13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 10,408 holding rows worth $135,582,726,000.
- Accession
- 0000950123-14-011529
- Filer
- CIK 1114446
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 15,317 entries on the cover page, a total value of $135,582,726,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,582,744,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 12,367 | $240,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 4,600 | $240,000 | thousands by filing date | put |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 20,100 | $240,000 | thousands by filing date | put |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 9,150 | $240,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 28,483 | $239,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 14,049 | $239,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 24,100 | $239,000 | thousands by filing date | put |
| SPECTRANETICS CORP | 84760C107 | COM | 8,971 | $239,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 4,700 | $239,000 | thousands by filing date | call |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 10,100 | $239,000 | thousands by filing date | call |
| NVE CORP COM NEW | 629445206 | Stock | 3,695 | $238,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 5,907 | $238,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 7,800 | $238,000 | thousands by filing date | call |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 11,717 | $238,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 68,212 | $238,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 1,726 | $238,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 19,000 | $238,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 9,546 | $237,000 | thousands by filing date | |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 7,702 | $237,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 113,600 | $237,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 3,066 | $237,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 10,369 | $236,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,000 | $236,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 95,256 | $236,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 8,000 | $236,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 9,000 | $236,000 | thousands by filing date | put |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 5,000 | $235,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 30,100 | $235,000 | thousands by filing date | call |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 2,500 | $235,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 3,700 | $234,000 | thousands by filing date | call |
| MASCO CORP | 574599106 | COM | 9,800 | $234,000 | thousands by filing date | call |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 9,763 | $234,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 3,500 | $234,000 | thousands by filing date | call |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 7,900 | $234,000 | thousands by filing date | put |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,800 | $233,000 | thousands by filing date | put |
| DYCOM INDS INC COM | 267475101 | Stock | 7,598 | $233,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 5,376 | $233,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 4,720 | $233,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 3,100 | $233,000 | thousands by filing date | put |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 8,378 | $233,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 55,800 | $233,000 | thousands by filing date | call |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 9,771 | $233,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 23,942 | $232,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 3,441 | $232,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 5,300 | $232,000 | thousands by filing date | call |
| LinnCo, LLC | 535782106 | LTD | 8,000 | $232,000 | thousands by filing date | put |
| LinnCo, LLC | 535782106 | LTD | 8,000 | $232,000 | thousands by filing date | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,700 | $231,000 | thousands by filing date | call |
| BLOOMIN BRANDS INC | 094235108 | COM | 12,543 | $231,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 11,621 | $231,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 226,992 | $231,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 681 | $231,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 64,709 | $231,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 2,697 | $231,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E267 | GBLX JR MNRS NEW | 16,884 | $231,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 18,400 | $230,000 | thousands by filing date | call |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 13,789 | $230,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 7,700 | $230,000 | thousands by filing date | put |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 3,200 | $230,000 | thousands by filing date | put |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 4,117 | $230,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 11,164 | $230,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 3,695 | $229,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 7,600 | $229,000 | thousands by filing date | put |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 16,261 | $229,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,600 | $228,000 | thousands by filing date | call |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 19,323 | $228,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 14,386 | $228,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 10,342 | $228,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 3,000 | $227,000 | thousands by filing date | put |
| WD 40 CO COM | 929236107 | Stock | 3,345 | $227,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 6,400 | $227,000 | thousands by filing date | call |
| WEX INC | 96208T104 | COM | 2,049 | $226,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 3,300 | $226,000 | thousands by filing date | put |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 14,676 | $226,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 11,627 | $226,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 3,295 | $225,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 2,600 | $225,000 | thousands by filing date | put |
| GASLOG LTD | G37585109 | SHS | 10,200 | $225,000 | thousands by filing date | call |
| RED HAT INC | 756577102 | COM | 4,000 | $225,000 | thousands by filing date | call |
| Walter Energy Inc | 93317Q105 | COM | 96,100 | $225,000 | thousands by filing date | put |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 3,089 | $225,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 2,500 | $224,000 | thousands by filing date | put |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 8,500 | $224,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 53,660 | $224,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 34,600 | $224,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 3,300 | $222,000 | thousands by filing date | put |
| BLUEBIRD BIO INC | 09609G100 | COM | 6,200 | $222,000 | thousands by filing date | call |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 9,000 | $222,000 | thousands by filing date | put |
| AMC NETWORKS INC | 00164V103 | CL A | 3,800 | $222,000 | thousands by filing date | put |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 7,524 | $222,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 5,215 | $222,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 3,251 | $221,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 8,313 | $221,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 11,910 | $221,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 3,500 | $221,000 | thousands by filing date | put |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 4,435 | $220,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 8,000 | $220,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 2,800 | $219,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 27,252 | $219,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 3,329 | $219,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 56,076 | $219,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 8,241 | $219,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 6,500 | $218,000 | thousands by filing date | call |
| MURPHY USA INC COM | 626755102 | Stock | 4,112 | $218,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 7,187 | $218,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 8,600 | $218,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 6,293 | $217,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 4,900 | $217,000 | thousands by filing date | call |
| FINANCIAL ENGINES INC | 317485100 | COM | 6,352 | $217,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 6,224 | $216,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 11,825 | $216,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 3,000 | $215,000 | thousands by filing date | call |
| MUELLER INDS INC COM | 624756102 | Stock | 7,527 | $215,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 5,801 | $215,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 6,021 | $215,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 7,845 | $215,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 2,700 | $215,000 | thousands by filing date | call |
| PINNACLE ENTMT INC | 723456109 | COM | 8,585 | $215,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 3,100 | $215,000 | thousands by filing date | call |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 3,400 | $215,000 | thousands by filing date | call |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 5,367 | $215,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 77,500 | $215,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 7,428 | $215,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 7,114 | $215,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 9,400 | $214,000 | thousands by filing date | put |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 97,356 | $214,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 9,917 | $214,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 22,713 | $214,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 3,630 | $213,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 7,912 | $213,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 26,720 | $213,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 8,542 | $212,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,300 | $212,000 | thousands by filing date | call |
| REALD INC | 75604L105 | COMMON STOCK | 22,614 | $212,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 23,226 | $212,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 3,600 | $211,000 | thousands by filing date | put |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 3,200 | $211,000 | thousands by filing date | put |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 8,000 | $211,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 4,400 | $210,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 77,700 | $210,000 | thousands by filing date | call |
| GABELLI UTIL TR | 36240A101 | COM | 29,441 | $210,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 3,751 | $210,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 24,600 | $210,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 9,900 | $209,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 5,700 | $209,000 | thousands by filing date | call |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 6,300 | $209,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 1,600 | $208,000 | thousands by filing date | put |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 15,806 | $208,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 7,700 | $208,000 | thousands by filing date | call |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 13,229 | $208,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 16,598 | $208,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 14,541 | $207,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 4,512 | $207,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 6,913 | $207,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 16,913 | $206,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 6,899 | $206,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 3,600 | $205,000 | thousands by filing date | put |
| ARTIVION INC | 228903100 | COM | 20,761 | $205,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 4,600 | $205,000 | thousands by filing date | put |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 10,464 | $205,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,000 | $204,000 | thousands by filing date | call |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 23,826 | $204,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 3,500 | $204,000 | thousands by filing date | call |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 4,496 | $204,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 12,109 | $204,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 8,491 | $204,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 302 | $204,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 3,460 | $204,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 8,000 | $204,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 8,276 | $204,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 11,905 | $203,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 6,339 | $203,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 19,340 | $203,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 5,892 | $203,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 7,600 | $203,000 | thousands by filing date | put |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 625 | $203,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 3,652 | $202,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 23,800 | $201,000 | thousands by filing date | put |
| MSCI INC COM | 55354G100 | Stock | 4,284 | $201,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 4,600 | $201,000 | thousands by filing date | call |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 3,813 | $201,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 5,900 | $199,000 | thousands by filing date | put |
| SPLUNK INC | 848637104 | COM | 3,600 | $199,000 | thousands by filing date | call |
| ARUBA NETWORKS INC | 043176106 | COM | 9,200 | $199,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 51,442 | $199,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 11,800 | $198,000 | thousands by filing date | call |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 4,600 | $198,000 | thousands by filing date | put |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 3,000 | $198,000 | thousands by filing date | put |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 4,131 | $198,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 19,177 | $198,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 600 | $197,000 | thousands by filing date | put |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 15,409 | $197,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 2,500 | $197,000 | thousands by filing date | call |
| HELMERICH & PAYNE INC | 423452101 | COM | 2,000 | $196,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 7,922 | $196,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 13,390 | $196,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 29,100 | $196,000 | thousands by filing date | call |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 51,618 | $196,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 4,223 | $196,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 5,283 | $196,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,200 | $195,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 156,118 | $195,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,700 | $195,000 | thousands by filing date | call |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 25,609 | $195,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 5,000 | $194,000 | thousands by filing date | put |
| FLUOR CORP | 343412102 | COM | 2,900 | $194,000 | thousands by filing date | put |
| ORION S.A. | L72967109 | COM | 11,004 | $194,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 1,900 | $194,000 | thousands by filing date | put |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 6,600 | $194,000 | thousands by filing date | call |
| SPIRIT AIRLS INC | 848577102 | COM | 2,800 | $194,000 | thousands by filing date | call |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 8,100 | $194,000 | thousands by filing date | call |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 1,585 | $194,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 38,900 | $193,000 | thousands by filing date | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 3,100 | $193,000 | thousands by filing date | put |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 12,306 | $193,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F119 | ETN DJUBS NCKL37 | 8,916 | $193,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 19,430 | $192,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 6,171 | $192,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 7,400 | $192,000 | thousands by filing date | put |
| CUBIC CORP | 229669106 | COM | 4,108 | $192,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 5,713 | $192,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 3,032 | $192,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 14,568 | $192,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 2,600 | $192,000 | thousands by filing date | call |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 2,900 | $192,000 | thousands by filing date | call |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 24,454 | $192,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 17,400 | $191,000 | thousands by filing date | put |
| BJS RESTAURANTS INC | 09180C106 | COM | 5,300 | $191,000 | thousands by filing date | call |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 800 | $191,000 | thousands by filing date | put |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 16,264 | $191,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 11,542 | $191,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 6,860 | $191,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 14,191 | $191,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 4,300 | $191,000 | thousands by filing date | call |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 8,988 | $190,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 8,689 | $190,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 3,900 | $190,000 | thousands by filing date | call |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3,133 | $190,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 5,700 | $190,000 | thousands by filing date | call |
| BlackRock Muniy Michigan | 09254V105 | Fund | 14,226 | $190,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 19,863 | $190,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 63,293 | $190,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 6,700 | $190,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 2,397 | $190,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,000 | $189,000 | thousands by filing date | call |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,534 | $189,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 6,944 | $189,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 12,445 | $189,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 9,300 | $188,000 | thousands by filing date | call |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 5,610 | $188,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,300 | $188,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V100 | COM | 6,100 | $188,000 | thousands by filing date | call |
| BANCORPSOUTH INC | 059692103 | COM | 9,347 | $188,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 7,693 | $187,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 5,926 | $187,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1,315 | $187,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 16,020 | $187,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 31,655 | $187,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 17,800 | $187,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 2,934 | $187,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 3,224 | $186,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 2,800 | $186,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 5,200 | $186,000 | thousands by filing date | put |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 5,639 | $186,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 2,208 | $186,000 | thousands by filing date | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 8,486 | $186,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 11,351 | $186,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,900 | $185,000 | thousands by filing date | put |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,400 | $185,000 | thousands by filing date | call |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 3,204 | $185,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 6,111 | $184,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 174,000 | $184,000 | thousands by filing date | principal |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 55,200 | $184,000 | thousands by filing date | put |
| Lowes Companies Inc | 42222G108 | LOW | 4,000 | $184,000 | thousands by filing date | put |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 6,200 | $184,000 | thousands by filing date | put |
| DAVITA INC COM | 23918K108 | Stock | 2,500 | $183,000 | thousands by filing date | call |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 4,961 | $183,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 13,459 | $183,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 36,000 | $183,000 | thousands by filing date | put |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 738 | $183,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 22,566 | $183,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 32,000 | $183,000 | thousands by filing date | call |
| OUTERWALL INC | 690070107 | COM | 3,268 | $183,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 13,117 | $183,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 30,300 | $183,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 8,000 | $183,000 | thousands by filing date | call |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 1,942 | $182,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 17,000 | $182,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 3,200 | $182,000 | thousands by filing date | put |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 6,173 | $182,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 15,300 | $182,000 | thousands by filing date | put |
| INCYTE CORP COM | 45337C102 | Stock | 3,700 | $181,000 | thousands by filing date | put |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 3,200 | $181,000 | thousands by filing date | call |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 9,300 | $181,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 13,400 | $181,000 | thousands by filing date | call |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 3,772 | $181,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 4,068 | $181,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,600 | $180,000 | thousands by filing date | put |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 4,200 | $180,000 | thousands by filing date | call |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 8,852 | $180,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 3,709 | $180,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 21,529 | $180,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 14,620 | $179,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 28,203 | $179,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 7,750 | $179,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 7,500 | $179,000 | thousands by filing date | call |
| EXCEL TR INC | 30068C109 | COM | 15,256 | $179,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 5,200 | $179,000 | thousands by filing date | call |
| RF MICRODEVICES INC | 749941100 | COM | 15,500 | $179,000 | thousands by filing date | call |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 3,500 | $178,000 | thousands by filing date | put |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 2,900 | $178,000 | thousands by filing date | call |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,200 | $178,000 | thousands by filing date | call |
| ASTRONICS CORP COM | 046433108 | Stock | 3,737 | $178,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 104,814 | $178,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 1,634 | $178,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 12,100 | $178,000 | thousands by filing date | call |
| AGRIUM INC | 008916108 | COM | 2,000 | $178,000 | thousands by filing date | call |
| BROWN SHOE COMPANY INC | 115736100 | COM | 6,548 | $178,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 4,236 | $178,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 3,900 | $177,000 | thousands by filing date | call |
| MONRO INC | 610236101 | COMMON STOCK | 3,644 | $177,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 1,700 | $177,000 | thousands by filing date | call |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 170,000 | $177,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 5,233 | $177,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 4,883 | $176,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 3,468 | $176,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 5,464 | $176,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 2,305 | $175,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 4,382 | $175,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 4,539 | $175,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 4,867 | $175,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 7,061 | $175,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 6,058 | $175,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 83,900 | $175,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 5,591 | $175,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 4,000 | $175,000 | thousands by filing date | put |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 9,950 | $174,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 47,400 | $174,000 | thousands by filing date | call |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 10,847 | $174,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 28,800 | $173,000 | thousands by filing date | call |
| TIM HORTONS INC | 88706M103 | COM | 2,200 | $173,000 | thousands by filing date | put |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 13,008 | $173,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 8,956 | $173,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 21,889 | $173,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 10,484 | $173,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 12,641 | $173,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,800 | $172,000 | thousands by filing date | put |
| PEGASYSTEMS INC COM | 705573103 | Stock | 9,000 | $172,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 11,000 | $172,000 | thousands by filing date | put |
| DORMAN PRODS INC | 258278100 | COM | 4,300 | $172,000 | thousands by filing date | call |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 6,856 | $172,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 8,600 | $172,000 | thousands by filing date | put |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 7,800 | $172,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 46,852 | $172,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 17,400 | $172,000 | thousands by filing date | call |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 4,592 | $171,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 2,900 | $171,000 | thousands by filing date | call |
| SEQUENOM INC COM NEW | 817337405 | COM | 57,557 | $171,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 9,948 | $170,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 35,500 | $170,000 | thousands by filing date | call |
| PROSHARES | 74347R503 | COMMON STOCK | 7,400 | $170,000 | thousands by filing date | call |
| COMPUWARE CORP | 205638109 | COM | 16,000 | $170,000 | thousands by filing date | put |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 74,487 | $170,000 | thousands by filing date | |
| IPATH INVERSE S&P 500 VIX SH | 06740L592 | ETP | 4,430 | $170,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 10,643 | $170,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,800 | $169,000 | thousands by filing date | put |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 49,346 | $169,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 6,900 | $169,000 | thousands by filing date | call |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 8,100 | $169,000 | thousands by filing date | call |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,316 | $169,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 2,270 | $169,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 54,707 | $169,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 28,100 | $169,000 | thousands by filing date | call |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 3,800 | $169,000 | thousands by filing date | put |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 8,542 | $169,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 12,125 | $169,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 2,992 | $168,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 2,000 | $168,000 | thousands by filing date | put |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 2,600 | $168,000 | thousands by filing date | call |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 12,255 | $168,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 11,339 | $168,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 12,705 | $168,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 11,662 | $168,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 11,761 | $168,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 3,913 | $168,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 5,169 | $167,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 4,000 | $167,000 | thousands by filing date | call |
| Enzo Biochem Inc | 294100102 | Common Stock | 32,366 | $167,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 18,900 | $167,000 | thousands by filing date | call |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 2,100 | $167,000 | thousands by filing date | put |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 9,485 | $167,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 3,000 | $166,000 | thousands by filing date | put |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,700 | $166,000 | thousands by filing date | call |
| WP CAREY INC COM | 92936U109 | REIT | 2,600 | $166,000 | thousands by filing date | call |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 2,594 | $166,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 1,500 | $166,000 | thousands by filing date | call |
| DYAX CORP | 26746E103 | COM | 16,374 | $166,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 13,079 | $166,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 1,917 | $166,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,700 | $165,000 | thousands by filing date | put |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 3,500 | $165,000 | thousands by filing date | call |
| GREIF INC | 397624206 | CL B | 3,330 | $165,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,400 | $165,000 | thousands by filing date | call |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 2,907 | $165,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 8,600 | $165,000 | thousands by filing date | put |
| D R HORTON INC COM | 23331A109 | Stock | 8,000 | $164,000 | thousands by filing date | put |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 26,579 | $164,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 3,976 | $164,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 8,600 | $164,000 | thousands by filing date | call |
| ELECTRO-SENSORS INC | 285233102 | COM | 43,941 | $164,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 1,800 | $164,000 | thousands by filing date | call |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 17,253 | $164,000 | thousands by filing date | |
| ISHARES TR | 464287135 | NYSE 100INX FD | 1,865 | $164,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 3,100 | $163,000 | thousands by filing date | call |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 2,400 | $163,000 | thousands by filing date | put |
| PANERA BREAD CO | 69840W108 | CL A | 1,000 | $163,000 | thousands by filing date | put |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 3,876 | $163,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 6,037 | $163,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 9,512 | $163,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 17,356 | $163,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 12,305 | $163,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 173,027 | $163,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739G851 | IPTH JPY/USD ETN | 3,140 | $163,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 6,000 | $162,000 | thousands by filing date | call |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 13,400 | $162,000 | thousands by filing date | call |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 27,974 | $162,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 4,900 | $161,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282E102 | COM | 7,600 | $161,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 10,941 | $161,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 149,107 | $161,000 | thousands by filing date | |
| PROSHARES TR | 74348A335 | COM | 3,706 | $161,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 5,677 | $160,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 16,209 | $160,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 3,600 | $160,000 | thousands by filing date | call |
| BARNWELL INDS INC | 068221100 | COM | 61,225 | $160,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,420 | $160,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 4,500 | $160,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 31,511 | $160,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W166 | INDIAN RUP ETF | 7,685 | $160,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 2,476 | $159,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 3,290 | $159,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 2,178 | $159,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 4,300 | $159,000 | thousands by filing date | call |
| JINPAN INTL LTD | G5138L100 | ORD | 20,104 | $159,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 6,819 | $159,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A318 | NUVN S&P VRDO MN | 5,332 | $159,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,600 | $158,000 | thousands by filing date | call |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 16,121 | $158,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 9,880 | $158,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 2,000 | $158,000 | thousands by filing date | call |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 3,218 | $158,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 3,511 | $157,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 11,557 | $157,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 1,619 | $157,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 6,900 | $157,000 | thousands by filing date | call |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 17,500 | $157,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 4,300 | $157,000 | thousands by filing date | call |
| CASH AMER INTL INC | 14754D100 | COM | 3,592 | $157,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 2,800 | $157,000 | thousands by filing date | put |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 14,236 | $157,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 5,871 | $156,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,100 | $156,000 | thousands by filing date | call |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 2,594 | $156,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 14,800 | $156,000 | thousands by filing date | call |
| ULTRATECH INC | 904034105 | COM | 6,870 | $156,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 12,000 | $156,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 2,500 | $156,000 | thousands by filing date | |
| ISHARES TR | 46429B382 | MSCI EMKT LATN | 3,666 | $156,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 6,145 | $155,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 7,140 | $155,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 3,030 | $155,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 6,963 | $154,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 3,500 | $154,000 | thousands by filing date | put |
| HORMEL FOODS CORP COM | 440452100 | Stock | 3,000 | $154,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 3,800 | $154,000 | thousands by filing date | put |
| RINGCENTRAL INC | 76680R206 | CL A | 12,122 | $154,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 9,764 | $154,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 8,100 | $154,000 | thousands by filing date | call |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,774 | $153,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 6,671 | $153,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 3,000 | $153,000 | thousands by filing date | put |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 3,700 | $153,000 | thousands by filing date | call |
| ARCBEST CORP COM | 03937C105 | Stock | 4,063 | $152,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,100 | $152,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 6,600 | $152,000 | thousands by filing date | put |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 5,462 | $152,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 6,980 | $152,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 7,500 | $152,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W356 | JAPAN CP GOODS | 5,453 | $152,000 | thousands by filing date | |
| ENVENTIS CORP | 29402J101 | COM | 8,387 | $152,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 600 | $151,000 | thousands by filing date | call |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 5,600 | $151,000 | thousands by filing date | call |
| NATUS MEDICAL INC | 639050103 | COM | 5,100 | $151,000 | thousands by filing date | put |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 11,564 | $151,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 7,437 | $151,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 8,647 | $151,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 8,029 | $151,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 3,814 | $150,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 14,100 | $150,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 2,000 | $150,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-011529 | this filing | 2014-11-12 | acceptance time not in the bulk data set |