13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 10,408 holding rows worth $135,582,726,000.
- Accession
- 0000950123-14-011529
- Filer
- CIK 1114446
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 15,317 entries on the cover page, a total value of $135,582,726,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,582,744,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 19,228 | $1,094,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 9,847 | $1,093,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 75,224 | $1,092,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 32,896 | $1,091,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 56,179 | $1,090,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 134,522 | $1,086,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 62,732 | $1,085,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 28,007 | $1,084,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 544,686 | $1,084,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 64,454 | $1,083,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 76,689 | $1,080,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 10,509 | $1,080,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 24,300 | $1,079,000 | thousands by filing date | put |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 60,686 | $1,077,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 27,700 | $1,076,000 | thousands by filing date | put |
| SAFEWAY INC | 786514208 | COM NEW | 31,300 | $1,074,000 | thousands by filing date | call |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 47,907 | $1,074,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 9,300 | $1,072,000 | thousands by filing date | call |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 79,359 | $1,071,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 25,600 | $1,070,000 | thousands by filing date | put |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 353,102 | $1,070,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 13,232 | $1,069,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 16,700 | $1,067,000 | thousands by filing date | call |
| FMC CORP COM NEW | 302491303 | Stock | 18,660 | $1,067,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H750 | ETN DJUBS ENRG37 | 62,719 | $1,066,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 73,096 | $1,064,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 96,577 | $1,062,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 128,798 | $1,062,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 96,689 | $1,062,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 35,945 | $1,061,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 6,600 | $1,060,000 | thousands by filing date | put |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 36,500 | $1,060,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 30,430 | $1,060,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 11,913 | $1,058,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 70,599 | $1,057,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 81,500 | $1,056,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 309,219 | $1,055,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 23,565 | $1,055,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 17,715 | $1,055,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 108,349 | $1,052,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 41,376 | $1,052,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 46,282 | $1,051,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 8,139 | $1,050,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 15,220 | $1,050,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 74,581 | $1,049,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 172,074 | $1,049,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 20,791 | $1,046,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 98,240 | $1,045,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 16,046 | $1,043,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 91,432 | $1,040,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 42,200 | $1,039,000 | thousands by filing date | put |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 8,820 | $1,038,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 6,300 | $1,038,000 | thousands by filing date | call |
| ZS PHARMA INC | 98979G105 | Common Stock | 26,467 | $1,038,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 43,479 | $1,037,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 30,833 | $1,032,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 10,073 | $1,030,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 12,200 | $1,030,000 | thousands by filing date | put |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 109,593 | $1,029,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 22,600 | $1,027,000 | thousands by filing date | put |
| TETRA TECH INC NEW | 88162G103 | COM | 41,144 | $1,027,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 9,013 | $1,026,000 | thousands by filing date | put |
| V F CORP COM | 918204108 | Stock | 15,500 | $1,024,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 44,400 | $1,024,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 40,600 | $1,024,000 | thousands by filing date | put |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 34,838 | $1,022,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 24,654 | $1,021,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 44,571 | $1,019,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 25,610 | $1,017,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 7,700 | $1,016,000 | thousands by filing date | put |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 41,987 | $1,016,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 16,010 | $1,015,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 41,373 | $1,014,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 7,020 | $1,014,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 20,843 | $1,013,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 122,500 | $1,012,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 24,195 | $1,012,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 90,285 | $1,011,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 12,372 | $1,009,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 19,607 | $1,009,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 51,211 | $1,008,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 68,242 | $1,008,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 41,661 | $1,007,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 21,919 | $1,005,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 104,959 | $1,005,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 73,642 | $1,004,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 37,365 | $1,004,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 88,470 | $1,004,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 79,000 | $1,004,000 | thousands by filing date | call |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 23,718 | $1,002,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 128,000 | $1,000,000 | thousands by filing date | put |
| KKR & CO LP | 48248M102 | COMMON STOCK | 44,800 | $999,000 | thousands by filing date | put |
| ZILLOW INC | 98954A107 | COMMON STOCK | 8,600 | $998,000 | thousands by filing date | put |
| Pimco Income Oppty Fund | 72202B100 | COM | 36,127 | $997,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 37,930 | $995,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 41,648 | $994,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 20,109 | $992,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 16,140 | $992,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 73,689 | $992,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 42,600 | $991,000 | thousands by filing date | call |
| APPROACH RESOURCES INC | 03834A103 | COM | 68,300 | $990,000 | thousands by filing date | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 8,900 | $989,000 | thousands by filing date | call |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 7,862 | $988,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 52,400 | $987,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 22,200 | $986,000 | thousands by filing date | call |
| F5 INC COM | 315616102 | Stock | 8,300 | $986,000 | thousands by filing date | call |
| COVIDIEN PLC | G2554F113 | SHS | 11,400 | $986,000 | thousands by filing date | put |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 28,409 | $986,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 144,636 | $985,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 17,200 | $985,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 21,700 | $984,000 | thousands by filing date | put |
| SEMGROUP CORP | 81663A105 | CL A | 11,817 | $984,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 16,888 | $984,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 26,376 | $983,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 15,582 | $983,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 17,309 | $982,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 16,331 | $981,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 78,954 | $980,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 58,543 | $979,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 17,741 | $979,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 49,443 | $977,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 29,900 | $975,000 | thousands by filing date | put |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 40,574 | $973,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 15,553 | $973,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 12,000 | $972,000 | thousands by filing date | call |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 49,110 | $970,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 22,200 | $969,000 | thousands by filing date | call |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 76,400 | $969,000 | thousands by filing date | put |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 9,600 | $968,000 | thousands by filing date | call |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 28,261 | $967,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 17,457 | $967,000 | thousands by filing date | |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 32,187 | $966,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 23,381 | $964,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 17,862 | $963,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 104,814 | $962,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 193,800 | $961,000 | thousands by filing date | put |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 56,655 | $961,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 75,035 | $959,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 164,515 | $959,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 82,160 | $959,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 73,831 | $957,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 81,604 | $955,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 222,500 | $955,000 | thousands by filing date | put |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 126,935 | $952,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 27,500 | $946,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 18,200 | $946,000 | thousands by filing date | call |
| WELLPOINT INC | 94973V107 | COM | 7,900 | $945,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 95,304 | $945,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 49,105 | $945,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 276,143 | $944,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 26,370 | $943,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 14,757 | $941,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 173,927 | $941,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 21,000 | $940,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 11,100 | $940,000 | thousands by filing date | put |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 39,572 | $940,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 10,888 | $939,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 3,585 | $939,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 105,889 | $938,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 25,700 | $937,000 | thousands by filing date | put |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 34,673 | $937,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 35,724 | $934,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 81,984 | $933,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 62,900 | $932,000 | thousands by filing date | put |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 110,873 | $932,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 12,009 | $932,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 16,335 | $928,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 115,149 | $927,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 16,818 | $926,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 17,812 | $926,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 18,900 | $924,000 | thousands by filing date | call |
| QUIDEL CORP | 74838J101 | COM | 34,347 | $923,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 163,732 | $922,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 10,389 | $922,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 13,375 | $921,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 11,853 | $919,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 32,200 | $918,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 31,324 | $918,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 14,194 | $917,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 38,347 | $917,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 16,498 | $917,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 30,952 | $917,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 22,996 | $916,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 86,123 | $916,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 48,928 | $915,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 135,284 | $912,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 31,307 | $910,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 38,555 | $909,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 65,733 | $908,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 7,246 | $908,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 16,900 | $906,000 | thousands by filing date | put |
| QUALITY SYS INC | 747582104 | COM | 65,809 | $906,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 50,848 | $905,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 290,520 | $904,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 67,730 | $903,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 16,911 | $902,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 69,987 | $902,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 24,132 | $899,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 26,241 | $899,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 100,894 | $899,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 22,500 | $898,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 141,708 | $898,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 31,228 | $898,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 241,204 | $897,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 59,406 | $896,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 36,890 | $895,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 7,600 | $893,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 45,258 | $893,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 14,933 | $891,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 109,600 | $891,000 | thousands by filing date | call |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 40,640 | $890,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 44,421 | $889,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 228,086 | $888,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 12,822 | $887,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 190,325 | $887,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 65,465 | $887,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 9,500 | $885,000 | thousands by filing date | call |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 20,150 | $885,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 14,430 | $885,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 41,330 | $883,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 54,809 | $883,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 63,720 | $882,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 31,650 | $881,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 177,690 | $881,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 22,610 | $880,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 65,862 | $880,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 48,259 | $880,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 51,012 | $880,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 35,660 | $879,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 14,900 | $878,000 | thousands by filing date | put |
| AIRCASTLE LTD | G0129K104 | COM | 53,525 | $876,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 36,902 | $874,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 33,025 | $874,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 67,300 | $873,000 | thousands by filing date | put |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 14,800 | $871,000 | thousands by filing date | call |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 23,689 | $871,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 19,598 | $870,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 12,100 | $869,000 | thousands by filing date | call |
| Matrix Service Company | 576853105 | COM | 35,996 | $868,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 34,726 | $868,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 11,600 | $867,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,300 | $867,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 49,923 | $866,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 28,126 | $865,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 34,632 | $863,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 24,600 | $861,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 5,788 | $859,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 54,571 | $857,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 43,779 | $857,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 19,308 | $856,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 153,594 | $856,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 49,495 | $856,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 27,865 | $854,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 80,449 | $854,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 100,736 | $854,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 27,782 | $851,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 88,980 | $851,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 19,140 | $849,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 3,824 | $848,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 62,791 | $848,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 41,300 | $847,000 | thousands by filing date | call |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 86,895 | $847,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 7,300 | $847,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 23,274 | $846,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 29,100 | $845,000 | thousands by filing date | put |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 12,646 | $845,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 64,352 | $844,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 129,250 | $844,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 89,265 | $844,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 24,612 | $843,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 5,400 | $842,000 | thousands by filing date | call |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 55,025 | $842,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 85,273 | $840,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 17,650 | $839,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 28,921 | $838,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 29,419 | $837,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 399,691 | $835,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 49,406 | $835,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 22,100 | $833,000 | thousands by filing date | call |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 145,702 | $832,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 106,600 | $831,000 | thousands by filing date | put |
| FRESH MKT INC | 35804H106 | COM | 23,792 | $831,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 23,649 | $830,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 44,608 | $829,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 43,357 | $829,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 11,508 | $828,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 10,200 | $826,000 | thousands by filing date | put |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 27,609 | $826,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 24,000 | $825,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 122,200 | $825,000 | thousands by filing date | put |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 29,843 | $825,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 146,589 | $822,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 60,632 | $822,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 36,093 | $822,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 22,083 | $819,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 16,346 | $818,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 192,664 | $817,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 31,681 | $816,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 6,200 | $816,000 | thousands by filing date | call |
| Apollo Global Management | 037612306 | COM | 34,200 | $815,000 | thousands by filing date | put |
| SPX CORP | 784635104 | COMMON STOCK | 8,667 | $814,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 60,000 | $814,000 | thousands by filing date | call |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 24,648 | $812,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 63,346 | $812,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 11,600 | $811,000 | thousands by filing date | put |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 47,273 | $810,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 136,900 | $809,000 | thousands by filing date | call |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 48,658 | $809,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 7,000 | $808,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 57,694 | $808,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 15,803 | $808,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 33,360 | $806,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 6,000 | $806,000 | thousands by filing date | call |
| MICHAELS COS INC | 59408Q106 | COM | 46,140 | $806,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 25,000 | $798,000 | thousands by filing date | call |
| NETSUITE INC | 64118Q107 | COM | 8,887 | $796,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 266,263 | $796,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 163,400 | $796,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 24,000 | $793,000 | thousands by filing date | put |
| STAPLES INC | 855030102 | COM | 65,400 | $791,000 | thousands by filing date | put |
| ISHARES TR | 464288125 | 3YRTB ETF | 8,845 | $790,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 25,513 | $789,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,442,921 | $789,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 52,600 | $789,000 | thousands by filing date | call |
| Equinix, Inc. | 29444U502 | EQIX | 3,700 | $786,000 | thousands by filing date | call |
| XEROX CORP | 984121103 | COM | 59,300 | $785,000 | thousands by filing date | call |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 33,292 | $783,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 7,900 | $781,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 46,300 | $781,000 | thousands by filing date | put |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 12,923 | $780,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 45,527 | $780,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 75,000 | $779,000 | thousands by filing date | put |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 66,193 | $778,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 36,600 | $778,000 | thousands by filing date | put |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 13,782 | $777,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 29,888 | $777,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 12,200 | $776,000 | thousands by filing date | call |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 36,707 | $775,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 13,400 | $775,000 | thousands by filing date | call |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 54,174 | $775,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 62,902 | $774,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 14,494 | $773,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 28,000 | $772,000 | thousands by filing date | call |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 10,132 | $772,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 10,311 | $771,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 48,371 | $771,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 50,576 | $770,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 22,465 | $769,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 16,876 | $768,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 38,527 | $768,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 707,964 | $764,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 18,300 | $761,000 | thousands by filing date | put |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 43,165 | $761,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 33,100 | $761,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 20,000 | $759,000 | thousands by filing date | call |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 17,909 | $759,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 14,807 | $757,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 16,191 | $756,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 55,060 | $755,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 63,263 | $755,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 25,595 | $755,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 74,357 | $753,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 49,899 | $752,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 64,700 | $751,000 | thousands by filing date | put |
| DOUGLAS EMMETT INC | 25960P109 | COM | 29,207 | $750,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 44,629 | $749,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 41,550 | $748,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 23,652 | $748,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 18,600 | $747,000 | thousands by filing date | call |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 71,788 | $747,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 42,324 | $747,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 15,779 | $747,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 57,157 | $745,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 29,400 | $744,000 | thousands by filing date | put |
| JOHNSON CONTROLS INT F | 478366107 | COM | 16,900 | $744,000 | thousands by filing date | call |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 19,526 | $743,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 8,806 | $741,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 125,400 | $741,000 | thousands by filing date | put |
| REVENUESHARES ADR | 761396605 | ADR FD | 18,754 | $741,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 51,701 | $740,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 7,627 | $740,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 8,300 | $739,000 | thousands by filing date | put |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 14,500 | $738,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 33,318 | $738,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 20,852 | $738,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 98,939 | $738,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 20,000 | $737,000 | thousands by filing date | put |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 41,100 | $737,000 | thousands by filing date | put |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 8,300 | $737,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 21,580 | $736,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 56,746 | $735,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 15,700 | $734,000 | thousands by filing date | call |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 7,160 | $733,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 30,539 | $731,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 17,500 | $730,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 10,075 | $729,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 22,200 | $729,000 | thousands by filing date | call |
| MILLERKNOLL INC | 600544100 | COM | 24,424 | $729,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 46,956 | $729,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 33,942 | $729,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 48,055 | $728,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 45,114 | $726,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 105,131 | $726,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 24,104 | $725,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 49,158 | $725,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 53,690 | $725,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 8,900 | $724,000 | thousands by filing date | call |
| ARTESIAN RES CORP | 043113208 | CL A | 35,930 | $724,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 61,900 | $724,000 | thousands by filing date | call |
| AOL INC | 00184X105 | COM | 16,101 | $724,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 8,224 | $723,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 25,748 | $722,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 86,375 | $722,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 354,246 | $722,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 20,520 | $721,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 44,131 | $720,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 38,432 | $719,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 17,112 | $719,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 37,000 | $719,000 | thousands by filing date | call |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 9,608 | $718,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 306,741 | $718,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 26,843 | $718,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 55,421 | $717,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 5,500 | $717,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 35,966 | $717,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 8,407 | $717,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 42,800 | $716,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 21,650 | $715,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 24,766 | $715,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 17,827 | $713,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 204,300 | $713,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 15,604 | $713,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 286,900 | $712,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 26,346 | $712,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 26,162 | $710,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 41,719 | $710,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 7,300 | $708,000 | thousands by filing date | put |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 136,114 | $708,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 62,400 | $708,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 83,000 | $706,000 | thousands by filing date | call |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 27,458 | $706,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 35,696 | $705,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 19,868 | $705,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 28,800 | $704,000 | thousands by filing date | call |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 34,390 | $704,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 23,300 | $702,000 | thousands by filing date | put |
| COHU INC | 192576106 | COM | 58,554 | $701,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 3,300 | $701,000 | thousands by filing date | put |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 27,636 | $700,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 18,000 | $699,000 | thousands by filing date | call |
| ROLLINS INC COM | 775711104 | Stock | 23,883 | $699,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 98,218 | $698,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 21,712 | $697,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 29,436 | $697,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 30,080 | $697,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 31,179 | $697,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 13,576 | $697,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 28,050 | $696,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 19,583 | $696,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 10,379 | $695,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 63,173 | $695,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 6,888 | $694,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 35,541 | $693,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 16,392 | $693,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 15,661 | $693,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 18,527 | $692,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 12,379 | $690,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 15,400 | $690,000 | thousands by filing date | call |
| CLEARWATER PAPER CORP | 18538R103 | COM | 11,477 | $689,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 164,500 | $689,000 | thousands by filing date | call |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 34,455 | $687,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 8,400 | $686,000 | thousands by filing date | put |
| NextEra Energy,Inc. | 65339F101 | COM | 7,300 | $685,000 | thousands by filing date | put |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 16,893 | $685,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 58,136 | $683,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 24,806 | $682,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 20,947 | $682,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 14,409 | $682,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 13,800 | $680,000 | thousands by filing date | call |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 15,278 | $680,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 44,461 | $680,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 25,000 | $679,000 | thousands by filing date | put |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 17,557 | $679,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 35,200 | $678,000 | thousands by filing date | call |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 13,125 | $678,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 19,430 | $678,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 46,600 | $677,000 | thousands by filing date | call |
| CHOICE HOTELS INTL INC | 169905106 | COM | 13,011 | $677,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 30,898 | $677,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 20,400 | $674,000 | thousands by filing date | call |
| GLOBAL PMTS INC | 37940X102 | COM | 9,645 | $674,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 117,172 | $674,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 25,249 | $673,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 38,463 | $673,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 28,318 | $673,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 49,031 | $672,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 5,100 | $672,000 | thousands by filing date | put |
| MEDIVATION INC | 58501N101 | COM | 6,800 | $672,000 | thousands by filing date | call |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 57,544 | $671,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 35,718 | $670,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-011529 | this filing | 2014-11-12 | acceptance time not in the bulk data set |