13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 10,408 holding rows worth $135,582,726,000.
- Accession
- 0000950123-14-011529
- Filer
- CIK 1114446
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 15,317 entries on the cover page, a total value of $135,582,726,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,582,744,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 485,707 | $5,163,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 49,007 | $5,159,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 91,960 | $5,159,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 91,500 | $5,154,000 | thousands by filing date | call |
| SPECTRA ENERGY CORP | 847560109 | COM | 131,200 | $5,151,000 | thousands by filing date | call |
| Marine Harvest ASA | 56824R205 | ADR | 366,380 | $5,151,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 87,215 | $5,137,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 133,900 | $5,126,000 | thousands by filing date | call |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 127,360 | $5,116,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 97,220 | $5,109,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 80,034 | $5,109,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 219,312 | $5,106,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 43,834 | $5,104,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 73,907 | $5,103,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 88,200 | $5,102,000 | thousands by filing date | put |
| COMVERSE INC | 20585P105 | COM | 227,890 | $5,088,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 61,795 | $5,086,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 219,682 | $5,083,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 57,700 | $5,074,000 | thousands by filing date | put |
| ALKERMES PLC | G01767105 | SHS | 118,317 | $5,072,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 178,639 | $5,068,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 60,200 | $5,068,000 | thousands by filing date | put |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 373,863 | $5,058,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,832,009 | $5,056,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 103,461 | $5,053,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 191,411 | $5,050,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 227,819 | $5,046,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 200,603 | $5,045,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 2,155,330 | $5,043,000 | thousands by filing date | call |
| RPM INTL INC COM | 749685103 | Stock | 110,029 | $5,037,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 203,861 | $5,037,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 73,600 | $5,036,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 149,800 | $5,032,000 | thousands by filing date | put |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 237,189 | $5,012,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 66,186 | $5,010,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 1,261,507 | $4,996,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 396,021 | $4,990,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 359,475 | $4,986,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 45,357 | $4,985,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 226,858 | $4,982,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 175,409 | $4,982,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 103,730 | $4,977,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 218,471 | $4,974,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 343,322 | $4,965,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 129,519 | $4,964,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 467,244 | $4,962,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 603,216 | $4,958,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 89,359 | $4,947,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 107,641 | $4,947,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 341,200 | $4,947,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 52,700 | $4,934,000 | thousands by filing date | call |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 150,845 | $4,925,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 194,278 | $4,920,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 38,536 | $4,919,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 217,331 | $4,918,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 131,018 | $4,917,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 70,142 | $4,916,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 131,849 | $4,902,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 273,145 | $4,894,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 58,305 | $4,887,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 354,400 | $4,884,000 | thousands by filing date | call |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 54,593 | $4,877,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 372,000 | $4,873,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 108,100 | $4,869,000 | thousands by filing date | call |
| MOVE INC | 62458M207 | COM NEW | 231,972 | $4,862,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 63,500 | $4,859,000 | thousands by filing date | call |
| AMBARELLA INC | G037AX101 | SHS | 111,069 | $4,850,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 140,989 | $4,846,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 18,921 | $4,845,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 355,632 | $4,837,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 54,825 | $4,832,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 95,168 | $4,832,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 343,457 | $4,826,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 57,100 | $4,820,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 62,888 | $4,820,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 34,328 | $4,818,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 63,800 | $4,814,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 93,400 | $4,806,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 28,250 | $4,806,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 34,200 | $4,804,000 | thousands by filing date | call |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 53,532 | $4,801,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 67,895 | $4,793,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 250,665 | $4,786,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 78,680 | $4,774,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 213,300 | $4,772,000 | thousands by filing date | call |
| KNOWLES CORP COM | 49926D109 | Stock | 179,900 | $4,767,000 | thousands by filing date | put |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 336,000 | $4,758,000 | thousands by filing date | put |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 114,841 | $4,754,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 115,300 | $4,743,000 | thousands by filing date | put |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 162,943 | $4,725,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 181,206 | $4,724,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 159,196 | $4,723,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 137,150 | $4,720,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 286,004 | $4,719,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 71,100 | $4,719,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 58,913 | $4,701,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 63,449 | $4,698,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 270,550 | $4,697,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 168,479 | $4,685,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 219,747 | $4,674,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 180,540 | $4,668,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 133,510 | $4,665,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 186,351 | $4,653,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 53,725 | $4,652,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 78,600 | $4,651,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 240,400 | $4,649,000 | thousands by filing date | put |
| LKQ CORP COM | 501889208 | Stock | 174,695 | $4,646,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 49,556 | $4,643,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 467,081 | $4,643,000 | thousands by filing date | call |
| TIMKEN CO | 887389104 | COM | 109,476 | $4,640,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 694,376 | $4,639,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 63,096 | $4,619,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 59,938 | $4,613,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 110,700 | $4,604,000 | thousands by filing date | call |
| COMPRESSCO PARTNERS L P | 20467A101 | COM UNIT | 190,228 | $4,596,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 370,640 | $4,589,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 249,999 | $4,588,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 881,429 | $4,584,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 122,900 | $4,578,000 | thousands by filing date | call |
| EQT CORP COM | 26884L109 | Stock | 50,000 | $4,577,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 107,531 | $4,575,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 329,223 | $4,573,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 74,415 | $4,570,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 789,024 | $4,568,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 676,765 | $4,568,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 539,889 | $4,567,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 125,365 | $4,565,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 139,631 | $4,559,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 369,492 | $4,530,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 341,900 | $4,530,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 213,753 | $4,528,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 209,810 | $4,528,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 82,332 | $4,514,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 50,200 | $4,510,000 | thousands by filing date | put |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 123,546 | $4,503,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 180,821 | $4,502,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 103,500 | $4,502,000 | thousands by filing date | call |
| Mallinckrodt Plc | G5785G107 | SHS | 49,900 | $4,498,000 | thousands by filing date | call |
| Q | 74876Y101 | Stock | 80,585 | $4,495,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 53,698 | $4,494,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 540,479 | $4,491,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 114,290 | $4,483,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 290,800 | $4,483,000 | thousands by filing date | call |
| TECH DATA CORP | 878237106 | COM | 75,906 | $4,468,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 111,996 | $4,445,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 76,294 | $4,440,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 201,722 | $4,440,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 50,576 | $4,437,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 142,446 | $4,436,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 369,400 | $4,433,000 | thousands by filing date | call |
| VALMONT INDS INC COM | 920253101 | Stock | 32,767 | $4,422,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 184,411 | $4,411,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 166,447 | $4,410,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 68,500 | $4,410,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 155,586 | $4,410,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 78,495 | $4,408,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 110,602 | $4,404,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 64,716 | $4,394,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 1,627,599 | $4,394,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 95,600 | $4,392,000 | thousands by filing date | call |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 198,039 | $4,379,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 581,213 | $4,377,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 27,461 | $4,376,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 91,753 | $4,371,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 66,533 | $4,368,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 421,552 | $4,367,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 152,448 | $4,362,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 167,800 | $4,361,000 | thousands by filing date | call |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 291,614 | $4,356,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 297,324 | $4,332,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 70,963 | $4,325,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 152,277 | $4,323,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 241,470 | $4,322,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 70,100 | $4,318,000 | thousands by filing date | put |
| COPA HOLDINGS SA | P31076105 | CL A | 40,100 | $4,302,000 | thousands by filing date | call |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 62,200 | $4,297,000 | thousands by filing date | call |
| DECKERS OUTDOOR CORP | 243537107 | COM | 44,146 | $4,291,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 203,426 | $4,288,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 71,200 | $4,281,000 | thousands by filing date | call |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 100,079 | $4,280,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 137,300 | $4,278,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 128,130 | $4,274,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 204,400 | $4,270,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 99,518 | $4,264,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 254,100 | $4,264,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 133,556 | $4,262,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 144,400 | $4,254,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 124,720 | $4,254,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 75,398 | $4,241,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 31,585 | $4,241,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 55,291 | $4,240,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 520,249 | $4,240,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 139,128 | $4,232,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 817,042 | $4,224,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 85,500 | $4,222,000 | thousands by filing date | put |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 124,760 | $4,208,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 37,443 | $4,204,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 303,403 | $4,202,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 154,815 | $4,201,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 329,349 | $4,199,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 174,959 | $4,199,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 45,669 | $4,197,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 76,610 | $4,191,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 141,370 | $4,183,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,148,100 | $4,180,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 332,127 | $4,178,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 48,400 | $4,175,000 | thousands by filing date | put |
| NEOGEN CORP | 640491106 | COM | 105,675 | $4,174,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 124,000 | $4,169,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 159,000 | $4,163,000 | thousands by filing date | call |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 292,013 | $4,141,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 206,417 | $4,139,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 291,577 | $4,135,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 135,436 | $4,130,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 70,800 | $4,121,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 391,562 | $4,115,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 100,441 | $4,112,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 206,844 | $4,110,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 154,622 | $4,105,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 58,564 | $4,104,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 180,144 | $4,104,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 48,868 | $4,102,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 187,031 | $4,098,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 81,773 | $4,085,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 132,393 | $4,075,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 118,204 | $4,070,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 164,865 | $4,065,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 170,942 | $4,063,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 119,038 | $4,062,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 326,327 | $4,056,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 104,425 | $4,055,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 106,651 | $4,053,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 336,528 | $4,048,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 60,934 | $4,044,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 50,800 | $4,043,000 | thousands by filing date | put |
| Empire District Electric Co/Th | 291641108 | COM | 167,241 | $4,039,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 68,807 | $4,036,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 284,466 | $4,034,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 103,065 | $4,030,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 108,200 | $4,030,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 43,000 | $4,029,000 | thousands by filing date | put |
| GENTEX CORP COM | 371901109 | Stock | 150,199 | $4,021,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 27,207 | $4,018,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 730,557 | $4,018,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 726,567 | $4,018,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 584,092 | $4,018,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 47,460 | $4,016,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 45,000 | $4,014,000 | thousands by filing date | call |
| SILVER WHEATON CORP | 828336107 | COM | 201,300 | $4,012,000 | thousands by filing date | put |
| AUTOZONE INC COM | 053332102 | Stock | 7,867 | $4,010,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 37,215 | $4,004,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 82,209 | $4,004,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 72,600 | $4,000,000 | thousands by filing date | call |
| QUESTAR CORP | 748356102 | COM | 179,276 | $3,996,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 162,808 | $3,984,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 118,500 | $3,984,000 | thousands by filing date | put |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 146,323 | $3,983,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 3,158,000 | $3,977,000 | thousands by filing date | principal |
| ROBERT HALF INC. COM | 770323103 | Stock | 81,163 | $3,976,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 287,868 | $3,970,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 30,831 | $3,966,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 348,800 | $3,959,000 | thousands by filing date | call |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 365,300 | $3,956,000 | thousands by filing date | put |
| TIME WARNER CABLE INC | 88732J207 | COM | 27,500 | $3,946,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 97,900 | $3,945,000 | thousands by filing date | call |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 100,200 | $3,945,000 | thousands by filing date | put |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 501,000 | $3,943,000 | thousands by filing date | put |
| NELNET INC | 64031N108 | CL A | 91,340 | $3,936,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 135,283 | $3,933,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 147,982 | $3,932,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 233,953 | $3,930,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 33,320 | $3,928,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 39,686 | $3,922,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 271,026 | $3,922,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 25,062 | $3,903,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 75,360 | $3,895,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 67,247 | $3,895,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 41,638 | $3,892,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 41,886 | $3,889,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 114,708 | $3,886,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 141,823 | $3,884,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 127,400 | $3,883,000 | thousands by filing date | call |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 70,439 | $3,874,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 46,900 | $3,869,000 | thousands by filing date | put |
| LINKEDIN CORP | 53578A108 | COM | 18,600 | $3,865,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 210,800 | $3,862,000 | thousands by filing date | put |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 181,220 | $3,862,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 41,400 | $3,862,000 | thousands by filing date | call |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 149,710 | $3,861,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 176,102 | $3,860,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 115,676 | $3,860,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 104,178 | $3,849,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 147,171 | $3,847,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 211,067 | $3,839,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAE4 | CNV | 2,700,000 | $3,839,000 | thousands by filing date | principal |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 34,024 | $3,832,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 97,560 | $3,830,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 68,651 | $3,818,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 29,300 | $3,813,000 | thousands by filing date | call |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 58,384 | $3,798,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 62,201 | $3,796,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 66,600 | $3,795,000 | thousands by filing date | call |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 229,864 | $3,795,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 37,742 | $3,791,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 102,661 | $3,782,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 39,300 | $3,781,000 | thousands by filing date | call |
| STARZ | 85571Q102 | COM SER A | 114,207 | $3,778,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 109,200 | $3,774,000 | thousands by filing date | call |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 101,123 | $3,763,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 224,909 | $3,761,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 342,383 | $3,756,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 69,100 | $3,751,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 11,325 | $3,746,000 | thousands by filing date | call |
| Anglogold Ashanti Plc | 035128206 | Common | 312,185 | $3,746,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 272,153 | $3,742,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 64,047 | $3,739,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 89,270 | $3,739,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 68,588 | $3,737,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 62,700 | $3,737,000 | thousands by filing date | put |
| GENERAL MILLS INC COM | 370334104 | Stock | 74,000 | $3,733,000 | thousands by filing date | call |
| TORO CO | 891092108 | COM | 62,931 | $3,728,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 46,331 | $3,725,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 210,700 | $3,723,000 | thousands by filing date | call |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 103,027 | $3,720,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 44,500 | $3,703,000 | thousands by filing date | call |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 69,062 | $3,701,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 290,550 | $3,696,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 39,669 | $3,691,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 161,923 | $3,689,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 215,391 | $3,686,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 269,200 | $3,685,000 | thousands by filing date | call |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 124,039 | $3,679,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 205,100 | $3,675,000 | thousands by filing date | call |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 157,243 | $3,669,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 103,373 | $3,668,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 55,600 | $3,666,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 19,300 | $3,648,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 149,922 | $3,647,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 143,557 | $3,638,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 362,133 | $3,636,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 267,028 | $3,632,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 38,365 | $3,616,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 87,079 | $3,614,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 155,761 | $3,613,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 67,428 | $3,606,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 30,700 | $3,605,000 | thousands by filing date | call |
| MOVADO GROUP INC COM | 624580106 | Stock | 108,517 | $3,587,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 162,396 | $3,587,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 63,141 | $3,581,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 710,125 | $3,579,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 185,946 | $3,565,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 282,245 | $3,554,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 131,200 | $3,548,000 | thousands by filing date | put |
| NORDSON CORP | 655663102 | COM | 46,593 | $3,544,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 99,888 | $3,543,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 47,301 | $3,542,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 186,729 | $3,528,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 425,547 | $3,515,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 255,958 | $3,514,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 67,819 | $3,511,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 546,822 | $3,511,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 138,162 | $3,510,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 296,579 | $3,509,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 63,020 | $3,508,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 262,502 | $3,507,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 102,800 | $3,504,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 33,929 | $3,501,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 112,517 | $3,498,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 56,042 | $3,497,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 95,564 | $3,497,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 202,164 | $3,496,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 139,739 | $3,489,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 310,686 | $3,489,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 48,285 | $3,488,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 27,500 | $3,488,000 | thousands by filing date | put |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 137,748 | $3,478,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 84,454 | $3,475,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 146,130 | $3,474,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 119,500 | $3,473,000 | thousands by filing date | call |
| FRANCO NEV CORP COM | 351858105 | Stock | 70,904 | $3,465,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 77,757 | $3,464,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 101,000 | $3,463,000 | thousands by filing date | put |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 121,598 | $3,453,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 84,475 | $3,452,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 165,435 | $3,451,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 65,698 | $3,451,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 231,599 | $3,449,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 250,212 | $3,448,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 133,286 | $3,445,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 43,200 | $3,438,000 | thousands by filing date | call |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 238,523 | $3,432,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 135,688 | $3,425,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 72,455 | $3,425,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 295,634 | $3,423,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 53,100 | $3,419,000 | thousands by filing date | put |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 261,973 | $3,416,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 239,071 | $3,414,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 145,584 | $3,408,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 21,100 | $3,407,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 299,167 | $3,404,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 153,390 | $3,402,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 371,976 | $3,396,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 191,357 | $3,390,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 140,213 | $3,385,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 162,147 | $3,381,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 69,871 | $3,374,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 90,100 | $3,372,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 48,800 | $3,372,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 97,131 | $3,369,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 246,135 | $3,365,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 196,868 | $3,362,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 105,600 | $3,355,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 102,625 | $3,355,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 76,939 | $3,354,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 150,000 | $3,354,000 | thousands by filing date | call |
| OSHKOSH CORP COM | 688239201 | Stock | 75,902 | $3,351,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 21,500 | $3,349,000 | thousands by filing date | call |
| XL GROUP PLC | G98290102 | SHS | 100,877 | $3,347,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 46,855 | $3,345,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 72,100 | $3,343,000 | thousands by filing date | call |
| BLACK HILLS CORP COM | 092113109 | Stock | 69,709 | $3,338,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 37,919 | $3,335,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 5,000 | $3,333,000 | thousands by filing date | put |
| TRIMBLE INC COM | 896239100 | Stock | 109,259 | $3,333,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 79,352 | $3,332,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 87,534 | $3,329,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 151,700 | $3,324,000 | thousands by filing date | call |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 140,578 | $3,322,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 41,700 | $3,321,000 | thousands by filing date | put |
| DEX MEDIA INC | 25213A107 | COM | 346,800 | $3,315,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 4,000,000 | $3,313,000 | thousands by filing date | principal |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 35,500 | $3,311,000 | thousands by filing date | put |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 115,960 | $3,306,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 463,550 | $3,296,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 62,912 | $3,291,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 66,168 | $3,291,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 65,400 | $3,289,000 | thousands by filing date | call |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 145,274 | $3,287,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 45,500 | $3,287,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 119,766 | $3,286,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 50,547 | $3,283,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 260,172 | $3,281,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 190,606 | $3,280,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 323,116 | $3,280,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 195,311 | $3,278,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 119,676 | $3,276,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 236,461 | $3,275,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 147,407 | $3,274,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 73,264 | $3,271,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 18,940 | $3,268,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 41,703 | $3,264,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 43,169 | $3,262,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 104,305 | $3,251,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 29,908 | $3,250,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 47,594 | $3,238,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 33,000 | $3,237,000 | thousands by filing date | put |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 63,857 | $3,236,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 53,500 | $3,236,000 | thousands by filing date | put |
| GAP INC COM | 364760108 | Stock | 77,500 | $3,231,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 73,919 | $3,223,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 183,520 | $3,221,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 61,853 | $3,218,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 103,200 | $3,216,000 | thousands by filing date | put |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 236,409 | $3,214,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 51,000 | $3,207,000 | thousands by filing date | call |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 152,666 | $3,203,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 282,067 | $3,201,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 107,738 | $3,194,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 51,936 | $3,193,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 631,419 | $3,188,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 189,848 | $3,184,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 74,370 | $3,184,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 92,400 | $3,179,000 | thousands by filing date | call |
| LINDE PLC F | 532771102 | COM | 142,344 | $3,160,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 377,491 | $3,160,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 38,000 | $3,157,000 | thousands by filing date | call |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 64,269 | $3,154,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 181,090 | $3,147,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 42,629 | $3,141,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 74,905 | $3,132,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 35,569 | $3,131,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 30,012 | $3,128,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 132,478 | $3,127,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 43,624 | $3,125,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 47,900 | $3,124,000 | thousands by filing date | put |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 46,601 | $3,123,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 29,100 | $3,122,000 | thousands by filing date | put |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 50,400 | $3,117,000 | thousands by filing date | put |
| ALCENTRA CAP CORP | 01374T102 | COM | 234,459 | $3,114,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 51,804 | $3,114,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 62,580 | $3,113,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 153,931 | $3,109,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 60,300 | $3,109,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 78,930 | $3,107,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 20,235 | $3,104,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 142,391 | $3,093,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 225,804 | $3,087,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 75,883 | $3,085,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 33,572 | $3,080,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 61,771 | $3,079,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-011529 | this filing | 2014-11-12 | acceptance time not in the bulk data set |