $72,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,500 | $72,000 | thousands by filing date | put |
| COMMVAULT SYS INC COM | 204166102 | Stock | 1,400 | $72,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 800 | $72,000 | thousands by filing date | call |
| EAGLE BANCORPORATION INC | 268948106 | COM | 2,041 | $72,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 4,045 | $72,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 2,700 | $72,000 | thousands by filing date | put |
| AIR LEASE CORP | 00912X302 | CL A | 2,100 | $72,000 | thousands by filing date | put |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 3,100 | $72,000 | thousands by filing date | put |
| ANALOGIC CORP | 032657207 | COM | 846 | $72,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 1,090 | $72,000 | thousands by filing date | |
| COLUMBIA LG CAP GROWTH ETF | 19761R307 | COM | 1,680 | $72,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 2,906 | $72,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 1,500 | $71,000 | thousands by filing date | put |
| STATE STR CORP COM | 857477103 | Stock | 900 | $71,000 | thousands by filing date | put |
| QUINSTREET INC | 74874Q100 | COM | 11,599 | $71,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 7,600 | $71,000 | thousands by filing date | call |
| AH BELO CORP | 001282102 | COMMON STOCK | 6,841 | $71,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 8,317 | $71,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 1,829 | $71,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 3,500 | $71,000 | thousands by filing date | call |
| THORATEC CORP | 885175307 | COM | 2,200 | $71,000 | thousands by filing date | call |
| TROVAGENE INC | 897238309 | COM | 16,333 | $71,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 5,900 | $71,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W356 | JAPAN CP GOODS | 2,772 | $71,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 3,086 | $70,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 2,088 | $70,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 2,000 | $70,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,300 | $70,000 | thousands by filing date | put |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 4,696 | $70,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 2,136 | $70,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 700 | $70,000 | thousands by filing date | put |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 2,912 | $70,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 1,675 | $70,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 4,000 | $70,000 | thousands by filing date | put |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 6,000 | $70,000 | thousands by filing date | put |
| AVALON RARE METALS INC | 053470100 | COM | 375,431 | $70,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 1,300 | $70,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 2,989 | $70,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 5,000 | $69,000 | thousands by filing date | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,800 | $69,000 | thousands by filing date | call |
| METHANEX CORP COM | 59151K108 | Stock | 1,500 | $69,000 | thousands by filing date | put |
| LITHIA MTRS INC COM | 536797103 | Stock | 800 | $69,000 | thousands by filing date | call |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 2,520 | $69,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 3,344 | $69,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 2,000 | $69,000 | thousands by filing date | put |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 800 | $69,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 1,600 | $69,000 | thousands by filing date | call |
| WILLDAN GROUP INC | 96924N100 | COM | 5,146 | $69,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 1,290 | $69,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 2,150 | $69,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 25,465 | $69,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 9,300 | $69,000 | thousands by filing date | call |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 14,236 | $69,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 1,700 | $69,000 | thousands by filing date | put |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 3,400 | $69,000 | thousands by filing date | put |
| CITIGROUP INC | 172967226 | WARRANT | 79,859 | $69,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 4,136 | $69,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 2,872 | $69,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 1,945 | $69,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 5,063 | $69,000 | thousands by filing date | |
| JAN VELOCITY VELOCITY HED | 00162Q791 | Equities | 2,283 | $69,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,200 | $68,000 | thousands by filing date | put |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 800 | $68,000 | thousands by filing date | call |
| SPOK HLDGS INC COM | 84863T106 | Stock | 3,903 | $68,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 12,082 | $68,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 4,000 | $68,000 | thousands by filing date | call |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 2,329 | $68,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 91,490 | $68,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 5,689 | $68,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 915 | $68,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 18,845 | $68,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 3,586 | $68,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 12,472 | $68,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 1,991 | $68,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 3,760 | $68,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 5,000 | $68,000 | thousands by filing date | call |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 60,000 | $68,000 | thousands by filing date | principal |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,400 | $67,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 2,198 | $67,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 1,362 | $67,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 3,949 | $67,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 2,013 | $67,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 3,562 | $67,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 4,595 | $67,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 1,230 | $67,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 85,188 | $67,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 63,054 | $67,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 1,300 | $67,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 4,700 | $67,000 | thousands by filing date | call |
| STANDARD PAC CORP NEW | 85375C101 | COM | 9,200 | $67,000 | thousands by filing date | call |
| RUBICON MINERALS CORP | 780911103 | COM | 68,923 | $67,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 6,292 | $67,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 2,191 | $67,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 1,867 | $67,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 2,700 | $67,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 2,700 | $67,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 3,257 | $67,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 1,100 | $66,000 | thousands by filing date | put |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 6,300 | $66,000 | thousands by filing date | put |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 2,889 | $66,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 500 | $66,000 | thousands by filing date | put |
| GUESS INC COM | 401617105 | Stock | 3,149 | $66,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,000 | $66,000 | thousands by filing date | put |
| ALBANY INTL CORP | 012348108 | CL A | 1,748 | $66,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 3,447 | $66,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,000 | $66,000 | thousands by filing date | call |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 3,805 | $66,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 1,323 | $66,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 2,502 | $66,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 687 | $66,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,500 | $66,000 | thousands by filing date | put |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,000 | $66,000 | thousands by filing date | call |
| LENDINGTREE INC NEW | 894675107 | COM | 1,380 | $66,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 65,760 | $66,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 3,337 | $66,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 6,300 | $66,000 | thousands by filing date | call |
| SWS GROUP INC | 78503N107 | COM | 9,608 | $66,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 10,500 | $66,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723100 | COM | 6,361 | $66,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 3,940 | $66,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 5,629 | $66,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 700 | $65,000 | thousands by filing date | put |
| NETGEAR INC | 64111Q104 | COM | 1,830 | $65,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 1,500 | $65,000 | thousands by filing date | put |
| STRATEGY INC CL A NEW | 594972408 | Stock | 400 | $65,000 | thousands by filing date | call |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,650 | $65,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 900 | $65,000 | thousands by filing date | put |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 2,009 | $65,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 9,675 | $65,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,500 | $65,000 | thousands by filing date | put |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 1,838 | $65,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 700 | $65,000 | thousands by filing date | put |
| CORECIVIC INC | 22025Y407 | COM | 1,800 | $65,000 | thousands by filing date | put |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 1,284 | $65,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 3,300 | $65,000 | thousands by filing date | call |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 3,397 | $65,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 5,097 | $65,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 800 | $64,000 | thousands by filing date | call |
| VALMONT INDS INC COM | 920253101 | Stock | 500 | $64,000 | thousands by filing date | put |
| BXP INC COM | 101121101 | REIT | 500 | $64,000 | thousands by filing date | call |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 600 | $64,000 | thousands by filing date | put |
| TRANSCAT INC | 893529107 | COM | 6,274 | $64,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 727 | $64,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 400 | $64,000 | thousands by filing date | put |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 3,829 | $64,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 2,021 | $64,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 2,000 | $64,000 | thousands by filing date | put |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 900 | $64,000 | thousands by filing date | put |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 3,679 | $64,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 2,409 | $64,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 300 | $64,000 | thousands by filing date | put |
| Walter Energy Inc | 93317Q105 | COM | 46,172 | $64,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 4,000 | $64,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 1,063 | $64,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 7,231 | $64,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 90,125 | $64,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 4,711 | $64,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 3,943 | $64,000 | thousands by filing date | |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 7,432 | $64,000 | thousands by filing date | |
| Escalera Resources Co | 296064108 | Ordinary Shares | 123,526 | $64,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 500 | $63,000 | thousands by filing date | call |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 2,492 | $63,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 900 | $63,000 | thousands by filing date | put |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 1,100 | $63,000 | thousands by filing date | call |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 1,254 | $63,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 2,478 | $63,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 5,950 | $63,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 1,316 | $63,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 2,338 | $63,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 2,200 | $63,000 | thousands by filing date | call |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 6,800 | $63,000 | thousands by filing date | put |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 3,600 | $63,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 2,635 | $63,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 3,853 | $63,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 2,100 | $63,000 | thousands by filing date | call |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 7,800 | $63,000 | thousands by filing date | call |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 4,486 | $63,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,300 | $62,000 | thousands by filing date | call |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 2,100 | $62,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 4,686 | $62,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 4,545 | $62,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 1,562 | $62,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,695 | $62,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 1,000 | $62,000 | thousands by filing date | call |
| U S SILICA HLDGS INC | 90346E103 | COM | 2,400 | $62,000 | thousands by filing date | put |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 3,546 | $62,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 9,805 | $62,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 9,444 | $62,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 541 | $62,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,500 | $62,000 | thousands by filing date | call |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 3,954 | $62,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 26,745 | $62,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 20,000 | $62,000 | thousands by filing date | call |
| BON-TON STORES INC | 09776J101 | COM | 8,375 | $62,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 8,851 | $62,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 3,230 | $62,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 1,500 | $62,000 | thousands by filing date | put |
| DIAMOND FOODS INC | 252603105 | COM | 2,200 | $62,000 | thousands by filing date | put |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 2,000 | $62,000 | thousands by filing date | call |
| OMNICARE | 68214L201 | PFD | 697 | $62,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 3,370 | $62,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 3,200 | $62,000 | thousands by filing date | put |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 1,508 | $61,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 1,900 | $61,000 | thousands by filing date | put |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,200 | $61,000 | thousands by filing date | put |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 4,684 | $61,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,200 | $61,000 | thousands by filing date | call |
| SMUCKER J M CO | 832696405 | COM NEW | 600 | $61,000 | thousands by filing date | put |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 3,600 | $61,000 | thousands by filing date | call |
| WHITESTONE REIT | 966084204 | COM | 4,010 | $61,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 6,400 | $61,000 | thousands by filing date | put |
| BIO RAD LABS INC | 090572108 | CL B | 509 | $61,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 2,800 | $61,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 14,600 | $61,000 | thousands by filing date | put |
| SL INDS INC | 784413106 | COMMON STOCK | 1,557 | $61,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 4,363 | $61,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 16,300 | $61,000 | thousands by filing date | call |
| LinnCo, LLC | 535782106 | LTD | 5,900 | $61,000 | thousands by filing date | put |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 1,700 | $61,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 441 | $61,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A524 | S&P MTG FIN | 1,081 | $61,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 4,900 | $60,000 | thousands by filing date | call |
| INSTEEL INDS INC | 45774W108 | COM | 2,537 | $60,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 2,993 | $60,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 4,972 | $60,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 2,916 | $60,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 2,922 | $60,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 752 | $60,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 26,108 | $60,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 24,896 | $60,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 800 | $60,000 | thousands by filing date | call |
| OM GROUP INC | 670872100 | COM | 2,020 | $60,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 58,405 | $60,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 6,393 | $60,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 646 | $60,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 1,600 | $59,000 | thousands by filing date | put |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 3,850 | $59,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 615 | $59,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,800 | $59,000 | thousands by filing date | put |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 6,893 | $59,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 7,229 | $59,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 2,316 | $59,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 2,274 | $59,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 1,900 | $59,000 | thousands by filing date | call |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 22,100 | $59,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 22,400 | $59,000 | thousands by filing date | call |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 7,700 | $59,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 22,665 | $59,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 18,804 | $59,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 5,982 | $59,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 4,050 | $59,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 7,930 | $59,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 3,011 | $59,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 5,200 | $59,000 | thousands by filing date | call |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 4,000 | $59,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y750 | QAM EQTY HEDGE | 2,113 | $59,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B613 | CONTRARIAN OPP | 2,226 | $59,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,100 | $58,000 | thousands by filing date | call |
| FLOWERS FOODS INC COM | 343498101 | Stock | 3,000 | $58,000 | thousands by filing date | call |
| WEIS MKTS INC COM | 948849104 | Stock | 1,209 | $58,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 1,400 | $58,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 2,521 | $58,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 300 | $58,000 | thousands by filing date | put |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 2,785 | $58,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 4,230 | $58,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 2,214 | $58,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 1,668 | $58,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 1,800 | $58,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 7,000 | $58,000 | thousands by filing date | put |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 1,400 | $58,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075F106 | COM | 6,500 | $58,000 | thousands by filing date | put |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 22,000 | $58,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 27,700 | $58,000 | thousands by filing date | call |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 4,697 | $58,000 | thousands by filing date | |
| PROSHARES TR II | 74347W460 | PROSHS U/SHAUS | 1,131 | $58,000 | thousands by filing date | |
| NB & T FINL GROUP INC | 62874M104 | COM | 1,807 | $58,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 2,771 | $58,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 3,296 | $58,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 1,764 | $58,000 | thousands by filing date | |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 1,687 | $58,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 2,498 | $57,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 1,100 | $57,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 3,200 | $57,000 | thousands by filing date | put |
| OLD REP INTL CORP COM | 680223104 | Stock | 3,900 | $57,000 | thousands by filing date | put |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 4,000 | $57,000 | thousands by filing date | put |
| ANSYS INC COM | 03662Q105 | COM | 700 | $57,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 900 | $57,000 | thousands by filing date | call |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 2,188 | $57,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 4,000 | $57,000 | thousands by filing date | put |
| INGERSOLL-RAND PLC | G47791101 | SHS | 900 | $57,000 | thousands by filing date | call |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 2,678 | $57,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 2,124 | $57,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 9,600 | $57,000 | thousands by filing date | put |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 8,617 | $57,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 4,141 | $57,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 3,424 | $57,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 7,997 | $57,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 1,100 | $57,000 | thousands by filing date | call |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 3,350 | $57,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 4,000 | $57,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 2,550 | $57,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 29,146 | $57,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 2,500 | $57,000 | thousands by filing date | put |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 1,610 | $57,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P148 | IPT COFFEE ETN | 2,791 | $57,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y819 | TOTAL MKT BEAR | 2,874 | $57,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL INC | 73937B738 | COM | 1,030 | $57,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 3,762 | $57,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Japan ETF | 97717X503 | COM | 2,267 | $57,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 3,100 | $56,000 | thousands by filing date | call |
| BAR HBR BANKSHARES | 066849100 | COM | 1,762 | $56,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 1,059 | $56,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 500 | $56,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 3,300 | $56,000 | thousands by filing date | put |
| METALLUS INC | 887399103 | COMMON STOCK | 1,500 | $56,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 1,000 | $56,000 | thousands by filing date | call |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 2,334 | $56,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 2,726 | $56,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 3,457 | $56,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 147,492 | $56,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 1,700 | $56,000 | thousands by filing date | call |
| LMI AEROSPACE INC | 502079106 | COM | 3,918 | $56,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 31,417 | $56,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 12,875 | $56,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 3,433 | $56,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 2,223 | $56,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 2,840 | $56,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 1,102 | $56,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 2,252 | $56,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 1,467 | $56,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L124 | UNIT 06/25/2016 | 5,590 | $56,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505608 | JANUS EQL RSK W | 1,087 | $56,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 600 | $55,000 | thousands by filing date | put |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 1,400 | $55,000 | thousands by filing date | call |
| CAMTEK LTD ORD | M20791105 | Stock | 18,280 | $55,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 3,847 | $55,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 1,000 | $55,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 6,800 | $55,000 | thousands by filing date | put |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,600 | $55,000 | thousands by filing date | call |
| MODINE MFG CO COM | 607828100 | Stock | 4,069 | $55,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 2,660 | $55,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 2,200 | $55,000 | thousands by filing date | call |
| EPLUS INC | 294268107 | COM | 721 | $55,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 5,458 | $55,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 4,020 | $55,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 5,800 | $55,000 | thousands by filing date | call |
| XEROX CORP | 984121103 | COM | 4,000 | $55,000 | thousands by filing date | call |
| INGRAM MICRO INC | 457153104 | CL A | 2,000 | $55,000 | thousands by filing date | call |
| QLOGIC CORP | 747277101 | COM | 4,146 | $55,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 3,400 | $55,000 | thousands by filing date | call |
| PRIMERO MNG CORP | 74164W106 | COM | 14,256 | $55,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 1,569 | $55,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 5,539 | $55,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 4,954 | $55,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 800 | $54,000 | thousands by filing date | call |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 500 | $54,000 | thousands by filing date | call |
| WIX COM LTD SHS | M98068105 | Stock | 2,558 | $54,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 2,732 | $54,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 784 | $54,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 1,600 | $54,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 3,800 | $54,000 | thousands by filing date | call |
| NEKTAR THERAPEUTICS | 640268108 | COM | 3,475 | $54,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 3,387 | $54,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 2,510 | $54,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 890 | $54,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 2,909 | $54,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 7,854 | $54,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 17,822 | $54,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 3,700 | $54,000 | thousands by filing date | call |
| O-I GLASS, INC. | 690768403 | COM | 2,000 | $54,000 | thousands by filing date | put |
| RYLAND GROUP INC | 783764103 | COM | 1,400 | $54,000 | thousands by filing date | call |
| CAMBREX CORP | 132011107 | COM | 2,500 | $54,000 | thousands by filing date | call |
| ACETO CORP | 004446100 | COM | 2,506 | $54,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 19,813 | $54,000 | thousands by filing date | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 1,027 | $54,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 3,551 | $54,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 2,864 | $54,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y355 | DLY DEV MKT BEAR | 1,511 | $54,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 7,133 | $53,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 2,600 | $53,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 700 | $53,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 2,500 | $53,000 | thousands by filing date | call |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 3,700 | $53,000 | thousands by filing date | call |
| DAKTRONICS INC | 234264109 | COM | 4,211 | $53,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 17,700 | $53,000 | thousands by filing date | put |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 849 | $53,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 2,041 | $53,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 2,500 | $53,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 1,073 | $53,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 3,145 | $53,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 8,746 | $53,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 10,395 | $53,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 1,900 | $53,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 10,500 | $53,000 | thousands by filing date | call |
| INTELIQUENT INC | 45825N107 | COM | 2,682 | $53,000 | thousands by filing date | |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 1,278 | $53,000 | thousands by filing date | |
| PROSHARES TR | 74348A384 | ULSH RUSS2000 VL | 1,099 | $53,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 1,500 | $52,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 11,300 | $52,000 | thousands by filing date | call |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 1,195 | $52,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 17,400 | $52,000 | thousands by filing date | call |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 7,302 | $52,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 8,600 | $52,000 | thousands by filing date | call |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 2,000 | $52,000 | thousands by filing date | put |
| Hugoton Royalty Trust | 444717102 | COM | 6,200 | $52,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06739H263 | FUND | 1,275 | $52,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 2,335 | $52,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 946 | $52,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 2,500 | $52,000 | thousands by filing date | call |
| STEINER LEISURE LTD | P8744Y102 | ORD | 1,118 | $52,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 7,062 | $52,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 40,059 | $52,000 | thousands by filing date | |
| PROSHARES ULT MSCI PAC X-JPN | 74347X534 | CMN | 1,431 | $52,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 1,504 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 789 | $52,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 400 | $51,000 | thousands by filing date | call |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 1,714 | $51,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 400 | $51,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,000 | $51,000 | thousands by filing date | call |
| NMI HLDGS INC | 629209305 | COM | 5,531 | $51,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 1,743 | $51,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 2,226 | $51,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 4,412 | $51,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 2,216 | $51,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,538 | $51,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 4,267 | $51,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 2,400 | $51,000 | thousands by filing date | put |
| GIGAMON INC | 37518B102 | COM | 2,869 | $51,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 3,669 | $51,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 58,100 | $51,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 1,995 | $51,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 10,299 | $51,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V204 | UNIT | 4,998 | $51,000 | thousands by filing date | |
| ETFS ASIAN GOLD TR PHYS ASAIN | 26923C102 | GLD | 436 | $51,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F119 | ETN DJUBS NCKL37 | 2,572 | $51,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 3,696 | $51,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y330 | Cmn | 634 | $51,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 900 | $50,000 | thousands by filing date | call |
| S & T BANCORP INC COM | 783859101 | Stock | 1,673 | $50,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 1,000 | $50,000 | thousands by filing date | call |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 5,218 | $50,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 1,982 | $50,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 5,664 | $50,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 700 | $50,000 | thousands by filing date | call |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 619 | $50,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 3,023 | $50,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 7,140 | $50,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 3,500 | $50,000 | thousands by filing date | put |
| REGIS CORP | 758932107 | COM | 3,000 | $50,000 | thousands by filing date | put |
| ATMEL CORP | 049513104 | COM | 6,000 | $50,000 | thousands by filing date | call |
| U M H PROPERTIES INC | 903002202 | CV RED PFD-A | 1,889 | $50,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 2,662 | $50,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 50,000 | $50,000 | thousands by filing date | principal |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 22,700 | $50,000 | thousands by filing date | call |
| UNI-PIXEL INC | 904572203 | COM | 8,700 | $50,000 | thousands by filing date | call |
| WEST MARINE INC | 954235107 | COM | 3,837 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 945 | $50,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 40,000 | $50,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-002162 | this filing | 2015-02-17 | acceptance time not in the bulk data set |