13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 10,408 holding rows worth $135,582,726,000.
- Accession
- 0000950123-14-011529
- Filer
- CIK 1114446
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 15,317 entries on the cover page, a total value of $135,582,726,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,582,744,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TEEKAY CORPORATION | Y8564W103 | COM | 10,100 | $670,000 | thousands by filing date | put |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 17,903 | $670,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 50,853 | $669,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 68,344 | $668,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 15,017 | $667,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 252,833 | $667,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 28,070 | $666,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 9,400 | $665,000 | thousands by filing date | put |
| AUTOZONE INC COM | 053332102 | Stock | 1,300 | $663,000 | thousands by filing date | put |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 14,400 | $662,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06738G878 | IPATH GEMS ASIA8 | 15,006 | $662,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 70,536 | $661,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 12,889 | $659,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 19,200 | $658,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 15,300 | $657,000 | thousands by filing date | call |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 14,743 | $657,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 56,408 | $657,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 6,205 | $651,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 45,719 | $651,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 32,467 | $651,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 29,600 | $649,000 | thousands by filing date | call |
| CRITEO S A SPONS ADS | 226718104 | ADR | 19,196 | $646,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 86,000 | $646,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 16,988 | $645,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 26,500 | $644,000 | thousands by filing date | call |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 30,309 | $644,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 21,910 | $643,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 9,800 | $642,000 | thousands by filing date | call |
| CUBESMART COM | 229663109 | REIT | 35,691 | $642,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 26,700 | $642,000 | thousands by filing date | call |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 26,706 | $642,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 55,805 | $641,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 13,744 | $641,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 11,708 | $641,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 22,419 | $641,000 | thousands by filing date | |
| HAMPDEN BANCORP INC | 40867E107 | COM | 37,265 | $641,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 11,153 | $640,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 179,791 | $638,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 7,796 | $636,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 51,139 | $636,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 50,400 | $635,000 | thousands by filing date | put |
| MOELIS & CO | 60786M105 | CL A | 18,602 | $635,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 77,127 | $632,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 6,291 | $629,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 158,600 | $628,000 | thousands by filing date | call |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 49,625 | $627,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 53,302 | $626,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 35,331 | $626,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 15,042 | $624,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 17,200 | $624,000 | thousands by filing date | put |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 42,415 | $623,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 35,874 | $622,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 8,300 | $621,000 | thousands by filing date | put |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 10,642 | $620,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 16,655 | $620,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 28,004 | $618,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 30,908 | $617,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 49,903 | $617,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 78,900 | $616,000 | thousands by filing date | call |
| WEBSTER FINL CORP | 947890109 | COM | 21,137 | $616,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 74,461 | $616,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 27,937 | $614,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 76,700 | $614,000 | thousands by filing date | put |
| GAS NAT INC | 367204104 | COM | 51,972 | $614,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 18,100 | $613,000 | thousands by filing date | call |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 24,408 | $611,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 89,901 | $610,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 80,991 | $610,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 12,748 | $610,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 8,068 | $608,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 10,200 | $608,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 6,900 | $607,000 | thousands by filing date | call |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 103,478 | $607,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 45,335 | $605,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 17,261 | $605,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 7,200 | $603,000 | thousands by filing date | call |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 32,517 | $603,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 18,331 | $602,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 29,764 | $602,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 35,520 | $601,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 47,351 | $601,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 11,803 | $601,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 7,100 | $600,000 | thousands by filing date | call |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 42,450 | $600,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 22,515 | $600,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 175,800 | $599,000 | thousands by filing date | call |
| LTC PPTYS INC COM | 502175102 | REIT | 16,221 | $599,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 36,718 | $599,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 10,486 | $598,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 25,989 | $598,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4,700 | $597,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 13,108 | $597,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 49,923 | $596,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 33,807 | $596,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 59,200 | $594,000 | thousands by filing date | put |
| AMBARELLA INC | G037AX101 | SHS | 13,600 | $594,000 | thousands by filing date | put |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 1,987,300 | $594,000 | thousands by filing date | call |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 9,200 | $593,000 | thousands by filing date | put |
| BROWN & BROWN INC COM | 115236101 | Stock | 18,423 | $593,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 16,415 | $593,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 21,920 | $592,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 5,000 | $591,000 | thousands by filing date | call |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 50,790 | $591,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 44,129 | $591,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 25,672 | $590,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 15,947 | $588,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 40,383 | $587,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 277,000 | $587,000 | thousands by filing date | put |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 15,273 | $586,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 17,058 | $585,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 8,663 | $585,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 69,769 | $584,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 10,201 | $583,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 4,838 | $583,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 11,200 | $582,000 | thousands by filing date | put |
| AEROVIRONMENT INC COM | 008073108 | Stock | 19,228 | $578,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 4,600 | $578,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 6,336 | $576,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 11,300 | $576,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 29,532 | $576,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 135,246 | $575,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 48,292 | $574,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 18,416 | $573,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 20,682 | $573,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 28,694 | $572,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 16,000 | $572,000 | thousands by filing date | put |
| BRIGGS & STRATTON CORP | 109043109 | COM | 31,734 | $572,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 105,900 | $572,000 | thousands by filing date | call |
| SCHOLASTIC CORP COM | 807066105 | Stock | 17,658 | $571,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 11,233 | $571,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 12,400 | $570,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 5,100 | $569,000 | thousands by filing date | put |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 12,929 | $569,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 117,942 | $568,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 41,700 | $567,000 | thousands by filing date | call |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 7,000 | $566,000 | thousands by filing date | call |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 4,800 | $565,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 15,888 | $565,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 36,000 | $565,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 57,001 | $565,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 84,400 | $564,000 | thousands by filing date | put |
| BALCHEM CORP | 057665200 | COM | 9,949 | $563,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 44,700 | $563,000 | thousands by filing date | put |
| GREIF INC | 397624107 | CL A | 12,833 | $562,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 47,195 | $561,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 37,300 | $561,000 | thousands by filing date | call |
| Southern Company | 842587107 | COM | 12,800 | $559,000 | thousands by filing date | put |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 28,246 | $559,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 49,808 | $559,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 57,551 | $559,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 6,300 | $559,000 | thousands by filing date | call |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 12,796 | $559,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 15,962 | $558,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 3,400 | $557,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 6,779 | $557,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 51,356 | $557,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 59,054 | $557,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 20,000 | $556,000 | thousands by filing date | call |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 41,561 | $556,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 6,500 | $556,000 | thousands by filing date | call |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 43,828 | $556,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 32,872 | $555,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 13,177 | $555,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 29,177 | $555,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 31,500 | $555,000 | thousands by filing date | put |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 9,500 | $553,000 | thousands by filing date | put |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 4,700 | $552,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 16,204 | $552,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 505,478 | $551,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 19,800 | $550,000 | thousands by filing date | call |
| OMNICELL COM COM | 68213N109 | Stock | 20,116 | $549,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 45,722 | $548,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 20,567 | $547,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 17,241 | $547,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 43,140 | $547,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 12,700 | $546,000 | thousands by filing date | put |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 12,695 | $546,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 13,600 | $546,000 | thousands by filing date | call |
| DOMINION DIAMOND CORP | 257287102 | COM | 38,360 | $546,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 50,924 | $545,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 127,116 | $545,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 863 | $544,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 32,153 | $544,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 14,362 | $544,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 50,000 | $543,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 7,564 | $543,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 30,453 | $542,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 8,400 | $541,000 | thousands by filing date | put |
| PROOFPOINT INC | 743424103 | COM | 14,546 | $541,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 496,200 | $541,000 | thousands by filing date | call |
| Lineage, Inc. | 536020100 | COM | 17,900 | $540,000 | thousands by filing date | call |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 67,274 | $539,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 38,588 | $538,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 47,580 | $538,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 10,850 | $537,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 4,000 | $537,000 | thousands by filing date | put |
| INVENSENSE INC | 46123D205 | COM | 27,200 | $537,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 5,508 | $537,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 17,008 | $536,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 17,920 | $536,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 6,477 | $535,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 20,385 | $535,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 20,791 | $534,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 9,200 | $534,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 19,479 | $533,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 10,969 | $532,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 34,154 | $532,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 3,058 | $531,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 7,300 | $531,000 | thousands by filing date | put |
| ISHARES | 464286848 | EXCHANGE TRADED | 45,100 | $531,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 85,000 | $530,000 | thousands by filing date | call |
| US ECOLOGY INC COM | 91732J102 | COM | 11,334 | $530,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 94,717 | $530,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 16,600 | $529,000 | thousands by filing date | put |
| BIG LOTS INC | 089302103 | COM | 12,271 | $528,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 22,725 | $528,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 44,297 | $528,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 24,424 | $528,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 137,100 | $528,000 | thousands by filing date | call |
| SUPERVALU INC | 868536103 | COM | 59,000 | $527,000 | thousands by filing date | call |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 4,172 | $526,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 21,373 | $526,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 41,400 | $526,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 27,906 | $526,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 16,991 | $525,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 8,309 | $525,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 65,787 | $525,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 8,500 | $524,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 93,987 | $524,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 6,000 | $523,000 | thousands by filing date | put |
| MFS CALIF MUN FD | 59318C106 | COM | 48,500 | $523,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 8,500 | $522,000 | thousands by filing date | call |
| WADDELL & REED FINL INC | 930059100 | CL A | 10,100 | $522,000 | thousands by filing date | put |
| CONSOL ENERGY INC | 20854P109 | COM | 13,800 | $522,000 | thousands by filing date | call |
| MOLYCORP INC DEL | 608753109 | COM | 438,445 | $522,000 | thousands by filing date | |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 25,000 | $522,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 107,600 | $521,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 5,400 | $520,000 | thousands by filing date | put |
| TRUSTCO BK CORP N Y | 898349105 | COM | 80,799 | $520,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 11,012 | $519,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 40,281 | $518,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 13,211 | $518,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 60,788 | $518,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 10,566 | $518,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 6,400 | $517,000 | thousands by filing date | call |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 30,569 | $517,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 9,100 | $516,000 | thousands by filing date | put |
| CUMMINS INC COM | 231021106 | Stock | 3,900 | $515,000 | thousands by filing date | call |
| CNH INDL N V SHS | N20944109 | Stock | 64,955 | $515,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 16,860 | $515,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 72,605 | $514,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 7,000 | $514,000 | thousands by filing date | call |
| RANDGOLD RES LTD | 752344309 | ADR | 7,600 | $514,000 | thousands by filing date | call |
| PARSLEY ENERGY INC | 701877102 | CL A | 24,033 | $513,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 9,648 | $512,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 19,873 | $512,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 10,392 | $511,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 18,666 | $511,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 22,174 | $511,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 39,900 | $511,000 | thousands by filing date | call |
| Vanguard Real Estate | 922908553 | SHS | 7,100 | $510,000 | thousands by filing date | put |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 119,782 | $510,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 9,500 | $509,000 | thousands by filing date | call |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 84,845 | $508,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 37,261 | $508,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 14,237 | $507,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 21,172 | $507,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 8,600 | $506,000 | thousands by filing date | put |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 12,107 | $506,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 32,300 | $506,000 | thousands by filing date | call |
| REGAL REXNORD CORPORATION | 758750103 | COM | 7,884 | $506,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 11,048 | $506,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 9,567 | $506,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 46,800 | $505,000 | thousands by filing date | call |
| FINISAR CORP | 31787A507 | COM NEW | 30,375 | $505,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 33,558 | $505,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 203,405 | $502,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 33,785 | $502,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 13,496 | $500,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 4,016 | $500,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 13,935 | $500,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 40,325 | $499,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 15,008 | $499,000 | thousands by filing date | |
| CHINA MOBILE GAMES & ENTERTAINMENT LTD | 16952T100 | COM | 23,675 | $499,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 29,461 | $498,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 16,268 | $497,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 75,875 | $497,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 13,759 | $496,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 10,800 | $496,000 | thousands by filing date | call |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 14,243 | $496,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 7,300 | $495,000 | thousands by filing date | put |
| FNFV GROUP | 31620R402 | COM | 35,977 | $495,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 8,800 | $494,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 49,402 | $492,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 22,072 | $492,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 12,518 | $492,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,900 | $492,000 | thousands by filing date | call |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 18,600 | $492,000 | thousands by filing date | call |
| DEPOMED INC | 249908104 | COM | 32,400 | $492,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 12,261 | $491,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 14,612 | $491,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 11,594 | $490,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 18,432 | $490,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 10,390 | $488,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 11,600 | $487,000 | thousands by filing date | put |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 10,027 | $487,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 240,063 | $487,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 12,090 | $487,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 35,846 | $487,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 33,464 | $486,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 46,921 | $486,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 32,900 | $486,000 | thousands by filing date | call |
| VERITIV CORP | 923454102 | COM | 9,705 | $486,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 18,858 | $486,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 26,351 | $484,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 20,200 | $484,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 80,888 | $484,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 7,920 | $483,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 8,200 | $482,000 | thousands by filing date | put |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 34,563 | $482,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 6,736 | $481,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 42,778 | $480,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 4,900 | $480,000 | thousands by filing date | call |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 37,171 | $480,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 25,350 | $480,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 6,629 | $479,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 5,900 | $479,000 | thousands by filing date | put |
| XPO INC COM | 983793100 | Stock | 12,700 | $478,000 | thousands by filing date | put |
| TARGA RES CORP COM | 87612G101 | Stock | 3,500 | $477,000 | thousands by filing date | put |
| TARGA RES CORP COM | 87612G101 | Stock | 3,500 | $477,000 | thousands by filing date | call |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 5,900 | $477,000 | thousands by filing date | put |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 19,137 | $476,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 8,000 | $474,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 2,000 | $473,000 | thousands by filing date | call |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 6,466 | $473,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 11,618 | $473,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 6,615 | $472,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 22,108 | $472,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 12,400 | $471,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 9,816 | $471,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 11,600 | $470,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 11,535 | $470,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 10,957 | $469,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 9,679 | $468,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 57,998 | $468,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 9,995 | $467,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 20,500 | $467,000 | thousands by filing date | call |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 23,989 | $466,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8,200 | $465,000 | thousands by filing date | call |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 4,800 | $465,000 | thousands by filing date | call |
| SPS COMM INC COM | 78463M107 | Stock | 8,744 | $465,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 19,314 | $465,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 28,582 | $465,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 6,200 | $465,000 | thousands by filing date | put |
| AZZ INC COM | 002474104 | Stock | 11,098 | $464,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 18,517 | $464,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 20,000 | $464,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,800 | $464,000 | thousands by filing date | call |
| Mexico Fund Inc/The | 592835102 | COM | 16,930 | $464,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 30,351 | $463,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 9,813 | $462,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 11,542 | $461,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 47,483 | $461,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 137,858 | $461,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 144,041 | $461,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 50,399 | $461,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 7,700 | $460,000 | thousands by filing date | call |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 36,576 | $460,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 21,700 | $460,000 | thousands by filing date | call |
| Heritage Commerce Corp | 426927109 | Common Stock | 55,878 | $459,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 5,300 | $459,000 | thousands by filing date | call |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 34,877 | $458,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 48,200 | $458,000 | thousands by filing date | call |
| ENVIRI CORP | 415864107 | COM | 21,400 | $458,000 | thousands by filing date | call |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 89,945 | $458,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 8,400 | $458,000 | thousands by filing date | call |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 20,949 | $458,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 73,294 | $458,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 14,112 | $457,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 9,070 | $457,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 14,047 | $457,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 16,297 | $456,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 36,982 | $456,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 15,029 | $455,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 38,605 | $455,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 9,846 | $455,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 23,000 | $454,000 | thousands by filing date | call |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 88,269 | $453,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 10,446 | $453,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 20,400 | $452,000 | thousands by filing date | call |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 46,442 | $451,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 10,867 | $451,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 120,462 | $451,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 17,975 | $450,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 3,300 | $449,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 15,444 | $448,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 21,500 | $447,000 | thousands by filing date | put |
| HANGER INC | 41043F208 | COMMON STOCK | 21,800 | $447,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 11,100 | $446,000 | thousands by filing date | put |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 12,400 | $445,000 | thousands by filing date | call |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 12,901 | $445,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 7,700 | $444,000 | thousands by filing date | put |
| Broadcom Inc | Y0486S104 | Common | 5,100 | $444,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 30,500 | $443,000 | thousands by filing date | put |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 23,022 | $443,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 31,422 | $443,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 24,980 | $442,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 5,428 | $442,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 9,408 | $441,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 33,655 | $441,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 19,673 | $440,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 40,175 | $440,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 18,300 | $439,000 | thousands by filing date | call |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 16,299 | $439,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 12,800 | $438,000 | thousands by filing date | put |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 5,100 | $437,000 | thousands by filing date | put |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 25,550 | $436,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 30,120 | $436,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 22,901 | $436,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 8,024 | $435,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 16,987 | $435,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 42,725 | $434,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 24,912 | $431,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 34,001 | $431,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 6,300 | $431,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 21,500 | $430,000 | thousands by filing date | call |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 21,464 | $428,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 25,300 | $428,000 | thousands by filing date | call |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 11,879 | $427,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 12,604 | $427,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 25,437 | $426,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 10,900 | $425,000 | thousands by filing date | call |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 19,288 | $425,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 15,500 | $425,000 | thousands by filing date | call |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 10,848 | $425,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 4,300 | $425,000 | thousands by filing date | put |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 23,299 | $423,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 11,600 | $421,000 | thousands by filing date | call |
| COVANCE INC | 222816100 | COM | 5,351 | $421,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 32,818 | $421,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,900 | $420,000 | thousands by filing date | call |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 13,975 | $420,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 46,537 | $419,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 316 | $419,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 12,200 | $418,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 8,500 | $418,000 | thousands by filing date | call |
| COHEN & STEERS INC COM | 19247A100 | Stock | 10,845 | $417,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 6,100 | $417,000 | thousands by filing date | call |
| BOYDGAMINGCORP | 103304101 | STOK | 40,953 | $416,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 4,200 | $416,000 | thousands by filing date | call |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 15,989 | $416,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 11,100 | $415,000 | thousands by filing date | put |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 9,501 | $415,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 18,300 | $414,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 21,900 | $414,000 | thousands by filing date | call |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 20,084 | $414,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 8,299 | $413,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 5,428 | $413,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 18,033 | $413,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 46,663 | $412,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 47,791 | $412,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 11,500 | $410,000 | thousands by filing date | call |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 12,873 | $409,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 16,000 | $409,000 | thousands by filing date | call |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 43,000 | $409,000 | thousands by filing date | put |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 9,080 | $408,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 800 | $408,000 | thousands by filing date | call |
| BROWN FORMAN CORP | 115637100 | CL A | 4,573 | $408,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 10,277 | $408,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 12,400 | $408,000 | thousands by filing date | put |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 27,621 | $408,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 11,900 | $407,000 | thousands by filing date | call |
| COBIZ FINANCIAL INC | 190897108 | COM | 36,410 | $407,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 11,000 | $406,000 | thousands by filing date | call |
| UNIFIRST CORP MASS | 904708104 | COM | 4,200 | $405,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 8,500 | $404,000 | thousands by filing date | call |
| U S G CORP | 903293405 | COM NEW | 14,700 | $404,000 | thousands by filing date | put |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 9,455 | $404,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 22,500 | $403,000 | thousands by filing date | call |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 36,350 | $403,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 29,547 | $403,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 7,325 | $402,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 23,500 | $402,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 38,900 | $401,000 | thousands by filing date | call |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 10,347 | $401,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 39,067 | $401,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 7,500 | $400,000 | thousands by filing date | call |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 29,816 | $400,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,310 | $400,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 16,139 | $399,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 16,332 | $399,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 11,221 | $398,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 31,794 | $398,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 9,300 | $397,000 | thousands by filing date | put |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 8,385 | $397,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 22,288 | $397,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 18,098 | $397,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 5,400 | $396,000 | thousands by filing date | put |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 26,287 | $396,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 8,920 | $396,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-011529 | this filing | 2014-11-12 | acceptance time not in the bulk data set |