13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 10,408 holding rows worth $135,582,726,000.
- Accession
- 0000950123-14-011529
- Filer
- CIK 1114446
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 15,317 entries on the cover page, a total value of $135,582,726,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,582,744,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SYNAPTICS INC COM | 87157D109 | Stock | 5,400 | $395,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 2,400 | $395,000 | thousands by filing date | put |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 368,637 | $395,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 24,960 | $395,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 36,228 | $394,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,100 | $394,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 11,800 | $394,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 25,159 | $394,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,200 | $394,000 | thousands by filing date | call |
| ARGAN INC | 04010E109 | COM | 11,774 | $393,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 7,943 | $393,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 10,929 | $393,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 5,240 | $392,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 12,637 | $392,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 4,589 | $391,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 24,774 | $391,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 9,500 | $391,000 | thousands by filing date | put |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,000 | $390,000 | thousands by filing date | put |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 55,520 | $390,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 93,000 | $390,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 40,638 | $390,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 25,938 | $389,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 10,456 | $389,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 19,700 | $388,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 6,390 | $387,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 45,925 | $387,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 17,085 | $387,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 20,187 | $386,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 4,777 | $386,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 37,200 | $386,000 | thousands by filing date | put |
| FAMILY DLR STORES INC | 307000109 | COM | 5,000 | $386,000 | thousands by filing date | call |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 19,000 | $386,000 | thousands by filing date | put |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 5,000 | $385,000 | thousands by filing date | put |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 7,200 | $385,000 | thousands by filing date | call |
| BIOTELEMETRY INC | 090672106 | COM | 57,376 | $385,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 26,115 | $385,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 10,700 | $385,000 | thousands by filing date | call |
| DIGITALGLOBE INC | 25389M877 | COM | 13,513 | $385,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 33,400 | $385,000 | thousands by filing date | put |
| FIVE BELOW INC COM | 33829M101 | Stock | 9,700 | $384,000 | thousands by filing date | call |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 15,799 | $384,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 183,720 | $384,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 4,004 | $384,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 7,500 | $383,000 | thousands by filing date | call |
| CLEAN HARBORS INC COM | 184496107 | Stock | 7,096 | $383,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 14,193 | $382,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 30,922 | $382,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 10,825 | $382,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 4,200 | $381,000 | thousands by filing date | put |
| SOLARCITY CORP | 83416T100 | COM | 6,400 | $381,000 | thousands by filing date | call |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 7,577 | $380,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 12,573 | $380,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 31,283 | $380,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 13,690 | $378,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 8,328 | $378,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 41,100 | $377,000 | thousands by filing date | call |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 10,911 | $376,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 7,623 | $375,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 43,079 | $375,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 19,560 | $375,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 11,464 | $375,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 7,837 | $374,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 6,100 | $373,000 | thousands by filing date | put |
| INTERPUBLIC GROUP COS | 460690100 | COM | 20,300 | $372,000 | thousands by filing date | call |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 4,951 | $371,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 4,200 | $370,000 | thousands by filing date | call |
| Mallinckrodt Plc | G5785G107 | SHS | 4,100 | $370,000 | thousands by filing date | put |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 26,936 | $370,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 5,060 | $369,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 4,678 | $368,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 41,130 | $368,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 21,562 | $368,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 53,300 | $368,000 | thousands by filing date | call |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 12,600 | $368,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 10,144 | $368,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 27,200 | $367,000 | thousands by filing date | put |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 7,433 | $367,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 3,300 | $367,000 | thousands by filing date | call |
| OCI RES LP | 67081B106 | COM UNIT LTD | 16,097 | $367,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 25,560 | $366,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 26,186 | $366,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 24,784 | $366,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 182,988 | $366,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 14,654 | $366,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 6,266 | $365,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 12,103 | $364,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 13,399 | $364,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 7,096 | $364,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 3,800 | $363,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 24,500 | $363,000 | thousands by filing date | call |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 28,076 | $363,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 63,743 | $363,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 518 | $362,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 26,076 | $362,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 8,400 | $362,000 | thousands by filing date | call |
| NBT BANCORP INC COM | 628778102 | Stock | 16,042 | $361,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,400 | $360,000 | thousands by filing date | put |
| Spectra Energy Partners | 84756N109 | COM | 6,800 | $360,000 | thousands by filing date | put |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 25,937 | $360,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 6,000 | $359,000 | thousands by filing date | put |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 134,131 | $359,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 2,838 | $358,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 14,089 | $358,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 281,370 | $358,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 6,600 | $358,000 | thousands by filing date | call |
| FIDELITY COMWLTH TR | 315912808 | COM | 2,023 | $357,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 5,700 | $356,000 | thousands by filing date | put |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 19,000 | $355,000 | thousands by filing date | put |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 23,572 | $354,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 18,880 | $354,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 5,100 | $353,000 | thousands by filing date | put |
| TRUBRIDGE INC | 205306103 | COM | 6,143 | $353,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 14,200 | $353,000 | thousands by filing date | put |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 22,880 | $352,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 10,744 | $352,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 5,500 | $351,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 14,640 | $351,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 18,295 | $351,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 14,848 | $351,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 52,818 | $351,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 156,175 | $351,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 9,000 | $349,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 10,600 | $349,000 | thousands by filing date | put |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 34,111 | $349,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 13,588 | $349,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 12,288 | $349,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 10,886 | $348,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 32,633 | $348,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 16,400 | $348,000 | thousands by filing date | put |
| COMPUGEN LTD | M25722105 | ORD | 40,543 | $347,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 15,600 | $347,000 | thousands by filing date | put |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 17,008 | $347,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 75,323 | $345,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 26,740 | $345,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 26,574 | $345,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 68,240 | $345,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 21,375 | $344,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 5,600 | $344,000 | thousands by filing date | put |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 24,847 | $344,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 2,200 | $344,000 | thousands by filing date | call |
| INCYTE CORP COM | 45337C102 | Stock | 7,000 | $343,000 | thousands by filing date | call |
| ENVIRI CORP | 415864107 | COM | 15,989 | $343,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 40,791 | $343,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 16,302 | $342,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 25,200 | $342,000 | thousands by filing date | put |
| SKULLCANDY INC | 83083J104 | COM | 43,796 | $342,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 26,453 | $342,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 10,100 | $341,000 | thousands by filing date | put |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 3,625 | $341,000 | thousands by filing date | |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 40,400 | $341,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q209 | COM NEW | 86,200 | $341,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 4,488 | $340,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 10,351 | $340,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 16,077 | $340,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 7,247 | $339,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 4,800 | $339,000 | thousands by filing date | put |
| ALLERGAN INC | 018490102 | COM | 1,900 | $339,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 69,900 | $338,000 | thousands by filing date | put |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 6,000 | $338,000 | thousands by filing date | call |
| JOY GLOBAL INC | 481165108 | COM | 6,200 | $338,000 | thousands by filing date | put |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 3,900 | $337,000 | thousands by filing date | call |
| WOODWARD INC COM | 980745103 | Stock | 7,052 | $336,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 7,744 | $336,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y651 | NORTH SQUA MCKE | 3,375 | $336,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 16,600 | $335,000 | thousands by filing date | call |
| PEPCO HOLDINGS INC | 713291102 | COM | 12,500 | $335,000 | thousands by filing date | call |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 6,500 | $335,000 | thousands by filing date | call |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 26,602 | $335,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 111,000 | $334,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 4,900 | $334,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 60,701 | $334,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 17,607 | $334,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 336,600 | $333,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 9,600 | $333,000 | thousands by filing date | put |
| PLY GEM HLDGS INC | 72941W100 | COM | 30,700 | $333,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 55,490 | $333,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 48,541 | $332,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 19,244 | $331,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,800 | $330,000 | thousands by filing date | call |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 7,096 | $330,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 11,900 | $330,000 | thousands by filing date | put |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 38,035 | $330,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 13,134 | $330,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 24,552 | $330,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 24,331 | $329,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 19,800 | $329,000 | thousands by filing date | call |
| DEPOMED INC | 249908104 | COM | 21,637 | $329,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 32,146 | $329,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 13,102 | $328,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 8,259 | $328,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 10,600 | $328,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 167,376 | $328,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 7,383 | $328,000 | thousands by filing date | |
| MINNESOTA MUNI INCOME PT | 604062109 | CMN | 21,162 | $328,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 5,700 | $326,000 | thousands by filing date | put |
| WEYCO GROUP INC COM | 962149100 | Stock | 12,965 | $326,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 10,823 | $325,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 41,609 | $325,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 21,060 | $325,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 8,775 | $324,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 4,100 | $323,000 | thousands by filing date | put |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 41,922 | $323,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 30,523 | $323,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 14,500 | $323,000 | thousands by filing date | call |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 22,198 | $323,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 15,500 | $322,000 | thousands by filing date | call |
| EBIX INC | 278715206 | COM NEW | 22,700 | $322,000 | thousands by filing date | put |
| STAPLES INC | 855030102 | COM | 26,600 | $322,000 | thousands by filing date | call |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 9,883 | $321,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 89,042 | $321,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 21,331 | $321,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 19,000 | $321,000 | thousands by filing date | put |
| EXTREME NETWORKS INC | 30226D106 | COM | 66,900 | $320,000 | thousands by filing date | call |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 9,800 | $320,000 | thousands by filing date | put |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 26,200 | $320,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 17,621 | $320,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 13,353 | $319,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 5,100 | $319,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 10,715 | $319,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 35,770 | $319,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 7,200 | $318,000 | thousands by filing date | call |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 17,790 | $317,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 14,431 | $317,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 32,062 | $316,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 76,234 | $316,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 10,530 | $315,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 318,200 | $315,000 | thousands by filing date | put |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,500 | $314,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 4,200 | $314,000 | thousands by filing date | call |
| HUDSON PAC PPTYS INC | 444097109 | COM | 12,700 | $314,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 19,363 | $314,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 26,134 | $314,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 11,025 | $314,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 7,600 | $313,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 39,062 | $313,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 61,265 | $312,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 13,100 | $312,000 | thousands by filing date | call |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 4,000 | $312,000 | thousands by filing date | put |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 12,742 | $312,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 67,159 | $312,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,500 | $311,000 | thousands by filing date | put |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 3,700 | $311,000 | thousands by filing date | call |
| RANDGOLD RES LTD | 752344309 | ADR | 4,600 | $311,000 | thousands by filing date | put |
| CERUS CORP | 157085101 | COM | 77,392 | $310,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 12,542 | $310,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 11,353 | $309,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 101,500 | $309,000 | thousands by filing date | call |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 8,500 | $309,000 | thousands by filing date | put |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 14,500 | $308,000 | thousands by filing date | call |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 3,243 | $307,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 3,153 | $307,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 22,900 | $307,000 | thousands by filing date | call |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 13,452 | $307,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 25,471 | $307,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 12,632 | $306,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 16,900 | $305,000 | thousands by filing date | put |
| OXFORD LANE CAP CORP | 691543102 | COM | 19,922 | $305,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 9,956 | $305,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 31,842 | $305,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 33,255 | $305,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 16,100 | $304,000 | thousands by filing date | put |
| WINNEBAGO INDS INC | 974637100 | COM | 13,975 | $304,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 4,000 | $304,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 11,650 | $303,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 6,600 | $303,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 33,200 | $303,000 | thousands by filing date | call |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 4,100 | $302,000 | thousands by filing date | call |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,200 | $301,000 | thousands by filing date | call |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 8,599 | $301,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 5,100 | $300,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 26,400 | $300,000 | thousands by filing date | put |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 13,300 | $300,000 | thousands by filing date | put |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 53,900 | $300,000 | thousands by filing date | call |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 48,077 | $300,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 6,270 | $299,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 21,000 | $299,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 4,000 | $299,000 | thousands by filing date | put |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 6,800 | $298,000 | thousands by filing date | call |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 23,293 | $298,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 12,700 | $298,000 | thousands by filing date | call |
| SUNTRUST BANKS INC | 867914103 | COM | 7,800 | $297,000 | thousands by filing date | put |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 24,824 | $297,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 254,000 | $297,000 | thousands by filing date | call |
| KELLANOVA | 487836108 | COM | 4,800 | $296,000 | thousands by filing date | call |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 8,629 | $296,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 32,382 | $295,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 9,618 | $295,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 5,436 | $294,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 4,600 | $294,000 | thousands by filing date | put |
| ABM INDS INC | 000957100 | COM | 11,451 | $294,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 9,993 | $294,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 7,738 | $294,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 77,365 | $294,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 16,069 | $294,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 6,161 | $292,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 23,584 | $292,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 7,300 | $291,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 34,400 | $291,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 87,100 | $291,000 | thousands by filing date | call |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 8,759 | $291,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 6,560 | $290,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 5,864 | $290,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 5,100 | $290,000 | thousands by filing date | call |
| FRESH MKT INC | 35804H106 | COM | 8,300 | $290,000 | thousands by filing date | call |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 969,997 | $290,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,335 | $289,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 4,000 | $289,000 | thousands by filing date | call |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 3,973 | $289,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 20,700 | $289,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,600 | $288,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 55,700 | $288,000 | thousands by filing date | call |
| WP CAREY INC COM | 92936U109 | REIT | 4,500 | $287,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 5,500 | $287,000 | thousands by filing date | call |
| RENTRAK CORP | 760174102 | COM | 4,711 | $287,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 6,700 | $287,000 | thousands by filing date | call |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 37,488 | $287,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 10,700 | $286,000 | thousands by filing date | call |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 6,000 | $286,000 | thousands by filing date | call |
| ABAXIS INC | 002567105 | COM | 5,638 | $286,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 35,185 | $286,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,900 | $285,000 | thousands by filing date | call |
| DUKE REALTY CORP | 264411505 | COM NEW | 16,600 | $285,000 | thousands by filing date | call |
| BRIGHTCOVE INC | 10921T101 | COM | 51,015 | $285,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 7,353 | $285,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 7,765 | $285,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 16,900 | $284,000 | thousands by filing date | call |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 22,768 | $284,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 3,100 | $283,000 | thousands by filing date | call |
| BB & T CORP | 054937107 | COM | 7,600 | $283,000 | thousands by filing date | call |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 28,024 | $283,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 14,100 | $282,000 | thousands by filing date | put |
| CON-WAY INC | 205944101 | COM | 5,946 | $282,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 4,200 | $281,000 | thousands by filing date | call |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 3,800 | $281,000 | thousands by filing date | put |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 9,400 | $281,000 | thousands by filing date | call |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 3,600 | $281,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 11,095 | $281,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 5,000 | $280,000 | thousands by filing date | put |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 12,831 | $280,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 5,843 | $279,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 24,500 | $279,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287108 | COM | 4,300 | $279,000 | thousands by filing date | put |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 21,000 | $279,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 6,100 | $279,000 | thousands by filing date | call |
| INGLES MKTS INC CL A | 457030104 | Stock | 11,745 | $278,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 16,413 | $278,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 38,406 | $278,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 22,100 | $278,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 10,511 | $278,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 22,497 | $277,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 3,655 | $277,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 13,900 | $277,000 | thousands by filing date | call |
| JIVE SOFTWARE INC | 47760A108 | COM | 47,511 | $277,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 6,265 | $277,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 12,631 | $277,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 7,100 | $276,000 | thousands by filing date | put |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 3,800 | $276,000 | thousands by filing date | call |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 22,900 | $276,000 | thousands by filing date | put |
| BRINKS CO | 109696104 | COM | 11,427 | $275,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 20,247 | $275,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 9,100 | $275,000 | thousands by filing date | put |
| FELCOR LODGING TR INC | 31430F101 | COM | 29,383 | $275,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 22,533 | $275,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 12,766 | $275,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 15,514 | $275,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,900 | $274,000 | thousands by filing date | put |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 3,968 | $274,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 47,600 | $274,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 8,705 | $274,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 12,545 | $273,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 7,656 | $273,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 4,802 | $273,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 10,659 | $273,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 8,400 | $272,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 13,400 | $272,000 | thousands by filing date | call |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 9,153 | $272,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 237,533 | $271,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 51,247 | $271,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 17,759 | $271,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 4,900 | $270,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 12,600 | $270,000 | thousands by filing date | call |
| TENNANT CO | 880345103 | COM | 3,996 | $269,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 33,500 | $269,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 22,600 | $269,000 | thousands by filing date | call |
| DATAWATCH CORP | 237917208 | COM NEW | 26,257 | $269,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,300 | $267,000 | thousands by filing date | put |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 5,919 | $267,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 15,249 | $267,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 19,403 | $267,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 32,830 | $267,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 23,000 | $267,000 | thousands by filing date | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,400 | $266,000 | thousands by filing date | call |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 5,783 | $266,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,200 | $266,000 | thousands by filing date | put |
| TERADYNE INC COM | 880770102 | Stock | 13,700 | $266,000 | thousands by filing date | call |
| SAFETY INS GROUP INC | 78648T100 | COM | 4,942 | $266,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 16,450 | $266,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 95,500 | $266,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 5,900 | $265,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 9,657 | $265,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 24,550 | $265,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 27,059 | $265,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 10,120 | $265,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 5,900 | $265,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 106,300 | $264,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 17,900 | $264,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 20,300 | $264,000 | thousands by filing date | put |
| CASEYS GEN STORES INC | 147528103 | COM | 3,673 | $263,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 14,600 | $263,000 | thousands by filing date | call |
| FORTINET INC COM | 34959E109 | Stock | 10,400 | $263,000 | thousands by filing date | call |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 14,261 | $263,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 19,900 | $263,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 32,243 | $263,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 4,906 | $263,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 5,953 | $262,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 4,800 | $262,000 | thousands by filing date | put |
| GENTHERM INC | 37253A103 | COM | 6,200 | $262,000 | thousands by filing date | put |
| F5 INC COM | 315616102 | Stock | 2,200 | $261,000 | thousands by filing date | put |
| UMB FINL CORP | 902788108 | COM | 4,777 | $261,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 20,393 | $261,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 7,259 | $261,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 12,119 | $261,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 16,900 | $261,000 | thousands by filing date | call |
| NRG YIELD INC | 62942X108 | CL C | 5,548 | $261,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 6,897 | $260,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 12,238 | $260,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 7,593 | $259,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 15,704 | $259,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 16,538 | $259,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 3,047 | $258,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 5,900 | $258,000 | thousands by filing date | call |
| OPENLANE INC | 48238T109 | COM | 8,977 | $257,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 14,761 | $257,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 5,752 | $257,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 30,970 | $257,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 9,800 | $257,000 | thousands by filing date | call |
| EDUCATION RLTY TR INC | 28140H104 | COM | 25,000 | $257,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 19,300 | $257,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 9,300 | $256,000 | thousands by filing date | call |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 18,885 | $256,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 4,500 | $256,000 | thousands by filing date | put |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 56,778 | $256,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 39,400 | $256,000 | thousands by filing date | put |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,100 | $255,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 7,100 | $255,000 | thousands by filing date | put |
| TECO ENERGY INC | 872375100 | COM | 14,700 | $255,000 | thousands by filing date | call |
| WRIGHT MED GROUP INC | 98235T107 | COM | 8,432 | $255,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 7,400 | $254,000 | thousands by filing date | put |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 13,300 | $254,000 | thousands by filing date | call |
| AMREIT INC | 03216B208 | CL B | 11,023 | $254,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,900 | $253,000 | thousands by filing date | call |
| BRT APARTMENTS CORP | 055645303 | REIT | 33,800 | $253,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 4,900 | $253,000 | thousands by filing date | put |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 33,000 | $253,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 67,700 | $252,000 | thousands by filing date | call |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 15,505 | $252,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 3,000 | $252,000 | thousands by filing date | put |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 7,290 | $252,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 25,182 | $252,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 5,600 | $251,000 | thousands by filing date | call |
| V F CORP COM | 918204108 | Stock | 3,800 | $251,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 54,600 | $251,000 | thousands by filing date | call |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 29,880 | $251,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 41,788 | $251,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 11,166 | $251,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 9,274 | $251,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,300 | $250,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,600 | $250,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 7,700 | $250,000 | thousands by filing date | put |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 16,900 | $250,000 | thousands by filing date | put |
| CALAMP CORP | 128126109 | COMMON STOCK | 14,200 | $250,000 | thousands by filing date | call |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 5,508 | $250,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 668 | $249,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 23,663 | $249,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 57,329 | $249,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 7,000 | $248,000 | thousands by filing date | call |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 6,900 | $248,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 2,093 | $248,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 9,000 | $247,000 | thousands by filing date | call |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 15,600 | $246,000 | thousands by filing date | call |
| SPARTON CORP | 847235108 | COM | 9,969 | $246,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 5,250 | $245,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 38,413 | $245,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 20,100 | $245,000 | thousands by filing date | put |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 5,722 | $245,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 6,500 | $244,000 | thousands by filing date | put |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 38,915 | $244,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 19,805 | $243,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 4,828 | $242,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 9,015 | $242,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 4,728 | $242,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 3,500 | $242,000 | thousands by filing date | call |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 14,494 | $242,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 2,000 | $242,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 5,100 | $241,000 | thousands by filing date | call |
| SIFCO INDS INC | 826546103 | COM | 8,004 | $241,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 4,800 | $241,000 | thousands by filing date | call |
| ARRIS GROUP INC | 04270V106 | COM | 8,500 | $241,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 32,132 | $240,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 10,457 | $240,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-011529 | this filing | 2014-11-12 | acceptance time not in the bulk data set |