13F-HR filed by UBS AG
UBS AG filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 10,408 holding rows worth $135,582,726,000.
- Accession
- 0000950123-14-011529
- Filer
- CIK 1114446
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 15,317 entries on the cover page, a total value of $135,582,726,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,582,744,000 with VALUE read as thousands by filing date, 13F file number 028-10396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG, New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,186,553 | $18,653,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,579,329 | $18,652,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 143,141 | $18,648,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,043,694 | $18,609,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 112,111 | $18,592,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 208,842 | $18,588,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 269,000 | $18,585,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 471,400 | $18,559,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 205,863 | $18,558,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 235,335 | $18,540,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,280,266 | $18,513,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 1,083,280 | $18,492,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 2,157,825 | $18,471,000 | thousands by filing date | |
| MGC | 921910873 | COM | 272,685 | $18,420,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 3,798,805 | $18,387,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 212,432 | $18,357,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 574,100 | $18,354,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 574,500 | $18,350,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 628,299 | $18,258,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 300,000 | $18,159,000 | thousands by filing date | put |
| ENPRO INC | 29355X107 | COM | 300,000 | $18,159,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 106,600 | $18,129,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 171,849 | $18,109,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 252,000 | $18,084,000 | thousands by filing date | put |
| NETAPP INC COM | 64110D104 | Stock | 420,877 | $18,081,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 213,791 | $18,055,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 353,303 | $18,051,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 650,886 | $17,990,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 439,300 | $17,989,000 | thousands by filing date | call |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 447,958 | $17,946,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 433,500 | $17,908,000 | thousands by filing date | call |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,593,868 | $17,899,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 561,332 | $17,884,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 617,365 | $17,823,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 363,029 | $17,807,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 146,652 | $17,767,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 296,128 | $17,750,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 769,800 | $17,728,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 152,200 | $17,696,000 | thousands by filing date | call |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 287,266 | $17,690,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 780,291 | $17,623,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 253,268 | $17,607,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,311,935 | $17,599,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 6,516,962 | $17,595,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 275,674 | $17,593,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 556,647 | $17,568,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,181,488 | $17,521,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,315,222 | $17,506,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,499,937 | $17,489,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 373,379 | $17,478,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,357,000 | $17,397,000 | thousands by filing date | call |
| CSX Corporation | 126408103 | COM | 542,500 | $17,393,000 | thousands by filing date | call |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 830,078 | $17,366,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 278,289 | $17,360,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 342,124 | $17,346,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 242,848 | $17,325,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 499,500 | $17,268,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 471,191 | $17,241,000 | thousands by filing date | |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 575,434 | $17,229,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 137,390 | $17,098,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 282,300 | $17,082,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 729,167 | $17,063,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,052,251 | $17,015,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 498,556 | $16,995,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 2,759,827 | $16,974,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 255,319 | $16,973,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 8,825,000 | $16,971,000 | thousands by filing date | principal |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,315,112 | $16,859,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 910,805 | $16,859,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 189,000 | $16,827,000 | thousands by filing date | put |
| RAYTHEON CO | 755111507 | COM NEW | 165,300 | $16,798,000 | thousands by filing date | put |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 241,691 | $16,735,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 191,179 | $16,734,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 402,600 | $16,631,000 | thousands by filing date | put |
| KEYW HLDG CORP | 493723100 | COM | 1,500,100 | $16,606,000 | thousands by filing date | call |
| XEROX CORP | 984121103 | COM | 1,250,953 | $16,550,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 60,400 | $16,527,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 116,559 | $16,514,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 176,900 | $16,468,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 599,950 | $16,468,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 182,646 | $16,411,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 501,505 | $16,374,000 | thousands by filing date | call |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,743,829 | $16,340,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,643,000 | $16,331,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 319,076 | $16,330,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 233,292 | $16,308,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 160,900 | $16,291,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 182,400 | $16,270,000 | thousands by filing date | put |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 389,109 | $16,268,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 471,726 | $16,256,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 307,800 | $16,203,000 | thousands by filing date | put |
| ALCOA INC | 013817101 | COM | 1,006,900 | $16,201,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 345,700 | $16,175,000 | thousands by filing date | call |
| COMPUTER SCIENCES CORP | 205363104 | COM | 264,235 | $16,158,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 65,064 | $16,154,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 638,471 | $16,131,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 742,991 | $16,123,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 420,900 | $16,112,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 524,549 | $16,098,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 244,500 | $16,095,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 348,011 | $16,085,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 670,679 | $16,077,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 357,000 | $16,076,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 447,732 | $16,065,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 749,295 | $16,058,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 172,000 | $16,011,000 | thousands by filing date | put |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 713,306 | $15,985,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 23,878 | $15,917,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 166,078 | $15,849,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 449,706 | $15,848,000 | thousands by filing date | call |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 113,871 | $15,846,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 928,246 | $15,836,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 125,000 | $15,816,000 | thousands by filing date | put |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,110,835 | $15,763,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 281,356 | $15,733,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 259,327 | $15,697,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 4,398,495 | $15,659,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,830,409 | $15,632,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 202,200 | $15,618,000 | thousands by filing date | put |
| ST JUDE MED INC | 790849103 | COM | 259,558 | $15,607,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 220,900 | $15,602,000 | thousands by filing date | call |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 631,803 | $15,567,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 177,238 | $15,535,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 564,960 | $15,514,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 139,400 | $15,459,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 1,427,981 | $15,394,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 853,012 | $15,363,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 528,448 | $15,299,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 306,000 | $15,297,000 | thousands by filing date | put |
| CONSOL ENERGY INC | 20854P109 | COM | 403,917 | $15,292,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 162,220 | $15,254,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 252,440 | $15,242,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 667,400 | $15,203,000 | thousands by filing date | put |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 117,870 | $15,199,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 965,349 | $15,147,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 164,934 | $15,093,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 215,091 | $15,091,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 661,025 | $15,071,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 460,600 | $15,039,000 | thousands by filing date | put |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 1,409,239 | $15,022,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 133,700 | $15,016,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 413,100 | $15,012,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 382,350 | $14,977,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 186,800 | $14,950,000 | thousands by filing date | put |
| COTY INC | 222070203 | COM CL A | 901,600 | $14,921,000 | thousands by filing date | call |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 709,203 | $14,907,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,086,486 | $14,874,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 452,200 | $14,873,000 | thousands by filing date | call |
| MANULIFE FINL CORP | 56501R106 | COM | 772,165 | $14,864,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 768,100 | $14,855,000 | thousands by filing date | call |
| ISHARES TR | 464287846 | DOW JONES US ETF | 149,695 | $14,841,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 369,338 | $14,836,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 217,200 | $14,809,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 270,108 | $14,761,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 219,213 | $14,751,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 329,154 | $14,730,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 240,600 | $14,703,000 | thousands by filing date | put |
| SEALED AIR CORP NEW | 81211K100 | COM | 421,284 | $14,695,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 173,400 | $14,682,000 | thousands by filing date | call |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 428,180 | $14,678,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 594,515 | $14,673,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 268,345 | $14,636,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 89,857 | $14,621,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 218,165 | $14,613,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 354,900 | $14,601,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 173,171 | $14,586,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 219,000 | $14,537,000 | thousands by filing date | call |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 322,756 | $14,511,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 157,929 | $14,477,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 661,560 | $14,382,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 292,900 | $14,381,000 | thousands by filing date | call |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,909,924 | $14,381,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 290,798 | $14,359,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 185,276 | $14,353,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 67,000 | $14,296,000 | thousands by filing date | call |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 255,164 | $14,289,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 184,251 | $14,289,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,186,066 | $14,231,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 506,299 | $14,227,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 605,729 | $14,210,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 143,854 | $14,206,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 1,172,942 | $14,193,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 885,586 | $14,178,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 247,979 | $14,127,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 306,385 | $14,115,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 5,688,517 | $14,107,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 676,756 | $14,070,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 681,494 | $14,046,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 459,100 | $14,030,000 | thousands by filing date | put |
| VANGUARD STAR FDS | 921909768 | COM | 274,590 | $14,004,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 1,585,110 | $13,996,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 687,995 | $13,980,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 831,610 | $13,955,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,182,300 | $13,916,000 | thousands by filing date | call |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 346,741 | $13,901,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 168,021 | $13,897,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 561,376 | $13,877,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 958,853 | $13,866,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 370,926 | $13,813,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 456,671 | $13,773,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 420,941 | $13,761,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 267,560 | $13,749,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 126,700 | $13,737,000 | thousands by filing date | put |
| GOOGLE INC | 38259P706 | CL C | 23,760 | $13,718,000 | thousands by filing date | put |
| Intuit Inc. | 461202103 | COM | 156,500 | $13,717,000 | thousands by filing date | call |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 869,561 | $13,696,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 188,321 | $13,682,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 327,974 | $13,664,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 230,681 | $13,644,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 141,570 | $13,634,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 155,305 | $13,616,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 927,800 | $13,602,000 | thousands by filing date | put |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 768,970 | $13,572,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 557,790 | $13,571,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 288,481 | $13,555,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 121,800 | $13,532,000 | thousands by filing date | put |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 666,041 | $13,507,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 227,502 | $13,491,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 532,298 | $13,478,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 496,730 | $13,476,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 94,740 | $13,464,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 133,907 | $13,456,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 192,122 | $13,447,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 846,914 | $13,440,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 695,090 | $13,422,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 399,325 | $13,413,000 | thousands by filing date | call |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 91,651 | $13,407,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 113,907 | $13,384,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 630,500 | $13,373,000 | thousands by filing date | put |
| FIRST SOLAR INC COM | 336433107 | Stock | 202,546 | $13,330,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 214,029 | $13,326,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 105,375 | $13,308,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 192,857 | $13,280,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 140,900 | $13,222,000 | thousands by filing date | put |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 590,832 | $13,181,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 133,132 | $13,178,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 138,777 | $13,157,000 | thousands by filing date | call |
| ACTAVIS PLC | G0083B108 | SHS | 54,500 | $13,150,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 197,108 | $13,148,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 411,914 | $13,144,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 314,300 | $13,109,000 | thousands by filing date | put |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 286,641 | $13,108,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 428,858 | $13,063,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 358,900 | $13,042,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 198,006 | $13,035,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 110,200 | $13,028,000 | thousands by filing date | put |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 501,368 | $13,020,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 371,613 | $12,988,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 51,587 | $12,983,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 377,951 | $12,960,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 343,441 | $12,948,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 68,900 | $12,890,000 | thousands by filing date | call |
| AMTRUST FINL SVCS INC | 032359309 | COM | 323,500 | $12,882,000 | thousands by filing date | call |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 603,331 | $12,881,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 111,226 | $12,876,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 290,434 | $12,875,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 295,491 | $12,866,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 1,560,362 | $12,857,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 218,196 | $12,826,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 397,536 | $12,769,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 198,546 | $12,768,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 439,647 | $12,762,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 492,749 | $12,738,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 446,553 | $12,736,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 344,025 | $12,726,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 369,600 | $12,718,000 | thousands by filing date | put |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 349,782 | $12,708,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 556,600 | $12,679,000 | thousands by filing date | call |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 741,005 | $12,679,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 994,666 | $12,672,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 129,200 | $12,655,000 | thousands by filing date | call |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 338,559 | $12,624,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 229,347 | $12,614,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 124,511 | $12,592,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 700,677 | $12,584,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 855,708 | $12,570,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 125,742 | $12,569,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 507,106 | $12,551,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 200,100 | $12,542,000 | thousands by filing date | call |
| iShares Global Healthcare ETF | 464287325 | SHS | 128,065 | $12,512,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 224,559 | $12,497,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 202,965 | $12,485,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 504,961 | $12,483,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 551,300 | $12,454,000 | thousands by filing date | call |
| AXIALL CORP | 05463D100 | COM | 347,334 | $12,438,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 335,000 | $12,418,000 | thousands by filing date | call |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 3,213,699 | $12,373,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 726,020 | $12,372,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 111,300 | $12,343,000 | thousands by filing date | call |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 1,120,000 | $12,320,000 | thousands by filing date | call |
| REDWOOD TRUST INC | 758075402 | COM | 743,037 | $12,319,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,929,321 | $12,309,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 271,684 | $12,294,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 125,480 | $12,281,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 106,271 | $12,253,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 238,283 | $12,234,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 275,227 | $12,210,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 628,385 | $12,203,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 499,566 | $12,189,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 219,667 | $12,174,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 396,921 | $12,165,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 382,778 | $12,153,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 776,037 | $12,137,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 930,452 | $12,133,000 | thousands by filing date | put |
| VWO | 922042858 | SHS | 290,800 | $12,129,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 351,060 | $12,080,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 400,000 | $12,064,000 | thousands by filing date | put |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 85,519 | $12,056,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 172,001 | $12,056,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 3,702,658 | $12,034,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 317,819 | $12,033,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 119,852 | $11,968,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 288,859 | $11,962,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 149,205 | $11,956,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 574,110 | $11,941,000 | thousands by filing date | call |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,010,605 | $11,935,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 563,034 | $11,903,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 627,193 | $11,898,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 672,200 | $11,871,000 | thousands by filing date | put |
| ROYCE VALUE TRUST | 780910105 | COM | 817,226 | $11,850,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 907,496 | $11,843,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 201,328 | $11,828,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 255,100 | $11,803,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 188,300 | $11,803,000 | thousands by filing date | put |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 360,600 | $11,799,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 159,500 | $11,790,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 495,915 | $11,783,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 122,219 | $11,740,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 730,455 | $11,739,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 286,136 | $11,737,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 498,275 | $11,734,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 245,012 | $11,732,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 116,589 | $11,722,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 235,600 | $11,688,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 334,000 | $11,673,000 | thousands by filing date | put |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 182,300 | $11,665,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 95,316 | $11,660,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 151,700 | $11,601,000 | thousands by filing date | call |
| F5 INC COM | 315616102 | Stock | 97,648 | $11,595,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 41,500 | $11,588,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 492,400 | $11,576,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 1,151,200 | $11,558,000 | thousands by filing date | call |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 545,139 | $11,552,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 175,000 | $11,517,000 | thousands by filing date | put |
| FLOWSERVE CORP | 34354P105 | COM | 163,036 | $11,497,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 188,623 | $11,492,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 459,356 | $11,480,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,285,223 | $11,477,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 240,400 | $11,438,000 | thousands by filing date | put |
| CORE LABORATORIES N V | N22717107 | COM | 78,026 | $11,419,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 636,753 | $11,417,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 176,600 | $11,405,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,171,873 | $11,402,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 560,513 | $11,395,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 345,373 | $11,387,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 301,705 | $11,383,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 382,570 | $11,377,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 111,350 | $11,374,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 366,504 | $11,366,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 57,707 | $11,366,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 264,199 | $11,360,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 240,594 | $11,320,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 760,553 | $11,295,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 427,077 | $11,292,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 256,938 | $11,264,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 82,649 | $11,241,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 163,500 | $11,237,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 425,745 | $11,193,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 127,800 | $11,188,000 | thousands by filing date | put |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 498,552 | $11,187,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 97,979 | $11,185,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 137,909 | $11,176,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 684,083 | $11,164,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 782,989 | $11,158,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 205,391 | $11,154,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 118,500 | $11,145,000 | thousands by filing date | put |
| iShares U.S. Financials ETF | 464287788 | SHS | 133,072 | $11,141,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 216,982 | $11,138,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 853,108 | $11,125,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 197,400 | $11,120,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 163,803 | $11,108,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 77,613 | $11,077,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 776,268 | $11,062,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 999,510 | $11,005,000 | thousands by filing date | call |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 628,281 | $11,001,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 898,529 | $10,998,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 166,856 | $10,996,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 398,946 | $10,991,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 682,500 | $10,981,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 243,608 | $10,972,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 529,146 | $10,959,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 226,979 | $10,915,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 113,855 | $10,900,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 159,300 | $10,872,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 420,420 | $10,821,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 459,216 | $10,806,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 304,453 | $10,805,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 723,101 | $10,760,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 82,500 | $10,740,000 | thousands by filing date | call |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 275,006 | $10,731,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 205,100 | $10,731,000 | thousands by filing date | put |
| HARRIS CORP INC | 413875105 | COM | 161,523 | $10,725,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 51,500 | $10,685,000 | thousands by filing date | put |
| MOODYS CORP COM | 615369105 | Stock | 112,923 | $10,672,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 102,050 | $10,665,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 326,200 | $10,663,000 | thousands by filing date | put |
| ETFS Gold Trust | 26922Y105 | ETF | 89,829 | $10,643,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 155,539 | $10,636,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 565,187 | $10,636,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,129,963 | $10,633,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 174,275 | $10,628,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 408,486 | $10,625,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 460,800 | $10,621,000 | thousands by filing date | put |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 172,382 | $10,571,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 892,981 | $10,555,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 372,107 | $10,552,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 169,400 | $10,494,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W103 | COM | 250,000 | $10,480,000 | thousands by filing date | put |
| LINDSAY CORPORATION | 535555106 | COM | 140,122 | $10,475,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 1,077,849 | $10,466,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 311,466 | $10,462,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 305,914 | $10,459,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 144,235 | $10,409,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 234,414 | $10,406,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 271,400 | $10,405,000 | thousands by filing date | put |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 660,119 | $10,397,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 636,729 | $10,393,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 5,855,000 | $10,371,000 | thousands by filing date | principal |
| SERVICE CORP INTL COM | 817565104 | Stock | 490,524 | $10,370,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 208,957 | $10,367,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 72,000 | $10,331,000 | thousands by filing date | put |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 151,119 | $10,290,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 177,534 | $10,277,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 700,300 | $10,266,000 | thousands by filing date | call |
| Dow Chemical Company | 260543103 | COM | 195,200 | $10,236,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 405,606 | $10,222,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 133,300 | $10,200,000 | thousands by filing date | put |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 168,400 | $10,190,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660107 | COM | 291,220 | $10,170,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 111,821 | $10,170,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 150,600 | $10,161,000 | thousands by filing date | call |
| NVR INC COM | 62944T105 | Stock | 8,986 | $10,154,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 185,749 | $10,149,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 330,979 | $10,145,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 477,541 | $10,129,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 770,223 | $10,128,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 644,437 | $10,124,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 339,203 | $10,057,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 85,596 | $10,051,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y223 | 7-10YR TRS BUL | 250,100 | $10,047,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 733,400 | $10,040,000 | thousands by filing date | put |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 584,741 | $10,022,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 224,854 | $10,011,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 190,283 | $10,010,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 72,304 | $9,987,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 412,800 | $9,973,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 383,640 | $9,971,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 667,886 | $9,964,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 186,200 | $9,943,000 | thousands by filing date | put |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 555,292 | $9,934,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 58,200 | $9,898,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 462,399 | $9,863,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 637,268 | $9,858,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 266,000 | $9,839,000 | thousands by filing date | put |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 296,336 | $9,821,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 107,361 | $9,804,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 220,743 | $9,803,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 253,364 | $9,800,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 589,085 | $9,797,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 217,442 | $9,792,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 630,992 | $9,726,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 150,700 | $9,721,000 | thousands by filing date | put |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 415,601 | $9,705,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 216,032 | $9,700,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 273,453 | $9,696,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 77,300 | $9,687,000 | thousands by filing date | call |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 679,539 | $9,683,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 162,364 | $9,676,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 194,900 | $9,665,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 280,200 | $9,642,000 | thousands by filing date | call |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 816,449 | $9,626,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 97,200 | $9,625,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 220,103 | $9,614,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 145,800 | $9,608,000 | thousands by filing date | call |
| HEWLETT PACKARD CO | 428236103 | COM | 270,700 | $9,602,000 | thousands by filing date | put |
| M & T BK CORP COM | 55261F104 | Stock | 77,747 | $9,585,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 150,700 | $9,550,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,531,715 | $9,543,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 594,328 | $9,533,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,454,312 | $9,526,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 429,847 | $9,525,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 118,651 | $9,506,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 334,736 | $9,493,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 385,526 | $9,488,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 1,096,600 | $9,486,000 | thousands by filing date | call |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 443,200 | $9,465,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 576,524 | $9,449,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 256,139 | $9,446,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 110,300 | $9,439,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 57,400 | $9,438,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-011529 | this filing | 2014-11-12 | acceptance time not in the bulk data set |