13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 9,776 holding rows worth $143,078,463,000.
- Accession
- 0000950123-15-002162
- Filer
- CIK 1610520
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 15,242 entries on the cover page, a total value of $143,078,463,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $143,078,557,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 3,988 | $122,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 37,180 | $122,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 9,460 | $122,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 88,300 | $122,000 | thousands by filing date | put |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 5,100 | $122,000 | thousands by filing date | call |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 5,993 | $122,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 800 | $121,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 2,100 | $121,000 | thousands by filing date | call |
| ICF INTL INC | 44925C103 | COM | 2,951 | $121,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 2,435 | $121,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 2,900 | $121,000 | thousands by filing date | put |
| PROSHARES ULTRA MID CAP VAL | 74347R495 | COM | 1,275 | $121,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 1,012 | $121,000 | thousands by filing date | |
| SUTRON CORP | 869380105 | COM | 24,044 | $121,000 | thousands by filing date | |
| FMSA HLDGS INC | 30255X106 | COM | 17,576 | $121,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 8,838 | $121,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,700 | $120,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 1,800 | $120,000 | thousands by filing date | put |
| ELLIE MAE INC | 28849P100 | COM | 2,981 | $120,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 3,994 | $120,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 8,202 | $120,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 2,707 | $120,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 3,500 | $119,000 | thousands by filing date | call |
| Mallinckrodt Plc | G5785G107 | SHS | 1,200 | $119,000 | thousands by filing date | call |
| SEATTLE GENETICS INC | 812578102 | COM | 3,700 | $119,000 | thousands by filing date | call |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 5,734 | $119,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 6,695 | $119,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 4,324 | $119,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 4,905 | $119,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 8,149 | $119,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 1,613 | $118,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 3,280 | $118,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 8,005 | $118,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 3,023 | $118,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 15,951 | $118,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 8,653 | $118,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 5,252 | $118,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 5,300 | $118,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 5,000 | $117,000 | thousands by filing date | call |
| RENASANT CORP | 75970E107 | COM | 4,046 | $117,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 4,700 | $117,000 | thousands by filing date | put |
| ENDOLOGIX INC | 29266S106 | COM | 7,683 | $117,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 3,200 | $117,000 | thousands by filing date | call |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 7,110 | $117,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 10,264 | $117,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 2,462 | $116,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 3,200 | $116,000 | thousands by filing date | put |
| WSFS FINL CORP | 929328102 | COM | 1,507 | $116,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 6,000 | $116,000 | thousands by filing date | put |
| OXFORD INDS INC | 691497309 | COM | 2,090 | $116,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,213 | $116,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 5,546 | $116,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 4,863 | $116,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 4,921 | $116,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 6,200 | $116,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 8,300 | $116,000 | thousands by filing date | call |
| Nextera Energy, Inc. | 65339F887 | PFD | 1,737 | $116,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 1,637 | $116,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 18,032 | $116,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 2,900 | $116,000 | thousands by filing date | call |
| SEQUENOM INC COM NEW | 817337405 | COM | 31,216 | $116,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A318 | NUVN S&P VRDO MN | 3,876 | $116,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 12,432 | $115,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 3,400 | $115,000 | thousands by filing date | put |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,500 | $115,000 | thousands by filing date | put |
| ISHARES TR | 46434V886 | CMN | 4,247 | $115,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 10,052 | $115,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 2,865 | $115,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 64,714 | $115,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 2,300 | $114,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 1,100 | $114,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 2,600 | $114,000 | thousands by filing date | call |
| TREDEGAR CORP | 894650100 | COM | 5,107 | $114,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 2,800 | $114,000 | thousands by filing date | put |
| VIASAT INC | 92552V100 | COM | 1,802 | $114,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 4,400 | $114,000 | thousands by filing date | put |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 600 | $114,000 | thousands by filing date | put |
| HARTE-HANKS INC | 416196103 | COM | 14,612 | $114,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 4,828 | $114,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 4,014 | $114,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 46,000 | $114,000 | thousands by filing date | principal |
| CARE COM INC | 141633107 | COM | 13,715 | $114,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 900 | $113,000 | thousands by filing date | call |
| M & T BK CORP COM | 55261F104 | Stock | 900 | $113,000 | thousands by filing date | call |
| U HAUL HOLDING COMPANY | 023586100 | COM | 399 | $113,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 109,000 | $113,000 | thousands by filing date | principal |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 7,000 | $113,000 | thousands by filing date | call |
| DIAMOND FOODS INC | 252603105 | COM | 4,000 | $113,000 | thousands by filing date | call |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 8,428 | $113,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 8,706 | $113,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 2,400 | $112,000 | thousands by filing date | put |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 6,900 | $112,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 11,800 | $112,000 | thousands by filing date | put |
| TEAM INC | 878155100 | COM | 2,780 | $112,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 3,020 | $112,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,000 | $111,000 | thousands by filing date | put |
| RYDER SYS INC COM | 783549108 | Stock | 1,200 | $111,000 | thousands by filing date | call |
| COMFORT SYS USA INC COM | 199908104 | Stock | 6,455 | $111,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 39,773 | $111,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 2,553 | $111,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 4,000 | $111,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 600 | $111,000 | thousands by filing date | put |
| JAMES RIV GROUP LTD | G5005R107 | COM | 4,858 | $111,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 5,957 | $111,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 6,600 | $111,000 | thousands by filing date | call |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 17,500 | $111,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 3,647 | $111,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,600 | $110,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 12,000 | $110,000 | thousands by filing date | call |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 4,500 | $110,000 | thousands by filing date | call |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 4,281 | $110,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 20,365 | $110,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 43,575 | $110,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 9,157 | $110,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 2,906 | $110,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 2,800 | $109,000 | thousands by filing date | call |
| PTC INC COM | 69370C100 | Stock | 2,978 | $109,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 6,500 | $109,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,700 | $109,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 8,322 | $109,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 7,164 | $109,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 1,676 | $109,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 3,829 | $109,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 7,930 | $109,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 3,326 | $109,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 9,926 | $109,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 1,094 | $109,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396704 | NAVELLR A-100 | 2,271 | $109,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 75,300 | $108,000 | thousands by filing date | call |
| BANNER CORP | 06652V208 | COM NEW | 2,511 | $108,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 31,834 | $108,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 2,336 | $108,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 67,400 | $108,000 | thousands by filing date | call |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 8,050 | $108,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 1,888 | $108,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 2,734 | $108,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1,000 | $107,000 | thousands by filing date | call |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 4,966 | $107,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 2,400 | $107,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 35,686 | $107,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 300 | $107,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 12,900 | $107,000 | thousands by filing date | put |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 28,484 | $107,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 1,433 | $107,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 3,900 | $107,000 | thousands by filing date | put |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 3,800 | $107,000 | thousands by filing date | put |
| HARMAN INTL INDS INC | 413086109 | COM | 1,000 | $107,000 | thousands by filing date | put |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 4,822 | $107,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 13,300 | $107,000 | thousands by filing date | call |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 2,000 | $107,000 | thousands by filing date | put |
| NATIONAL SEC GROUP INC | 637546102 | COM | 7,917 | $107,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,300 | $106,000 | thousands by filing date | put |
| BRINKS CO | 109696104 | COM | 4,326 | $106,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 18,017 | $106,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 6,344 | $106,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 202,000 | $106,000 | thousands by filing date | principal |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 6,497 | $106,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 5,368 | $106,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 956 | $106,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 7,211 | $106,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 12,482 | $106,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,300 | $105,000 | thousands by filing date | put |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 696 | $105,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 3,100 | $105,000 | thousands by filing date | put |
| GREAT WESTN BANCORP INC | 391416104 | COM | 4,613 | $105,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 3,500 | $105,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 24,710 | $105,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 7,299 | $105,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,500 | $104,000 | thousands by filing date | call |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 4,400 | $104,000 | thousands by filing date | call |
| GRAHAM CORP | 384556106 | COM | 3,596 | $104,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 2,800 | $104,000 | thousands by filing date | call |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 2,764 | $104,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 3,662 | $104,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 3,396 | $104,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 12,014 | $104,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 1,314 | $104,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 800 | $103,000 | thousands by filing date | put |
| BXP INC COM | 101121101 | REIT | 800 | $103,000 | thousands by filing date | put |
| CARNIVAL PLC ADS | 14365C103 | ADR | 2,289 | $103,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 10,608 | $103,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 6,665 | $103,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 8,387 | $103,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 6,100 | $103,000 | thousands by filing date | put |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 14,756 | $103,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 7,868 | $103,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 2,499 | $103,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 2,042 | $103,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 9,994 | $102,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 7,200 | $102,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,300 | $102,000 | thousands by filing date | call |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 1,507 | $102,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 5,359 | $102,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 11,234 | $102,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 2,300 | $102,000 | thousands by filing date | call |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 4,362 | $102,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 2,217 | $102,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 14,600 | $102,000 | thousands by filing date | put |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 4,067 | $102,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 2,048 | $102,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 3,872 | $101,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 1,828 | $101,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 9,098 | $101,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 8,901 | $101,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 1,779 | $101,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 1,750 | $101,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 2,587 | $101,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 36,900 | $100,000 | thousands by filing date | call |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 2,200 | $100,000 | thousands by filing date | call |
| CONTINENTAL RES INC | 212015101 | COM | 2,600 | $100,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 5,000 | $100,000 | thousands by filing date | put |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 746,728 | $100,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 2,564 | $100,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 4,170 | $100,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,500 | $99,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 2,708 | $99,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 10,000 | $99,000 | thousands by filing date | put |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 17,346 | $99,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 1,690 | $99,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 2,500 | $99,000 | thousands by filing date | call |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 14,148 | $98,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 7,700 | $98,000 | thousands by filing date | call |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 5,629 | $98,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 21,919 | $98,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 21,362 | $98,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 1,300 | $98,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 22,000 | $98,000 | thousands by filing date | principal |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 3,284 | $98,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 867 | $98,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 1,700 | $98,000 | thousands by filing date | call |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 6,122 | $97,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,256 | $97,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,600 | $97,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 2,300 | $97,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 4,051 | $97,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 3,535 | $97,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 9,544 | $97,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,800 | $97,000 | thousands by filing date | call |
| WATSCO INC | 942622101 | CL B CONV | 905 | $97,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 2,200 | $97,000 | thousands by filing date | call |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 7,187 | $97,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 3,899 | $97,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,800 | $96,000 | thousands by filing date | call |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 500 | $96,000 | thousands by filing date | put |
| M.D.C. HOLDINGS INC | 552676108 | COM | 3,651 | $96,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 24,547 | $96,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 2,943 | $96,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 1,111 | $96,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 3,054 | $96,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 33,236 | $96,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 2,800 | $95,000 | thousands by filing date | put |
| XYLEM INC COM | 98419M100 | Stock | 2,500 | $95,000 | thousands by filing date | call |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 2,251 | $95,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 2,600 | $95,000 | thousands by filing date | call |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 5,406 | $95,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 4,780 | $95,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 2,862 | $95,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 2,700 | $95,000 | thousands by filing date | call |
| SOTHERLY HOTELS INC | 83600C103 | COM | 12,668 | $95,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 1,000 | $95,000 | thousands by filing date | call |
| ALMOST FAMILY INC | 020409108 | COM | 3,298 | $95,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 3,661 | $95,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 1,154 | $95,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 8,134 | $95,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 9,549 | $95,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 2,400 | $94,000 | thousands by filing date | put |
| ROSS STORES INC COM | 778296103 | Stock | 1,000 | $94,000 | thousands by filing date | call |
| BRADY CORP | 104674106 | CL A | 3,428 | $94,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 1,600 | $94,000 | thousands by filing date | put |
| CHEMTURA CORP | 163893209 | COM NEW | 3,826 | $94,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 4,973 | $94,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 6,975 | $94,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 3,170 | $94,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 3,600 | $94,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 2,253 | $94,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 13,542 | $93,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 1,300 | $93,000 | thousands by filing date | call |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 3,793 | $93,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 31,753 | $93,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 7,303 | $93,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 10,900 | $93,000 | thousands by filing date | put |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 7,069 | $93,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 2,000 | $92,000 | thousands by filing date | call |
| PPG INDS INC COM | 693506107 | Stock | 400 | $92,000 | thousands by filing date | put |
| PPG INDS INC COM | 693506107 | Stock | 400 | $92,000 | thousands by filing date | call |
| LCNB CORP | 50181P100 | COM | 6,133 | $92,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 5,401 | $92,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 5,563 | $92,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 802 | $92,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 67,000 | $92,000 | thousands by filing date | principal |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 19,275 | $92,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 29,300 | $92,000 | thousands by filing date | put |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 6,763 | $92,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 12,449 | $92,000 | thousands by filing date | |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 1,871 | $92,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 1,454 | $92,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 3,973 | $92,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 3,457 | $91,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,500 | $91,000 | thousands by filing date | call |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 9,102 | $91,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 5,382 | $91,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 25,317 | $91,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 7,180 | $91,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 4,600 | $90,000 | thousands by filing date | put |
| PVH CORPORATION COM | 693656100 | Stock | 700 | $90,000 | thousands by filing date | call |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1,000 | $90,000 | thousands by filing date | put |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 10,036 | $90,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 3,291 | $90,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 2,900 | $90,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 1,011 | $90,000 | thousands by filing date | |
| ASM INTERNATIONAL NV | N07045102 | Common Stock | 2,118 | $90,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 8,115 | $90,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 3,175 | $90,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 2,147 | $90,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 2,662 | $89,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 700 | $89,000 | thousands by filing date | put |
| MATADOR RES CO COM | 576485205 | Stock | 4,400 | $89,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 1,200 | $89,000 | thousands by filing date | put |
| PATRICK INDS INC | 703343103 | COM | 2,009 | $89,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 2,601 | $89,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 5,207 | $89,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 5,811 | $89,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 1,829 | $89,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 2,400 | $89,000 | thousands by filing date | put |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 18,973 | $89,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 5,300 | $89,000 | thousands by filing date | call |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 6,500 | $89,000 | thousands by filing date | put |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 28,300 | $89,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 3,122 | $89,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 10,000 | $89,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,000 | $88,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 32,600 | $88,000 | thousands by filing date | put |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 4,300 | $88,000 | thousands by filing date | put |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 8,100 | $88,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 7,500 | $88,000 | thousands by filing date | put |
| McCormick & Company Inc | 579780107 | COM | 1,187 | $88,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 3,240 | $88,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 58,176 | $88,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 4,410 | $88,000 | thousands by filing date | |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 1,332 | $88,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 3,350 | $87,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 7,000 | $87,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 7,849 | $87,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 3,000 | $87,000 | thousands by filing date | call |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 6,863 | $87,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 11,800 | $87,000 | thousands by filing date | put |
| ISHARES DOW JONES UBS ROLL S | 45032K102 | SHS BEN INT | 2,021 | $87,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 2,974 | $87,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 1,000 | $87,000 | thousands by filing date | put |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 2,000 | $87,000 | thousands by filing date | call |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 27,000 | $87,000 | thousands by filing date | principal |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 34,648 | $87,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 1,499 | $87,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 7,800 | $87,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 3,334 | $87,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P189 | IPT COPPER ETN | 2,770 | $87,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 2,200 | $86,000 | thousands by filing date | put |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 2,000 | $86,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 1,300 | $86,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 2,100 | $86,000 | thousands by filing date | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,800 | $86,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 4,900 | $86,000 | thousands by filing date | call |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 3,667 | $86,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 8,159 | $86,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 4,619 | $86,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 9,987 | $86,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 4,103 | $86,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 1,262 | $86,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 9,746 | $86,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 700 | $86,000 | thousands by filing date | call |
| OVASCIENCE INC | 69014Q101 | COM | 1,945 | $86,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 5,200 | $86,000 | thousands by filing date | call |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 3,106 | $86,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 1,988 | $86,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 3,415 | $86,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,900 | $85,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,400 | $85,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 19,800 | $85,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 893 | $85,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 19,469 | $85,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 3,400 | $85,000 | thousands by filing date | call |
| CHASE CORP | 16150R104 | COM | 2,354 | $85,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 9,168 | $85,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 3,100 | $85,000 | thousands by filing date | put |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 1,612 | $85,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 6,149 | $85,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 3,930 | $85,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 2,442 | $84,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 500 | $84,000 | thousands by filing date | put |
| PERRIGO CO PLC SHS | G97822103 | Stock | 500 | $84,000 | thousands by filing date | call |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 144,500 | $84,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 2,200 | $84,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 1,500 | $84,000 | thousands by filing date | call |
| CERNER CORP | 156782104 | COM | 1,300 | $84,000 | thousands by filing date | call |
| COHERENT INC | 192479103 | COM | 1,376 | $84,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 15,703 | $84,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 2,078 | $84,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 2,600 | $83,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 400 | $83,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 5,300 | $83,000 | thousands by filing date | call |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 5,200 | $83,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 2,172 | $83,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 5,926 | $83,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 1,100 | $83,000 | thousands by filing date | put |
| THE ADT CORPORATION | 00101J106 | COM | 2,300 | $83,000 | thousands by filing date | put |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 4,000 | $83,000 | thousands by filing date | call |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 266 | $83,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 1,500 | $83,000 | thousands by filing date | call |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 12,100 | $83,000 | thousands by filing date | put |
| WRIGHT MED GROUP INC | 98235T107 | COM | 3,076 | $83,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 95,679 | $83,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 5,629 | $83,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 14,500 | $83,000 | thousands by filing date | put |
| STORE CAP CORP | 862121100 | COM | 3,785 | $82,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 4,857 | $82,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,125 | $82,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 829 | $82,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 7,200 | $82,000 | thousands by filing date | call |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 4,100 | $82,000 | thousands by filing date | call |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 709 | $82,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 11,184 | $82,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 3,216 | $82,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 3,040 | $82,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 3,662 | $82,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 3,700 | $81,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 6,500 | $81,000 | thousands by filing date | put |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 611 | $81,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 2,300 | $81,000 | thousands by filing date | call |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 2,548 | $81,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 3,261 | $81,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 3,681 | $81,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 11,994 | $81,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 2,456 | $81,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 5,780 | $80,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 3,036 | $80,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 1,900 | $80,000 | thousands by filing date | put |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 4,311 | $80,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 3,413 | $80,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 2,300 | $80,000 | thousands by filing date | call |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 1,648 | $80,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 700 | $80,000 | thousands by filing date | call |
| DYAX CORP | 26746E103 | COM | 5,722 | $80,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 1,300 | $80,000 | thousands by filing date | call |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 3,097 | $80,000 | thousands by filing date | |
| PROSHARES TR | 74347B730 | ULSHRT TECH NEW | 1,469 | $80,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 1,864 | $80,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 300 | $79,000 | thousands by filing date | call |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 1,675 | $79,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 3,000 | $79,000 | thousands by filing date | call |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 2,918 | $79,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 28,897 | $79,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 1,894 | $79,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 12,081 | $79,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 52,969 | $79,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 7,521 | $79,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 6,457 | $79,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 4,100 | $79,000 | thousands by filing date | call |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 1,285 | $78,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 900 | $78,000 | thousands by filing date | put |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 700 | $78,000 | thousands by filing date | put |
| MULTI-COLOR | 625383104 | COM | 1,410 | $78,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 5,862 | $78,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 3,203 | $78,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 2,500 | $78,000 | thousands by filing date | call |
| VERIFONE SYS INC | 92342Y109 | COM | 2,100 | $78,000 | thousands by filing date | put |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 6,177 | $78,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 1,894 | $78,000 | thousands by filing date | |
| PROSHARES TR | 74348A749 | USD COVERED BD | 782 | $78,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 5,196 | $78,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P262 | IPTH AGRIC ETN | 2,064 | $78,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 1,400 | $77,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 2,534 | $77,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 1,800 | $77,000 | thousands by filing date | call |
| UNITED GUARDIAN INC | 910571108 | COM | 3,907 | $77,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 1,944 | $77,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 1,100 | $77,000 | thousands by filing date | call |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 4,600 | $77,000 | thousands by filing date | call |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 1,718 | $77,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 51,029 | $77,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 2,998 | $77,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 680 | $77,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 1,810 | $77,000 | thousands by filing date | |
| OCI RES LP | 67081B106 | COM UNIT LTD | 3,012 | $77,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 1,000 | $76,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 2,200 | $76,000 | thousands by filing date | put |
| AH RLTY TR INC | 04208T108 | COM | 8,030 | $76,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 3,784 | $76,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 1,465 | $76,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,500 | $76,000 | thousands by filing date | put |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 3,312 | $76,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 47,810 | $76,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 4,200 | $76,000 | thousands by filing date | put |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 2,589 | $76,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 500 | $76,000 | thousands by filing date | call |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 600 | $76,000 | thousands by filing date | call |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 79,000 | $76,000 | thousands by filing date | principal |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 760 | $76,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 3,075 | $76,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 600 | $75,000 | thousands by filing date | call |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 6,200 | $75,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-002162 | this filing | 2015-02-17 | acceptance time not in the bulk data set |