13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 10,408 holding rows worth $135,582,726,000.
- Accession
- 0000950123-14-011529
- Filer
- CIK 1114446
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 15,317 entries on the cover page, a total value of $135,582,726,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,582,744,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENCORA INC COM | 03073E105 | Stock | 39,800 | $3,077,000 | thousands by filing date | put |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 218,745 | $3,075,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 88,800 | $3,069,000 | thousands by filing date | put |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 243,014 | $3,067,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 25,829 | $3,059,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 28,950 | $3,057,000 | thousands by filing date | call |
| VOC ENERGY TR | 91829B103 | TR UNIT | 243,111 | $3,056,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 255,465 | $3,053,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 61,768 | $3,051,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 34,300 | $3,046,000 | thousands by filing date | put |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 99,909 | $3,044,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 98,707 | $3,040,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 130,217 | $3,037,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 64,888 | $3,037,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 41,308 | $3,035,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 31,010 | $3,033,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 861,738 | $3,033,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 74,800 | $3,023,000 | thousands by filing date | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 38,726 | $3,021,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 51,265 | $3,019,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 100,239 | $3,018,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 101,700 | $3,016,000 | thousands by filing date | call |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 54,311 | $3,016,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 192,369 | $3,015,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 343,711 | $3,015,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 51,800 | $3,014,000 | thousands by filing date | put |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 264,775 | $3,013,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 39,758 | $3,009,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 78,681 | $2,995,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 33,278 | $2,994,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 15,200 | $2,994,000 | thousands by filing date | put |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,503,970 | $2,993,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 289,389 | $2,992,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 81,882 | $2,991,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 121,374 | $2,987,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 34,688 | $2,971,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 257,355 | $2,970,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 48,530 | $2,967,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 79,600 | $2,962,000 | thousands by filing date | put |
| INVESCO SR INCOME TR | 46131H107 | COM | 622,849 | $2,959,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 189,349 | $2,959,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 26,809 | $2,956,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 73,727 | $2,943,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 48,451 | $2,941,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 79,606 | $2,940,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 107,540 | $2,933,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 56,859 | $2,932,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657101 | COM | 39,948 | $2,932,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 167,785 | $2,931,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 99,106 | $2,930,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 204,920 | $2,928,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 368,236 | $2,927,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 66,894 | $2,926,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 114,293 | $2,924,000 | thousands by filing date | |
| ACCURAY INC | 004397AB1 | CNV | 2,800,000 | $2,924,000 | thousands by filing date | principal |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 239,160 | $2,920,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 129,090 | $2,916,000 | thousands by filing date | call |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 199,949 | $2,913,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 41,300 | $2,912,000 | thousands by filing date | call |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 32,529 | $2,912,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 241,453 | $2,904,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 70,201 | $2,901,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 29,255 | $2,900,000 | thousands by filing date | put |
| Lincoln National Corporat | 524901105 | COM | 56,690 | $2,900,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 100,500 | $2,900,000 | thousands by filing date | put |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 98,745 | $2,899,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 133,781 | $2,899,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 84,400 | $2,894,000 | thousands by filing date | call |
| OWENS CORNING NEW | 690742101 | COM | 91,000 | $2,889,000 | thousands by filing date | call |
| VIPER | 92763M105 | COMMON STOCK | 124,333 | $2,889,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 58,548 | $2,885,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 118,083 | $2,885,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 46,500 | $2,881,000 | thousands by filing date | call |
| DWS Mun Income Tr | 25160C106 | COM | 217,234 | $2,865,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 201,762 | $2,863,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 265,373 | $2,861,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 81,010 | $2,861,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 108,393 | $2,852,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 31,100 | $2,851,000 | thousands by filing date | call |
| VERISIGN INC COM | 92343E102 | Stock | 51,704 | $2,850,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 296,886 | $2,850,000 | thousands by filing date | |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 184,991 | $2,849,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 51,541 | $2,845,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 109,869 | $2,833,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 93,053 | $2,825,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 306,712 | $2,822,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 149,957 | $2,819,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 456,054 | $2,819,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 17,400 | $2,809,000 | thousands by filing date | call |
| ROYAL BK OF SCOTLAND PLC | 78009P143 | RBS NASD LKD41 | 71,293 | $2,809,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 27,667 | $2,803,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 76,100 | $2,800,000 | thousands by filing date | call |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 82,884 | $2,799,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 247,804 | $2,798,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 240,156 | $2,798,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 112,238 | $2,793,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 46,600 | $2,792,000 | thousands by filing date | call |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 236,041 | $2,785,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 35,563 | $2,778,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 299,523 | $2,777,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 119,178 | $2,777,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 576,666 | $2,774,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 40,167 | $2,771,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 120,175 | $2,769,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 266,057 | $2,767,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 179,666 | $2,765,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 22,400 | $2,764,000 | thousands by filing date | call |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 171,332 | $2,762,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 124,081 | $2,761,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 187,820 | $2,755,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 43,531 | $2,751,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 35,169 | $2,747,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 57,500 | $2,745,000 | thousands by filing date | put |
| REGAL ENTMT GROUP | 758766109 | CL A | 137,889 | $2,741,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 79,264 | $2,740,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 60,334 | $2,739,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 28,169 | $2,737,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 135,424 | $2,731,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 66,338 | $2,728,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 144,663 | $2,727,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 79,419 | $2,722,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 196,638 | $2,721,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 139,795 | $2,709,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 197,123 | $2,699,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 32,700 | $2,698,000 | thousands by filing date | call |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 26,796 | $2,698,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 169,233 | $2,698,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 52,400 | $2,697,000 | thousands by filing date | put |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 188,766 | $2,697,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 127,627 | $2,693,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 201,829 | $2,692,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 181,400 | $2,688,000 | thousands by filing date | put |
| IDACORP INC | 451107106 | COM | 50,110 | $2,687,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 65,681 | $2,686,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 123,891 | $2,684,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 136,297 | $2,680,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 69,459 | $2,679,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 81,800 | $2,674,000 | thousands by filing date | call |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 36,156 | $2,667,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 45,000 | $2,665,000 | thousands by filing date | put |
| NIELSEN HOLDINGS N V | N63218106 | COM | 60,100 | $2,664,000 | thousands by filing date | call |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 181,711 | $2,654,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 28,152 | $2,653,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 57,154 | $2,646,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 54,981 | $2,645,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 389,611 | $2,645,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 59,403 | $2,633,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 114,034 | $2,631,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 58,350 | $2,623,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 101,978 | $2,622,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 22,252 | $2,621,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 125,900 | $2,619,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 73,005 | $2,612,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 95,000 | $2,609,000 | thousands by filing date | call |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 78,777 | $2,607,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 110,300 | $2,606,000 | thousands by filing date | call |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 250,718 | $2,602,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 37,617 | $2,600,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 259,463 | $2,595,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 28,345 | $2,592,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 39,900 | $2,588,000 | thousands by filing date | put |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 74,000 | $2,588,000 | thousands by filing date | put |
| SANDERSON FARMS | 800013104 | COM | 29,400 | $2,586,000 | thousands by filing date | put |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 202,008 | $2,585,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 310,137 | $2,583,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 46,660 | $2,579,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 171,537 | $2,578,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 100,999 | $2,574,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 77,375 | $2,572,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 81,863 | $2,572,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 57,100 | $2,571,000 | thousands by filing date | put |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 43,386 | $2,570,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 64,700 | $2,569,000 | thousands by filing date | call |
| TAUBMAN CTRS INC | 876664103 | COM | 35,202 | $2,569,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 49,007 | $2,567,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 499,272 | $2,566,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 53,068 | $2,563,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 43,144 | $2,562,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 87,811 | $2,552,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 37,683 | $2,547,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 83,686 | $2,545,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 142,248 | $2,539,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 72,267 | $2,531,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 52,900 | $2,523,000 | thousands by filing date | call |
| HEWLETT PACKARD CO | 428236103 | COM | 71,100 | $2,522,000 | thousands by filing date | call |
| DOT HILL SYS CORP | 25848T109 | COM | 667,203 | $2,522,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 67,630 | $2,517,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 61,000 | $2,513,000 | thousands by filing date | call |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 50,933 | $2,512,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 375,192 | $2,510,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 112,200 | $2,510,000 | thousands by filing date | put |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 89,500 | $2,503,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 758,300 | $2,502,000 | thousands by filing date | put |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 22,286 | $2,499,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 40,500 | $2,498,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 372,900 | $2,491,000 | thousands by filing date | call |
| NORTHSTAR REIT | 66704R704 | Common Stock | 141,000 | $2,491,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 73,500 | $2,490,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 73,109 | $2,487,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 150,000 | $2,483,000 | thousands by filing date | put |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 105,052 | $2,483,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 1,959,000 | $2,483,000 | thousands by filing date | principal |
| FLOWSERVE CORP | 34354P105 | COM | 35,200 | $2,482,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 129,500 | $2,482,000 | thousands by filing date | put |
| CALGON CARBON CORP | 129603106 | COM | 128,100 | $2,482,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 38,993 | $2,478,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 88,177 | $2,477,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 486,305 | $2,475,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 88,400 | $2,473,000 | thousands by filing date | put |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 59,100 | $2,471,000 | thousands by filing date | call |
| LEXMARK INTL NEW | 529771107 | CL A | 58,100 | $2,469,000 | thousands by filing date | call |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 26,503 | $2,466,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 18,908 | $2,465,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 35,500 | $2,464,000 | thousands by filing date | put |
| SMITH A O CORP COM | 831865209 | Stock | 52,019 | $2,459,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 57,502 | $2,451,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 43,800 | $2,451,000 | thousands by filing date | call |
| MIDDLESEX WTR CO | 596680108 | COM | 124,999 | $2,450,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 287,663 | $2,449,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 78,710 | $2,448,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 79,965 | $2,448,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 59,531 | $2,448,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 139,718 | $2,447,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 183,186 | $2,440,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 382,632 | $2,437,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 27,578 | $2,436,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 58,769 | $2,435,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 139,004 | $2,432,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 49,864 | $2,431,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 185,747 | $2,428,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 42,170 | $2,426,000 | thousands by filing date | call |
| BADGER METER INC COM | 056525108 | Stock | 48,090 | $2,426,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 33,804 | $2,426,000 | thousands by filing date | put |
| DUKE REALTY CORP | 264411505 | COM NEW | 141,207 | $2,426,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 660,508 | $2,424,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 113,561 | $2,417,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 117,699 | $2,416,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 86,700 | $2,410,000 | thousands by filing date | put |
| ISHARES TR | 46432F834 | COM | 42,783 | $2,407,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 100,548 | $2,404,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 56,700 | $2,401,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 78,651 | $2,397,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 65,181 | $2,397,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 36,335 | $2,395,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 92,157 | $2,393,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 34,104 | $2,391,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 168,800 | $2,390,000 | thousands by filing date | call |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 263,842 | $2,388,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 75,600 | $2,388,000 | thousands by filing date | put |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 87,212 | $2,387,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 42,564 | $2,387,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 25,400 | $2,386,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 94,493 | $2,384,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 68,250 | $2,383,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 305,484 | $2,383,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 40,900 | $2,380,000 | thousands by filing date | call |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 181,962 | $2,376,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 179,113 | $2,375,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 107,360 | $2,374,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 87,054 | $2,372,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 42,800 | $2,358,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 77,300 | $2,356,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 40,700 | $2,351,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 214,020 | $2,350,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 84,795 | $2,348,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 146,260 | $2,343,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 94,460 | $2,337,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 24,800 | $2,334,000 | thousands by filing date | put |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 15,150 | $2,331,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 27,201 | $2,330,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 31,137 | $2,327,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 51,760 | $2,323,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 12,700 | $2,321,000 | thousands by filing date | call |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 42,262 | $2,313,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 36,100 | $2,310,000 | thousands by filing date | put |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 177,413 | $2,308,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 183,940 | $2,305,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 124,800 | $2,303,000 | thousands by filing date | put |
| SFX ENTMT INC | 784178303 | COM | 458,511 | $2,302,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 24,400 | $2,301,000 | thousands by filing date | put |
| NEWS CORP NEW CL A | 65249B109 | Stock | 140,664 | $2,300,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 535,000 | $2,295,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 30,800 | $2,293,000 | thousands by filing date | call |
| HSN INC | 404303109 | COM | 37,323 | $2,291,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 70,401 | $2,288,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 101,826 | $2,286,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 82,775 | $2,286,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 90,100 | $2,281,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 24,300 | $2,277,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 43,303 | $2,276,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 130,069 | $2,274,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 223,500 | $2,269,000 | thousands by filing date | call |
| CLECO CORP NEW | 12561W105 | COM | 47,013 | $2,263,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 58,391 | $2,262,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 41,311 | $2,260,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 944,656 | $2,258,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 54,101 | $2,256,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 102,400 | $2,253,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 133,500 | $2,252,000 | thousands by filing date | call |
| NEWMARKET CORP COM | 651587107 | Stock | 5,897 | $2,247,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 38,900 | $2,246,000 | thousands by filing date | put |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 39,295 | $2,245,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 86,800 | $2,244,000 | thousands by filing date | call |
| HORIZON PHARMA PLC | G4617B105 | SHS | 182,733 | $2,244,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 627,873 | $2,242,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 36,200 | $2,242,000 | thousands by filing date | call |
| LANDAUER INC | 51476K103 | COM | 67,930 | $2,242,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 105,506 | $2,231,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 519,202 | $2,227,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 84,684 | $2,225,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 107,660 | $2,225,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 21,615 | $2,224,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 100,099 | $2,224,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 129,336 | $2,221,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 57,400 | $2,214,000 | thousands by filing date | call |
| MONROE CAPITAL CORP | 610335101 | COM | 163,937 | $2,213,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 72,400 | $2,213,000 | thousands by filing date | call |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 51,400 | $2,210,000 | thousands by filing date | call |
| CALPINE CORP | 131347304 | COM | 101,800 | $2,209,000 | thousands by filing date | put |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 168,015 | $2,206,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 64,406 | $2,206,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 46,087 | $2,204,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 59,343 | $2,201,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 45,637 | $2,201,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 63,300 | $2,198,000 | thousands by filing date | put |
| ENDO INTL PLC | G30401106 | SHS | 32,095 | $2,193,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 36,592 | $2,192,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 83,516 | $2,190,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 33,902 | $2,184,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 79,000 | $2,184,000 | thousands by filing date | put |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 18,224 | $2,181,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 37,606 | $2,181,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 57,300 | $2,179,000 | thousands by filing date | call |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 43,839 | $2,174,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 55,889 | $2,173,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 83,404 | $2,172,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 101,081 | $2,171,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 103,009 | $2,171,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 15,700 | $2,169,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 18,157 | $2,169,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 53,533 | $2,168,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 341,020 | $2,166,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 112,087 | $2,164,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 82,086 | $2,158,000 | thousands by filing date | call |
| Viacom Inc Cl A | 92553P102 | CL A | 28,024 | $2,158,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 48,585 | $2,153,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 287,335 | $2,153,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 1,400,000 | $2,151,000 | thousands by filing date | principal |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 67,833 | $2,147,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 296,851 | $2,146,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 135,659 | $2,144,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 34,644 | $2,143,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 62,500 | $2,142,000 | thousands by filing date | put |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 107,032 | $2,142,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 58,822 | $2,134,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 24,900 | $2,131,000 | thousands by filing date | put |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 94,209 | $2,129,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 25,932 | $2,126,000 | thousands by filing date | call |
| TANGER INC | 875465106 | COM | 64,885 | $2,124,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 22,600 | $2,123,000 | thousands by filing date | call |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 63,193 | $2,119,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 108,900 | $2,115,000 | thousands by filing date | put |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 44,286 | $2,112,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 149,614 | $2,111,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 83,724 | $2,109,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 50,791 | $2,109,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 111,651 | $2,106,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 71,000 | $2,101,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 32,500 | $2,099,000 | thousands by filing date | put |
| TOTAL SYS SVCS INC | 891906109 | COM | 67,806 | $2,099,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 107,339 | $2,097,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 147,294 | $2,096,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 103,800 | $2,095,000 | thousands by filing date | put |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 137,487 | $2,095,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 92,689 | $2,094,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 55,906 | $2,091,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 8,835 | $2,091,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 28,461 | $2,089,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 121,675 | $2,089,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 174,874 | $2,084,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 98,498 | $2,082,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 20,233 | $2,081,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 279,686 | $2,078,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 4,970 | $2,078,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 144,960 | $2,076,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 29,808 | $2,073,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 87,047 | $2,072,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 39,783 | $2,072,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 150,630 | $2,071,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 25,600 | $2,066,000 | thousands by filing date | put |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 69,903 | $2,061,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 22,100 | $2,058,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 32,400 | $2,054,000 | thousands by filing date | put |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 39,445 | $2,053,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 21,631 | $2,048,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 142,504 | $2,048,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 50,886 | $2,046,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 210,686 | $2,042,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 196,600 | $2,041,000 | thousands by filing date | call |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 104,155 | $2,035,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 46,513 | $2,032,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 133,181 | $2,031,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 172,243 | $2,027,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 102,642 | $2,027,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 49,638 | $2,024,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 22,415 | $2,022,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 49,400 | $2,020,000 | thousands by filing date | call |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 25,092 | $2,020,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 96,669 | $2,020,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 58,031 | $2,014,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 66,000 | $2,012,000 | thousands by filing date | call |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 89,559 | $2,010,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 201,372 | $2,010,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 97,983 | $2,008,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 157,700 | $2,003,000 | thousands by filing date | put |
| BRF SA | 10552T107 | SPONSORED ADR | 83,827 | $1,995,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 31,566 | $1,995,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 42,894 | $1,992,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 368,956 | $1,992,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 19,420 | $1,987,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 39,440 | $1,987,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 18,100 | $1,985,000 | thousands by filing date | put |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 16,784 | $1,984,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 73,853 | $1,974,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 124,974 | $1,973,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 79,463 | $1,973,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 64,877 | $1,966,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 159,350 | $1,965,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 390,276 | $1,963,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 115,852 | $1,961,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 130,714 | $1,959,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 146,222 | $1,959,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 80,409 | $1,958,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 153,199 | $1,946,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 297,410 | $1,945,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 285,280 | $1,945,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 93,403 | $1,942,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 39,761 | $1,940,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 72,186 | $1,940,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 83,200 | $1,935,000 | thousands by filing date | put |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 74,298 | $1,932,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 74,638 | $1,929,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 66,096 | $1,929,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 109,050 | $1,929,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 49,600 | $1,926,000 | thousands by filing date | call |
| DENTSPLY INTL INC | 249030107 | COM | 42,173 | $1,924,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 26,020 | $1,923,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 27,174 | $1,919,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 22,571 | $1,919,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 43,528 | $1,918,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 32,500 | $1,918,000 | thousands by filing date | put |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 74,346 | $1,916,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 57,498 | $1,912,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 129,420 | $1,908,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 27,174 | $1,908,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 62,443 | $1,907,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 32,482 | $1,905,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 244,086 | $1,904,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 19,624 | $1,902,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 127,200 | $1,900,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 18,772 | $1,900,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 12,206 | $1,899,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 46,300 | $1,897,000 | thousands by filing date | call |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 29,874 | $1,895,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 113,959 | $1,893,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 55,057 | $1,893,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 128,056 | $1,891,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 69,750 | $1,890,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 36,545 | $1,889,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 27,639 | $1,885,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 872,120 | $1,884,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 174,501 | $1,883,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 34,219 | $1,882,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 35,100 | $1,881,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 41,253 | $1,877,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 20,700 | $1,877,000 | thousands by filing date | call |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 65,100 | $1,875,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 161,510 | $1,872,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 129,300 | $1,871,000 | thousands by filing date | call |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 92,710 | $1,869,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 276,376 | $1,863,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 37,478 | $1,862,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 130,967 | $1,861,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 36,900 | $1,860,000 | thousands by filing date | call |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 59,203 | $1,851,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 19,700 | $1,849,000 | thousands by filing date | call |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 136,315 | $1,843,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 74,300 | $1,840,000 | thousands by filing date | call |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 46,514 | $1,836,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 41,309 | $1,834,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 33,243 | $1,834,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 83,410 | $1,832,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 142,951 | $1,831,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 19,000 | $1,830,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 33,400 | $1,830,000 | thousands by filing date | call |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 20,677 | $1,828,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 39,275 | $1,825,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 58,034 | $1,819,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 152,326 | $1,817,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 33,432 | $1,814,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-011529 | this filing | 2014-11-12 | acceptance time not in the bulk data set |