13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 10,408 holding rows worth $135,582,726,000.
- Accession
- 0000950123-14-011529
- Filer
- CIK 1114446
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 15,317 entries on the cover page, a total value of $135,582,726,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,582,744,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 142,215 | $9,432,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 939,163 | $9,429,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 252,662 | $9,418,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 227,433 | $9,416,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 141,800 | $9,410,000 | thousands by filing date | call |
| STERICYCLE INC | 858912108 | COM | 80,663 | $9,402,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 210,737 | $9,399,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 181,918 | $9,376,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 79,553 | $9,364,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 684,741 | $9,360,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 286,823 | $9,330,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 211,900 | $9,324,000 | thousands by filing date | put |
| BAKER HUGHES INC | 057224107 | COM | 143,272 | $9,321,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 299,139 | $9,279,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 864,313 | $9,257,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 144,800 | $9,254,000 | thousands by filing date | put |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 274,939 | $9,252,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 228,096 | $9,247,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 303,506 | $9,239,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 106,243 | $9,228,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 365,060 | $9,185,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 72,417 | $9,164,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 85,280 | $9,163,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 145,369 | $9,142,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 412,600 | $9,139,000 | thousands by filing date | call |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 217,100 | $9,138,000 | thousands by filing date | call |
| TEREX CORP NEW COM | 880779103 | Stock | 287,469 | $9,132,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 681,995 | $9,118,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 105,825 | $9,113,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 195,409 | $9,102,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 310,327 | $9,089,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 291,900 | $9,052,000 | thousands by filing date | call |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 118,700 | $9,033,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 152,615 | $9,032,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 50,405 | $9,010,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 124,829 | $9,008,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 891,028 | $9,008,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,097,159 | $8,997,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 134,425 | $8,993,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 376,607 | $8,978,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 535,900 | $8,960,000 | thousands by filing date | put |
| EOG RES INC COM | 26875P101 | Stock | 90,400 | $8,951,000 | thousands by filing date | put |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 249,697 | $8,931,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 300,927 | $8,931,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 73,592 | $8,919,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 389,943 | $8,918,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 195,650 | $8,898,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 166,533 | $8,892,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 330,736 | $8,880,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 240,004 | $8,876,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 56,648 | $8,851,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 326,981 | $8,841,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 457,569 | $8,826,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 125,900 | $8,824,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 83,400 | $8,789,000 | thousands by filing date | call |
| ROYAL BK CDA COM | 780087102 | Stock | 122,900 | $8,781,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 592,674 | $8,777,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 119,517 | $8,770,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 706,400 | $8,745,000 | thousands by filing date | put |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 191,200 | $8,723,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 211,556 | $8,716,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 345,202 | $8,716,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 192,480 | $8,679,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 152,231 | $8,674,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 162,290 | $8,666,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 120,600 | $8,654,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 211,600 | $8,653,000 | thousands by filing date | put |
| GOLDCORP INC NEW | 380956409 | COM | 375,500 | $8,648,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 258,602 | $8,647,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 219,892 | $8,640,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 697,507 | $8,635,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 205,900 | $8,613,000 | thousands by filing date | put |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 93,095 | $8,568,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 410,874 | $8,567,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 77,255 | $8,548,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 161,538 | $8,543,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 254,374 | $8,539,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 300,296 | $8,522,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 120,372 | $8,502,000 | thousands by filing date | put |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 78,031 | $8,491,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 707,359 | $8,488,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 171,801 | $8,482,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 101,328 | $8,481,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 139,000 | $8,476,000 | thousands by filing date | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 833,625 | $8,462,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 67,463 | $8,460,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 123,900 | $8,448,000 | thousands by filing date | call |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 265,415 | $8,445,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 183,600 | $8,435,000 | thousands by filing date | put |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 373,012 | $8,434,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 129,500 | $8,410,000 | thousands by filing date | call |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 375,348 | $8,400,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 654,852 | $8,379,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 246,564 | $8,355,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 50,800 | $8,353,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 159,979 | $8,319,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 485,535 | $8,298,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 79,703 | $8,297,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 1,188,906 | $8,286,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 155,000 | $8,277,000 | thousands by filing date | call |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 101,832 | $8,274,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 224,686 | $8,257,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 274,544 | $8,247,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 74,617 | $8,246,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 56,552 | $8,236,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 100,400 | $8,232,000 | thousands by filing date | put |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 861,744 | $8,229,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 944,181 | $8,224,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 108,499 | $8,223,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 165,700 | $8,217,000 | thousands by filing date | call |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 124,154 | $8,209,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 8,638,000 | $8,206,000 | thousands by filing date | principal |
| ISHARES TR | 464288372 | COM | 193,338 | $8,203,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 824,571 | $8,197,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 584,621 | $8,161,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 155,900 | $8,157,000 | thousands by filing date | call |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 31,449 | $8,147,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 225,200 | $8,141,000 | thousands by filing date | call |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 73,149 | $8,139,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 630,139 | $8,129,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 298,846 | $8,126,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 786,465 | $8,116,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 298,636 | $8,111,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 290,621 | $8,103,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 81,537 | $8,093,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 526,255 | $8,088,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 342,645 | $8,086,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 219,750 | $8,085,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 420,047 | $8,073,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 380,291 | $8,070,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 93,202 | $8,069,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 523,729 | $8,066,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 188,694 | $8,063,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 615,200 | $8,059,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 161,000 | $8,048,000 | thousands by filing date | call |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 193,253 | $8,045,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 120,419 | $8,044,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 68,500 | $8,044,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 348,800 | $8,040,000 | thousands by filing date | call |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 73,100 | $8,032,000 | thousands by filing date | call |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 592,101 | $8,029,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 119,865 | $8,001,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 65,992 | $7,990,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 231,663 | $7,960,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 315,100 | $7,950,000 | thousands by filing date | call |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 282,777 | $7,949,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 209,809 | $7,931,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 450,241 | $7,924,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 473,460 | $7,907,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 152,402 | $7,905,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 285,010 | $7,892,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 103,246 | $7,855,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 402,861 | $7,839,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 78,840 | $7,837,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 475,810 | $7,837,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 404,072 | $7,836,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 73,102 | $7,792,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 143,500 | $7,789,000 | thousands by filing date | put |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 79,453 | $7,778,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 73,436 | $7,772,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 183,099 | $7,768,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 108,800 | $7,762,000 | thousands by filing date | put |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 233,421 | $7,731,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 197,200 | $7,724,000 | thousands by filing date | call |
| TIPTREE INC | 88822Q103 | COM | 934,510 | $7,719,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 21,400 | $7,715,000 | thousands by filing date | put |
| COPA HOLDINGS SA | P31076105 | CL A | 71,675 | $7,691,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 589,104 | $7,682,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 906,838 | $7,681,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 162,948 | $7,659,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 71,399 | $7,630,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 181,966 | $7,629,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 255,366 | $7,623,000 | thousands by filing date | |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 321,408 | $7,614,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 283,333 | $7,607,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 186,872 | $7,592,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 149,631 | $7,584,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,262,949 | $7,577,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 99,367 | $7,572,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 68,683 | $7,567,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 296,031 | $7,564,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 76,780 | $7,544,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 202,900 | $7,522,000 | thousands by filing date | put |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 217,837 | $7,514,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 203,100 | $7,513,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 85,400 | $7,483,000 | thousands by filing date | put |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 251,199 | $7,453,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 308,882 | $7,432,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 521,131 | $7,431,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 30,800 | $7,431,000 | thousands by filing date | call |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 85,970 | $7,399,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 201,600 | $7,399,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 134,938 | $7,393,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 148,110 | $7,380,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 373,962 | $7,378,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 982,515 | $7,369,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 315,961 | $7,349,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 189,927 | $7,348,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 60,454 | $7,347,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 228,700 | $7,332,000 | thousands by filing date | put |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 81,149 | $7,321,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 62,297 | $7,271,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 319,118 | $7,263,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 119,301 | $7,250,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 134,014 | $7,232,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 137,632 | $7,221,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 279,602 | $7,217,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 997,240 | $7,210,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 268,794 | $7,190,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 226,100 | $7,183,000 | thousands by filing date | put |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 192,300 | $7,171,000 | thousands by filing date | put |
| WHIRLPOOL CORP COM | 963320106 | Stock | 49,100 | $7,151,000 | thousands by filing date | call |
| LEXMARK INTL NEW | 529771107 | CL A | 168,187 | $7,148,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 82,164 | $7,106,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 136,669 | $7,105,000 | thousands by filing date | call |
| YUM BRANDS INC COM | 988498101 | Stock | 98,573 | $7,095,000 | thousands by filing date | call |
| QIWI PLC | 74735M108 | SPON ADR REP B | 224,251 | $7,084,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 188,982 | $7,071,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 218,507 | $7,071,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 81,314 | $7,070,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,472,852 | $7,070,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 522,305 | $7,056,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 120,080 | $7,053,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 1,020,650 | $7,053,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 213,992 | $7,034,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 117,919 | $7,009,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 139,388 | $6,998,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 395,700 | $6,988,000 | thousands by filing date | put |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 277,668 | $6,983,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 119,833 | $6,979,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 192,903 | $6,976,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 235,100 | $6,966,000 | thousands by filing date | call |
| BALL CORP | 058498106 | COM | 109,772 | $6,945,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 109,490 | $6,938,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 146,794 | $6,936,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 27,800 | $6,931,000 | thousands by filing date | put |
| Adobe Inc | 00724F101 | COM | 100,000 | $6,919,000 | thousands by filing date | call |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 129,037 | $6,916,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 104,900 | $6,906,000 | thousands by filing date | call |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 324,009 | $6,902,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 105,792 | $6,901,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 45,539 | $6,893,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 423,772 | $6,869,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 88,000 | $6,864,000 | thousands by filing date | call |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 142,377 | $6,848,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,249,348 | $6,846,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 282,700 | $6,830,000 | thousands by filing date | call |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 115,777 | $6,824,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 161,919 | $6,823,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 151,221 | $6,823,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 243,763 | $6,811,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 785,000 | $6,790,000 | thousands by filing date | put |
| SCHULMAN (A.) INC | 808194104 | COM | 187,728 | $6,788,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 591,181 | $6,787,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 246,847 | $6,786,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 155,301 | $6,785,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 125,000 | $6,783,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 119,369 | $6,781,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 174,387 | $6,771,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,142,970 | $6,755,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 195,735 | $6,730,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 330,024 | $6,729,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 52,100 | $6,721,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 142,321 | $6,714,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 471,000 | $6,712,000 | thousands by filing date | call |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 331,981 | $6,676,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 145,659 | $6,670,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 148,598 | $6,663,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 212,612 | $6,658,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 146,300 | $6,655,000 | thousands by filing date | call |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 27,877 | $6,651,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 223,539 | $6,631,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 209,242 | $6,627,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 166,036 | $6,625,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 69,431 | $6,617,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 358,031 | $6,606,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 55,556 | $6,606,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 75,462 | $6,588,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 144,800 | $6,587,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 117,403 | $6,583,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 224,728 | $6,576,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 75,100 | $6,574,000 | thousands by filing date | call |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 297,695 | $6,534,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 213,000 | $6,528,000 | thousands by filing date | put |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 118,437 | $6,525,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 126,000 | $6,513,000 | thousands by filing date | call |
| IDEX CORP COM | 45167R104 | Stock | 89,930 | $6,508,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 70,977 | $6,498,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 159,143 | $6,491,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 114,218 | $6,483,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 194,456 | $6,483,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 109,968 | $6,477,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 179,000 | $6,471,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 176,267 | $6,469,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 260,347 | $6,462,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 217,808 | $6,458,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 58,750 | $6,455,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 138,842 | $6,455,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 866,643 | $6,440,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 181,660 | $6,433,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 465,057 | $6,427,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 57,238 | $6,414,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 189,280 | $6,413,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,874,700 | $6,393,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 119,500 | $6,393,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 122,159 | $6,384,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 231,635 | $6,379,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 104,649 | $6,372,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 508,940 | $6,372,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 61,000 | $6,350,000 | thousands by filing date | put |
| ALTERA CORP | 021441100 | COM | 177,312 | $6,344,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 145,247 | $6,341,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 110,200 | $6,340,000 | thousands by filing date | put |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 268,756 | $6,340,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 582,972 | $6,337,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 270,062 | $6,327,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 39,039 | $6,324,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 436,148 | $6,324,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 365,430 | $6,318,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 115,842 | $6,308,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 103,002 | $6,296,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 49,400 | $6,293,000 | thousands by filing date | call |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 201,290 | $6,276,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 132,869 | $6,274,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 235,075 | $6,274,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 48,801 | $6,272,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 217,371 | $6,261,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 140,068 | $6,240,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 451,865 | $6,236,000 | thousands by filing date | |
| LEHIGH GAS PARTNERS LP | 524814100 | UT LTD PTN INT | 183,166 | $6,222,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 528,129 | $6,216,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 102,337 | $6,191,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 140,965 | $6,173,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 82,200 | $6,158,000 | thousands by filing date | call |
| LENNAR CORP CL A | 526057104 | Stock | 158,600 | $6,158,000 | thousands by filing date | put |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 292,223 | $6,157,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 1,076,494 | $6,157,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 62,052 | $6,151,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 65,400 | $6,140,000 | thousands by filing date | call |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 66,268 | $6,130,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,021,500 | $6,129,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 362,888 | $6,119,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 281,354 | $6,117,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 64,500 | $6,113,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 81,800 | $6,112,000 | thousands by filing date | put |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 275,400 | $6,103,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 494,852 | $6,092,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 407,664 | $6,091,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 148,433 | $6,083,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 52,805 | $6,083,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,741,561 | $6,078,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 154,800 | $6,077,000 | thousands by filing date | put |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 545,144 | $6,051,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 300,000 | $6,039,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 744,587 | $6,038,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 696,922 | $6,028,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 360,239 | $6,027,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 300,100 | $6,023,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 270,658 | $6,019,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 72,080 | $6,011,000 | thousands by filing date | call |
| KBR INC COM | 48242W106 | Stock | 318,567 | $5,998,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 108,222 | $5,990,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 217,698 | $5,964,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 565,798 | $5,958,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 63,929 | $5,955,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 89,556 | $5,954,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 258,900 | $5,952,000 | thousands by filing date | call |
| OFS CAPITAL CORP | 67103B100 | COM | 492,550 | $5,945,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 232,000 | $5,944,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 83,200 | $5,944,000 | thousands by filing date | call |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 439,018 | $5,940,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 108,147 | $5,936,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 285,606 | $5,932,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 599,022 | $5,915,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 223,577 | $5,902,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 56,100 | $5,883,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 279,932 | $5,881,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 180,534 | $5,876,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 77,838 | $5,870,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 161,585 | $5,860,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 158,669 | $5,855,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 84,637 | $5,852,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 347,902 | $5,837,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 230,900 | $5,812,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 55,018 | $5,810,000 | thousands by filing date | put |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 68,839 | $5,802,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 4,009,000 | $5,796,000 | thousands by filing date | principal |
| ISHARES TR | 464287713 | US TELECOM ETF | 193,483 | $5,795,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 102,000 | $5,790,000 | thousands by filing date | call |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 681,900 | $5,783,000 | thousands by filing date | call |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 800,715 | $5,781,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 9,086 | $5,780,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 56,738 | $5,778,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 1,183,995 | $5,766,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 69,845 | $5,762,000 | thousands by filing date | |
| LEHIGH GAS PARTNERS LP | 524814100 | UT LTD PTN INT | 169,400 | $5,755,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 64,400 | $5,734,000 | thousands by filing date | call |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 879,542 | $5,726,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 65,232 | $5,711,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 106,683 | $5,710,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 367,065 | $5,708,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 205,551 | $5,703,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 45,500 | $5,702,000 | thousands by filing date | put |
| XCELENERGY INC | 98389B100 | COM | 187,485 | $5,700,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 145,960 | $5,694,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 75,011 | $5,676,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 187,210 | $5,661,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 389,712 | $5,639,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 171,100 | $5,627,000 | thousands by filing date | put |
| FIVE BELOW INC COM | 33829M101 | Stock | 141,900 | $5,621,000 | thousands by filing date | put |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 118,744 | $5,620,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 403,221 | $5,617,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 100,000 | $5,606,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 284,817 | $5,605,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 139,023 | $5,599,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 527,481 | $5,596,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 656,426 | $5,593,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 70,161 | $5,581,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 220,575 | $5,577,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 110,066 | $5,566,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 434,060 | $5,556,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 209,207 | $5,554,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 155,800 | $5,548,000 | thousands by filing date | put |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 39,200 | $5,547,000 | thousands by filing date | put |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 100,056 | $5,544,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 316,598 | $5,544,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 684,395 | $5,530,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 69,919 | $5,523,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 102,800 | $5,522,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 121,579 | $5,515,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 144,516 | $5,508,000 | thousands by filing date | call |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 286,461 | $5,507,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 72,300 | $5,493,000 | thousands by filing date | call |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 112,519 | $5,493,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 82,270 | $5,489,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 92,600 | $5,488,000 | thousands by filing date | call |
| TALISMAN ENERGY INC | 87425E103 | COM | 633,934 | $5,483,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 82,900 | $5,456,000 | thousands by filing date | call |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 72,800 | $5,444,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 55,900 | $5,440,000 | thousands by filing date | put |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 123,000 | $5,440,000 | thousands by filing date | call |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 466,584 | $5,440,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 150,902 | $5,431,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 144,176 | $5,431,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 202,900 | $5,430,000 | thousands by filing date | call |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 79,225 | $5,429,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 504,287 | $5,426,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 47,631 | $5,425,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 88,900 | $5,421,000 | thousands by filing date | call |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 110,000 | $5,418,000 | thousands by filing date | call |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 63,300 | $5,417,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 86,042 | $5,417,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 629,479 | $5,414,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 28,637 | $5,413,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 119,943 | $5,411,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 422,019 | $5,410,000 | thousands by filing date | put |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 686,000 | $5,399,000 | thousands by filing date | call |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 496,300 | $5,395,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,125,865 | $5,393,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 272,782 | $5,390,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 118,420 | $5,383,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 265,332 | $5,370,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 429,988 | $5,353,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 52,480 | $5,340,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 54,300 | $5,337,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902404 | COM | 1,616,065 | $5,334,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 115,469 | $5,325,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 745,547 | $5,323,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 77,400 | $5,320,000 | thousands by filing date | call |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 394,605 | $5,312,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 61,400 | $5,306,000 | thousands by filing date | call |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 770,378 | $5,293,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 91,663 | $5,289,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 249,300 | $5,288,000 | thousands by filing date | call |
| RR DONNELLEY + SONS CO | 257867101 | COM | 321,036 | $5,285,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 314,073 | $5,258,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 79,169 | $5,257,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 187,622 | $5,248,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 62,487 | $5,244,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 137,834 | $5,240,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 86,924 | $5,236,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 80,700 | $5,233,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 128,950 | $5,233,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 167,784 | $5,228,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 187,962 | $5,225,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 140,958 | $5,225,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 195,233 | $5,224,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 194,085 | $5,216,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 383,350 | $5,202,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 118,300 | $5,199,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 879,301 | $5,197,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 90,700 | $5,194,000 | thousands by filing date | put |
| KEURIG GREEN MTN INC | 49271M100 | COM | 39,900 | $5,192,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 287,749 | $5,191,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 82,000 | $5,189,000 | thousands by filing date | put |
| CAPITALA FIN CORP | 14054R106 | COM | 292,761 | $5,188,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 544,600 | $5,174,000 | thousands by filing date | put |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 59,215 | $5,173,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 153,215 | $5,171,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 70,200 | $5,168,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-011529 | this filing | 2014-11-12 | acceptance time not in the bulk data set |