13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 10,408 holding rows worth $135,582,726,000.
- Accession
- 0000950123-14-011529
- Filer
- CIK 1114446
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 15,317 entries on the cover page, a total value of $135,582,726,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,582,744,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 130,792 | $1,813,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 71,399 | $1,809,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 43,841 | $1,808,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 56,600 | $1,803,000 | thousands by filing date | call |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 62,056 | $1,801,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 48,938 | $1,795,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 22,019 | $1,791,000 | thousands by filing date | put |
| Schwab US REIT ETF | 808524847 | SHS | 52,513 | $1,789,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 199,925 | $1,787,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 494,622 | $1,786,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 179,401 | $1,785,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 134,958 | $1,783,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,550 | $1,777,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 45,200 | $1,774,000 | thousands by filing date | put |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 15,695 | $1,770,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 67,516 | $1,767,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 57,886 | $1,766,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 131,500 | $1,765,000 | thousands by filing date | put |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 96,225 | $1,763,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 3,800 | $1,755,000 | thousands by filing date | call |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 25,942 | $1,755,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 114,012 | $1,750,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 23,019 | $1,749,000 | thousands by filing date | put |
| ONEMAIN HOLDINGS | 85172J101 | COM | 54,750 | $1,748,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 137,318 | $1,747,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 56,920 | $1,747,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 141,289 | $1,745,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 14,000 | $1,743,000 | thousands by filing date | call |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 74,952 | $1,739,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 55,686 | $1,737,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 48,926 | $1,737,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 22,600 | $1,736,000 | thousands by filing date | put |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 54,927 | $1,730,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 43,974 | $1,730,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 60,167 | $1,727,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 17,338 | $1,725,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 152,100 | $1,725,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 86,243 | $1,721,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 14,640 | $1,720,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 62,290 | $1,718,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 75,452 | $1,718,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 31,917 | $1,717,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 51,371 | $1,717,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 16,900 | $1,717,000 | thousands by filing date | call |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 75,830 | $1,716,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 43,700 | $1,715,000 | thousands by filing date | call |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 36,231 | $1,714,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 141,735 | $1,711,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 66,351 | $1,710,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 51,970 | $1,710,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 7,800 | $1,708,000 | thousands by filing date | put |
| GOODRICH PETE CORP | 382410405 | COM NEW | 115,191 | $1,707,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 253,000 | $1,705,000 | thousands by filing date | put |
| MARKIT LTD | G58249106 | SHS | 73,013 | $1,704,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 19,700 | $1,704,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 27,900 | $1,703,000 | thousands by filing date | call |
| CATAMARAN CORP | 148887102 | COM | 40,300 | $1,699,000 | thousands by filing date | call |
| CARRIZO OIL & GAS INC | 144577103 | COM | 31,554 | $1,698,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 38,001 | $1,697,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 119,100 | $1,697,000 | thousands by filing date | put |
| OI S.A. | 670851203 | SPN ADR REP PFD | 2,424,973 | $1,697,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 101,000 | $1,695,000 | thousands by filing date | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 28,000 | $1,694,000 | thousands by filing date | call |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 41,056 | $1,694,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 156,300 | $1,693,000 | thousands by filing date | call |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 32,688 | $1,690,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 35,374 | $1,690,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 67,421 | $1,689,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 72,064 | $1,687,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 35,867 | $1,685,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 40,100 | $1,685,000 | thousands by filing date | call |
| SUPERVALU INC | 868536103 | COM | 188,403 | $1,684,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 180,959 | $1,683,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 95,230 | $1,682,000 | thousands by filing date | call |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 116,230 | $1,682,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 54,401 | $1,681,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 79,562 | $1,680,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 33,245 | $1,679,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 100,000 | $1,678,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 620,600 | $1,676,000 | thousands by filing date | put |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 48,061 | $1,670,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 428,105 | $1,670,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 37,939 | $1,670,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 121,239 | $1,669,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 112,755 | $1,666,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 107,874 | $1,666,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 37,925 | $1,665,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 67,400 | $1,663,000 | thousands by filing date | call |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 102,286 | $1,659,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 44,200 | $1,659,000 | thousands by filing date | call |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 4,600 | $1,658,000 | thousands by filing date | call |
| DRIL-QUIP INC | 262037104 | COM | 18,505 | $1,654,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 204,399 | $1,652,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 238,153 | $1,648,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 164,100 | $1,648,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 36,892 | $1,648,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 21,995 | $1,645,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 45,423 | $1,645,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 551,723 | $1,644,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 21,850 | $1,643,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 32,473 | $1,640,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 128,938 | $1,639,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 135,883 | $1,633,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 121,599 | $1,633,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 105,969 | $1,629,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 17,402 | $1,628,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 14,336 | $1,626,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 42,024 | $1,620,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 33,267 | $1,620,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 154,621 | $1,617,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 22,144 | $1,616,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 57,800 | $1,615,000 | thousands by filing date | call |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 84,731 | $1,614,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 133,725 | $1,614,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 33,695 | $1,614,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 67,100 | $1,608,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 161,100 | $1,608,000 | thousands by filing date | put |
| CNO FINL GROUP INC | 12621E103 | COM | 94,678 | $1,606,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 184,384 | $1,606,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 126,506 | $1,606,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 27,300 | $1,605,000 | thousands by filing date | call |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 44,654 | $1,600,000 | thousands by filing date | |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 76,600 | $1,600,000 | thousands by filing date | call |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 80,935 | $1,598,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 372,300 | $1,597,000 | thousands by filing date | put |
| LORILLARD INC | 544147101 | COM | 26,600 | $1,594,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 44,900 | $1,593,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 22,300 | $1,591,000 | thousands by filing date | call |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 149,790 | $1,591,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 107,710 | $1,589,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 25,875 | $1,587,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 34,874 | $1,586,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 160,800 | $1,584,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 28,111 | $1,584,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 53,387 | $1,581,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 49,930 | $1,579,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 34,937 | $1,579,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 42,900 | $1,578,000 | thousands by filing date | put |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 111,655 | $1,576,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 19,300 | $1,575,000 | thousands by filing date | call |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 78,460 | $1,572,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 74,389 | $1,570,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 29,092 | $1,568,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 56,588 | $1,568,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 45,600 | $1,564,000 | thousands by filing date | put |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 29,903 | $1,562,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 264,027 | $1,561,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 303,700 | $1,561,000 | thousands by filing date | call |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 70,600 | $1,561,000 | thousands by filing date | call |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 128,819 | $1,559,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 27,800 | $1,559,000 | thousands by filing date | call |
| CALLAWAY GOLF CO | 131193104 | COM | 215,339 | $1,559,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 173,617 | $1,558,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 94,155 | $1,558,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 25,359 | $1,552,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 35,083 | $1,549,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 369,400 | $1,548,000 | thousands by filing date | put |
| IMPERVA INC | 45321L100 | COM | 53,800 | $1,546,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 47,588 | $1,545,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 38,900 | $1,544,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 39,148 | $1,544,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 58,073 | $1,543,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 24,026 | $1,542,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 34,600 | $1,542,000 | thousands by filing date | call |
| YELP INC CL A | 985817105 | Stock | 22,580 | $1,541,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 9,400 | $1,541,000 | thousands by filing date | call |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 27,300 | $1,540,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 8,400 | $1,535,000 | thousands by filing date | put |
| NEWS CORP NEW | 65249B208 | CL B | 95,115 | $1,534,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 24,392 | $1,533,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 111,100 | $1,531,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 241,803 | $1,531,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 49,900 | $1,529,000 | thousands by filing date | call |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 15,279 | $1,528,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 120,043 | $1,528,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 132,169 | $1,526,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 15,400 | $1,524,000 | thousands by filing date | call |
| MESABI TR | 590672101 | CTF BEN INT | 79,633 | $1,520,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 22,208 | $1,519,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 407,114 | $1,519,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,259 | $1,514,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 27,432 | $1,511,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 30,641 | $1,509,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 23,480 | $1,506,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 57,900 | $1,505,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 62,500 | $1,504,000 | thousands by filing date | put |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 1,000,000 | $1,503,000 | thousands by filing date | principal |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 206,893 | $1,502,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 88,764 | $1,502,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 163,238 | $1,499,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 62,641 | $1,495,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 93,873 | $1,494,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 75,000 | $1,493,000 | thousands by filing date | call |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 122,296 | $1,491,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 86,433 | $1,490,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 21,645 | $1,489,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 14,400 | $1,483,000 | thousands by filing date | put |
| HIBBETT INC | 428567101 | COM | 34,804 | $1,483,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 98,906 | $1,482,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 61,500 | $1,480,000 | thousands by filing date | call |
| SPLUNK INC | 848637104 | COM | 26,700 | $1,478,000 | thousands by filing date | put |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 75,648 | $1,478,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 46,296 | $1,478,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 7,500 | $1,477,000 | thousands by filing date | call |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 86,348 | $1,477,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 17,209 | $1,471,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 188,236 | $1,470,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 15,279 | $1,465,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 16,168 | $1,464,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 12,700 | $1,464,000 | thousands by filing date | put |
| Boston Scientific Corporation | 101137107 | COM | 123,800 | $1,462,000 | thousands by filing date | call |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 59,735 | $1,461,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 42,541 | $1,461,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 33,484 | $1,457,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 42,700 | $1,456,000 | thousands by filing date | put |
| FIRST AMERN FINL CORP | 31847R102 | COM | 53,621 | $1,454,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 20,407 | $1,449,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 27,956 | $1,448,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 17,600 | $1,448,000 | thousands by filing date | put |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 145,100 | $1,448,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 50,100 | $1,446,000 | thousands by filing date | put |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 80,917 | $1,441,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 26,292 | $1,440,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 39,231 | $1,438,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 22,707 | $1,435,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 20,500 | $1,433,000 | thousands by filing date | call |
| CVB FINL CORP COM | 126600105 | Stock | 99,792 | $1,432,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 99,967 | $1,432,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 25,387 | $1,430,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 67,181 | $1,429,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 107,544 | $1,429,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 31,454 | $1,427,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 28,300 | $1,427,000 | thousands by filing date | put |
| BLACKBAUD INC COM | 09227Q100 | Stock | 36,300 | $1,426,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 107,751 | $1,426,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 55,800 | $1,426,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 76,213 | $1,425,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 102,949 | $1,425,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 94,073 | $1,425,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 199,500 | $1,424,000 | thousands by filing date | call |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 50,755 | $1,423,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 34,506 | $1,423,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 37,800 | $1,421,000 | thousands by filing date | put |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 81,735 | $1,420,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 669,800 | $1,420,000 | thousands by filing date | call |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 26,562 | $1,420,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 24,100 | $1,419,000 | thousands by filing date | call |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 36,247 | $1,419,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 125,606 | $1,416,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 8,800 | $1,413,000 | thousands by filing date | call |
| MADDEN STEVEN LTD | 556269108 | COM | 43,815 | $1,412,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 61,646 | $1,412,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 57,808 | $1,411,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 27,800 | $1,409,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 131,900 | $1,409,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 176,673 | $1,405,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 62,572 | $1,404,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 39,200 | $1,402,000 | thousands by filing date | call |
| AMC NETWORKS INC | 00164V103 | CL A | 23,953 | $1,399,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 53,600 | $1,398,000 | thousands by filing date | call |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 21,698 | $1,398,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 114,818 | $1,396,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 50,781 | $1,396,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 59,467 | $1,396,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 33,113 | $1,395,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 17,700 | $1,394,000 | thousands by filing date | call |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 54,838 | $1,392,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 112,426 | $1,390,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 78,500 | $1,386,000 | thousands by filing date | call |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 57,084 | $1,386,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 157,790 | $1,385,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 15,797 | $1,385,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 91,999 | $1,383,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 31,400 | $1,382,000 | thousands by filing date | call |
| China Yuchai Intl Ltd | G21082105 | COM | 74,487 | $1,381,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 35,398 | $1,381,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 74,600 | $1,376,000 | thousands by filing date | call |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 53,221 | $1,376,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 116,857 | $1,375,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 100,909 | $1,374,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 24,302 | $1,374,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 53,706 | $1,374,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 497,600 | $1,373,000 | thousands by filing date | put |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 100,405 | $1,373,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 36,800 | $1,371,000 | thousands by filing date | put |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 60,644 | $1,368,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 53,535 | $1,366,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 68,500 | $1,365,000 | thousands by filing date | call |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 13,800 | $1,364,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R104 | COM | 61,600 | $1,364,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 48,162 | $1,364,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 57,300 | $1,363,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 30,200 | $1,362,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 32,500 | $1,359,000 | thousands by filing date | call |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 98,556 | $1,359,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 73,375 | $1,359,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 9,600 | $1,359,000 | thousands by filing date | call |
| HEICO CORP NEW COM | 422806109 | Stock | 29,053 | $1,357,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 90,192 | $1,356,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 146,671 | $1,354,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 18,544 | $1,348,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 29,563 | $1,347,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 56,234 | $1,347,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 64,989 | $1,347,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 91,942 | $1,346,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 27,300 | $1,345,000 | thousands by filing date | put |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 17,900 | $1,341,000 | thousands by filing date | call |
| HILLENBRAND INC | 431571108 | COM | 43,362 | $1,339,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 41,726 | $1,339,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 60,500 | $1,338,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 40,679 | $1,337,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 151,830 | $1,336,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 396,382 | $1,336,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 14,900 | $1,335,000 | thousands by filing date | call |
| GORMAN RUPP CO COM | 383082104 | Stock | 44,256 | $1,330,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 72,319 | $1,328,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 40,976 | $1,328,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 14,573 | $1,326,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 114,709 | $1,324,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 23,207 | $1,321,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 35,965 | $1,321,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 220,614 | $1,320,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 75,537 | $1,320,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 41,900 | $1,319,000 | thousands by filing date | call |
| RICE ENERGY INC | 762760106 | COM | 49,300 | $1,311,000 | thousands by filing date | call |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 25,490 | $1,310,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 20,898 | $1,308,000 | thousands by filing date | put |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 16,279 | $1,306,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 19,103 | $1,304,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 15,100 | $1,302,000 | thousands by filing date | call |
| EXPONENT INC | 30214U102 | COM | 18,369 | $1,302,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 48,325 | $1,302,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 83,848 | $1,301,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 70,293 | $1,296,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 26,254 | $1,295,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 10,244 | $1,294,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 51,158 | $1,294,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,800 | $1,293,000 | thousands by filing date | put |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 45,369 | $1,293,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 12,561 | $1,293,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 30,600 | $1,290,000 | thousands by filing date | put |
| EASTGROUP PPTYS INC | 277276101 | COM | 21,260 | $1,289,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 37,148 | $1,289,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 14,500 | $1,288,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 33,096 | $1,288,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 88,741 | $1,287,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 13,100 | $1,285,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 60,900 | $1,285,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 368,100 | $1,285,000 | thousands by filing date | call |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 102,343 | $1,284,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 108,400 | $1,280,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 19,600 | $1,278,000 | thousands by filing date | call |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 38,838 | $1,278,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 15,819 | $1,277,000 | thousands by filing date | put |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 89,141 | $1,277,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 11,839 | $1,274,000 | thousands by filing date | put |
| FRONTLINE LTD | G3682E127 | COM | 1,011,200 | $1,274,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 61,407 | $1,274,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 77,496 | $1,269,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 36,811 | $1,269,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 51,758 | $1,269,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 95,525 | $1,266,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 52,150 | $1,264,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 11,300 | $1,261,000 | thousands by filing date | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 62,000 | $1,260,000 | thousands by filing date | put |
| SYMANTEC CORP | 871503108 | COM | 53,600 | $1,260,000 | thousands by filing date | put |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 27,220 | $1,259,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 35,900 | $1,255,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 580,700 | $1,254,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 45,700 | $1,254,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 26,800 | $1,252,000 | thousands by filing date | put |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 71,587 | $1,251,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 16,230 | $1,248,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 90,951 | $1,248,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 38,223 | $1,248,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 36,218 | $1,248,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 390,000 | $1,248,000 | thousands by filing date | call |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 75,663 | $1,245,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 51,100 | $1,243,000 | thousands by filing date | put |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 29,822 | $1,243,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 122,779 | $1,243,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 117,600 | $1,243,000 | thousands by filing date | put |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 37,500 | $1,242,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 48,900 | $1,242,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 66,300 | $1,239,000 | thousands by filing date | put |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 38,345 | $1,238,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 33,300 | $1,238,000 | thousands by filing date | call |
| GENTHERM INC | 37253A103 | COM | 29,240 | $1,235,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 80,100 | $1,235,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 34,128 | $1,234,000 | thousands by filing date | call |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 16,092 | $1,232,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 20,800 | $1,231,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 50,500 | $1,229,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 12,600 | $1,226,000 | thousands by filing date | call |
| FEDERAL MOGUL CORP | 313549404 | COM | 82,309 | $1,224,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 94,264 | $1,223,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 23,000 | $1,222,000 | thousands by filing date | put |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 20,402 | $1,219,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 27,900 | $1,219,000 | thousands by filing date | put |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 133,766 | $1,217,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 26,222 | $1,215,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 19,552 | $1,214,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 17,564 | $1,212,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 28,500 | $1,211,000 | thousands by filing date | put |
| Anglogold Ashanti Plc | 035128206 | Common | 100,800 | $1,210,000 | thousands by filing date | put |
| CAESARSTONE LTD | M20598104 | ORD SHS | 23,400 | $1,209,000 | thousands by filing date | put |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 9,700 | $1,207,000 | thousands by filing date | put |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 31,000 | $1,206,000 | thousands by filing date | call |
| SHERWIN WILLIAMS CO | 824348106 | COM | 5,500 | $1,204,000 | thousands by filing date | call |
| TRI CONTL CORP | 895436103 | COM | 57,674 | $1,204,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 77,121 | $1,204,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 20,400 | $1,202,000 | thousands by filing date | call |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 56,695 | $1,202,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 11,879 | $1,202,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 79,040 | $1,200,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 96,143 | $1,200,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 80,900 | $1,199,000 | thousands by filing date | call |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 482,890 | $1,198,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 24,100 | $1,196,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 17,300 | $1,195,000 | thousands by filing date | call |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 49,718 | $1,195,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 76,681 | $1,191,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 29,665 | $1,189,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 85,509 | $1,189,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 30,895 | $1,189,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 85,500 | $1,187,000 | thousands by filing date | call |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 38,400 | $1,187,000 | thousands by filing date | call |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 87,362 | $1,186,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 11,200 | $1,185,000 | thousands by filing date | call |
| SUN CMNTYS INC COM | 866674104 | REIT | 23,414 | $1,183,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 72,751 | $1,182,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 58,448 | $1,179,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 116,300 | $1,177,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 164,700 | $1,176,000 | thousands by filing date | put |
| GARMIN LTD SHS | H2906T109 | Stock | 22,600 | $1,175,000 | thousands by filing date | put |
| PRAXAIR INC | 74005P104 | COM | 9,100 | $1,174,000 | thousands by filing date | call |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 86,791 | $1,174,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 52,761 | $1,172,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 52,285 | $1,171,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 98,112 | $1,170,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 65,685 | $1,170,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 46,785 | $1,170,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 83,753 | $1,169,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 251,300 | $1,166,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 87,701 | $1,165,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 11,300 | $1,164,000 | thousands by filing date | call |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 30,839 | $1,163,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 16,400 | $1,161,000 | thousands by filing date | call |
| MKS INC. COM | 55306N104 | Stock | 34,772 | $1,160,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 31,943 | $1,159,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 52,326 | $1,156,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 34,100 | $1,152,000 | thousands by filing date | call |
| CORESITE RLTY CORP | 21870Q105 | COM | 35,061 | $1,152,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 32,705 | $1,151,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 99,165 | $1,150,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 46,778 | $1,148,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 32,530 | $1,147,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 22,874 | $1,145,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 98,265 | $1,143,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 23,947 | $1,143,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 24,200 | $1,143,000 | thousands by filing date | put |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 116,676 | $1,142,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 15,900 | $1,141,000 | thousands by filing date | call |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 11,837 | $1,139,000 | thousands by filing date | put |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 44,314 | $1,137,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 19,100 | $1,135,000 | thousands by filing date | call |
| EDUCATION RLTY TR INC | 28140H104 | COM | 110,393 | $1,134,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 43,513 | $1,133,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 26,954 | $1,133,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 296,668 | $1,133,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 18,361 | $1,128,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 22,988 | $1,128,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 31,600 | $1,125,000 | thousands by filing date | call |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 74,806 | $1,122,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 51,700 | $1,122,000 | thousands by filing date | call |
| ISHARES NYSE COMPOSITE INDEX | 464287143 | COM | 11,469 | $1,122,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 99,545 | $1,121,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 18,803 | $1,120,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,100 | $1,119,000 | thousands by filing date | put |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 36,700 | $1,118,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 45,048 | $1,116,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 46,368 | $1,115,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 111,600 | $1,112,000 | thousands by filing date | call |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 14,940 | $1,111,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 8,578 | $1,110,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 26,768 | $1,108,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 522,242 | $1,107,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 11,500 | $1,105,000 | thousands by filing date | call |
| ARAMARK COM | 03852U106 | Stock | 42,000 | $1,105,000 | thousands by filing date | call |
| ST JUDE MED INC | 790849103 | COM | 18,365 | $1,104,000 | thousands by filing date | put |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 44,145 | $1,104,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 49,600 | $1,102,000 | thousands by filing date | call |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 90,818 | $1,101,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 75,224 | $1,101,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 53,995 | $1,100,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 136,474 | $1,099,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 60,422 | $1,099,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 13,000 | $1,098,000 | thousands by filing date | call |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 26,318 | $1,097,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 10,700 | $1,095,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-011529 | this filing | 2014-11-12 | acceptance time not in the bulk data set |